CIK: 0001535610 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2018
Total Value ($000): $840,835 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 | 9,867 | $259,650 | 30.9% | — | — | Put | 78462F953 |
| — | ASTRAZENECA PLC | 14,645 | $51,214 | 6.1% | — | — | Call | 046353908 |
| BIIB | BIOGEN INC | 182,898 | $50,081 | 6.0% | $310.41 | 0.0% | COM | 09062X103 |
| — | BIOGEN INC | 2,071 | $48,928 | 5.8% | — | — | Put | 09062X953 |
| — | ESPERION THERAPEUTICS INC | 6,053 | $43,781 | 5.2% | — | — | Put | 29664W955 |
| — | ISHARES RUSSELL 2000 | 2,875 | $43,651 | 5.2% | — | — | Put | 464287955 |
| — | ISHARES RUSSELL 2000 | 2,500 | $37,958 | 4.5% | — | — | Call | 464287905 |
| — | ASTRAZENECA PLC | 8,380 | $29,305 | 3.5% | — | — | Put | 046353958 |
| — | SAREPTA THERAPEUTICS INC | 2,333 | $17,285 | 2.1% | — | — | Call | 803607900 |
| — | ZOGENIX INC | 4,059 | $16,256 | 1.9% | — | — | Call | 98978L904 |
| — | ODONATE THERAPEUTICS INC | 734,272 | $15,552 | 1.8% | $25.00 | — | COM | 676079106 |
| — | MERCK & CO INC | 2,490 | $13,563 | 1.6% | — | — | Call | 58933Y905 |
| SPY | SPDR S&P 500 | 44,500 | $11,710 | 1.4% | $263.15 | — | TR | 78462F103 |
| — | INCYTE CORP | 1,295 | $10,791 | 1.3% | — | — | Put | 45337C952 |
| — | SPDR S&P BIOTECH | 1,122 | $9,843 | 1.2% | — | — | Put | 78464A950 |
| — | INCYTE CORP | 1,140 | $9,500 | 1.1% | — | — | Call | 45337C902 |
| — | UNUM THERAPEUTICS INC | 843,850 | $9,375 | 1.1% | $11.11 | — | COM | 903214104 |
| — | NEKTAR THERAPEUTICS | 725 | $7,704 | 0.9% | — | — | Call | 640268908 |
| INCY | INCYTE CORP | 81,861 | $6,821 | 0.8% | $90.16 | 0.0% | COM | 45337C102 |
| — | SPARK THERAPEUTICS INC | 1,015 | $6,759 | 0.8% | — | — | Put | 84652J953 |
| — | ALEXION PHARMACEUTICALS INC | 593 | $6,610 | 0.8% | — | — | Call | 015351909 |
| — | SAREPTA THERAPEUTICS INC | 888 | $6,579 | 0.8% | — | — | Put | 803607950 |
| — | SANGAMO THERAPEUTICS INC | 3,386 | $6,433 | 0.8% | — | — | Put | 800677956 |
| — | NEKTAR THERAPEUTICS | 58,831 | $6,251 | 0.7% | $90.43 | — | COM | 640268108 |
| — | SPARK THERAPEUTICS INC | 775 | $5,161 | 0.6% | — | — | Call | 84652J903 |
| — | ALKERMES PLC | 676 | $3,918 | 0.5% | — | — | Call | G01767905 |
| — | ESPERION THERAPEUTICS INC | 538 | $3,891 | 0.5% | — | — | Call | 29664W905 |
| — | GLOBAL BLOOD THERAPEUTICS INC | 758 | $3,661 | 0.4% | — | — | Call | 37890U908 |
| — | ARCADIA BIOSCIENCES INC | 150,376 | $3,611 | 0.4% | $24.01 | — | COM | 039014204 |
| — | ABBVIE INC | 369 | $3,493 | 0.4% | — | — | Call | 00287Y909 |
| — | ALNYLAM PHARMACEUTICALS INC | 250 | $2,978 | 0.4% | — | — | Put | 02043Q957 |
| — | NEKTAR THERAPEUTICS | 280 | $2,975 | 0.4% | — | — | Put | 640268958 |
| — | ZOGENIX INC | 687 | $2,751 | 0.3% | — | — | Put | 98978L954 |
| SGMO | SANGAMO THERAPEUTICS INC | 142,136 | $2,701 | 0.3% | $21.38 | 0.0% | COM | 800677106 |
| — | AMARIN CORP PLC | 8,319 | $2,504 | 0.3% | — | — | Call | 023111906 |
| — | AVEO PHARMACEUTICALS INC | 8,571 | $2,486 | 0.3% | — | — | Call | 053588909 |
| — | ACCELERON PHARMA INC | 524 | $2,049 | 0.2% | — | — | Put | 00434H958 |
| — | CITIUS PHARMACEUTICALS INC | 641,201 | $1,988 | 0.2% | $3.36 | — | COM | 17322U207 |
| — | AMYRIS INC | 2,821 | $1,887 | 0.2% | — | — | Put | 03236M950 |
| — | ONCOBIOLOGICS INC | 2,108,249 | $1,876 | 0.2% | $3.31 | — | COM | 68235M105 |
| — | ACHAOGEN INC | 1,405 | $1,819 | 0.2% | — | — | Put | 004449954 |
| — | BRISTOL MYERS SQUIBB | 281 | $1,777 | 0.2% | — | — | Put | 110122958 |
| — | CAN FITE BIOPHARMA LTD | 1,228,091 | $1,768 | 0.2% | $1.44 | — | ADR | 13471N102 |
| — | SOLENO THERAPEUTICS | 917,835 | $1,661 | 0.2% | $1.80 | — | COM | 834203200 |
| — | NOVAN INC | 545,149 | $1,597 | 0.2% | $2.93 | — | COM | 66988N106 |
| — | CELLECT BIOTECHNOLOGY LTD | 243,980 | $1,557 | 0.2% | $6.38 | — | ADS | 15116C102 |
| — | AMICUS THERAPEUTICS INC | 1,005 | $1,512 | 0.2% | — | — | Call | 03152W909 |
| — | AMICUS THERAPEUTICS INC | 1,000 | $1,504 | 0.2% | — | — | Put | 03152W959 |
| — | PAVMED INC | 908,817 | $1,490 | 0.2% | $1.64 | — | COM | 70387R106 |
| BMY | BRISTOL MYERS SQUIBB | 23,312 | $1,474 | 0.2% | $43.12 | +11.6% | COM | 110122108 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 11,500 | $1,370 | 0.2% | $125.65 | +2.6% | COM | 02043Q107 |
| ESPR | ESPERION THERAPEUTICS INC | 18,823 | $1,361 | 0.2% | $50.54 | +45.3% | COM | 29664W105 |
| — | PROTHENA CORPORATION PLC | 431 | $1,336 | 0.2% | — | — | Put | G72800958 |
| — | ELEVEN BIOTHERAPEUTICS INC | 1,226,117 | $1,287 | 0.2% | $1.05 | — | COM | 286221106 |
| — | INSMED INC | 543 | $1,223 | 0.1% | — | — | Put | 457669957 |
| — | OVASCIENCE INC | 1,461,525 | $1,185 | 0.1% | $1.31 | — | COM | 69014Q101 |
| — | ZOSANO PHARMA CORO | 233,779 | $1,178 | 0.1% | $5.04 | — | COM | 98979H202 |
| — | VERSARTIS INC | 702,364 | $1,159 | 0.1% | $2.38 | — | COM | 92529L102 |
| — | ADVERUM BIOTECHNOLOGIES INC | 198,964 | $1,154 | 0.1% | $3.50 | — | COM | 00773U108 |
| — | ALEXION PHARMACEUTICALS INC | 96 | $1,070 | 0.1% | — | — | Put | 015351959 |
| — | SELLAS LIFE SCIENCES GROUP INC | 309,207 | $1,067 | 0.1% | $3.45 | — | COM | 81642T100 |
| — | NEUROMETRIX INC | 710,389 | $1,002 | 0.1% | $1.53 | — | COM | 641255708 |
| — | ADOMANI INC COM | 843,407 | $995 | 0.1% | $1.18 | — | COM | 00726A100 |
| FOLD | AMICUS THERAPEUTICS INC | 64,910 | $976 | 0.1% | $15.22 | 0.0% | COM | 03152W109 |
| AKBA | AKEBIA THERAPEUTICS INC | 102,338 | $975 | 0.1% | $13.99 | 0.0% | COM | 00972D105 |
| — | ACHAOGEN INC | 713 | $923 | 0.1% | — | — | Call | 004449904 |
| — | ALKERMES PLC | 157 | $910 | 0.1% | — | — | Put | G01767955 |
| — | EYENOVIA INC | 97,770 | $908 | 0.1% | $9.29 | — | COM | 30234E104 |
| — | AMPLIPHI BIOSCIENCES CORP | 831,961 | $907 | 0.1% | $1.09 | — | COM | 03211P301 |
| — | SYNERGY PHARMACEUTICALS INC | 4,954 | $907 | 0.1% | — | — | Call | 871639908 |
| PRTA | PROTHENA CORPORATION PLC | 24,500 | $899 | 0.1% | $50.91 | -28.6% | SHS | G72800108 |
| — | OPGEN INC | 521,076 | $875 | 0.1% | $0.99 | — | COM | 68373L109 |
| — | VERTEX PHARMACEUTICALS INC | 1,315 | $861 | 0.1% | — | — | Call | 92532F900 |
| — | MICROBOT MED INC | 1,249,400 | $843 | 0.1% | $1.42 | — | COM | 59503A105 |
| — | GLYCOMIMETICS INC | 51,603 | $838 | 0.1% | $16.24 | — | COM | 38000Q102 |
| — | CELSION CORP | 369,860 | $828 | 0.1% | $2.24 | — | COM | 15117N503 |
| — | BIOGEN INC | 30 | $821 | 0.1% | — | — | Call | 09062X903 |
| — | INTERPACE DIAGNOSTICS GROUP | 919,854 | $812 | 0.1% | $1.02 | — | COM | 46062X204 |
| — | AFFIMED INC | 425,463 | $787 | 0.1% | $1.85 | — | COM | N01045108 |
| — | MANNKIND CORP | 3,224 | $735 | 0.1% | — | — | Put | 56400P906 |
| — | APRICUS BIOSCIENCES INC | 1,800,000 | $731 | 0.1% | $0.41 | — | COM | 03832V307 |
| — | ACTINIUM PHARMACEUTICALS INC | 1,997,700 | $729 | 0.1% | $0.36 | — | COM | 00507W107 |
| — | HELIOS &MATHESON ANALYTICS INC | 249,294 | $706 | 0.1% | $2.83 | — | COM | 42327L200 |
| — | SUPERCONDUCTOR TECHNOLOGIES | 735,880 | $693 | 0.1% | $0.94 | — | COM | 867931503 |
| GALT | GALECTIN THERAPEUTICS INC | 143,400 | $680 | 0.1% | $4.66 | 0.0% | COM | 363225202 |
| — | APPLIED DNA SCIENCES INC | 454,381 | $654 | 0.1% | $1.59 | — | COM | 03815U201 |
| — | MERCK & CO INC | 120 | $654 | 0.1% | — | — | Put | 58933Y955 |
| — | DBV TECHNOLOGIES SA | 258 | $595 | 0.1% | — | — | Call | 23306J901 |
| — | HELIOS &MATHESON ANALYTICS INC | 2,054 | $581 | 0.1% | — | — | Put | 42327L950 |
| — | FUELCELL ENERGY INC | 3,297 | $570 | 0.1% | — | — | Put | 35952H952 |
| — | PULMATRIX INC | 1,087,507 | $554 | 0.1% | $0.51 | — | COM | 74584P103 |
| — | AURIS MEDICAL HOLDING AG | 342,989 | $549 | 0.1% | $1.60 | — | COM | H0381L104 |
| — | ADVERUM BIOTECHNOLOGIES INC | 944 | $548 | 0.1% | — | — | Call | 00773U908 |
| PRQR | PROQR THERAPEUTICS N V | 172,160 | $529 | 0.1% | $3.59 | -10.4% | SHS | N71542109 |
| — | FIBROGEN INC | 113 | $522 | 0.1% | — | — | Call | 31572Q908 |
| — | CHF SOLUTIONS INC | 180,498 | $504 | 0.1% | $2.99 | — | COM | 12542Q508 |
| MNKD | MANNKIND CORP | 201,908 | $460 | 0.1% | $3.42 | -21.2% | COM | 56400P706 |
| — | TRANSENTERIX INC | 256,715 | $436 | 0.1% | $1.93 | — | COM | 89366M201 |
| — | SANGAMO THERAPEUTICS INC | 229 | $435 | 0.1% | — | — | Call | 800677906 |
| — | PRECIPIO INC | 764,411 | $411 | 0.0% | $0.54 | — | COM | 74019L107 |
| — | NANOVIBRONIX INC | 85,791 | $408 | 0.0% | $4.68 | — | COM | 63008J108 |
| — | SENESTECH INC | 794,740 | $405 | 0.0% | $0.63 | — | COM | 81720R109 |
| — | INPIXON | 366,925 | $394 | 0.0% | $1.07 | — | COM | 45790J305 |
| ROSGQ | ROSETTA GENOMICS LTD | 934,608 | $383 | 0.0% | $0.49 | 0.0% | SHS | M82183209 |
| — | SUNESIS PHARMACEUTICALS INC | 1,396 | $380 | 0.0% | — | — | Call | 867328900 |
| MRK | MERCK & CO INC | 6,864 | $374 | 0.0% | $42.25 | 0.0% | COM | 58933Y105 |
| — | STRATA SKIN SCIENCES INC | 315,745 | $368 | 0.0% | $1.58 | — | COM | 86272A206 |
| — | BIOAMBER INC | 7,819,887 | $368 | 0.0% | $0.05 | — | COM | 09072Q106 |
| — | ACCELERON PHARMA INC | 8,646 | $338 | 0.0% | $39.09 | — | COM | 00434H108 |
| — | AMARIN CORP PLC | 1,109 | $334 | 0.0% | — | — | Put | 023111956 |
| — | ONCONOVA THERAPEUTICS INC | 399,580 | $334 | 0.0% | $2.33 | — | COM | 68232V306 |
| XENE | XENON PHARMACEUTICALS INC | 67,000 | $328 | 0.0% | $7.35 | -49.7% | COM | 98420N105 |
| — | EIGER BIOPHARMACEUTICALS INC | 32,190 | $317 | 0.0% | $15.78 | — | COM | 28249U105 |
| INSM | INSMED INC | 13,300 | $300 | 0.0% | $26.32 | 0.0% | COM | 457669307 |
| — | SONOMA PHARMACEUTICALS INC | 69,200 | $255 | 0.0% | $3.68 | — | COM | 83558L105 |
| — | INSPIREMD INC | 243,794 | $254 | 0.0% | $0.13 | — | COM | 45779A804 |
| — | EDAP TMS SA | 1,008 | $234 | 0.0% | — | — | Put | 268311957 |
| MNKD | MANNKIND CORP | 1,000 | $228 | 0.0% | $3.42 | -21.2% | Call | 56400P706 |
| — | ACCELERON PHARMA INC | 55 | $215 | 0.0% | — | — | Call | 00434H908 |
| AXSM | AXSOME THERAPEUTICS INC | 81,159 | $199 | 0.0% | $2.99 | 0.0% | COM | 05464T104 |
| — | ONCONOVA THERAPEUTICS INC | 654,019 | $196 | 0.0% | $1.53 | — | *W | 68232V116 |
| — | SOLID BIOSCIENCES INC | 25,000 | $188 | 0.0% | $7.52 | — | COM | 83422E105 |
| — | ABEONA THERAPEUTICS INC | 12,998 | $187 | 0.0% | $14.39 | — | COM | 00289Y107 |
| — | IMMUNOGEN INC | 164 | $173 | 0.0% | — | — | Put | 45253H951 |
| — | MARINUS PHARMACEUTICALS INC | 451 | $172 | 0.0% | — | — | Call | 56854Q901 |
| — | BIO PATH HOLDINGS INC | 85,013 | $170 | 0.0% | $0.20 | — | COM | 09057N102 |
| — | APPLIED DNA SCIENCES INC | 648,824 | $162 | 0.0% | $0.49 | — | *W | 03815U110 |
| — | FUELCELL ENERGY INC | 91,400 | $158 | 0.0% | $1.73 | — | COM | 35952H502 |
| — | SOPHIRIS BIO INC | 729 | $147 | 0.0% | — | — | Put | 83578Q959 |
| — | SIGMA LABS INC | 375,718 | $142 | 0.0% | $0.82 | — | *W | 826598112 |
| EDAP | EDAP TMS SA | 60,600 | $141 | 0.0% | $2.33 | — | ADR | 268311107 |
| — | VISTAGEN THERAPEUTICS INC | 143,486 | $133 | 0.0% | $1.11 | — | COM | 92840H202 |
| — | TRANSENTERIX INC | 728 | $124 | 0.0% | — | — | Put | 89366M951 |
| — | GALECTIN THERAPEUTICS INC | 210 | $100 | 0.0% | — | — | Put | 363225952 |
| — | RXI PHARMACEUTICALS CORP | 196,522 | $88 | 0.0% | $0.45 | — | *W | 74979C121 |
| — | VICAL INC. | 59,832 | $87 | 0.0% | $1.83 | — | COM | 925602203 |
| — | PTC THERAPEUTICS INC | 1,475 | $84 | 0.0% | — | — | Call | 69366J900 |
| — | PROTHENA CORPORATION PLC | 240 | $74 | 0.0% | — | — | Call | G72800908 |
| — | BRAINSTORM CELL THERAPEUTICS | 22,323 | $70 | 0.0% | $3.14 | — | COM | 10501E201 |
| — | AMARIN CORP PLC | 20,300 | $61 | 0.0% | $3.00 | — | ADR | 023111206 |
| — | SOPHIRIS BIO INC | 290 | $58 | 0.0% | — | — | Call | 83578Q909 |
| — | CHECK-CAP LTD | 75,280 | $39 | 0.0% | $1.93 | — | COM | M2361E112 |
| — | PLURISTEM THERAPEUTICS INC | 27,640 | $38 | 0.0% | $1.37 | — | COM | 72940R102 |
| VNRX | VOLITIONRX LTD | 13,167 | $32 | 0.0% | $2.93 | 0.0% | COM | 928661107 |
| — | MEDIGUS LTD | 23,606 | $30 | 0.0% | $2.18 | — | ADR | 58471G201 |
| — | INSPIREMD INC | 1,998,417 | $30 | 0.0% | $0.08 | — | *W | 45779A135 |
| — | BIOCEPT INC | 92,374 | $27 | 0.0% | $0.69 | — | COM | 09072V204 |
| — | BENITEC BIOPHARMA LTD | 87,693 | $21 | 0.0% | $0.35 | — | Call | 082053117 |
| — | INSPIREMD INC | 911,373 | $18 | 0.0% | $0.60 | — | *W | 45779A127 |
| — | PLURISTEM THERAPEUTICS INC | 122 | $17 | 0.0% | — | — | Put | 72940R952 |
| — | CYTORI THERAPEUTICS INC | 520,858 | $14 | 0.0% | $0.76 | — | Call | 23283K121 |
| — | IMMUNOCELLULAR THERAPEUTICS | 225,187 | $7 | 0.0% | $0.48 | — | Call | 452536121 |
| — | SELLAS LIFE SCIENCES GROUP INC | 1,518 | $4 | 0.0% | — | — | Call | 81642T900 |
| — | VERSARTIS INC | 200 | $3 | 0.0% | — | — | Call | 92529L902 |
| HALO | HALOZYME THERAPEUTICS INC | 102 | $2 | 0.0% | $19.37 | 0.0% | COM | 40637H109 |
| — | AQUABOUNTY TECHNOLOGIES INC | 113 | $0 | 0.0% | — | — | COM | 03842K200 |