CIK: 0001535610 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 15, 2018
Total Value ($000): $1,098,052 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BRISTOL MYERS SQUIBB CO | 34,682 | $212,531 | 19.4% | — | — | Put | 110122958 |
| — | MERCK & CO INC | 18,222 | $102,535 | 9.3% | — | — | Call | 58933Y905 |
| — | BLUEBIRD BIO INC | 4,250 | $75,693 | 6.9% | — | — | Call | 09609G900 |
| — | ISHARES RUSSELL 2000 | 4,205 | $64,109 | 5.8% | — | — | Call | 464287905 |
| BMY | BRISTOL MYERS SQUIBB CO | 931,807 | $57,101 | 5.2% | $43.12 | +7.7% | COM | 110122108 |
| — | SPDR S&P 500 | 3,000 | $53,558 | 4.9% | — | — | Call | 78462F903 |
| — | ASTRAZENECA PLC | 14,946 | $51,863 | 4.7% | — | — | Call | 046353908 |
| — | SAREPTA THERAPEUTICS INC | 9,023 | $50,204 | 4.6% | — | — | Call | 803607900 |
| — | ASTRAZENECA PLC | 7,511 | $26,063 | 2.4% | — | — | Put | 046353958 |
| — | BRISTOL MYERS SQUIBB CO | 4,225 | $25,891 | 2.4% | — | — | Call | 110122908 |
| — | ODONATE THERAPEUTICS INC | 825,451 | $20,636 | 1.9% | $25.00 | — | COM | 676079106 |
| — | ALNYLAM PHARMACEUTICALS INC | 1,603 | $20,366 | 1.9% | — | — | Put | 02043Q957 |
| — | AMICUS THERAPEUTICS INC | 10,371 | $14,924 | 1.4% | — | — | Call | 03152W909 |
| — | MERCK & CO INC | 2,652 | $14,923 | 1.4% | — | — | Put | 58933Y955 |
| — | VERTEX PHARMACEUTICALS INC | 919 | $13,772 | 1.3% | — | — | Call | 92532F900 |
| — | JUNO THERAPEUTICS INC | 3,003 | $13,727 | 1.3% | — | — | Call | 48205A909 |
| — | CIGNA CORP | 670 | $13,607 | 1.2% | — | — | Call | 125509909 |
| — | ZOGENIX INC | 3,090 | $12,375 | 1.1% | — | — | Call | 98978L904 |
| — | ALNYLAM PHARMACEUTICALS INC | 941 | $11,955 | 1.1% | — | — | Call | 02043Q907 |
| — | ESPERION THERAPEUTICS INC | 1,670 | $10,995 | 1.0% | — | — | Put | 29664W955 |
| — | HALOZYME THERAPEUTICS INC | 4,950 | $10,029 | 0.9% | — | — | Call | 40637H909 |
| — | SANGAMO THERAPEUTICS INC | 6,040 | $9,906 | 0.9% | — | — | Call | 800677906 |
| — | INCYTE CORP | 1,036 | $9,812 | 0.9% | — | — | Put | 45337C952 |
| ESPR | ESPERION THERAPEUTICS INC | 142,185 | $9,361 | 0.9% | $50.54 | +6.5% | COM | 29664W105 |
| — | ALKERMES PLC | 1,599 | $8,751 | 0.8% | — | — | Call | G01767905 |
| — | BLUEBIRD BIO INC | 485 | $8,638 | 0.8% | — | — | Put | 09609G950 |
| — | SAREPTA THERAPEUTICS INC | 1,472 | $8,190 | 0.7% | — | — | Put | 803607950 |
| — | ABBVIE INC | 776 | $7,505 | 0.7% | — | — | Put | 00287Y959 |
| — | VERTEX PHARMACEUTICALS INC | 486 | $7,283 | 0.7% | — | — | Put | 92532F950 |
| — | IONIS PHARMACEUTICALS INC | 1,429 | $7,188 | 0.7% | — | — | Call | 462222900 |
| — | IONIS PHARMACEUTICALS INC | 1,230 | $6,187 | 0.6% | — | — | Put | 462222950 |
| — | SAGE THERAPEUTICS INC | 350 | $5,765 | 0.5% | — | — | Call | 78667J908 |
| — | SPARK THERAPEUTICS INC | 110,827 | $5,699 | 0.5% | $51.42 | — | COM | 84652J103 |
| — | SPDR S&P BIOTECH | 656 | $5,567 | 0.5% | — | — | Call | 78464A970 |
| — | INCYTE CORP | 532 | $5,039 | 0.5% | — | — | Call | 45337C902 |
| — | RADIUS HEALTH INC | 1,536 | $4,880 | 0.4% | — | — | Call | 750469907 |
| — | GW PHARMACEUTICALS PLC | 353 | $4,662 | 0.4% | — | — | Put | 36197T953 |
| — | SANGAMO THERAPEUTICS INC | 2,730 | $4,477 | 0.4% | — | — | Put | 800677956 |
| — | ZOGENIX INC | 1,114 | $4,462 | 0.4% | — | — | Put | 98978L954 |
| — | SAGE THERAPEUTICS INC | 259 | $4,266 | 0.4% | — | — | Put | 78667J958 |
| MNKD | MANNKIND CORP | 1,446,900 | $3,357 | 0.3% | $3.42 | 0.0% | COM | 56400P706 |
| — | NEKTAR THERAPEUTICS | 557 | $3,326 | 0.3% | — | — | Call | 640268908 |
| — | GILEAD SCIENCES INC | 454 | $3,252 | 0.3% | — | — | Call | 375558903 |
| — | ALEXION PHARMACEUTICALS INC | 247 | $2,954 | 0.3% | — | — | Call | 015351909 |
| — | AMICUS THERAPEUTICS INC | 2,000 | $2,878 | 0.3% | — | — | Put | 03152W959 |
| — | ONCOBIOLOGICS INC | 2,079,367 | $2,703 | 0.2% | $3.34 | — | COM | 68235M105 |
| ABBV | ABBVIE INC | 27,559 | $2,665 | 0.2% | $66.89 | 0.0% | COM | 00287Y109 |
| — | INTERCEPT PHARMACEUTICALS INC | 447 | $2,611 | 0.2% | — | — | Call | 45845P908 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 19,250 | $2,446 | 0.2% | $125.65 | 0.0% | COM | 02043Q107 |
| — | AMAG PHARMACEUTICALS INC | 1,822 | $2,414 | 0.2% | — | — | Put | 00163U956 |
| — | VISTAGEN THERAPEUTICS INC | 2,115,873 | $2,352 | 0.2% | $1.11 | — | COM | 92840H202 |
| — | VERSARTIS INC | 993,100 | $2,185 | 0.2% | $2.38 | — | COM | 92529L102 |
| — | DERMIRA INC | 766 | $2,130 | 0.2% | — | — | Put | 24983L954 |
| — | HISTOGENICS CORP. | 955,060 | $1,958 | 0.2% | $1.93 | — | COM | 43358V109 |
| — | MANNKIND CORP | 8,169 | $1,895 | 0.2% | — | — | Put | 56400P956 |
| — | SOLENO THERAPEUTICS INC | 915,100 | $1,647 | 0.1% | $1.80 | — | COM | 834203200 |
| — | PROTHENA CORPORATION PLC | 431 | $1,616 | 0.1% | — | — | Put | G72800958 |
| — | AMAG PHARMACEUTICALS INC | 118,864 | $1,575 | 0.1% | $19.09 | — | COM | 00163U106 |
| — | APPLIED DNA SCIENCES INC | 932,350 | $1,482 | 0.1% | $1.59 | — | COM | 03815U201 |
| — | TRANSENTERIX INC | 708,097 | $1,367 | 0.1% | $1.93 | — | COM | 89366M201 |
| — | INTERPACE DIAGNOSTICS GROUP | 1,319,290 | $1,346 | 0.1% | $1.02 | — | COM | 46062X204 |
| — | FIBROGEN INC | 275 | $1,304 | 0.1% | — | — | Call | 31572Q908 |
| — | ALKERMES PLC | 234 | $1,281 | 0.1% | — | — | Put | G01767955 |
| — | MICROBOT MED INC | 1,250,000 | $1,275 | 0.1% | $1.42 | — | COM | 59503A105 |
| — | DERMIRA INC | 45,304 | $1,260 | 0.1% | $27.81 | — | COM | 24983L104 |
| — | NEKTAR THERAPEUTICS | 20,000 | $1,194 | 0.1% | $59.70 | — | COM | 640268108 |
| — | ALEXION PHARMACEUTICALS INC | 96 | $1,148 | 0.1% | — | — | Put | 015351959 |
| — | AXOVANT SCIENCES LTD | 2,146 | $1,131 | 0.1% | — | — | Call | G0750W904 |
| PRQR | PROQR THERAPEUTICS N V | 347,245 | $1,120 | 0.1% | $3.59 | 0.0% | SHS | N71542109 |
| — | ADVERUM BIOTECHNOLOGIES INC | 300,000 | $1,050 | 0.1% | $3.50 | — | COM | 00773U108 |
| — | HEAT BIOLOGICS INC | 2,615,123 | $1,001 | 0.1% | $0.71 | — | COM | 42237K102 |
| — | AXOVANT SCIENCES LTD | 1,848 | $974 | 0.1% | — | — | Put | G0750W954 |
| — | AMARIN CORPORATION PLC | 2,418 | $970 | 0.1% | — | — | Call | 023111906 |
| — | SYNERGY PHARMACEUTICALS INC | 4,243 | $946 | 0.1% | — | — | Call | 871639908 |
| — | AGENUS INC | 2,860 | $932 | 0.1% | — | — | Call | 00847G905 |
| XENE | XENON PHARMACEUTICALS INC | 329,400 | $931 | 0.1% | $7.35 | -63.0% | COM | 98420N105 |
| PRTA | PROTHENA CORPORATION PLC | 24,730 | $927 | 0.1% | $50.91 | 0.0% | SHS | G72800108 |
| — | PROTHENA CORPORATION PLC | 240 | $900 | 0.1% | — | — | Call | G72800908 |
| — | BIOGEN INC | 230 | $879 | 0.1% | — | — | Put | 09062X953 |
| — | CHECK CAP LTD | 1,007,494 | $876 | 0.1% | $1.93 | — | SHS | M2361E112 |
| — | INTELLIPHARMACEUTICS INTERNATIONAL INC | 1,083,637 | $867 | 0.1% | $0.80 | — | COM | 458173101 |
| — | TESARO INC | 104 | $862 | 0.1% | — | — | Put | 881569957 |
| — | ONCONOVA THERAPEUTICS INC | 561,163 | $842 | 0.1% | $2.33 | — | COM | 68232V306 |
| — | OVASCIENCE INC | 600,000 | $840 | 0.1% | $2.03 | — | COM | 69014Q101 |
| — | AIMMUNE THERAPEUTICS INC | 222 | $840 | 0.1% | — | — | Put | 00900T957 |
| — | CITIUS PHARMACEUTICALS INC | 210,131 | $820 | 0.1% | $3.90 | — | COM | 17322U207 |
| — | TESARO INC | 9,700 | $804 | 0.1% | $103.44 | — | COM | 881569107 |
| — | CAPSTONE TURBINE CORP. | 983,787 | $758 | 0.1% | $0.77 | — | COM | 14067D409 |
| — | ESPERION THERAPEUTICS INC | 115 | $757 | 0.1% | — | — | Call | 29664W905 |
| — | BIOPHARMX CORP | 6,713,756 | $740 | 0.1% | $0.11 | — | COM | 09072X101 |
| — | FIBROCELL SCIENCE INC | 1,128,588 | $733 | 0.1% | $0.65 | — | COM | 315721308 |
| — | AMAG PHARMACEUTICALS INC | 553 | $733 | 0.1% | — | — | Call | 00163U906 |
| — | TESARO INC | 85 | $704 | 0.1% | — | — | Call | 881569907 |
| — | GALENA BIOPHARMA INC | 2,623,610 | $687 | 0.1% | $0.61 | — | COM | 363256504 |
| — | EIGER BIOPHARMACEUTICALS INC | 49,000 | $684 | 0.1% | $15.78 | — | COM | 28249U105 |
| — | BIOCEPT INC | 962,265 | $668 | 0.1% | $0.69 | — | COM | 09072V204 |
| — | IDERA PHARMACEUTICALS INC | 307,987 | $650 | 0.1% | $2.17 | — | COM | 45168K306 |
| — | AXOVANT SCIENCES LTD | 115,462 | $608 | 0.1% | $6.88 | — | COM | G0750W104 |
| — | TRANSENTERIX INC | 3,050 | $589 | 0.1% | — | — | Put | 89366M951 |
| — | LEAP THERAPEUTICS INC | 89,350 | $558 | 0.1% | $6.25 | — | COM | 52187K101 |
| — | INSPIREMD INC | 4,321,909 | $555 | 0.1% | $0.13 | — | COM | 45779A804 |
| — | VICAL ORD SHS | 275,090 | $503 | 0.0% | $1.83 | — | COM | 925602203 |
| — | NANOVIBRONIX INC | 101,949 | $477 | 0.0% | $4.68 | — | COM | 63008J108 |
| — | SUNESIS PHARMACEUTICALS INC | 125,000 | $461 | 0.0% | $2.95 | — | COM | 867328700 |
| — | CLOVIS ONCOLOGY INC | 67 | $456 | 0.0% | — | — | Call | 189464900 |
| — | STRATA SKIN SCIENCES INC. | 335,105 | $416 | 0.0% | $1.58 | — | COM | 86272A206 |
| — | EDAP TMS SA | 1,440 | $413 | 0.0% | — | — | Put | 268311957 |
| — | YIELD10 BIOSCIENCE INC | 215,250 | $381 | 0.0% | $1.77 | — | COM | 98585K201 |
| — | GALECTIN THERAPEUTICS INC | 1,131 | $378 | 0.0% | — | — | Put | 363225952 |
| — | BIO PATH HOLDINGS INC | 1,833,449 | $371 | 0.0% | $0.20 | — | COM | 09057N102 |
| — | PROTEOSTASIS THERAPEUTICS INC | 60,000 | $350 | 0.0% | $5.50 | — | COM | 74373B109 |
| — | SUNESIS PHARMACEUTICALS INC | 885 | $327 | 0.0% | — | — | Call | 867328900 |
| — | SENESTECH INC | 436,863 | $315 | 0.0% | $0.72 | — | COM | 81720R109 |
| — | NEUROMETRIX INC | 180,039 | $310 | 0.0% | $1.88 | — | COM | 641255708 |
| — | ACHILLION PHARMACEUTICALS INC | 992 | $286 | 0.0% | — | — | Call | 00448Q901 |
| — | RXI PHARMACEUTICALS CORP | 2,100,797 | $273 | 0.0% | $0.20 | — | *W | 74979C113 |
| — | REGENXBIO INC | 81 | $269 | 0.0% | — | — | Call | 75901B907 |
| — | VTV THERAPEUTICS INC | 44,500 | $267 | 0.0% | $6.52 | — | CL A | 918385105 |
| — | ONCOSEC MEDICAL INC | 153,137 | $249 | 0.0% | $2.42 | — | COM | 68234L207 |
| — | APPLIED DNA SCIENCES INC | 642,289 | $244 | 0.0% | $0.49 | — | *W | 03815U110 |
| — | ABBVIE INC | 25 | $242 | 0.0% | — | — | Call | 00287Y909 |
| — | ONCONOVA THERAPEUTICS INC | 643,244 | $225 | 0.0% | $1.55 | — | *W | 68232V116 |
| — | AIMMUNE THERAPEUTICS INC | 5,629 | $213 | 0.0% | $37.84 | — | COM | 00900T107 |
| — | OPGEN INC | 1,129,867 | $211 | 0.0% | $0.99 | — | COM | 68373L109 |
| — | GALENA BIOPHARMA INC | 7,602 | $199 | 0.0% | — | — | Call | 363256904 |
| — | SIGMA LABS INC | 382,868 | $184 | 0.0% | $0.82 | — | *W | 826598112 |
| — | CHF SOLUTIONS INC | 52,490 | $182 | 0.0% | $3.47 | — | COM | 12542Q508 |
| — | JAGUAR HEALTH INC | 1,045,741 | $142 | 0.0% | $0.20 | — | COM | 47010C201 |
| — | ARCA BIOPHARMA INC | 100,000 | $138 | 0.0% | $1.10 | — | COM | 00211Y407 |
| — | SOPHIRIS BIO INC | 55,907 | $127 | 0.0% | $3.07 | — | COM | 83578Q209 |
| — | RITTER PHARMACEUTICALS INC | 357,781 | $118 | 0.0% | $0.35 | — | COM | 767836109 |
| — | REDHILL BIOPHARMA LTD | 21,322 | $110 | 0.0% | $5.16 | — | ADS | 757468103 |
| — | ANTHERA PHARMACEUTICALS INC | 658 | $109 | 0.0% | — | — | Put | 03674U950 |
| — | AMYRIS INC | 250 | $94 | 0.0% | — | — | Put | 03236M950 |
| — | ADVAXIS INC | 270 | $77 | 0.0% | — | — | Call | 007624908 |
| — | EGALET CORP | 73,792 | $74 | 0.0% | $1.28 | — | COM | 28226B104 |
| TNDM | TANDEM DIABETES CARE INC. | 27,487 | $65 | 0.0% | $3.14 | 0.0% | COM | 875372203 |
| — | SOPHIRIS BIO INC | 275 | $62 | 0.0% | — | — | Put | 83578Q959 |
| — | NABRIVA THERAPEUTICS PLC | 10,000 | $60 | 0.0% | $6.00 | — | SHS | G63637105 |
| — | FUELCELL ENERGY INC | 1,236 | $55 | 0.0% | — | — | Put | 35952H952 |
| — | ACHILLION PHARMACEUTICALS INC | 174 | $50 | 0.0% | — | — | Put | 00448Q951 |
| — | ACHILLION PHARMACEUTICALS INC | 16,705 | $48 | 0.0% | $2.87 | — | COM | 00448Q201 |
| — | MEDIGUS LTD | 36,943 | $48 | 0.0% | $2.18 | — | ADR | 58471G201 |
| — | AETERNA ZENTARIS INC | 264 | $46 | 0.0% | — | — | Put | 007975952 |
| — | INSPIREMD INC | 2,003,848 | $40 | 0.0% | $0.08 | — | *W | 45779A135 |
| — | AGENUS INC | 116 | $38 | 0.0% | — | — | Put | 00847G955 |
| — | INSPIREMD INC | 1,193,470 | $36 | 0.0% | $0.60 | — | *W | 45779A127 |
| — | BENITEC BIOPHARMA LTD | 90,193 | $36 | 0.0% | $0.35 | — | *W | 082053117 |
| — | CONTRAFECT CORP. | 34,333 | $35 | 0.0% | $1.11 | — | COM | 212326102 |
| IMMP | IMMUTEP LTD | 21,500 | $34 | 0.0% | $1.58 | — | ADR | 45257L108 |
| — | AVEO PHARMACEUTICALS INC | 122 | $34 | 0.0% | — | — | Call | 053588909 |
| — | AETERNA ZENTARIS INC | 138 | $33 | 0.0% | — | — | Call | 007975902 |
| — | MANNKIND CORP | 116 | $27 | 0.0% | — | — | Call | 56400P906 |
| OASMY | OASMIA PHARMACEUTICAL | 19,000 | $17 | 0.0% | $1.88 | — | ADR | 67421W109 |
| — | IMMUNOCELLULAR THERAPEUTICS | 392,702 | $16 | 0.0% | $0.48 | — | *W | 452536121 |
| — | CYTORI THERAPEUTICS INC | 1,028,634 | $11 | 0.0% | $0.76 | — | *W | 23283K121 |
| — | BIOAMBER INC | 21,319 | $9 | 0.0% | $1.31 | — | COM | 09072Q106 |
| — | ONCOBIOLOGICS INC | 199,193 | $4 | 0.0% | $0.97 | — | *W | 68235M121 |
| — | ONCOBIOLOGICS INC | 89,644 | $3 | 0.0% | $0.74 | — | *W | 68235M113 |
| — | IMMUNOMEDICS INC | 305 | $2 | 0.0% | — | — | Put | 452907958 |
| — | KAZIA THERAPEUTICS LTD | 366,668 | $0 | 0.0% | — | — | ADR | 48669G105 |