Location: Lajolla, CA
CIK: 0001301396 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 4, 2016
Total Value: $64.2M (10.5% shares, 89.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SEACOR HOLDINGS INC | 6,000,000 | $5.647M | 8.8% | $0.99 | — | CONV | 811904AM3 |
| — | VECTOR GROUP LTD | 4,004,000 | $4.587M | 7.1% | $1.08 | — | CONV | 92240MBC1 |
| — | AFFYMETRIX INC | 2,400,000 | $4.324M | 6.7% | $1.82 | — | CONV | 00826TAH1 |
| — | ENDOLOGIX INC | 3,500,000 | $3.793M | 5.9% | $1.08 | — | CONV | 29266SAB2 |
| — | SEQUENOM INC | 4,500,000 | $3.616M | 5.6% | $0.97 | — | CONV | 817337AC2 |
| — | CARRIAGE SERVICES INC | 3,000,000 | $3.558M | 5.5% | $1.11 | — | CONV | 143905AM9 |
| — | PDL BIOPHARMA INC | 4,420,000 | $3.547M | 5.5% | $0.94 | — | CONV | 69329YAF1 |
| — | ALBANY MOLECULAR RESEARCH | 2,625,000 | $3.527M | 5.5% | $1.34 | — | CONV | 012423AB5 |
| — | ENCORE CAPITAL GROUP INC | 3,335,000 | $2.826M | 4.4% | $1.10 | — | CONV | 292554AF9 |
| — | RAMCO-GERSHENSON PPTYS TR | 43,556 | $2.659M | 4.1% | $55.74 | — | PREF | 751452608 |
| — | TESLA MOTORS INC | 2,700,000 | $2.485M | 3.9% | $0.92 | — | CONV | 88160RAC5 |
| — | NEW MOUNTAIN FINANCE CORP | 2,038,000 | $1.995M | 3.1% | $1.00 | — | CONV | 647551AB6 |
| — | GARNERO GROUP ACQUISITION | 197,500 | $1.937M | 3.0% | $9.55 | — | COMM | G5866L108 |
| — | SOLARCITY CORP | 2,385,000 | $1.925M | 3.0% | $0.81 | — | CONV | 83416TAC4 |
| — | TWITTER INC | 2,000,000 | $1.7M | 2.6% | $0.85 | — | CONV | 90184LAB8 |
| — | IMPERIAL HOLDINGS INC | 1,769,000 | $1.547M | 2.4% | $1.13 | — | CONV | 452834AE4 |
| — | TESLA MOTORS INC | 1,600,000 | $1.503M | 2.3% | $0.93 | — | CONV | 88160RAB7 |
| — | ACCURAY INC | 1,000,000 | $1.359M | 2.1% | $1.37 | — | CONV | 004397AF2 |
| — | SPECTRUM PHARMACEUTICALS INC | 1,500,000 | $1.324M | 2.1% | $0.91 | — | CONV | 84763AAB4 |
| — | XILINX INC | 750,000 | $1.22M | 1.9% | $1.63 | — | CONV | 983919AF8 |
| — | QUIDEL CORP | 1,250,000 | $1.217M | 1.9% | $1.11 | — | CONV | 74838JAA9 |
| — | MONSTER WORLDWIDE INC | 845,000 | $1.073M | 1.7% | $1.27 | — | CONV | 611742AB3 |
| — | CEPHEID INC | 1,000,000 | $894K | 1.4% | $0.89 | — | CONV | 15670RAC1 |
| — | AEGERION PHARMACEUTICALS INC | 1,250,000 | $836K | 1.3% | $0.75 | — | CONV | 00767EAB8 |
| — | ACCURAY INC | 500,000 | $678K | 1.1% | $1.37 | — | CONV | 004397AD7 |
| — | FIFTH STREET FINANCE CORP | 670,000 | $670K | 1.0% | $1.00 | — | CONV | 31679BAC4 |
| — | COBALT INTERNATIONAL ENERGY | 1,000,000 | $577K | 0.9% | $0.58 | — | CONV | 19075FAA4 |
| — | YAHOO | 16,000 | $532K | 0.8% | $33.25 | — | COMM | 984332106 |
| — | HORSEHEAD HOLDING CORP | 1,775,000 | $459K | 0.7% | $1.16 | — | CONV | 440694AB3 |
| — | FRONTIER COMMUNICATIONS | 3,766 | $344K | 0.5% | $99.47 | — | PREF | 35906A207 |
| — | ENCORE CAPITAL GROUP INC | 300,000 | $313K | 0.5% | $1.45 | — | CONV | 292554AD4 |
| — | BLACKROCK LTD DURATION INC | 19,592 | $285K | 0.4% | $14.44 | — | FUND | 09249W101 |
| — | COBALT INTERNATIONAL ENERGY | 500,000 | $261K | 0.4% | $0.68 | — | CONV | 19075FAB2 |
| — | WHITING PETROLEUM CORP | 20,000 | $188K | 0.3% | $9.40 | — | COMM | 966387102 |
| — | BOULDER GROWTH & INCOME FD | 23,278 | $180K | 0.3% | $8.55 | — | FUND | 101507101 |
| — | FIBROCELL SCIENCE INC | 26,710 | $157K | 0.2% | $3.95 | — | COM | 315721209 |
| — | WESTERN ASSET CLYM INFL SEC | 14,485 | $153K | 0.2% | $10.54 | — | COMM | 95766Q106 |
| — | ROYCE VALUE TR INC | 10,000 | $117K | 0.2% | $11.50 | — | COMM | 780910105 |
| NXRT | NEXPOINT RESIDENTIAL TR INC | 6,519 | $85,000 | 0.1% | $13.42 | — | COMM | 65341D102 |
| — | GARNERO GROUP ACQUISITION RIGHT | 272,385 | $65,000 | 0.1% | $0.28 | — | COMM | G5866L132 |
| — | GARNERO GROUP ACQUISITION WRNT | 296,765 | $38,000 | 0.1% | $80.03 | — | WRNT | G5866L116 |