Location: Valhalla, NY
CIK: 0001512805 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value: $2.514B (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Altaba Inc. | 4,475,553 | $328M | 13.0% | $55.32 | — | COM | 021346101 |
| — | Twenty-First Century Fox, Inc. | 4,729,042 | $233M | 9.3% | $40.38 | — | CL B | 90130A200 |
| NXPI | NXP Semiconductors NV | 1,983,950 | $217M | 8.6% | $91.54 | +7.0% | COM | N6596X109 |
| SPY | SPDR S&P 500 ETF TR | 675,000 | $183M | 7.3% | — | — | Put | 78462F103 |
| — | Rockwell Collins, Inc. | 1,024,474 | $138M | 5.5% | $132.64 | — | COM | 774341101 |
| — | Aetna Inc. | 607,451 | $111M | 4.4% | $177.61 | — | COM | 00817Y108 |
| — | XL Group Limited | 1,813,244 | $101M | 4.0% | $55.57 | — | COM | G98294104 |
| — | Andeavor | 617,109 | $80.95M | 3.2% | $131.18 | — | COM | 03349M105 |
| — | DowDuPont Inc. | 986,841 | $65.05M | 2.6% | $68.77 | — | COM | 26078J100 |
| — | Pinnacle Foods Inc. DEL | 982,285 | $63.91M | 2.5% | $65.06 | — | COM | 72348P104 |
| — | GGP Inc. | 2,747,221 | $56.13M | 2.2% | $22.83 | — | COM | 36174X101 |
| — | DowDuPont Inc. | 847,300 | $55.85M | 2.2% | $68.77 | — | Put | 26078J100 |
| — | Gramercy Property Trust | 1,976,857 | $54.01M | 2.1% | $27.32 | — | COM NEW | 385002308 |
| HUN | Huntsman Corporation | 1,805,300 | $52.72M | 2.1% | $25.73 | +20.2% | Put | 447011107 |
| HUN | Huntsman Corporation | 1,794,102 | $52.39M | 2.1% | $25.73 | +20.2% | COM | 447011107 |
| — | Orbotech, Ltd. | 837,148 | $51.74M | 2.1% | $62.16 | — | ORD | M75253100 |
| — | Dr Pepper Snapple Group, Inc. | 402,299 | $49.08M | 2.0% | $118.38 | — | COM | 26138E109 |
| — | ILG, Inc. | 1,427,208 | $47.14M | 1.9% | $28.58 | — | COM | 44967H101 |
| — | United Technologies Corporation | 350,200 | $43.78M | 1.7% | $125.02 | — | Put | 913017109 |
| SPY | SPDR S&P 500 ETF TR | 150,000 | $40.69M | 1.6% | — | — | Call | 78462F103 |
| — | Shire PLC | 223,778 | $37.77M | 1.5% | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | Envision Healthcare Corporation | 787,800 | $34.67M | 1.4% | $44.01 | — | COM | 29414D100 |
| — | Cavium Inc. | 371,476 | $32.13M | 1.3% | $83.83 | — | COM | 14964U108 |
| — | Tribune Media Company | 822,715 | $31.48M | 1.3% | $40.67 | — | CL A | 896047503 |
| T | AT&T Inc. | 772,144 | $24.79M | 1.0% | $14.53 | 0.0% | COM | 00206R102 |
| — | Validus Holdings, Ltd. | 357,048 | $24.14M | 1.0% | $67.45 | — | COM SHS | G9319H102 |
| DIS | Disney Walt Company | 220,400 | $23.1M | 0.9% | — | — | Put | 254687106 |
| — | CBS Corporation | 264,600 | $14.88M | 0.6% | $59.93 | — | Put | 124857202 |
| — | NxStage Medical, Inc. | 527,494 | $14.72M | 0.6% | $27.90 | — | COM | 67072V103 |
| EQT | EQT Corporation | 258,600 | $14.27M | 0.6% | $30.25 | -14.8% | Put | 26884L109 |
| CAG | Conagra Brands Inc. | 387,700 | $13.85M | 0.6% | — | — | Put | 205887102 |
| TRN | Trinity Industries Inc. | 391,700 | $13.42M | 0.5% | — | — | Put | 896522109 |
| — | Avista Healthcare Public Acquisition Corp | 1,053,000 | $10.56M | 0.4% | $9.92 | — | CL A | G0726L125 |
| — | Pensare Acquisition Corp. | 1,029,998 | $10.19M | 0.4% | $9.67 | — | COM | 70957E105 |
| — | Express Scripts Holding Company | 129,530 | $10M | 0.4% | $73.04 | — | COM | 30219G108 |
| — | Tenneco Inc. | 225,900 | $9.929M | 0.4% | $43.96 | — | Put | 880349105 |
| — | Modern Media Acquisition Corp. | 980,396 | $9.784M | 0.4% | $9.78 | — | COM | 60765P103 |
| — | Pure Acquisition Corp. | 884,117 | $9.062M | 0.4% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | Tenneco Inc. | 199,700 | $8.778M | 0.3% | $43.96 | — | COM | 880349105 |
| — | KapStone Paper and Packaging Corporation | 233,770 | $8.065M | 0.3% | $34.31 | — | COM | 48562P103 |
| — | ConvergeOne Holdings, Inc. | 794,301 | $7.458M | 0.3% | $9.24 | — | COM CL A | 212481105 |
| — | GigCapital, Inc. | 652,916 | $6.425M | 0.3% | $9.74 | — | COM | 37518N106 |
| — | United Technologies Corporation | 47,943 | $5.994M | 0.2% | $125.02 | — | COM | 913017109 |
| — | Kayne Anderson Acquisition Corp. | 603,952 | $5.973M | 0.2% | $9.81 | — | COM CL A | 48661U102 |
| — | Discovery Inc. | 225,107 | $5.74M | 0.2% | $19.52 | — | COM SER C | 25470F302 |
| — | Legacy Acquisition Corp. | 580,000 | $5.58M | 0.2% | $9.59 | — | COM CL A | 524643103 |
| — | Constellation Alpha Capital Corp. | 537,159 | $5.35M | 0.2% | $9.93 | — | SHS | G2379F108 |
| — | Twelve Seas Investment Company | 475,000 | $4.778M | 0.2% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | CM Seven Star Acquisition Corp. | 474,998 | $4.698M | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | Trinity Merger Corp. | 450,727 | $4.534M | 0.2% | $10.06 | — | UNIT 05/11/202 | 89653L205 |
| — | Tiberius Acquisition Corporation | 450,000 | $4.531M | 0.2% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | Black Ridge Acquisition Corp. | 460,000 | $4.499M | 0.2% | $9.68 | — | COM | 09216T107 |
| — | Thunder Bridge Acquisition, Ltd. | 369,089 | $3.703M | 0.1% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | CenturyLink, Inc. | 186,471 | $3.475M | 0.1% | $16.68 | — | COM | 156700106 |
| RWGE/U | Regalwood Global Energy Ltd. | 337,755 | $3.428M | 0.1% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | FinTech Acquisition Corp. II | 330,000 | $3.3M | 0.1% | $9.94 | — | COM | 31810G109 |
| — | Western Asset High Income Opportunity Fun | 677,529 | $3.266M | 0.1% | $5.09 | — | COM | 95766K109 |
| OPTU | Altice USA | 182,632 | $3.116M | 0.1% | $18.46 | 0.0% | CL A | 02156K103 |
| — | Blackrock Debt Strategies Fund, Inc. | 256,279 | $2.865M | 0.1% | $11.35 | — | COM NEW | 09255R202 |
| — | Industrea Acquisition Corp. | 281,723 | $2.777M | 0.1% | $9.86 | — | CL A | 45579J104 |
| DXC | DXC Technology Company | 31,600 | $2.547M | 0.1% | $82.10 | 0.0% | Put | 23355L106 |
| — | Big Rock Partners Acquisition Corp. | 244,758 | $2.425M | 0.1% | $9.82 | — | COM | 089482103 |
| — | CBS Corporation | 37,225 | $2.093M | 0.1% | $59.93 | — | CL B | 124857202 |
| — | Hennessy Capital Acquisition Corp. II | 200,000 | $2.028M | 0.1% | $10.14 | — | COM | 42588L105 |
| — | Mitel Networks Corp | 183,029 | $2.008M | 0.1% | $10.97 | — | COM | 60671Q104 |
| — | Bison Capital Acquisition Corp. | 199,998 | $2.004M | 0.1% | $9.88 | — | ORD SHS | G1142P104 |
| — | Caesars Entertainment Corp. | 1,079,299 | $1.848M | 0.1% | $1.94 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | Federal Street Acquisition Corp. | 184,998 | $1.814M | 0.1% | $9.71 | — | CL A | 31421V107 |
| OPTU | Altice USA | 100,000 | $1.706M | 0.1% | $18.46 | 0.0% | Put | 02156K103 |
| — | MTGE Investment Corp. | 77,500 | $1.519M | 0.1% | $19.60 | — | COM | 55378A105 |
| — | Draper Oakwood Technology | 150,000 | $1.497M | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| — | ILG, Inc. | 40,400 | $1.334M | 0.1% | $28.58 | — | Put | 44967H101 |
| — | Invesco Dynamic Credit Opportunities Fund | 109,967 | $1.278M | 0.1% | $11.71 | — | COM | 46132R104 |
| — | Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.271M | 0.1% | $16.22 | — | COM | 037636107 |
| — | Voya Prime Rate Trust | 249,433 | $1.255M | 0.0% | $5.07 | — | SH BEN INT | 92913A100 |
| — | Invesco Senior Income Trust | 289,802 | $1.24M | 0.0% | $4.39 | — | COM | 46131H107 |
| — | Eaton Vance Floating-Rate Income Trust | 79,084 | $1.147M | 0.0% | $14.50 | — | COM | 278279104 |
| — | Caesars Entertainment Corporation | 106,543 | $1.14M | 0.0% | $12.65 | — | COM | 127686103 |
| — | Caesars Entertainment Corporation | 106,400 | $1.138M | 0.0% | $12.65 | — | Put | 127686103 |
| — | MoneyGram International, Inc. | 161,189 | $1.078M | 0.0% | $16.65 | — | COM NEW | 60935Y208 |
| — | Shire PLC | 6,200 | $1.047M | 0.0% | $168.80 | — | Put | 82481R106 |
| — | First Trust Senior Fltg. Rate Income Fd.I | 77,069 | $990K | 0.0% | $12.90 | — | COM | 33733U108 |
| — | Matlin & Partners Acquisition Corp. | 100,000 | $988K | 0.0% | $9.76 | — | CL A | 57682V106 |
| — | NXP Semiconductors NV | 809,000 | $975K | 0.0% | $1.24 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | Blackrock Fltg Rate Inc. Ome Strategies Fund | 66,381 | $923K | 0.0% | $13.78 | — | COM | 09255X100 |
| — | Rite Aid Corp. | 319,100 | $552K | 0.0% | $3.97 | — | COM | 767754104 |
| — | ConvergeOne Holdings, Inc. | 378,094 | $518K | 0.0% | $1.20 | — | *W EXP 04/12/202 | 212481113 |
| — | Alta Mesa Resources, Inc. | 64,858 | $442K | 0.0% | $8.00 | — | CL A | 02133L109 |
| DXC | DXC Technology Company | 5,000 | $403K | 0.0% | $82.10 | 0.0% | COM | 23355L106 |
| — | Pensare Acquisition Corp. | 514,999 | $330K | 0.0% | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | Modern Media Acquisition Corp. | 490,198 | $318K | 0.0% | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | Liberty Media Corp Delaware | 5,959 | $268K | 0.0% | $31.36 | — | COM A SIRIUSXM | 531229409 |
| — | Legacy Acquisition Corp. | 580,000 | $249K | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | Ares Dynamic Credit Allocation Fund | 15,388 | $248K | 0.0% | $16.25 | — | COM | 04014F102 |
| — | GigCapital, Inc. | 489,687 | $220K | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | New York REIT, Inc. | 11,194 | $204K | 0.0% | $21.53 | — | COM NEW | 64976L208 |
| — | Black Ridge Acquisition Corp. warrants | 460,000 | $161K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | Federal Steet Acquisition Corp. | 92,499 | $118K | 0.0% | $1.16 | — | *W EXP 07/24/202 | 31421V115 |
| — | CM Seven Star Acquisition Corp. | 237,499 | $94,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | Draper Oakwood Technology | 75,000 | $55,000 | 0.0% | $0.61 | — | *W EXP 09/19/202 | 26146L111 |
| — | Perspecta Inc. | 2,500 | $51,000 | 0.0% | $20.40 | — | COM | 715347100 |
| — | Big Rock Partners Acquisition Corp. | 122,379 | $46,000 | 0.0% | $0.38 | — | *W EXP 12/01/202 | 089482111 |
| — | Nuveen Credit Strategies Income Fund | 5,170 | $41,000 | 0.0% | $7.93 | — | COM SHS | 67073D102 |
| — | Bison Capital Acquisition Corp. | 99,999 | $38,000 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | Apollo Tactical Income Fund Inc. | 2,019 | $31,000 | 0.0% | $15.85 | — | COM | 037638103 |