CIK: 0001404574 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value ($000): $262,611 (89.2% shares, 10.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN NY AMT FREE MUN INCOM | 1,353,100 | $17,685 | 6.7% | $12.28 | — | COM | 670656107 |
| — | SUPERNUS PHARMACEUTICALS INC | 6,600,000 | $16,038 | 6.1% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| — | CALPINE CORP | 663,287 | $15,169 | 5.8% | $22.87 | — | COM NEW | 131347304 |
| XHR | XENIA HOTELS & RESORTS INC | 580,000 | $13,195 | 5.0% | $22.75 | — | COM | 984017103 |
| — | LEUCADIA NATL CORP | 550,000 | $12,260 | 4.7% | $23.84 | — | COM | 527288104 |
| — | DURECT CORP | 4,877,000 | $9,315 | 3.5% | $1.25 | — | COM | 266605104 |
| — | BP PRUDHOE BAY RTY TR | 156,400 | $9,102 | 3.5% | — | — | Put | 055630107 |
| — | HOME LN SERVICING SOLUTIONS | 542,862 | $8,979 | 3.4% | $16.54 | — | ORD SHS | G6648D109 |
| — | FXCM INC | 10,926,000 | $8,495 | 3.2% | $0.78 | — | NOTE 2.250% 6/1 | 302693AB2 |
| CRESY | CRESUD S A C I F Y A | 552,797 | $7,606 | 2.9% | $11.83 | — | SPONSORED ADR | 226406106 |
| CAR | AVIS BUDGET GROUP | 122,000 | $7,200 | 2.7% | $57.98 | 0.0% | COM | 053774105 |
| — | CALPINE CORP | 300,000 | $6,861 | 2.6% | $22.87 | — | Call | 131347304 |
| GLD | SPDR GOLD TRUST | 60,000 | $6,820 | 2.6% | $113.67 | — | Put | 78463V107 |
| MU | MICRON TECHNOLOGY INC | 216,000 | $5,860 | 2.2% | $29.16 | 0.0% | COM | 595112103 |
| — | KKR & CO L P DEL | 245,500 | $5,600 | 2.1% | $22.30 | — | COM UNITS | 48248M102 |
| NWS | NEWS CORP NEW | 350,000 | $5,555 | 2.1% | $14.27 | -2.7% | CL B | 65249B208 |
| — | IRSA INVERSIONES Y REP S A | 280,000 | $5,519 | 2.1% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| — | NATIONSTAR MTG HLDGS INC | 200,000 | $4,954 | 1.9% | — | — | Call | 63861C109 |
| NPO | ENPRO INDS INC | 75,000 | $4,946 | 1.9% | $64.00 | 0.0% | COM | 29355X107 |
| — | STONEGATE MTG CORP | 434,328 | $4,699 | 1.8% | $15.13 | — | COM | 86181Q300 |
| ENVA | ENOVA INTL INC | 234,100 | $4,609 | 1.8% | $22.72 | -4.1% | Put | 29357K103 |
| — | SIBANYE GOLD LTD | 525,000 | $4,478 | 1.7% | $2.99 | — | SPONSORED ADR | 825724206 |
| — | AMERICAN CAP LTD | 288,681 | $4,270 | 1.6% | $14.79 | — | COM | 02503Y103 |
| — | SEQUENTIAL BRANDS GROUP INC | 395,000 | $4,227 | 1.6% | $6.41 | — | COM NEW | 817340201 |
| — | GEVO INC | 14,025,000 | $3,898 | 1.5% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | LEVY ACQUISITION CORP | 287,500 | $3,781 | 1.4% | $13.15 | — | COM | 52748T104 |
| — | WRIGHT MED GROUP INC | 777,125 | $3,342 | 1.3% | $1.95 | — | RIGHT 03/01/2019 | 98235T115 |
| — | HOME LN SERVICING SOLUTIONS | 200,700 | $3,320 | 1.3% | $16.54 | — | Call | G6648D109 |
| NWSA | NEWS CORP NEW | 200,000 | $3,202 | 1.2% | $13.63 | +4.3% | CL A | 65249B109 |
| MDT | MEDTRONIC PLC | 37,008 | $2,886 | 1.1% | $58.10 | 0.0% | SHS | G5960L103 |
| — | FORTRESS INVESTMENT GROUP LL | 350,000 | $2,825 | 1.1% | $8.07 | — | CL A | 34958B106 |
| GDOT | GREEN DOT CORP | 172,004 | $2,738 | 1.0% | $17.09 | 0.0% | CL A | 39304D102 |
| — | XCERRA CORP | 300,000 | $2,667 | 1.0% | $9.10 | — | COM | 98400J108 |
| — | STATE NATL COS INC | 255,000 | $2,537 | 1.0% | $11.86 | — | COM | 85711T305 |
| — | GALMED PHARMACEUTICALS LTD | 264,600 | $2,493 | 0.9% | $10.42 | — | SHS | M47238106 |
| KEN | KENON HLDGS LTD | 130,000 | $2,476 | 0.9% | $1.40 | 0.0% | SHS | Y46717107 |
| XENWX | EATON VANCE NEW YORK MUN BD | 193,026 | $2,457 | 0.9% | $11.79 | — | COM | 27827Y109 |
| — | APOLLO RESIDENTIAL MTG INC | 141,000 | $2,249 | 0.9% | $16.23 | — | COM | 03763V102 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2,151 | 0.8% | $15.06 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2,151 | 0.8% | $15.06 | — | ISHARES | 46428Q109 |
| AGRO | ADECOAGRO S A | 202,900 | $2,074 | 0.8% | $7.75 | 0.0% | COM | L00849106 |
| — | FIFTH STR ASSET MGMT INC | 167,135 | $1,884 | 0.7% | $11.27 | — | CL A COM | 31679P109 |
| GM | GENERAL MTRS CO | 50,000 | $1,875 | 0.7% | $28.15 | 0.0% | COM | 37045V100 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 129,799 | $1,759 | 0.7% | $12.78 | — | COM | 67070A101 |
| — | NEW SR INVT GROUP INC | 100,000 | $1,663 | 0.6% | $16.63 | — | COM | 648691103 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 115,000 | $1,595 | 0.6% | $13.11 | — | COM | 67066X107 |
| — | KANDI TECHNOLOGIES GROUP INC | 120,000 | $1,487 | 0.6% | — | — | Put | 483709101 |
| — | FXCM INC | 543,300 | $1,157 | 0.4% | $2.13 | — | Call | 302693106 |
| WBS | WEBSTER FINL CORP CONN | 29,532 | $1,094 | 0.4% | $33.59 | 0.0% | COM | 947890109 |
| GLD | SPDR GOLD TRUST | 9,000 | $1,023 | 0.4% | $113.67 | — | GOLD SHS | 78463V107 |
| — | MEDLEY MGMT INC | 85,537 | $940 | 0.4% | $10.99 | — | CL A COM | 58503T106 |
| PSEC | PROSPECT CAPITAL CORPORATION | 110,000 | $930 | 0.4% | $2.25 | 0.0% | COM | 74348T102 |
| — | VANGUARD NAT RES LLC | 59,400 | $830 | 0.3% | $15.07 | — | Put | 92205F106 |
| — | MARKET VECTORS ETF TR | 24,400 | $823 | 0.3% | — | — | Put | 57060U191 |
| — | HARVARD APPARATUS REGENER TE | 200,700 | $652 | 0.2% | $6.76 | — | COM | 41690A106 |
| — | OCWEN FINL CORP | 73,600 | $607 | 0.2% | — | — | Put | 675746309 |
| — | ALLIANCE NEW YORK MUN INC FD | 41,500 | $579 | 0.2% | $12.17 | — | COM | 018714105 |
| — | BLACKROCK NY MUNI INC QLTY T | 35,806 | $481 | 0.2% | $12.65 | — | COM | 09249U105 |
| KODK | EASTMAN KODAK CO | 23,519 | $447 | 0.2% | $18.97 | 0.0% | COM NEW | 277461406 |
| — | KCAP FINL INC | 62,879 | $423 | 0.2% | $6.73 | — | COM | 48668E101 |
| — | OCWEN FINL CORP | 50,000 | $413 | 0.2% | — | — | Call | 675746309 |
| — | WHEELER REAL ESTATE INVT TR | 16,445 | $388 | 0.1% | $23.59 | — | CV PFD SER B | 963025309 |
| — | WALTER ENERGY INC | 625,000 | $388 | 0.1% | $1.38 | — | Put | 93317Q105 |
| — | PAIN THERAPEUTICS INC | 138,502 | $262 | 0.1% | $2.03 | — | COM | 69562K100 |
| — | FXCM INC | 64,400 | $137 | 0.1% | $2.13 | — | Put | 302693106 |
| — | FXCM INC | 40,000 | $85 | 0.0% | $2.13 | — | COM CL A | 302693106 |