Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2018
Total Value: $2.57B (99.0% shares, 1.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 4,395,616 | $325M | 12.7% | $54.99 | — | COM | 021346101 |
| NXPI | NXP Semiconductors NV | 1,907,327 | $223M | 8.7% | $91.28 | +17.5% | COM | N6596X109 |
| — | Time Warner Inc. | 2,221,228 | $210M | 8.2% | $97.42 | — | COM NEW | 887317303 |
| SPY | SPDR S&P 500 ETF TR | 730,000 | $192M | 7.5% | — | — | Put | 78462F103 |
| — | Rockwell Collins, Inc. | 1,021,658 | $138M | 5.4% | $132.64 | — | COM | 774341101 |
| — | Twenty-First Century Fox, Inc. | 2,998,223 | $109M | 4.2% | $35.25 | — | CL B | 90130A200 |
| — | Monsanto Company NEW | 896,396 | $105M | 4.1% | $117.30 | — | COM | 61166W101 |
| — | Aetna Inc. NEW | 554,379 | $93.69M | 3.6% | $177.05 | — | COM | 00817Y108 |
| — | Microsemi Corporation | 1,425,147 | $92.23M | 3.6% | $64.72 | — | COM | 595137100 |
| — | Dr Pepper Snapple Group, Inc. | 745,359 | $88.24M | 3.4% | $118.38 | — | COM | 26138E109 |
| — | Orbital ATK, Inc. | 630,529 | $83.61M | 3.3% | $131.75 | — | COM | 68557N103 |
| SPY | SPDR S&P 500 ETF TR | 250,000 | $65.79M | 2.6% | — | — | Call | 78462F103 |
| — | XL Group Limited | 1,007,828 | $55.69M | 2.2% | $55.26 | — | COM | G98294104 |
| — | GGP Inc. | 2,536,132 | $51.89M | 2.0% | $23.03 | — | COM | 36174X101 |
| — | Orbotech, Ltd. | 787,236 | $48.95M | 1.9% | $62.18 | — | ORD | M75253100 |
| — | DowDuPont Inc. | 752,441 | $47.94M | 1.9% | $69.66 | — | COM | 26078J100 |
| HUN | Huntsman Corporation | 1,580,300 | $46.23M | 1.8% | $24.79 | +32.1% | Put | 447011107 |
| HUN | Huntsman Corporation | 1,518,450 | $44.41M | 1.7% | $24.79 | +32.1% | COM | 447011107 |
| — | Tribune Media Company | 1,095,847 | $44.39M | 1.7% | $40.67 | — | CL A | 896047503 |
| — | ILG, Inc. | 1,422,376 | $44.25M | 1.7% | $28.58 | — | COM | 44967H101 |
| — | DowDuPont Inc. | 693,000 | $44.15M | 1.7% | $69.66 | — | Put | 26078J100 |
| — | Cavium Inc. | 438,729 | $34.83M | 1.4% | $83.83 | — | COM | 14964U108 |
| — | Twenty-First Century Fox, Inc. | 824,236 | $30.24M | 1.2% | $36.69 | — | CL A | 90130A101 |
| — | Validus Holdings, Ltd. | 357,048 | $24.08M | 0.9% | $67.45 | — | COM SHS | G9319H102 |
| — | Impax Laboratories Inc | 22,721,000 | $22.61M | 0.9% | $0.98 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| — | Pinnacle Entertainment, Inc. | 674,130 | $20.32M | 0.8% | $30.80 | — | COM | 72348Y105 |
| TRN | Trinity Industries Inc. | 421,600 | $13.76M | 0.5% | — | — | Put | 896522109 |
| EQT | EQT Corporation | 275,600 | $13.09M | 0.5% | $30.25 | -12.4% | Put | 26884L109 |
| OPTU | Altice USA INC | 649,800 | $12.01M | 0.5% | — | — | Put | 02156K103 |
| XLB | Select Sector SPDR TR | 203,800 | $11.61M | 0.5% | — | — | Put | 81369Y100 |
| — | ConvergeOne Holdings, Inc. | 1,250,000 | $11.55M | 0.4% | $9.24 | — | COM CL A | 212481105 |
| — | CSRA Inc. | 272,002 | $11.21M | 0.4% | $41.23 | — | COM | 12650T104 |
| — | Avista Healthcare Public Acquisition Corp | 1,053,000 | $10.51M | 0.4% | $9.92 | — | CL A | G0726L125 |
| — | CBS Corporation | 200,900 | $10.32M | 0.4% | $59.93 | — | Put | 124857202 |
| — | Pensare Acquisition Corp. | 1,029,998 | $10.01M | 0.4% | $9.67 | — | COM | 70957E105 |
| — | Modern Media Acquisition Corp. | 980,396 | $9.755M | 0.4% | $9.78 | — | COM | 60765P103 |
| LLY | Lilly Eli & Co | 117,900 | $9.122M | 0.4% | — | — | Put | 532457108 |
| — | Twenty-First Century Fox, Inc. | 239,300 | $8.78M | 0.3% | $36.69 | — | Put | 90130A101 |
| — | KapStone Paper and Packaging Corporation | 233,770 | $8.02M | 0.3% | $34.31 | — | COM | 48562P103 |
| JCI | Johnson Controls International PLC | 201,200 | $7.09M | 0.3% | $33.97 | -6.5% | Put | G51502105 |
| — | GigCapital, Inc. | 652,916 | $6.362M | 0.2% | $9.74 | — | COM | 37518N106 |
| DOV | Dover Corp | 61,900 | $6.08M | 0.2% | — | — | Put | 260003108 |
| — | Ablynx NV | 109,915 | $5.997M | 0.2% | $54.56 | — | SPONSORED ADR | 00372Y105 |
| — | Legacy Acquisition Corp. | 580,000 | $5.562M | 0.2% | $9.59 | — | COM CL A | 524643103 |
| NESR | National Energy Services Reunited Corp. | 550,605 | $5.467M | 0.2% | $9.93 | — | SHS | G6375R107 |
| — | Mudrick Capital Acquisition Corp | 498,050 | $5.09M | 0.2% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | Dynegy, Inc. NEW DEL | 362,400 | $4.9M | 0.2% | $11.85 | — | COM | 26817R108 |
| — | Kayne Anderson Acquisition Corp. | 497,203 | $4.868M | 0.2% | $9.79 | — | COM CL A | 48661U102 |
| — | CM Seven Star Acquisition Corp. | 474,998 | $4.626M | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | CenturyLink, Inc. | 279,771 | $4.597M | 0.2% | $16.68 | — | COM | 156700106 |
| — | Express Scripts Holding Company | 66,517 | $4.595M | 0.2% | $69.08 | — | COM | 30219G108 |
| — | Tiberius Acquisition Corporation | 450,000 | $4.527M | 0.2% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | Black Ridge Acquisition Corp. | 460,000 | $4.457M | 0.2% | $9.68 | — | COM | 09216T107 |
| — | Discovery Communications NEW | 225,107 | $4.394M | 0.2% | $19.52 | — | COM SER C | 25470F302 |
| — | United Technologies Corp | 32,200 | $4.052M | 0.2% | — | — | Put | 913017109 |
| — | Blackrock Debt Strategies Fund, Inc. | 328,660 | $3.819M | 0.1% | $11.35 | — | COM NEW | 09255R202 |
| DXC | DXC Technology Company | 34,700 | $3.488M | 0.1% | $76.85 | +8.6% | Put | 23355L106 |
| RWGE/U | Regalwood Global Energy Ltd. | 337,755 | $3.405M | 0.1% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | FinTech Acquisition Corp. II | 330,000 | $3.28M | 0.1% | $9.94 | — | COM | 31810G109 |
| — | Western Asset High Income Opportunity Fun | 677,529 | $3.259M | 0.1% | $5.09 | — | COM | 95766K109 |
| — | Electrum Special Acquisition Corp. | 300,000 | $3.114M | 0.1% | $10.25 | — | SHS | G3105C104 |
| — | ILG, Inc. | 80,800 | $2.514M | 0.1% | $28.58 | — | Put | 44967H101 |
| — | Big Rock Partners Acquisition Corp. | 244,758 | $2.404M | 0.1% | $9.82 | — | COM | 089482103 |
| — | Archrock Partners, L.P. | 177,023 | $2.163M | 0.1% | $12.22 | — | COM UNITS REPSTG | 03957U100 |
| — | Bison Capital Acquisition Corp. | 199,998 | $1.988M | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | CBS Corporation | 37,225 | $1.913M | 0.1% | $59.93 | — | CL B | 124857202 |
| — | Almost Family Inc. | 33,891 | $1.898M | 0.1% | $55.35 | — | COM | 020409108 |
| — | Constellation Alpha Capital Corp. | 191,700 | $1.892M | 0.1% | $9.87 | — | SHS | G2379F108 |
| — | Caesars Entertainment Corporation | 1,079,299 | $1.887M | 0.1% | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Federal Street Acquisition Corp. | 184,998 | $1.801M | 0.1% | $9.71 | — | CL A | 31421V107 |
| — | GGP Inc. | 87,200 | $1.784M | 0.1% | $23.03 | — | Put | 36174X101 |
| — | Draper Oakwood Technology | 150,000 | $1.479M | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| — | MoneyGram International, Inc. | 161,189 | $1.39M | 0.1% | $16.65 | — | COM NEW | 60935Y208 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.31M | 0.1% | $16.22 | — | COM | 037636107 |
| — | Voya (ING) Prime Rate Trust | 249,433 | $1.3M | 0.1% | $5.07 | — | SH BEN INT | 92913A100 |
| — | Invesco Dynamic Credit Opportunities Fund | 109,967 | $1.29M | 0.1% | $11.71 | — | COM | 46132R104 |
| — | Invesco Senior Income Trust | 289,802 | $1.275M | 0.0% | $4.39 | — | COM | 46131H107 |
| — | Caesars Entertainment Corporation | 106,543 | $1.198M | 0.0% | $12.65 | — | COM | 127686103 |
| — | Caesars Entertainment Corporation | 106,400 | $1.197M | 0.0% | $12.65 | — | Put | 127686103 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $1.02M | 0.0% | $12.90 | — | COM | 33733U108 |
| — | NXP Semiconductors NV convertible note | 809,000 | $1.005M | 0.0% | $1.24 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | Matlin & Partners Acquisition | 100,000 | $980K | 0.0% | $9.76 | — | CL A | 57682V106 |
| — | Blackrock Fltg Rate Inc. Strategies Fund | 66,381 | $965K | 0.0% | $13.78 | — | COM | 09255X100 |
| JCI | Johnson Controls International PLC | 26,700 | $941K | 0.0% | $33.97 | -6.5% | SHS | G51502105 |
| — | La Quinta Holdings Inc. | 43,884 | $829K | 0.0% | $18.89 | — | COM | 50420D108 |
| — | SiriusXM Holdings Inc. | 90,948 | $568K | 0.0% | $6.25 | — | COM | 82968B103 |
| — | Rite Aid Corp. | 319,100 | $536K | 0.0% | $3.97 | — | COM | 767754104 |
| — | Alta Mesa Resources, Inc. | 64,858 | $519K | 0.0% | $8.00 | — | CL A | 02133L109 |
| — | Liberty Media Corp Delaware | 11,919 | $490K | 0.0% | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | ConvergeOne Holdings, Inc. | 378,094 | $452K | 0.0% | $1.20 | — | *W EXP 04/12/202 | 212481113 |
| EQT | EQT Corporation | 7,983 | $379K | 0.0% | $30.25 | -12.4% | COM | 26884L109 |
| QCOM | QUALCOMM Incorporated | 5,000 | $277K | 0.0% | $49.00 | +5.9% | COM | 747525103 |
| — | Pensare Acquisition Corp. | 514,999 | $274K | 0.0% | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | Modern Media Acquisition Corp. | 490,198 | $255K | 0.0% | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | Ares Dynamic Credit Allocation Fund | 15,388 | $250K | 0.0% | $16.25 | — | COM | 04014F102 |
| — | New York REIT, Inc. | 11,194 | $241K | 0.0% | $21.53 | — | COM NEW | 64976L208 |
| — | GigCapital, Inc. | 489,687 | $230K | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | Legacy Acquisition Corp. | 580,000 | $197K | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | Black Ridge Acquisition Corp. | 460,000 | $179K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | Federal Street Acquisition Corp. | 92,499 | $111K | 0.0% | $1.16 | — | *W EXP 07/24/202 | 31421V115 |
| — | CM Seven Star Acquisition Corp. | 237,499 | $83,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | Draper Oakwood Technology | 75,000 | $63,000 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | Big Rock Partners Acquisition Corp. | 122,379 | $46,000 | 0.0% | $0.38 | — | *W EXP 12/01/202 | 089482111 |
| — | Nuveen Credit Strategies Income Fund | 5,170 | $41,000 | 0.0% | $7.93 | — | COM SHS | 67073D102 |
| — | Bison Capital Acquisition Corp. | 99,999 | $40,000 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | MainSource Financial Group, Inc. | 850 | $35,000 | 0.0% | $35.29 | — | COM | 56062Y102 |
| — | Apollo Tactical Income Fund Inc. | 2,019 | $32,000 | 0.0% | $15.85 | — | COM | 037638103 |
| — | Borqs Technologies Inc. | 1,619 | $14,000 | 0.0% | $5.74 | — | SHS | G1466B103 |
| — | Landcadia Holdings, Inc. | 990 | $10,000 | 0.0% | $10.10 | — | CL A | 51476W107 |