Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value: $263M (89.2% shares, 10.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN NY AMT FREE MUN INCOM | 1,353,100 | $17.68M | 6.7% | $12.28 | — | COM | 670656107 |
| — | SUPERNUS PHARMACEUTICALS INC | 6,600,000 | $16.04M | 6.1% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| — | CALPINE CORP | 663,287 | $15.17M | 5.8% | $22.87 | — | COM NEW | 131347304 |
| XHR | XENIA HOTELS & RESORTS INC | 580,000 | $13.2M | 5.0% | $22.75 | — | COM | 984017103 |
| — | LEUCADIA NATL CORP | 550,000 | $12.26M | 4.7% | $23.84 | — | COM | 527288104 |
| — | DURECT CORP | 4,877,000 | $9.315M | 3.5% | $1.25 | — | COM | 266605104 |
| — | BP PRUDHOE BAY RTY TR | 156,400 | $9.102M | 3.5% | — | — | Put | 055630107 |
| — | HOME LN SERVICING SOLUTIONS | 542,862 | $8.979M | 3.4% | $16.54 | — | ORD SHS | G6648D109 |
| — | FXCM INC | 10,926,000 | $8.495M | 3.2% | $0.78 | — | NOTE 2.250% 6/1 | 302693AB2 |
| CRESY | CRESUD S A C I F Y A | 552,797 | $7.606M | 2.9% | $11.83 | — | SPONSORED ADR | 226406106 |
| CAR | AVIS BUDGET GROUP | 122,000 | $7.2M | 2.7% | $57.98 | 0.0% | COM | 053774105 |
| — | CALPINE CORP | 300,000 | $6.861M | 2.6% | $22.87 | — | Call | 131347304 |
| GLD | SPDR GOLD TRUST | 60,000 | $6.82M | 2.6% | $113.67 | — | Put | 78463V107 |
| MU | MICRON TECHNOLOGY INC | 216,000 | $5.86M | 2.2% | $29.16 | 0.0% | COM | 595112103 |
| — | KKR & CO L P DEL | 245,500 | $5.6M | 2.1% | $22.30 | — | COM UNITS | 48248M102 |
| NWS | NEWS CORP NEW | 350,000 | $5.555M | 2.1% | $14.27 | -2.7% | CL B | 65249B208 |
| — | IRSA INVERSIONES Y REP S A | 280,000 | $5.519M | 2.1% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| — | NATIONSTAR MTG HLDGS INC | 200,000 | $4.954M | 1.9% | — | — | Call | 63861C109 |
| NPO | ENPRO INDS INC | 75,000 | $4.946M | 1.9% | $64.00 | 0.0% | COM | 29355X107 |
| — | STONEGATE MTG CORP | 434,328 | $4.699M | 1.8% | $15.13 | — | COM | 86181Q300 |
| ENVA | ENOVA INTL INC | 234,100 | $4.609M | 1.8% | $22.72 | -4.1% | Put | 29357K103 |
| — | SIBANYE GOLD LTD | 525,000 | $4.478M | 1.7% | $2.99 | — | SPONSORED ADR | 825724206 |
| — | AMERICAN CAP LTD | 288,681 | $4.27M | 1.6% | $14.79 | — | COM | 02503Y103 |
| — | SEQUENTIAL BRANDS GROUP INC | 395,000 | $4.227M | 1.6% | $6.41 | — | COM NEW | 817340201 |
| — | GEVO INC | 14,025,000 | $3.898M | 1.5% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | LEVY ACQUISITION CORP | 287,500 | $3.781M | 1.4% | $13.15 | — | COM | 52748T104 |
| — | WRIGHT MED GROUP INC | 777,125 | $3.342M | 1.3% | $1.95 | — | RIGHT 03/01/2019 | 98235T115 |
| — | HOME LN SERVICING SOLUTIONS | 200,700 | $3.32M | 1.3% | $16.54 | — | Call | G6648D109 |
| NWSA | NEWS CORP NEW | 200,000 | $3.202M | 1.2% | $13.63 | +4.3% | CL A | 65249B109 |
| MDT | MEDTRONIC PLC | 37,008 | $2.886M | 1.1% | $58.10 | 0.0% | SHS | G5960L103 |
| — | FORTRESS INVESTMENT GROUP LL | 350,000 | $2.825M | 1.1% | $8.07 | — | CL A | 34958B106 |
| GDOT | GREEN DOT CORP | 172,004 | $2.738M | 1.0% | $17.09 | 0.0% | CL A | 39304D102 |
| — | XCERRA CORP | 300,000 | $2.667M | 1.0% | $9.10 | — | COM | 98400J108 |
| — | STATE NATL COS INC | 255,000 | $2.537M | 1.0% | $11.86 | — | COM | 85711T305 |
| — | GALMED PHARMACEUTICALS LTD | 264,600 | $2.493M | 0.9% | $10.42 | — | SHS | M47238106 |
| KEN | KENON HLDGS LTD | 130,000 | $2.476M | 0.9% | $1.40 | 0.0% | SHS | Y46717107 |
| XENWX | EATON VANCE NEW YORK MUN BD | 193,026 | $2.457M | 0.9% | $11.79 | — | COM | 27827Y109 |
| — | APOLLO RESIDENTIAL MTG INC | 141,000 | $2.249M | 0.9% | $16.23 | — | COM | 03763V102 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2.151M | 0.8% | $15.06 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2.151M | 0.8% | $15.06 | — | ISHARES | 46428Q109 |
| AGRO | ADECOAGRO S A | 202,900 | $2.074M | 0.8% | $7.75 | 0.0% | COM | L00849106 |
| — | FIFTH STR ASSET MGMT INC | 167,135 | $1.884M | 0.7% | $11.27 | — | CL A COM | 31679P109 |
| GM | GENERAL MTRS CO | 50,000 | $1.875M | 0.7% | $28.15 | 0.0% | COM | 37045V100 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 129,799 | $1.759M | 0.7% | $12.78 | — | COM | 67070A101 |
| — | NEW SR INVT GROUP INC | 100,000 | $1.663M | 0.6% | $16.63 | — | COM | 648691103 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 115,000 | $1.595M | 0.6% | $13.11 | — | COM | 67066X107 |
| — | KANDI TECHNOLOGIES GROUP INC | 120,000 | $1.487M | 0.6% | — | — | Put | 483709101 |
| — | FXCM INC | 543,300 | $1.157M | 0.4% | $2.13 | — | Call | 302693106 |
| WBS | WEBSTER FINL CORP CONN | 29,532 | $1.094M | 0.4% | $33.59 | 0.0% | COM | 947890109 |
| GLD | SPDR GOLD TRUST | 9,000 | $1.023M | 0.4% | $113.67 | — | GOLD SHS | 78463V107 |
| — | MEDLEY MGMT INC | 85,537 | $940K | 0.4% | $10.99 | — | CL A COM | 58503T106 |
| PSEC | PROSPECT CAPITAL CORPORATION | 110,000 | $930K | 0.4% | $2.25 | 0.0% | COM | 74348T102 |
| — | VANGUARD NAT RES LLC | 59,400 | $830K | 0.3% | $15.07 | — | Put | 92205F106 |
| — | MARKET VECTORS ETF TR | 24,400 | $823K | 0.3% | — | — | Put | 57060U191 |
| — | HARVARD APPARATUS REGENER TE | 200,700 | $652K | 0.2% | $6.76 | — | COM | 41690A106 |
| — | OCWEN FINL CORP | 73,600 | $607K | 0.2% | — | — | Put | 675746309 |
| — | ALLIANCE NEW YORK MUN INC FD | 41,500 | $579K | 0.2% | $12.17 | — | COM | 018714105 |
| — | BLACKROCK NY MUNI INC QLTY T | 35,806 | $481K | 0.2% | $12.65 | — | COM | 09249U105 |
| KODK | EASTMAN KODAK CO | 23,519 | $447K | 0.2% | $18.97 | 0.0% | COM NEW | 277461406 |
| — | KCAP FINL INC | 62,879 | $423K | 0.2% | $6.73 | — | COM | 48668E101 |
| — | OCWEN FINL CORP | 50,000 | $413K | 0.2% | — | — | Call | 675746309 |
| — | WHEELER REAL ESTATE INVT TR | 16,445 | $388K | 0.1% | $23.59 | — | CV PFD SER B | 963025309 |
| — | WALTER ENERGY INC | 625,000 | $388K | 0.1% | $1.38 | — | Put | 93317Q105 |
| — | PAIN THERAPEUTICS INC | 138,502 | $262K | 0.1% | $2.03 | — | COM | 69562K100 |
| — | FXCM INC | 64,400 | $137K | 0.1% | $2.13 | — | Put | 302693106 |
| — | FXCM INC | 40,000 | $85,000 | 0.0% | $2.13 | — | COM CL A | 302693106 |