CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 16, 2015

Total Value ($000): $456,223 (98.3% shares, 1.7% debt)

Holdings (14)

HYG ISHARES TR 53.4%

Value ($000) $243,623 Shares 2,925,000 Est. Cost — Unrealized —

ECPG ENCORE CAP GROUP INC 7.6%

Value ($000) $34,647 Shares 936,400 Est. Cost — Unrealized —

— STAR BULK CARRIERS CORP 7.4%

Value ($000) $33,547 Shares 16,364,580 Est. Cost $3.29 Unrealized —

— DYNEGY INC NEW DEL 6.5%

Value ($000) $29,868 Shares 1,445,000 Est. Cost $20.67 Unrealized —

— DYNEGY INC NEW DEL 6.0%

Value ($000) $27,207 Shares 338,900 Est. Cost $100.78 Unrealized —

— NATIONSTAR MTG HLDGS INC 4.4%

Value ($000) $20,300 Shares 1,463,600 Est. Cost — Unrealized —

NPO ENPRO INDS INC 4.2%

Value ($000) $18,972 Shares 484,347 Est. Cost $67.50 Unrealized -28.1%

— GLOBALSTAR INC 4.1%

Value ($000) $18,698 Shares 11,909,265 Est. Cost $3.73 Unrealized —

— DYNEGY INC NEW DEL 2.0%

Value ($000) $8,969 Shares 433,927 Est. Cost $20.67 Unrealized —

RIG TRANSOCEAN LTD 1.3%

Value ($000) $5,814 Shares 450,000 Est. Cost $13.88 Unrealized 0.0%

— AMERICAN RLTY CAP PPTYS INC 1.2%

Value ($000) $5,554 Shares 6,000,000 Est. Cost $0.96 Unrealized —

— HC2 HLDGS INC 1.2%

Value ($000) $5,416 Shares 772,616 Est. Cost $8.43 Unrealized —

— GLOBALSTAR INC 0.5%

Value ($000) $2,125 Shares 810,377 Est. Cost $3.57 Unrealized —

— MIDSTATES PETE CO INC 0.3%

Value ($000) $1,483 Shares 241,138 Est. Cost $6.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HYG	ISHARES TR	2,925,000	$243,623	53.4%	—	—	Put	464288513
ECPG	ENCORE CAP GROUP INC	936,400	$34,647	7.6%	—	—	Put	292554102
—	STAR BULK CARRIERS CORP	16,364,580	$33,547	7.4%	$3.29	—	SHS NEW	Y8162K121
—	DYNEGY INC NEW DEL	1,445,000	$29,868	6.5%	$20.67	—	Call	26817R108
—	DYNEGY INC NEW DEL	338,900	$27,207	6.0%	$100.78	—	PFD CONV SER A	26817R207
—	NATIONSTAR MTG HLDGS INC	1,463,600	$20,300	4.4%	—	—	Put	63861C109
NPO	ENPRO INDS INC	484,347	$18,972	4.2%	$67.50	-28.1%	COM	29355X107
—	GLOBALSTAR INC	11,909,265	$18,698	4.1%	$3.73	—	COM	378973408
—	DYNEGY INC NEW DEL	433,927	$8,969	2.0%	$20.67	—	COM	26817R108
RIG	TRANSOCEAN LTD	450,000	$5,814	1.3%	$13.88	0.0%	REG SHS	H8817H100
—	AMERICAN RLTY CAP PPTYS INC	6,000,000	$5,554	1.2%	$0.96	—	NOTE 3.750%12/1	02917TAB0
—	HC2 HLDGS INC	772,616	$5,416	1.2%	$8.43	—	COM	404139107
—	GLOBALSTAR INC	810,377	$2,125	0.5%	$3.57	—	NOTE 8.000% 4/0	378973AD3
—	MIDSTATES PETE CO INC	241,138	$1,483	0.3%	$6.15	—	COM NEW	59804T308