CIK: 0001404574 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $679,837 (95.8% shares, 4.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FXI | ISHARES TR | 1,798,000 | $63,757 | 9.4% | $35.47 | — | Call | 464287184 |
| FXI | ISHARES TR | 1,798,000 | $63,757 | 9.4% | $35.47 | — | Put | 464287184 |
| — | ISHARES TR | 779,000 | $38,000 | 5.6% | — | — | Call | 46435G888 |
| — | ISHARES TR | 779,000 | $38,000 | 5.6% | — | — | Put | 46435G888 |
| MU | MICRON TECHNOLOGY INC | 1,896,400 | $28,408 | 4.2% | $20.63 | -18.7% | Call | 595112103 |
| EEM | ISHARES TR | 674,000 | $22,094 | 3.2% | $37.00 | — | MSCI EMG MKT ETF | 464287234 |
| MU | MICRON TECHNOLOGY INC | 1,467,277 | $21,980 | 3.2% | $20.63 | -18.7% | COM | 595112103 |
| — | NUVEEN NY AMT FREE MUN INCOM | 1,558,744 | $19,625 | 2.9% | $12.32 | — | COM | 670656107 |
| — | WISDOMTREE TR | 983,500 | $19,591 | 2.9% | — | — | Put | 977171422 |
| — | WISDOMTREE TR | 983,500 | $19,591 | 2.9% | — | — | Call | 977171422 |
| EZA | ISHARES | 335,500 | $18,010 | 2.6% | $53.65 | — | Put | 464286780 |
| EZA | ISHARES | 335,500 | $18,010 | 2.6% | $53.65 | — | Call | 464286780 |
| EWZS | ISHARES | 757,500 | $16,627 | 2.4% | — | — | Put | 464289131 |
| EWZS | ISHARES | 732,500 | $16,078 | 2.4% | — | — | Call | 464289131 |
| — | SUPERNUS PHARMACEUTICALS INC | 4,962,000 | $13,844 | 2.0% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| — | NEW SR INVT GROUP INC | 1,108,525 | $11,595 | 1.7% | $12.92 | — | COM | 648691103 |
| — | LEUCADIA NATL CORP | 550,000 | $11,143 | 1.6% | $23.84 | — | COM | 527288104 |
| XHR | XENIA HOTELS & RESORTS INC | 610,000 | $10,651 | 1.6% | $20.55 | — | COM | 984017103 |
| RITM | NEW RESIDENTIAL INVT CORP | 799,933 | $10,479 | 1.5% | $14.57 | — | COM NEW | 64828T201 |
| — | ISHARES TR | 196,000 | $10,106 | 1.5% | — | — | Put | 46435G805 |
| — | ISHARES TR | 196,000 | $10,106 | 1.5% | — | — | Call | 46435G805 |
| — | CIMPRESS N V | 118,000 | $8,981 | 1.3% | $76.11 | — | SHS EURO | N20146101 |
| CRM | SALESFORCE COM INC | 125,000 | $8,679 | 1.3% | — | — | Call | 79466L302 |
| — | DURECT CORP | 4,100,000 | $7,995 | 1.2% | $1.25 | — | COM | 266605104 |
| — | MARKET VECTORS ETF TR | 494,500 | $7,764 | 1.1% | — | — | Call | 57060U506 |
| — | MARKET VECTORS ETF TR | 494,500 | $7,764 | 1.1% | — | — | Put | 57060U506 |
| VIPS | VIPSHOP HLDGS LTD | 450,000 | $7,560 | 1.1% | $22.25 | — | Put | 92763W103 |
| CRESY | CRESUD S A C I F Y A | 693,931 | $6,787 | 1.0% | $11.60 | — | SPONSORED ADR | 226406106 |
| — | ISHARES | 515,000 | $6,777 | 1.0% | — | — | Put | 464286731 |
| — | ISHARES | 515,000 | $6,777 | 1.0% | — | — | Call | 464286731 |
| — | FXCM INC | 9,000,000 | $6,660 | 1.0% | $0.78 | — | NOTE 2.250% 6/1 | 302693AB2 |
| CC | CHEMOURS CO | 900,000 | $5,823 | 0.9% | $7.40 | 0.0% | COM | 163851108 |
| — | WRIGHT MED GROUP INC | 1,222,434 | $5,525 | 0.8% | $2.86 | — | RIGHT 03/01/2019 | 98235T115 |
| — | GEVO INC | 10,025,000 | $4,712 | 0.7% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | IRSA INVERSIONES Y REP S A | 316,000 | $4,595 | 0.7% | $8.95 | — | GLOBL DEP RCPT | 450047204 |
| — | ELECTRUM SPL ACQUISITION COR | 475,000 | $4,574 | 0.7% | $9.63 | — | SHS | G3105C104 |
| NPO | ENPRO INDS INC | 112,926 | $4,423 | 0.7% | $58.80 | -17.5% | COM | 29355X107 |
| — | SEQUENTIAL BRANDS GROUP INC | 300,000 | $4,341 | 0.6% | $6.41 | — | COM NEW | 817340201 |
| — | SIBANYE GOLD LTD | 925,531 | $4,294 | 0.6% | $3.76 | — | SPONSORED ADR | 825724206 |
| — | KKR & CO L P DEL | 245,500 | $4,119 | 0.6% | $22.30 | — | COM UNITS | 48248M102 |
| — | DEL TACO RESTAURANTS INC | 287,500 | $4,025 | 0.6% | $14.00 | — | COM | 245496104 |
| FXI | ISHARES TR | 110,000 | $3,902 | 0.6% | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| — | FORTRESS INVESTMENT GROUP LL | 700,000 | $3,885 | 0.6% | $6.81 | — | CL A | 34958B106 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 266,092 | $3,571 | 0.5% | $13.35 | — | COM | 67066X107 |
| — | VIPSHOP HLDGS LTD | 3,000,000 | $3,342 | 0.5% | $1.27 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | HENNESSY CAP ACQUISITION COR | 325,000 | $3,205 | 0.5% | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| WRLD | WORLD ACCEP CORP DEL | 119,100 | $3,197 | 0.5% | $42.55 | 0.0% | COM | 981419104 |
| — | STONEGATE MTG CORP | 447,790 | $3,184 | 0.5% | $14.89 | — | COM | 86181Q300 |
| XENWX | EATON VANCE NEW YORK MUN BD | 210,438 | $2,652 | 0.4% | $11.86 | — | COM | 27827Y109 |
| MDT | MEDTRONIC PLC | 37,008 | $2,477 | 0.4% | $58.10 | -1.9% | SHS | G5960L103 |
| TUR | ISHARES | 67,500 | $2,466 | 0.4% | — | — | Put | 464286715 |
| TUR | ISHARES | 67,500 | $2,466 | 0.4% | — | — | Call | 464286715 |
| VIPS | VIPSHOP HLDGS LTD | 145,700 | $2,448 | 0.4% | $22.25 | — | SPONSORED ADR | 92763W103 |
| — | STATE NATL COS INC | 255,000 | $2,384 | 0.4% | $11.86 | — | COM | 85711T305 |
| — | XCERRA CORP | 359,090 | $2,255 | 0.3% | $8.21 | — | COM | 98400J108 |
| — | DOUBLE EAGLE ACQUISITION COR | 200,000 | $2,028 | 0.3% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | GALMED PHARMACEUTICALS LTD | 264,600 | $1,966 | 0.3% | $10.42 | — | SHS | M47238106 |
| AGRO | ADECOAGRO S A | 244,230 | $1,944 | 0.3% | $7.93 | -4.4% | COM | L00849106 |
| SLV | ISHARES SILVER TRUST | 135,000 | $1,872 | 0.3% | $15.06 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 135,000 | $1,872 | 0.3% | $15.06 | — | ISHARES | 46428Q109 |
| CC | CHEMOURS CO | 282,300 | $1,826 | 0.3% | $7.40 | 0.0% | Call | 163851108 |
| — | FIFTH STR ASSET MGMT INC | 240,000 | $1,793 | 0.3% | $10.97 | — | CL A COM | 31679P109 |
| — | APOLLO RESIDENTIAL MTG INC | 141,000 | $1,785 | 0.3% | $16.23 | — | COM | 03763V102 |
| EWZ | ISHARES | 81,000 | $1,778 | 0.3% | $21.95 | — | MSCI BRZ CAP ETF | 464286400 |
| KEN | KENON HLDGS LTD | 130,000 | $1,715 | 0.3% | $1.40 | -10.5% | SHS | Y46717107 |
| — | BOULEVARD ACQUISITION | 150,000 | $1,496 | 0.2% | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| GM | GENERAL MTRS CO | 49,600 | $1,489 | 0.2% | $28.15 | -14.2% | COM | 37045V100 |
| ENVA | ENOVA INTL INC | 143,300 | $1,465 | 0.2% | $14.41 | 0.0% | COM | 29357K103 |
| — | WHEELER REAL ESTATE INVT TR | 699,804 | $1,330 | 0.2% | $1.96 | — | COM | 963025101 |
| GFI | GOLD FIELDS LTD NEW | 387,000 | $1,029 | 0.2% | $3.23 | — | SPONSORED ADR | 38059T106 |
| — | PACE HLDGS CORP | 100,000 | $1,020 | 0.2% | $10.20 | — | UNIT 99/99/9999 | G6865N129 |
| — | EASTERLY ACQUISITION CORP | 100,000 | $1,010 | 0.1% | $10.10 | — | UNIT 99/99/9999 | 27616L201 |
| — | DIPEXIUM PHARMACEUTICALS INC | 70,000 | $980 | 0.1% | $12.71 | — | COM | 25456J104 |
| — | PAIN THERAPEUTICS INC | 432,128 | $791 | 0.1% | $1.83 | — | COM | 69562K100 |
| EZA | ISHARES | 13,700 | $735 | 0.1% | $53.65 | — | MSCI STH AFR ETF | 464286780 |
| KODK | EASTMAN KODAK CO | 45,920 | $717 | 0.1% | $18.99 | -21.3% | COM NEW | 277461406 |
| — | KANDI TECHNOLOGIES GROUP INC | 120,000 | $630 | 0.1% | — | — | Put | 483709101 |
| — | WHEELER REAL ESTATE INVT TR | 24,932 | $567 | 0.1% | $24.74 | — | CV PFD SER B | 963025309 |
| — | MEDLEY MGMT INC | 85,537 | $566 | 0.1% | $10.99 | — | CL A COM | 58503T106 |
| TSEM | TOWER SEMICONDUCTOR LTD | 43,660 | $562 | 0.1% | $13.45 | 0.0% | SHS NEW | M87915274 |
| — | BLACKROCK NY MUNI INC QLTY T | 42,606 | $552 | 0.1% | $12.70 | — | COM | 09249U105 |
| — | LINBLAD EXPEDITIONS HLDGS I | 193,766 | $362 | 0.1% | $1.87 | — | *W EXP 07/08/202 | 535219117 |
| — | OWENS RLTY MTG INC | 23,524 | $324 | 0.0% | $15.01 | — | COM | 690828108 |
| — | INTERMOLECULAR INC | 112,129 | $212 | 0.0% | $1.97 | — | COM | 45882D109 |
| — | ELECTRUM SPL ACQUISITION COR | 875,000 | $193 | 0.0% | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | KCAP FINL INC | 37,000 | $167 | 0.0% | $6.73 | — | COM | 48668E101 |