CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 17, 2016

Total Value ($000): $217,592 (99.1% shares, 0.9% debt)

Holdings (14)

IWM ISHARES TR 51.8%

Value ($000) $112,620 Shares 1,000,000 Est. Cost — Unrealized —

— GLOBALSTAR INC 7.9%

Value ($000) $17,149 Shares 11,909,265 Est. Cost $3.73 Unrealized —

— DYNEGY INC NEW DEL 7.4%

Value ($000) $16,108 Shares 317,900 Est. Cost $100.78 Unrealized —

— DYNEGY INC NEW DEL 6.8%

Value ($000) $14,740 Shares 1,100,000 Est. Cost $16.27 Unrealized —

— NATIONSTAR MTG HLDGS INC 6.1%

Value ($000) $13,370 Shares 1,000,000 Est. Cost — Unrealized —

— STAR BULK CARRIERS CORP 4.7%

Value ($000) $10,131 Shares 16,608,539 Est. Cost $3.25 Unrealized —

— CHESAPEAKE ENERGY CORP 4.2%

Value ($000) $9,066 Shares 2,014,600 Est. Cost — Unrealized —

— OVERSEAS SHIPHOLDING GROUP I 3.0%

Value ($000) $6,524 Shares 2,305,297 Est. Cost $2.83 Unrealized —

ECPG ENCORE CAP GROUP INC 2.6%

Value ($000) $5,604 Shares 192,700 Est. Cost — Unrealized —

— HC2 HLDGS INC 2.4%

Value ($000) $5,277 Shares 997,616 Est. Cost $7.72 Unrealized —

LYB LYONDELLBASELL INDUSTRIES N 1.6%

Value ($000) $3,554 Shares 40,897 Est. Cost $52.02 Unrealized 0.0%

— GLOBALSTAR INC 0.9%

Value ($000) $1,963 Shares 819,494 Est. Cost $3.55 Unrealized —

— ROWAN COMPANIES PLC 0.5%

Value ($000) $1,102 Shares 65,000 Est. Cost — Unrealized —

— MIDSTATES PETE CO INC 0.2%

Value ($000) $384 Shares 190,138 Est. Cost $6.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	1,000,000	$112,620	51.8%	—	—	Put	464287655
—	GLOBALSTAR INC	11,909,265	$17,149	7.9%	$3.73	—	COM	378973408
—	DYNEGY INC NEW DEL	317,900	$16,108	7.4%	$100.78	—	PFD CONV SER A	26817R207
—	DYNEGY INC NEW DEL	1,100,000	$14,740	6.8%	$16.27	—	COM	26817R108
—	NATIONSTAR MTG HLDGS INC	1,000,000	$13,370	6.1%	—	—	Put	63861C109
—	STAR BULK CARRIERS CORP	16,608,539	$10,131	4.7%	$3.25	—	SHS NEW	Y8162K121
—	CHESAPEAKE ENERGY CORP	2,014,600	$9,066	4.2%	—	—	Put	165167107
—	OVERSEAS SHIPHOLDING GROUP I	2,305,297	$6,524	3.0%	$2.83	—	COM CL A	69036R301
ECPG	ENCORE CAP GROUP INC	192,700	$5,604	2.6%	—	—	Put	292554102
—	HC2 HLDGS INC	997,616	$5,277	2.4%	$7.72	—	COM	404139107
LYB	LYONDELLBASELL INDUSTRIES N	40,897	$3,554	1.6%	$52.02	0.0%	SHS - A -	N53745100
—	GLOBALSTAR INC	819,494	$1,963	0.9%	$3.55	—	NOTE 8.000% 4/0	378973AD3
—	ROWAN COMPANIES PLC	65,000	$1,102	0.5%	—	—	Put	G7665A101
—	MIDSTATES PETE CO INC	190,138	$384	0.2%	$6.15	—	COM NEW	59804T308