CIK: 0001404574 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value ($000): $481,972 (93.0% shares, 7.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CALPINE CORP | 3,025,000 | $54,420 | 11.3% | $22.87 | — | Call | 131347304 |
| — | NUVEEN NY AMT FREE MUN INCOM | 1,516,912 | $19,037 | 3.9% | $12.31 | — | COM | 670656107 |
| CAR | AVIS BUDGET GROUP | 431,000 | $18,998 | 3.9% | $52.34 | -4.2% | COM | 053774105 |
| FXI | ISHARES TR | 405,500 | $18,694 | 3.9% | — | — | Put | 464287184 |
| FXI | ISHARES TR | 405,500 | $18,694 | 3.9% | — | — | Call | 464287184 |
| — | ATHENAHEALTH INC | 150,000 | $17,187 | 3.6% | — | — | Put | 04685W103 |
| — | SUPERNUS PHARMACEUTICALS INC | 4,962,000 | $16,643 | 3.5% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| EEM | ISHARES TR | 416,100 | $16,486 | 3.4% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| VIPS | VIPSHOP HLDGS LTD | 620,000 | $13,795 | 2.9% | $22.25 | — | Put | 92763W103 |
| — | LEUCADIA NATL CORP | 550,000 | $13,354 | 2.8% | $23.84 | — | COM | 527288104 |
| EWY | ISHARES | 204,000 | $11,242 | 2.3% | — | — | Put | 464286772 |
| EWY | ISHARES | 204,000 | $11,242 | 2.3% | — | — | Call | 464286772 |
| — | NEW SR INVT GROUP INC | 824,910 | $11,029 | 2.3% | $13.77 | — | COM | 648691103 |
| MU | MICRON TECHNOLOGY INC | 538,600 | $10,147 | 2.1% | $27.27 | -4.6% | COM | 595112103 |
| — | ELECTRUM SPL ACQUISITION COR | 1,000,000 | $10,020 | 2.1% | $10.02 | — | UNIT 99/99/9999 | G3105C120 |
| — | DURECT CORP | 4,189,118 | $10,012 | 2.1% | $1.25 | — | COM | 266605104 |
| — | ISHARES | 615,000 | $9,705 | 2.0% | — | — | Call | 464286731 |
| — | ISHARES | 615,000 | $9,705 | 2.0% | — | — | Put | 464286731 |
| RITM | NEW RESIDENTIAL INVT CORP | 550,600 | $8,391 | 1.7% | $15.24 | — | COM NEW | 64828T201 |
| XHR | XENIA HOTELS & RESORTS INC | 356,757 | $7,756 | 1.6% | $22.75 | — | COM | 984017103 |
| CRESY | CRESUD S A C I F Y A | 591,600 | $7,703 | 1.6% | $11.91 | — | SPONSORED ADR | 226406106 |
| — | FXCM INC | 9,000,000 | $7,583 | 1.6% | $0.78 | — | NOTE 2.250% 6/1 | 302693AB2 |
| CRM | SALESFORCE COM INC | 100,000 | $6,963 | 1.4% | — | — | Call | 79466L302 |
| EWZ | ISHARES | 181,000 | $5,931 | 1.2% | — | — | Put | 464286400 |
| EZA | ISHARES | 90,500 | $5,922 | 1.2% | — | — | Put | 464286780 |
| EZA | ISHARES | 90,500 | $5,922 | 1.2% | — | — | Call | 464286780 |
| EPI | WISDOMTREE TR | 272,500 | $5,905 | 1.2% | — | — | Put | 97717W422 |
| EPI | WISDOMTREE TR | 272,500 | $5,905 | 1.2% | — | — | Call | 97717W422 |
| — | GEVO INC | 10,025,000 | $5,764 | 1.2% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | IRSA INVERSIONES Y REP S A | 317,800 | $5,705 | 1.2% | $8.95 | — | GLOBL DEP RCPT | 450047204 |
| — | KKR & CO L P DEL | 245,500 | $5,610 | 1.2% | $22.30 | — | COM UNITS | 48248M102 |
| EWZ | ISHARES | 156,000 | $5,112 | 1.1% | — | — | Call | 464286400 |
| — | SEQUENTIAL BRANDS GROUP INC | 320,000 | $4,893 | 1.0% | $6.41 | — | COM NEW | 817340201 |
| — | LEVY ACQUISITION CORP | 287,500 | $4,376 | 0.9% | $13.15 | — | COM | 52748T104 |
| — | STONEGATE MTG CORP | 434,328 | $4,374 | 0.9% | $15.13 | — | COM | 86181Q300 |
| NPO | ENPRO INDS INC | 75,000 | $4,292 | 0.9% | $64.00 | -1.6% | COM | 29355X107 |
| — | AMERICAN CAP LTD | 288,681 | $3,912 | 0.8% | $14.79 | — | COM | 02503Y103 |
| — | VIPSHOP HLDGS LTD | 3,000,000 | $3,810 | 0.8% | $1.27 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | SIBANYE GOLD LTD | 550,000 | $3,548 | 0.7% | $3.15 | — | SPONSORED ADR | 825724206 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 258,525 | $3,498 | 0.7% | $13.34 | — | COM | 67066X107 |
| VIPS | VIPSHOP HLDGS LTD | 154,200 | $3,431 | 0.7% | $22.25 | — | SPONSORED ADR | 92763W103 |
| EWW | ISHARES | 60,000 | $3,427 | 0.7% | — | — | Put | 464286822 |
| EWW | ISHARES | 60,000 | $3,427 | 0.7% | — | — | Call | 464286822 |
| — | WRIGHT MED GROUP INC | 838,644 | $3,355 | 0.7% | $2.10 | — | RIGHT 03/01/2019 | 98235T115 |
| — | BP PRUDHOE BAY RTY TR | 50,000 | $3,086 | 0.6% | — | — | Put | 055630107 |
| — | MARKET VECTORS ETF TR | 157,000 | $2,870 | 0.6% | — | — | Put | 57060U506 |
| — | MARKET VECTORS ETF TR | 157,000 | $2,870 | 0.6% | — | — | Call | 57060U506 |
| — | STATE NATL COS INC | 255,000 | $2,762 | 0.6% | $11.86 | — | COM | 85711T305 |
| MDT | MEDTRONIC PLC | 37,008 | $2,742 | 0.6% | $58.10 | +1.2% | SHS | G5960L103 |
| — | GALMED PHARMACEUTICALS LTD | 264,600 | $2,662 | 0.6% | $10.42 | — | SHS | M47238106 |
| KEN | KENON HLDGS LTD | 130,000 | $2,587 | 0.5% | $1.40 | +15.7% | SHS | Y46717107 |
| — | FORTRESS INVESTMENT GROUP LL | 350,000 | $2,555 | 0.5% | $8.07 | — | CL A | 34958B106 |
| — | FIFTH STR ASSET MGMT INC | 240,000 | $2,467 | 0.5% | $10.97 | — | CL A COM | 31679P109 |
| XENWX | EATON VANCE NEW YORK MUN BD | 193,026 | $2,382 | 0.5% | $11.79 | — | COM | 27827Y109 |
| AGRO | ADECOAGRO S A | 244,230 | $2,252 | 0.5% | $7.93 | +11.6% | COM | L00849106 |
| — | APOLLO RESIDENTIAL MTG INC | 141,000 | $2,071 | 0.4% | $16.23 | — | COM | 03763V102 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2,029 | 0.4% | $15.06 | — | ISHARES | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2,029 | 0.4% | $15.06 | — | Put | 46428Q109 |
| — | XCERRA CORP | 245,590 | $1,859 | 0.4% | $9.10 | — | COM | 98400J108 |
| — | NATIONSTAR MTG HLDGS INC | 101,100 | $1,698 | 0.4% | $16.80 | — | COM | 63861C109 |
| GM | GENERAL MTRS CO | 49,600 | $1,653 | 0.3% | $28.15 | -1.1% | COM | 37045V100 |
| — | WHEELER REAL ESTATE INVT TR | 61,980 | $1,559 | 0.3% | $24.74 | — | CV PFD SER B | 963025309 |
| GFI | GOLD FIELDS LTD NEW | 430,000 | $1,389 | 0.3% | $3.23 | — | SPONSORED ADR | 38059T106 |
| — | KANDI TECHNOLOGIES GROUP INC | 120,000 | $1,085 | 0.2% | — | — | Put | 483709101 |
| — | MEDLEY MGMT INC | 85,537 | $1,013 | 0.2% | $10.99 | — | CL A COM | 58503T106 |
| YELP | YELP INC | 22,200 | $955 | 0.2% | — | — | Put | 985817105 |
| YELP | YELP INC | 22,200 | $955 | 0.2% | — | — | Call | 985817105 |
| — | DIPEXIUM PHARMACEUTICALS INC | 70,000 | $890 | 0.2% | $12.71 | — | COM | 25456J104 |
| KODK | EASTMAN KODAK CO | 45,920 | $771 | 0.2% | $18.99 | +0.1% | COM NEW | 277461406 |
| — | PAIN THERAPEUTICS INC | 432,128 | $748 | 0.2% | $1.83 | — | COM | 69562K100 |
| — | WHEELER REAL ESTATE INVT TR | 342,575 | $695 | 0.1% | $2.03 | — | COM | 963025101 |
| — | FXCM INC | 443,300 | $643 | 0.1% | $2.13 | — | Call | 302693106 |
| — | NEW YORK REIT INC | 50,000 | $498 | 0.1% | $9.96 | — | COM | 64976L109 |
| — | OCWEN FINL CORP | 46,000 | $469 | 0.1% | — | — | Call | 675746309 |
| — | BLACKROCK NY MUNI INC QLTY T | 35,806 | $464 | 0.1% | $12.65 | — | COM | 09249U105 |
| — | OCWEN FINL CORP | 40,100 | $409 | 0.1% | — | — | Put | 675746309 |
| — | KCAP FINL INC | 62,879 | $376 | 0.1% | $6.73 | — | COM | 48668E101 |
| — | OWENS RLTY MTG INC | 23,524 | $353 | 0.1% | $15.01 | — | COM | 690828108 |
| — | BLUEROCK RESIDENT GR REIT IN | 26,000 | $329 | 0.1% | $12.65 | — | COM CL A | 09627J102 |
| — | PROSHARES TR II | 24,000 | $322 | 0.1% | $13.42 | — | VIX STRMFUT ETF | 74347W361 |
| — | INTERMOLECULAR INC | 112,129 | $221 | 0.0% | $1.97 | — | COM | 45882D109 |
| — | WALTER ENERGY INC | 625,000 | $138 | 0.0% | — | — | Put | 93317Q105 |
| — | FXCM INC | 64,400 | $93 | 0.0% | $2.13 | — | Put | 302693106 |
| — | BOULEVARD ACQUISITION CORP | 24,446 | $89 | 0.0% | $3.64 | — | *W EXP 02/19/201 | 10157P112 |
| — | CAMBRIDGE CAP ACQUISITION CO | 61,500 | $9 | 0.0% | $0.15 | — | *W EXP 12/17/201 | 13215Q114 |