Location: Portland, OR
CIK: 0001668256 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 18, 2017
Total Value: $185M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BOULDER GROWTH & INCOME FD I | 1,408,700 | $12.59M | 6.8% | $8.94 | $7.74 | — | COM | 101507101 |
| — | RMR REAL ESTATE INCOME FUND | 375,700 | $7.687M | 4.2% | $20.46 | $19.28 | — | COM | 76970B101 |
| — | ALPINE GLOBAL PREMIER PPTYS | 1,432,991 | $7.351M | 4.0% | $5.13 | $5.73 | — | COM SBI | 02083A103 |
| — | CENTRAL SECS CORP | 286,819 | $6.25M | 3.4% | $21.79 | $19.21 | — | COM | 155123102 |
| — | GDL FUND | 606,000 | $5.963M | 3.2% | $9.84 | $9.98 | — | COM SH BEN IT | 361570104 |
| — | LIBERTY ALL STAR EQUITY FD | 1,152,200 | $5.945M | 3.2% | $5.16 | $5.13 | — | SH BEN INT | 530158104 |
| — | ADAMS DIVERSIFIED EQUITY FD | 448,200 | $5.697M | 3.1% | $12.71 | $12.71 | — | COM | 006212104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 629,400 | $5.633M | 3.1% | $8.95 | $9.69 | — | SH BEN INT | 18914E106 |
| — | GENERAL AMERN INVS INC | 180,407 | $5.625M | 3.0% | $31.18 | $31.31 | — | COM | 368802104 |
| — | ROYCE VALUE TR INC | 416,169 | $5.572M | 3.0% | $13.39 | $11.73 | — | COM | 780910105 |
| — | ADAM NAT RES FD INC | 269,300 | $5.432M | 2.9% | $20.17 | $19.97 | — | COM | 00548F105 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 716,350 | $5.43M | 2.9% | $7.58 | $7.56 | — | COM SH BEN INT N | 021060207 |
| — | CBRE CLARION GLOBAL REAL EST | 675,748 | $4.933M | 2.7% | $7.30 | $7.32 | — | COM | 12504G100 |
| — | BLACKROCK RES & COMM STRAT T | 582,795 | $4.82M | 2.6% | $8.27 | $7.19 | — | SHS | 09257A108 |
| — | DIVIDEND & INCOME FUND | 370,800 | $4.394M | 2.4% | $11.85 | $11.09 | — | COM NEW | 25538A204 |
| — | ROYCE GLOBAL VALUE TR INC | 529,800 | $4.258M | 2.3% | $8.04 | $7.46 | — | COM | 78081T104 |
| — | TRI CONTL CORP | 192,158 | $4.237M | 2.3% | $22.05 | $21.33 | — | COM | 895436103 |
| XXCHNXX | CHINA FD INC | 239,059 | $3.598M | 1.9% | $15.05 | $16.35 | — | COM | 169373107 |
| — | TEMPLETON DRAGON FD INC | 205,777 | $3.371M | 1.8% | $16.38 | $17.21 | — | COM | 88018T101 |
| — | DIVERSIFIED REAL ASSET INC F | 200,506 | $3.126M | 1.7% | $15.59 | $16.20 | — | COM SHS | 25533B108 |
| — | CLEARBRIDGE AMERN ENERG MLP | 327,410 | $3.006M | 1.6% | $9.18 | $9.14 | — | COM | 184691103 |
| — | ABERDEEN GTR CHINA FD INC | 341,704 | $2.969M | 1.6% | $8.69 | $8.69 | — | COM | 003031101 |
| — | EAGLE GRWTH & INCOME OPPTY F | 177,295 | $2.876M | 1.6% | $16.22 | $15.59 | — | COM SHS BEN IN | 26958J105 |
| — | SOURCE CAP INC | 76,927 | $2.765M | 1.5% | $35.94 | $35.94 | — | COM | 836144105 |
| — | ABERDEEN CHILE FD INC | 449,200 | $2.677M | 1.4% | $5.96 | $6.22 | — | COM | 00301W105 |
| — | ROYCE MICRO-CAP TR INC | 300,026 | $2.448M | 1.3% | $8.16 | $8.01 | — | COM | 780915104 |
| — | CUSHING MLP TOTAL RETURN FD | 171,551 | $2.331M | 1.3% | $13.59 | $13.46 | — | COM NEW | 231631201 |
| — | DEUTSCHE HIGH INCOME OPPORT | 159,000 | $2.291M | 1.2% | $14.41 | $13.06 | — | COM | 25158Y102 |
| — | ABERDEEN SINGAPORE FD INC | 259,482 | $2.247M | 1.2% | $8.66 | $9.00 | — | COM | 003244100 |
| USB | US BANCORP DEL | 43,396 | $2.229M | 1.2% | $51.36 * | $29.59 | +23.9% | COM NEW | 902973304 |
| — | CENTRAL EUR RUSS & TURK FD I | 108,242 | $2.227M | 1.2% | $20.57 | $19.14 | — | COM | 153436100 |
| — | MORGAN STANLEY CHINA A SH FD | 128,800 | $2.188M | 1.2% | $16.99 | $17.14 | — | COM | 617468103 |
| — | DELAWARE ENHANCED GBL DIV & | 197,800 | $2M | 1.1% | $10.11 | $9.43 | — | COM | 246060107 |
| — | GABELLI GLB SML & MD CP VAL | 182,408 | $1.934M | 1.0% | $10.60 | $10.49 | — | COM | 36249W104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 257,590 | $1.897M | 1.0% | $7.36 | $8.22 | — | COM | 00306J109 |
| — | TURKISH INVT FD INC | 253,339 | $1.718M | 0.9% | $6.78 | $6.78 | — | COM | 900145103 |
| — | ASIA PAC FD INC | 175,400 | $1.705M | 0.9% | $9.72 | $10.49 | — | COM | 044901106 |
| — | ABERDEEN INDONESIA FD INC | 257,200 | $1.636M | 0.9% | $6.36 | $6.41 | — | COM | 00305P106 |
| — | COHEN & STEERS MLP INC & ENR | 142,125 | $1.548M | 0.8% | $10.89 | $10.35 | — | COM SHS | 19249B106 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 107,300 | $1.49M | 0.8% | $13.89 | $13.89 | — | COM | 33731K102 |
| — | THAI FD INC | 195,915 | $1.489M | 0.8% | $7.60 | $8.04 | — | COM | 882904105 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 146,514 | $1.425M | 0.8% | $9.73 | $10.55 | — | COM | 47109U104 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 80,800 | $1.254M | 0.7% | $15.52 | $16.07 | — | COM SHS | 33740D107 |
| — | NEUBERGER BERMAN MLP INCOME | 130,814 | $1.228M | 0.7% | $9.39 | $9.39 | — | COM | 64129H104 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 95,089 | $1.1M | 0.6% | $11.57 | $11.57 | — | COM | 092501105 |
| INTC | INTEL CORP | 28,300 | $1.026M | 0.6% | $36.25 * | $26.63 | +11.2% | COM | 458140100 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 76,119 | $973K | 0.5% | $12.78 | $12.78 | — | COM | 18469Q108 |
| MSFT | MICROSOFT CORP | 14,822 | $921K | 0.5% | $62.14 * | $45.93 | +21.7% | COM | 594918104 |
| — | GABELLI GLOBL UTIL & INCOME | 51,392 | $863K | 0.5% | $16.79 | $16.66 | — | COM SH BEN INT | 36242L105 |
| — | BROOKFIELD REAL ASSETS INCOM | 37,430 | $835K | 0.5% | $22.31 | $22.31 | — | SHS BEN INT | 112830104 |
| — | ABERDEEN EMERGING MKTS SMALL | 72,514 | $816K | 0.4% | $11.25 | $11.70 | — | COM | 00301T102 |
| AAPL | APPLE INC | 6,756 | $782K | 0.4% | $115.75 * | $25.69 | +3.9% | COM | 037833100 |
| — | TAIWAN FD INC | 48,000 | $773K | 0.4% | $16.10 | $16.94 | — | COM | 874036106 |
| — | FRANKLIN UNVL TR | 105,929 | $708K | 0.4% | $6.68 | $6.68 | — | SH BEN INT | 355145103 |
| — | ABERDEEN ISRAEL FUND INC | 40,686 | $654K | 0.4% | $16.07 | $16.87 | — | COM | 00301L109 |
| — | TEMPLETON GLOBAL INCOME FD | 97,132 | $629K | 0.3% | $6.48 | $6.48 | — | COM | 880198106 |
| NKE | NIKE INC | 11,845 | $602K | 0.3% | $50.82 * | $45.58 | -0.7% | CL B | 654106103 |
| GD | GENERAL DYNAMICS CORP | 2,755 | $476K | 0.3% | $172.78 * | $114.56 | +23.6% | COM | 369550108 |
| NOC | NORTHROP GRUMMAN CORP | 1,992 | $463K | 0.3% | $232.43 * | $158.40 | +27.0% | COM | 666807102 |
| — | KAYNE ANDERSON MDSTM ENERGY | 28,964 | $461K | 0.2% | $15.92 | $15.92 | — | COM | 48661E108 |
| — | WELLS FARGO GLOBAL DIVIDEND | 83,300 | $454K | 0.2% | $5.45 | $5.74 | — | COM | 94987C103 |
| — | KAYNE ANDERSON ENRGY TTL RT | 37,600 | $444K | 0.2% | $11.81 | $11.81 | — | COM | 48660P104 |
| — | LMP CAP & INCOME FD INC | 33,223 | $442K | 0.2% | $13.30 | $12.58 | — | COM | 50208A102 |
| — | MORGAN STANLEY INDIA INVS FD | 16,784 | $430K | 0.2% | $25.62 | $28.43 | — | COM | 61745C105 |
| — | TEMPLETON EMERGING MKTS FD I | 35,456 | $429K | 0.2% | $12.10 | $12.10 | — | COM | 880191101 |
| CVX | CHEVRON CORP NEW | 3,480 | $410K | 0.2% | $117.82 * | $58.43 | +37.2% | COM | 166764100 |
| LMT | LOCKHEED MARTIN CORP | 1,586 | $396K | 0.2% | $249.68 * | $167.51 | +17.5% | COM | 539830109 |
| — | MORGAN STANLEY EMER MKTS FD | 29,487 | $389K | 0.2% | $13.19 | $13.82 | — | COM | 61744G107 |
| — | GENERAL ELECTRIC CO | 11,905 | $376K | 0.2% | $31.58 | $31.14 | — | COM | 369604103 |
| MMM | 3M CO | 2,080 | $371K | 0.2% | $178.37 * | $92.11 | +19.7% | COM | 88579Y101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,210 | $360K | 0.2% | $162.90 | $134.17 | +21.5% | CL B NEW | 084670702 |
| — | MORGAN STANLEY ASIA PAC FD I | 26,300 | $355K | 0.2% | $13.50 | $15.10 | — | COM | 61744U106 |
| AMZN | AMAZON COM INC | 470 | $352K | 0.2% | $748.94 * | $31.52 | +19.0% | COM | 023135106 |
| MO | ALTRIA GROUP INC | 5,040 | $341K | 0.2% | $67.66 * | $30.00 | +19.9% | COM | 02209S103 |
| EPD | ENTERPRISE PRODS PARTNERS L | 11,562 | $313K | 0.2% | $27.07 | $25.56 | — | COM | 293792107 |
| SCHP | SCHWAB STRATEGIC TR | 5,467 | $300K | 0.2% | $54.87 * | $27.89 | -1.7% | US TIPS ETF | 808524870 |
| WMT | WAL-MART STORES INC | 4,320 | $299K | 0.2% | $69.21 * | $16.63 | +18.8% | COM | 931142103 |
| — | MACQUARIE GLBL INFRA TOTL RE | 15,000 | $296K | 0.2% | $19.73 | $19.13 | — | COM | 55608D101 |
| BP | BP PLC | 7,800 | $292K | 0.2% | $37.44 | $33.81 | +10.6% | SPONSORED ADR | 055622104 |
| WY | WEYERHAEUSER CO | 9,640 | $290K | 0.2% | $30.08 * | $18.15 | +16.9% | COM | 962166104 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 32,900 | $289K | 0.2% | $8.78 | $8.74 | — | COM NEW | 02082E205 |
| — | ORBCOMM INC | 34,560 | $286K | 0.2% | $8.28 | $10.17 | — | COM | 68555P100 |
| VHT | VANGUARD WORLD FDS | 2,210 | $280K | 0.2% | $126.70 | $127.65 | -0.7% | HEALTH CAR ETF | 92204A504 |
| F | FORD MTR CO DEL | 23,000 | $279K | 0.2% | $12.13 * | $8.25 | -9.1% | COM PAR $0.01 | 345370860 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,591 | $272K | 0.1% | $75.74 | $67.92 | — | COM UNIT RP LP | 559080106 |
| IVV | ISHARES TR | 1,205 | $271K | 0.1% | $224.90 | $207.88 | +8.2% | CORE S&P500 ETF | 464287200 |
| WVE | WAVE LIFE SCIENCES LTD | 10,331 | $270K | 0.1% | $26.13 | $23.63 | +10.7% | SHS | Y95308105 |
| — | REYNOLDS AMERICAN INC | 4,674 | $262K | 0.1% | $56.05 | $47.47 | — | COM | 761713106 |
| — | INDIA FD INC | 12,100 | $259K | 0.1% | $21.40 | $24.84 | — | COM | 454089103 |
| — | HAWAIIAN HOLDINGS INC | 4,045 | $231K | 0.1% | $57.11 | $57.11 | — | COM | 419879101 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $202K | 0.1% | $38.60 | $39.94 | — | COM | 57772K101 |
| PM | PHILIP MORRIS INTL INC | 2,200 | $201K | 0.1% | $91.36 * | $55.87 | +4.0% | COM | 718172109 |
| — | BLACKROCK INTL GRWTH & INC T | 30,000 | $165K | 0.1% | $5.50 | $5.50 | — | COM BENE INTER | 092524107 |
| — | NUVEEN QUALITY MUNCP INCOME | 10,525 | $147K | 0.1% | $13.97 | $15.11 | — | COM | 67066V101 |
| — | MORGAN STANLEY EM MKTS DM DE | 17,300 | $124K | 0.1% | $7.17 | $7.17 | — | COM | 617477104 |
| — | ACHILLION PHARMACEUTICALS IN | 22,430 | $93,000 | 0.1% | $4.15 | $6.27 | — | COM | 00448Q201 |
| — | LIBERTY ALL-STAR GROWTH FD I | 12,900 | $54,000 | 0.0% | $4.19 | $4.30 | — | COM | 529900102 |
| UUUU | ENERGY FUELS INC | 27,711 | $45,000 | 0.0% | $1.62 | $2.53 | -35.1% | COM NEW | 292671708 |