Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $3.175B (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 4,875,512 | $323M | 10.2% | $66.24 | $54.48 | — | COM | 021346101 |
| — | Time Warner Inc. | 2,671,484 | $274M | 8.6% | $102.45 | $98.51 | — | COM NEW | 887317303 |
| NXPI | NXP Semiconductors NV | 1,829,830 | $207M | 6.5% | $113.09 * | $90.39 | +9.7% | COM | N6596X109 |
| SPY | SPDR S&P 500 ETF TR | 760,000 | $191M | 6.0% | $251.23 | — | — | Call | 78462F103 |
| — | C.R. Bard, Inc. | 575,106 | $184M | 5.8% | $320.50 | $316.67 | — | COM | 067383109 |
| SPY | SPDR S&P 500 ETF TR | 500,000 | $126M | 4.0% | $251.23 | — | — | Put | 78462F103 |
| — | Rice Energy Inc. | 3,908,860 | $113M | 3.6% | $28.94 | $28.11 | — | COM | 762760106 |
| HUN | Huntsman Corporation | 4,058,800 | $111M | 3.5% | $27.42 * | $24.79 | +7.5% | Put | 447011107 |
| — | DowDuPont Inc. | 1,514,782 | $105M | 3.3% | $69.23 | $69.23 | — | COM | 26078J100 |
| HUN | Huntsman Corporation | 3,561,500 | $97.66M | 3.1% | $27.42 * | $24.79 | +7.5% | COM | 447011107 |
| HPE | Hewlett Packard Enterprise Company | 5,656,897 | $83.21M | 2.6% | $14.71 * | $9.82 | +7.5% | COM | 42824C109 |
| AIG | American International Group, Inc. | 1,314,700 | $80.71M | 2.5% | $61.39 * | $38.75 | +29.4% | Put | 026874784 |
| T | AT&T Inc. | 2,056,100 | $80.54M | 2.5% | $39.17 | — | — | Put | 00206R102 |
| — | The Advisory Board Company | 1,482,625 | $79.51M | 2.5% | $53.63 | $53.63 | — | COM | 00762W107 |
| — | DowDuPont Inc. | 1,134,200 | $78.52M | 2.5% | $69.23 | $69.23 | — | Put | 26078J100 |
| HPE | Hewlett Packard Enterprise Company | 5,150,200 | $75.76M | 2.4% | $14.71 * | $9.82 | +7.5% | Put | 42824C109 |
| — | Rockwell Collins, Inc. | 577,697 | $75.51M | 2.4% | $130.71 | $130.71 | — | COM | 774341101 |
| — | Fortress Investment Group LLC | 7,770,719 | $61.93M | 2.0% | $7.97 | $7.97 | — | CL A | 34958B106 |
| — | Alere, Inc. | 1,125,917 | $57.41M | 1.8% | $50.99 | $50.19 | — | COM | 01449J105 |
| — | Scripps Networks Interactive Inc | 650,801 | $55.9M | 1.8% | $85.89 | $85.89 | — | CL A COM | 811065101 |
| AIG | American International Group, Inc. | 868,600 | $53.32M | 1.7% | $61.39 * | $38.75 | +29.4% | COM NEW | 026874784 |
| ASH | Ashland Global Holdings Inc. | 806,200 | $52.72M | 1.7% | $65.39 * | $50.84 | +9.3% | COM | 044186104 |
| ASH | Ashland Global Holdings Inc. | 799,400 | $52.27M | 1.6% | $65.39 * | $50.84 | +9.3% | Put | 044186104 |
| — | Calpine Corporation | 3,278,187 | $48.35M | 1.5% | $14.75 | $14.75 | — | COM NEW | 131347304 |
| — | Level 3 Communications, Inc. | 881,148 | $46.96M | 1.5% | $53.29 | $57.51 | — | COM NEW | 52729N308 |
| SEE | Sealed Air Corporation NEW | 1,029,700 | $43.99M | 1.4% | $42.72 * | $40.12 | -4.9% | Put | 81211K100 |
| NWL | Newell Brands, Inc. | 961,127 | $41.01M | 1.3% | $42.67 * | $33.46 | 0.0% | COM | 651229106 |
| SEE | Sealed Air Corporation NEW | 908,800 | $38.82M | 1.2% | $42.72 * | $40.12 | -4.9% | COM | 81211K100 |
| — | Monsanto Company NEW | 309,799 | $37.12M | 1.2% | $119.82 | $118.36 | — | COM | 61166W101 |
| MPC | Marathon Petroleum Corporation | 475,400 | $26.66M | 0.8% | $56.08 * | $37.82 | +9.3% | Put | 56585A102 |
| — | Micro Focus International PLC | 776,836 | $24.78M | 0.8% | $31.90 | $31.90 | — | SPON ADR NEW | 594837304 |
| — | Delphi Automotive PLC | 170,900 | $16.82M | 0.5% | $98.40 | — | — | Put | G27823106 |
| — | Brocade Communications Systems, Inc. | 1,312,006 | $15.68M | 0.5% | $11.95 | $11.95 | — | COM NEW | 111621306 |
| — | CBS Corporation | 269,700 | $15.64M | 0.5% | $58.00 | $59.93 | — | Put | 124857202 |
| JCI | Johnson Controls International PLC | 362,200 | $14.59M | 0.5% | $40.29 * | $33.97 | -1.7% | Put | G51502105 |
| — | Wyndham Worldwide Corp | 138,000 | $14.55M | 0.5% | $105.41 | — | — | Put | 98310W108 |
| — | Brocade Communications Systems, Inc. | 11,954,000 | $11.99M | 0.4% | $1.00 | $1.00 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | Pensare Acquisition Corp. | 1,030,000 | $10.64M | 0.3% | $10.33 | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| STWD | Starwood Property Trust, Inc. | 484,358 | $10.52M | 0.3% | $21.72 | $25.54 | — | COM | 85571B105 |
| — | DigitalGlobe Inc. | 291,587 | $10.28M | 0.3% | $35.25 | $32.75 | — | COM NEW | 25389M877 |
| — | Modern Media Acquisition Corp. | 980,396 | $9.584M | 0.3% | $9.78 | $9.78 | — | COM | 60765P103 |
| CSX | CSX Corporation | 152,100 | $8.253M | 0.3% | $54.26 * | $13.50 | +13.5% | Put | 126408103 |
| — | Liberty Media Corp Deleware | 193,007 | $8.087M | 0.3% | $41.90 | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | MoneyGram International, Inc. | 484,417 | $7.804M | 0.2% | $16.11 | $16.65 | — | COM NEW | 60935Y208 |
| — | Forum Merger Corporation | 756,189 | $7.751M | 0.2% | $10.25 | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| JCI | Johnson Controls International PLC | 190,207 | $7.663M | 0.2% | $40.29 * | $33.97 | -1.7% | SHS | G51502105 |
| — | CBS Corporation | 115,600 | $6.705M | 0.2% | $58.00 | $59.93 | — | CL B | 124857202 |
| — | Orbital ATK, Inc. | 42,316 | $5.635M | 0.2% | $133.16 | $133.16 | — | COM | 68557N103 |
| CSX | CSX Corporation | 93,300 | $5.062M | 0.2% | $54.26 * | $13.50 | +13.5% | COM | 126408103 |
| — | Neff Corporation | 183,411 | $4.585M | 0.1% | $25.00 | $25.00 | — | COM CL A | 640094207 |
| — | ILG, Inc. | 166,000 | $4.437M | 0.1% | $26.73 | $27.49 | — | COM | 44967H101 |
| — | ILG, Inc. | 161,700 | $4.322M | 0.1% | $26.73 | $27.49 | — | Put | 44967H101 |
| — | Southwest Bancorp, Inc. OKLA | 150,789 | $4.154M | 0.1% | $27.55 | $27.55 | — | COM | 844767103 |
| PNR | Pentair PLC | 58,700 | $3.99M | 0.1% | $67.97 * | $37.84 | 0.0% | SHS | G7S00T104 |
| PNR | Pentair PLC | 58,700 | $3.99M | 0.1% | $67.97 * | $37.84 | 0.0% | Put | G7S00T104 |
| — | Western Asset High Income Opportunity Fun | 763,229 | $3.915M | 0.1% | $5.13 | $5.09 | — | COM | 95766K109 |
| — | Blackrock Debt Strategies Fund, Inc. | 318,149 | $3.713M | 0.1% | $11.67 | $11.34 | — | COM NEW | 09255R202 |
| — | Electrum Special Acquisition Corp. | 300,000 | $3.075M | 0.1% | $10.25 | $10.25 | — | SHS | G3105C104 |
| — | General Electric Company | 123,300 | $2.981M | 0.1% | $24.18 | $28.84 | — | COM | 369604103 |
| ALV | Autoliv, Inc. | 23,500 | $2.905M | 0.1% | $123.62 | — | — | Put | 052800109 |
| — | TerraForm Global, Inc. | 569,722 | $2.707M | 0.1% | $4.75 | $4.75 | — | CL A | 88104M101 |
| — | Park Sterling Corporation | 215,746 | $2.68M | 0.1% | $12.42 | $12.42 | — | COM | 70086Y105 |
| NWSA | News Corporation NEW | 163,001 | $2.161M | 0.1% | $13.26 * | $10.51 | +17.0% | CL A | 65249B109 |
| — | Bison Capital Acquisition Corp. | 200,000 | $2.054M | 0.1% | $10.27 | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | Federal Street Acquisition Corp. | 185,000 | $1.907M | 0.1% | $10.31 | $10.31 | — | UNIT 99/99/9999 | 31421V206 |
| — | Draper Oakwood Technology Acquisition, In | 150,000 | $1.527M | 0.0% | $10.18 | $10.18 | — | UNIT 09/30/2024 | 26146L202 |
| — | General Electric Company | 61,700 | $1.492M | 0.0% | $24.18 | $28.84 | — | Put | 369604103 |
| — | HSN, Inc. | 31,832 | $1.243M | 0.0% | $39.05 | $39.05 | — | COM | 404303109 |
| MPC | Marathon Petroleum Corporation | 18,900 | $1.06M | 0.0% | $56.08 * | $37.82 | +9.3% | COM | 56585A102 |
| — | Rite Aid Corp. | 368,200 | $722K | 0.0% | $1.96 | $4.11 | — | COM | 767754104 |
| — | New York REIT, Inc. | 69,590 | $546K | 0.0% | $7.85 | $7.85 | — | COM | 64976L109 |
| — | Avista Healthcare Public Acquisition Corp | 53,000 | $530K | 0.0% | $10.00 | $10.00 | — | CL A | G0726L125 |
| — | Modern Media Acquisition Corp. | 490,198 | $265K | 0.0% | $0.54 | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | Borqs Technologies, Inc. | 10,444 | $60,000 | 0.0% | $5.74 | $5.74 | — | SHS | G1466B103 |
| LEN/B | Lennar Corporation | 857 | $39,000 | 0.0% | $45.51 * | $31.96 | +15.8% | CL B | 526057302 |
| — | MainSource Financial Group, Inc. | 850 | $30,000 | 0.0% | $35.29 | $35.29 | — | COM | 56062Y102 |
| — | Borqs Technologies, Inc. | 104,448 | $29,000 | 0.0% | $0.28 | $0.28 | — | *W EXP 08/18/202 | G1466B111 |