DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 11, 2016

Total Value ($000): $62,636 (97.4% shares, 2.6% debt)

Holdings (13)

— BLUEKNIGHT ENERGY PARTNERS LLC 25.6%

Value ($000) $16,015 Shares 2,849,595 Est. Cost $6.53 Unrealized —

CHCT COMMUNITY HEALTHCARE TRUST I 14.0%

Value ($000) $8,742 Shares 474,345 Est. Cost $19.11 Unrealized —

AWRE AWARE INC/MASS 10.3%

Value ($000) $6,437 Shares 1,974,676 Est. Cost $4.07 Unrealized -21.4%

— LUMOS NETWORKS CORP 8.6%

Value ($000) $5,357 Shares 478,291 Est. Cost $12.22 Unrealized —

— KOHLBERG CAPITAL CORP 8.1%

Value ($000) $5,101 Shares 1,253,258 Est. Cost $5.77 Unrealized —

KOP KOPPERS HOLDINGS INC 6.7%

Value ($000) $4,179 Shares 228,995 Est. Cost $20.43 Unrealized -3.7%

— MVC CAPITAL INC 6.4%

Value ($000) $3,989 Shares 541,282 Est. Cost $9.42 Unrealized —

— WESTMORELAND COAL CO 6.3%

Value ($000) $3,951 Shares 672,012 Est. Cost $21.80 Unrealized —

— FITBIT INC - A 4.7%

Value ($000) $2,959 Shares 100,000 Est. Cost — Unrealized —

— HC2 HOLDINGS INC 4.0%

Value ($000) $2,489 Shares 470,509 Est. Cost $8.43 Unrealized —

— TARGACEPT INC CONV NOTES 02/19/2018 2.6%

Value ($000) $1,613 Shares 1,597,896 Est. Cost $1.01 Unrealized —

SALM SALEM MEDIA GROUP INC-CL A 2.0%

Value ($000) $1,225 Shares 245,954 Est. Cost $7.23 Unrealized -20.0%

— CATALYST BIOSCIENCES INC 0.9%

Value ($000) $579 Shares 184,995 Est. Cost $4.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLUEKNIGHT ENERGY PARTNERS LLC	2,849,595	$16,015	25.6%	$6.53	—	LTDP	09625U109
CHCT	COMMUNITY HEALTHCARE TRUST I	474,345	$8,742	14.0%	$19.11	—	REIT	20369C106
AWRE	AWARE INC/MASS	1,974,676	$6,437	10.3%	$4.07	-21.4%	COMM	05453N100
—	LUMOS NETWORKS CORP	478,291	$5,357	8.6%	$12.22	—	COMM	550283105
—	KOHLBERG CAPITAL CORP	1,253,258	$5,101	8.1%	$5.77	—	COMM	48668E101
KOP	KOPPERS HOLDINGS INC	228,995	$4,179	6.7%	$20.43	-3.7%	COMM	50060P106
—	MVC CAPITAL INC	541,282	$3,989	6.4%	$9.42	—	COMM	553829102
—	WESTMORELAND COAL CO	672,012	$3,951	6.3%	$21.80	—	COMM	960878106
—	FITBIT INC - A	100,000	$2,959	4.7%	—	—	Put	33812L102
—	HC2 HOLDINGS INC	470,509	$2,489	4.0%	$8.43	—	COMM	404139107
—	TARGACEPT INC CONV NOTES 02/19/2018	1,597,896	$1,613	2.6%	$1.01	—	CONV	87611RAA6
SALM	SALEM MEDIA GROUP INC-CL A	245,954	$1,225	2.0%	$7.23	-20.0%	COMM	794093104
—	CATALYST BIOSCIENCES INC	184,995	$579	0.9%	$4.66	—	COMM	14888D109