Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $2.556B (98.7% shares, 1.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 4,280,089 | $299M | 11.7% | $69.85 | $54.48 | — | COM | 021346101 |
| — | Time Warner Inc. | 3,157,750 | $289M | 11.3% | $91.47 | $97.42 | — | COM NEW | 887317303 |
| NXPI | NXP Semiconductors NV | 1,806,888 | $212M | 8.3% | $117.09 * | $90.39 | +13.6% | COM | N6596X109 |
| SPY | SPDR S&P 500 ETF TR | 675,000 | $180M | 7.0% | $266.86 | — | — | Put | 78462F103 |
| — | DowDuPont Inc. | 1,936,641 | $138M | 5.4% | $71.22 | $69.66 | — | COM | 26078J100 |
| — | DowDuPont Inc. | 1,481,600 | $106M | 4.1% | $71.22 | $69.66 | — | Put | 26078J100 |
| — | Rockwell Collins, Inc. | 746,283 | $101M | 4.0% | $135.62 | $131.82 | — | COM | 774341101 |
| — | Scripps Networks Interactive Inc | 1,105,345 | $94.37M | 3.7% | $85.38 | $85.68 | — | CL A COM | 811065101 |
| — | Monsanto Company NEW | 655,912 | $76.6M | 3.0% | $116.78 | $117.53 | — | COM | 61166W101 |
| — | Orbital ATK, Inc. | 549,750 | $72.29M | 2.8% | $131.50 | $131.63 | — | COM | 68557N103 |
| — | Aetna Inc. NEW | 391,674 | $70.65M | 2.8% | $180.39 | $180.39 | — | COM | 00817Y108 |
| HUN | Huntsman Corporation | 2,019,400 | $67.23M | 2.6% | $33.29 * | $24.79 | +23.6% | Put | 447011107 |
| — | Calpine Corporation | 4,188,231 | $63.37M | 2.5% | $15.13 | $14.83 | — | COM NEW | 131347304 |
| HUN | Huntsman Corporation | 1,654,650 | $55.08M | 2.2% | $33.29 * | $24.79 | +23.6% | COM | 447011107 |
| BDX | Becton, Dickinson and Company | 251,696 | $53.88M | 2.1% | $214.06 * | $185.44 | 0.0% | COM | 075887109 |
| — | GGP Inc. | 2,223,350 | $52.01M | 2.0% | $23.39 | $23.39 | — | COM | 36174X101 |
| — | Twenty-First Century Fox, Inc. | 1,498,570 | $51.13M | 2.0% | $34.12 | $34.12 | — | CL B | 90130A200 |
| — | CalAtlantic Group, Inc. | 806,805 | $45.5M | 1.8% | $56.39 | $56.39 | — | COM | 128195104 |
| AIG | American International Group, Inc. | 697,300 | $41.55M | 1.6% | $59.58 * | $38.75 | +28.3% | Put | 026874784 |
| — | Cavium Inc. | 443,735 | $37.2M | 1.5% | $83.83 | $83.83 | — | COM | 14964U108 |
| — | ILG, Inc. | 1,305,843 | $37.19M | 1.5% | $28.48 | $28.35 | — | COM | 44967H101 |
| — | Twenty-First Century Fox, Inc. | 1,044,900 | $35.65M | 1.4% | $34.12 | $34.12 | — | Put | 90130A200 |
| AIG | American International Group, Inc. | 579,500 | $34.53M | 1.4% | $59.58 * | $38.75 | +28.3% | COM NEW | 026874784 |
| — | Impax Laboratories Inc | 19,731,000 | $19.24M | 0.8% | $0.98 | $0.98 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| — | CBS Corporation NEW | 269,700 | $15.91M | 0.6% | $59.00 | $59.93 | — | Put | 124857202 |
| — | Aptiv PLC | 154,830 | $15.84M | 0.6% | $102.33 | — | — | Put | G6095L109 |
| — | Dynegy, Inc. NEW DEL | 1,286,736 | $15.25M | 0.6% | $11.85 | $11.85 | — | COM | 26817R108 |
| VAC | Marriot Vacations Worldwide Co. | 109,500 | $14.81M | 0.6% | $135.21 | — | — | Put | 57164Y107 |
| JCI | Johnson Controls International PLC | 355,300 | $13.54M | 0.5% | $38.11 * | $33.97 | -4.4% | Put | G51502105 |
| CSX | CSX Corporation | 245,400 | $13.5M | 0.5% | $55.01 * | $13.50 | +17.5% | Put | 126408103 |
| — | Forum Merger Corporation | 1,278,587 | $12.76M | 0.5% | $9.98 | $9.98 | — | COM CL A | 34985B103 |
| — | Brocade Communications SYS I | 11,954,000 | $12.16M | 0.5% | $1.02 | $1.00 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | Avista Healthcare Public Acquisition Corp | 1,053,000 | $10.45M | 0.4% | $9.92 | $9.92 | — | CL A | G0726L125 |
| STWD | Starwood Property Trust, Inc. | 484,358 | $10.34M | 0.4% | $21.35 | $25.54 | — | COM | 85571B105 |
| — | Pensare Acquisition Corp. | 1,029,998 | $9.965M | 0.4% | $9.67 | $9.67 | — | COM | 70957E105 |
| — | Advanced Accelerator Applications SA | 121,585 | $9.924M | 0.4% | $81.62 | $81.62 | — | SPONSORED ADS | 00790T100 |
| — | Modern Media Acquisition Corp. | 980,396 | $9.638M | 0.4% | $9.83 | $9.78 | — | COM | 60765P103 |
| — | Almost Family Inc. | 143,820 | $7.96M | 0.3% | $55.35 | $55.35 | — | COM | 020409108 |
| QCOM | QUALCOMM Incorporated | 107,000 | $6.851M | 0.3% | $64.03 * | $49.00 | 0.0% | Put | 747525103 |
| QCOM | QUALCOMM Incorporated | 107,000 | $6.85M | 0.3% | $64.02 * | $49.00 | 0.0% | COM | 747525103 |
| DXC | DXC Technology Company | 69,400 | $6.586M | 0.3% | $94.90 * | $76.85 | 0.0% | COM | 23355L106 |
| — | GigCapital, Inc. | 652,920 | $6.529M | 0.3% | $10.00 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| JCI | Johnson Controls International PLC | 157,707 | $6.011M | 0.2% | $38.11 * | $33.97 | -4.4% | SHS | G51502105 |
| DXC | DXC Technology Company | 62,500 | $5.932M | 0.2% | $94.91 * | $76.85 | 0.0% | Put | 23355L106 |
| — | Legacy Acquisition Corp. | 580,000 | $5.765M | 0.2% | $9.94 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | Pinnacle Entertainment, Inc. NEW | 170,654 | $5.586M | 0.2% | $32.73 | $32.73 | — | COM | 72348Y105 |
| — | Liberty Media Corp DELAWARE | 137,973 | $5.472M | 0.2% | $39.66 | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | CenturyLink, Inc. | 318,447 | $5.312M | 0.2% | $16.68 | $16.68 | — | COM | 156700106 |
| — | CM Seven Star Acquisition Corp. | 474,998 | $4.584M | 0.2% | $9.65 | $9.65 | — | SHS | G2345N102 |
| — | Black Ridge Acquisition Corp. | 460,000 | $4.455M | 0.2% | $9.68 | $9.68 | — | COM | 09216T107 |
| — | MoneyGram International, Inc. | 326,252 | $4.3M | 0.2% | $13.18 | $16.65 | — | COM NEW | 60935Y208 |
| — | ILG, Inc. | 145,500 | $4.144M | 0.2% | $28.48 | $28.35 | — | Put | 44967H101 |
| XLB | Select Sector SPDR TR | 68,300 | $4.134M | 0.2% | $60.53 | — | — | Put | 81369Y100 |
| DOV | Dover Corp | 40,100 | $4.049M | 0.2% | $100.97 | — | — | Put | 260003108 |
| — | Western Asset High Income Opportunity Fun | 763,229 | $3.87M | 0.2% | $5.07 | $5.09 | — | COM | 95766K109 |
| — | Tribune Media Company | 88,376 | $3.754M | 0.1% | $42.48 | $42.48 | — | CL A | 896047503 |
| — | Blackrock Debt Strategies Fund, Inc. | 318,149 | $3.722M | 0.1% | $11.70 | $11.34 | — | COM NEW | 09255R202 |
| EQT | EQT Corporation | 64,900 | $3.694M | 0.1% | $56.92 * | $30.25 | 0.0% | Put | 26884L109 |
| CSX | CSX Corporation | 61,400 | $3.378M | 0.1% | $55.02 * | $13.50 | +17.5% | COM | 126408103 |
| RWGE/U | Regalwood Global Energy Ltd. | 337,755 | $3.361M | 0.1% | $9.95 | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| EQT | EQT Corporation | 56,700 | $3.227M | 0.1% | $56.91 * | $30.25 | 0.0% | COM | 26884L109 |
| — | Electrum Special Acquisition Corp. | 300,000 | $3.096M | 0.1% | $10.32 | $10.25 | — | SHS | G3105C104 |
| — | Delphi Automotive PLC | 27,270 | $2.79M | 0.1% | $102.31 | — | — | Put | G2709G107 |
| NWSA | News Corporation NEW | 163,001 | $2.642M | 0.1% | $16.21 * | $10.51 | +30.2% | CL A | 65249B109 |
| — | Silver Run Acquisition | 256,894 | $2.546M | 0.1% | $9.91 | $9.91 | — | COM CL A | 82812A103 |
| — | Big Rock Partners Acquisition Corp. | 244,761 | $2.505M | 0.1% | $10.23 | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | CBS Corporation NEW | 37,225 | $2.196M | 0.1% | $58.99 | $59.93 | — | CL B | 124857202 |
| — | General Electric Company | 123,300 | $2.152M | 0.1% | $17.45 | $28.84 | — | COM | 369604103 |
| — | General Electric Company | 123,300 | $2.152M | 0.1% | $17.45 | $28.84 | — | Put | 369604103 |
| — | Caesars Entertainment Corp | 1,079,299 | $2.093M | 0.1% | $1.94 | $1.94 | — | NOTE 5.000% 10/0 | 127686AA1 |
| — | Bison Capital Acquisition Corp. | 199,998 | $1.976M | 0.1% | $9.88 | $9.88 | — | ORD SHS | G1142P104 |
| — | Federal Street Acquisition Corp. | 184,998 | $1.796M | 0.1% | $9.71 | $9.71 | — | CL A | 31421V107 |
| — | Draper Oakwood Tech Acquisition, Inc | 150,000 | $1.467M | 0.1% | $9.78 | $9.78 | — | COM CL A | 26146L103 |
| — | Caesars Entertainment Corporation | 106,543 | $1.348M | 0.1% | $12.65 | $12.65 | — | COM | 127686103 |
| — | Invesco Dynamic Credit Opportunities Fund | 109,967 | $1.288M | 0.1% | $11.71 | $11.71 | — | COM | 46132R104 |
| — | Invesco Senior Income Trust | 289,802 | $1.272M | 0.0% | $4.39 | $4.39 | — | COM | 46131H107 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.263M | 0.0% | $16.22 | $16.22 | — | COM | 037636107 |
| — | Voya Prime Rate Trust | 248,728 | $1.261M | 0.0% | $5.07 | $5.07 | — | SH BEN INT | 92913A100 |
| — | Eaton Vance Floating-Rate Income Trust | 79,084 | $1.133M | 0.0% | $14.33 | $14.33 | — | COM | 278279104 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $994K | 0.0% | $12.90 | $12.90 | — | COM | 33733U108 |
| — | Matlin & Partners Acquisition Corp. | 100,000 | $976K | 0.0% | $9.76 | $9.76 | — | CL A | 57682V106 |
| — | Blackrock Fltg Rate Inc. Strategies Fund | 66,381 | $915K | 0.0% | $13.78 | $13.78 | — | COM | 09255X100 |
| — | Rite Aid Corp. | 393,700 | $776K | 0.0% | $1.97 | $3.97 | — | COM | 767754104 |
| — | New York REIT, Inc. | 111,948 | $440K | 0.0% | $3.93 | $6.36 | — | COM | 64976L109 |
| — | Pensare Acquisition Corp. | 514,999 | $283K | 0.0% | $0.55 | $0.55 | — | *W EXP 7/27/202 | 70957E113 |
| — | Modern Media Acquisition Corp. | 490,198 | $269K | 0.0% | $0.55 | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | Forum Merger Corporation | 378,094 | $257K | 0.0% | $0.68 | $0.68 | — | *W EXP 06/01/202 | 34985B111 |
| — | Black Ridge Acquisition Corp. | 460,000 | $152K | 0.0% | $0.33 | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | Federal Street Acquisition Corp. | 92,499 | $107K | 0.0% | $1.16 | $1.16 | — | *W EXP 07/24/202 | 31421V115 |
| — | CM Seven Star Acquisition Corp. | 237,499 | $69,000 | 0.0% | $0.29 | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | Borqs Technologies Inc. | 10,444 | $56,000 | 0.0% | $5.36 | $5.74 | — | SHS | G1466B103 |
| — | Draper Oakwood Tech Acquisition Inc | 75,000 | $46,000 | 0.0% | $0.61 | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| LEN/B | Lennar Corporation | 872 | $45,000 | 0.0% | $51.61 * | $32.13 | +29.3% | CL B | 526057302 |
| — | Bison Capital Acquisition Corp. | 99,999 | $36,000 | 0.0% | $0.36 | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | MainSource Financial Group, Inc. | 850 | $31,000 | 0.0% | $36.47 | $35.29 | — | COM | 56062Y102 |
| — | Borqs Technologies Inc. | 104,448 | $18,000 | 0.0% | $0.17 | $0.28 | — | *W EXP 08/18/202 | G1466B111 |