CIK: 0001535610 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $1,530,290 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MERCK & CO INC | 44,139 | $282,622 | 18.5% | — | — | Call | 58933Y905 |
| — | BRISTOL MYERS SQUIBB | 33,069 | $210,782 | 13.8% | — | — | Put | 110122958 |
| — | SPDR S&P 500 ETF | 5,000 | $125,615 | 8.2% | — | — | Put | 78462F953 |
| — | ABBVIE INC | 10,675 | $94,858 | 6.2% | — | — | Call | 00287Y909 |
| — | ISHARES RUSSELL 2000 | 5,980 | $88,612 | 5.8% | — | — | Put | 464287955 |
| BMY | BRISTOL MYERS SQUIBB | 982,955 | $62,654 | 4.1% | $43.12 | 0.0% | COM | 110122108 |
| — | ALNYLAM PHARMACEUTICALS INC | 4,680 | $54,985 | 3.6% | — | — | Call | 02043Q907 |
| — | BLUEBIRD BIO INC | 3,931 | $53,992 | 3.5% | — | — | Call | 09609G900 |
| — | DBV TECHNOLOGIES SA | 10,908 | $46,294 | 3.0% | — | — | Call | 23306J901 |
| — | VERTEX PHARMACEUTICALS INC | 2,865 | $43,559 | 2.8% | — | — | Call | 92532F900 |
| — | ALNYLAM PHARMACEUTICALS INC | 3,165 | $37,186 | 2.4% | — | — | Put | 02043Q957 |
| — | SAREPTA THERAPEUTICS INC | 7,263 | $32,945 | 2.2% | — | — | Call | 803607900 |
| — | BRISTOL MYERS SQUIBB | 4,230 | $26,962 | 1.8% | $55.72 | — | Call | 110122908 |
| — | MERCK & CO INC | 4,179 | $26,758 | 1.7% | — | — | Put | 58933Y955 |
| — | HALOZYME THERAPEUTICS INC | 13,037 | $22,645 | 1.5% | — | — | Call | 40637H909 |
| — | VERTEX PHARMACEUTICALS INC | 1,257 | $19,111 | 1.2% | — | — | Put | 92532F950 |
| — | ZOGENIX INC | 4,865 | $17,052 | 1.1% | — | — | Call | 98978L904 |
| — | ASTRAZENECA PLC | 4,489 | $15,209 | 1.0% | — | — | Call | 046353908 |
| — | CIGNA CORP | 670 | $12,525 | 0.8% | — | — | Call | 125509909 |
| — | GW PHARMACEUTICALS PLC | 1,149 | $11,661 | 0.8% | — | — | Put | 36197T953 |
| — | KITE PHARMA INC | 543 | $9,764 | 0.6% | — | — | Put | 49803L959 |
| — | SEATTLE GENETICS INC | 1,734 | $9,435 | 0.6% | — | — | Put | 812578952 |
| — | CLOVIS ONCOLOGY INC | 1,112 | $9,163 | 0.6% | — | — | Call | 189464900 |
| — | IONIS PHARMACEUTICALS INC | 1,612 | $8,173 | 0.5% | — | — | Put | 462222950 |
| — | BLUEBIRD BIO INC | 565 | $7,760 | 0.5% | — | — | Put | 09609G950 |
| — | DBV TECHNOLOGIES SA | 1,784 | $7,571 | 0.5% | — | — | Put | 23306J951 |
| — | FIBROGEN INC | 1,384 | $7,446 | 0.5% | — | — | Call | 31572Q908 |
| — | ESPERION THERAPEUTICS INC | 1,479 | $7,413 | 0.5% | — | — | Put | 29664W955 |
| — | IONIS PHARMACEUTICALS INC | 1,423 | $7,215 | 0.5% | — | — | Call | 462222900 |
| — | ASTRAZENECA PLC | 2,043 | $6,922 | 0.5% | — | — | Put | 046353958 |
| — | PROTHENA CORPORATION PLC | 999 | $6,471 | 0.4% | — | — | Call | G72800908 |
| — | UNITED THERAPEUTICS CORP | 542 | $6,352 | 0.4% | — | — | Call | 91307C902 |
| — | AMICUS THERAPEUTICS INC | 4,138 | $6,240 | 0.4% | — | — | Call | 03152W909 |
| — | SANGAMO THERAPEUTICS INC | 3,984 | $5,976 | 0.4% | — | — | Call | 800677906 |
| — | INSMED INC | 1,851 | $5,777 | 0.4% | — | — | Put | 457669957 |
| — | AMAG PHARMACEUTICALS INC | 3,004 | $5,542 | 0.4% | — | — | Put | 00163U956 |
| — | AXOVANT SCIENCES LTD | 7,679 | $5,283 | 0.3% | — | — | Put | G0750W954 |
| — | CYTOKINETICS INC | 3,398 | $4,927 | 0.3% | — | — | Call | 23282W905 |
| — | ZOGENIX INC | 1,275 | $4,469 | 0.3% | — | — | Put | 98978L954 |
| — | INCYTE CORP | 382 | $4,459 | 0.3% | — | — | Call | 45337C902 |
| — | AMARIN CORPORATION PLC | 12,650 | $4,428 | 0.3% | — | — | Call | 023111906 |
| — | AXOVANT SCIENCES LTD | 642,557 | $4,421 | 0.3% | $6.88 | — | COM | G0750W104 |
| — | SAGE THERAPEUTICS INC | 702 | $4,373 | 0.3% | — | — | Call | 78667J908 |
| — | INSMED INC | 1,375 | $4,291 | 0.3% | — | — | Call | 457669907 |
| ESPR | ESPERION THERAPEUTICS INC | 83,357 | $4,178 | 0.3% | $48.22 | 0.0% | COM | 29664W105 |
| — | GILEAD SCIENCES INC | 454 | $3,678 | 0.2% | — | — | Call | 375558903 |
| — | ONCOBIOLOGICS INC | 2,383,971 | $3,266 | 0.2% | $3.34 | — | COM | 68235M105 |
| — | FIVE PRIME THERAPEUTICS INC | 758 | $3,101 | 0.2% | — | — | Put | 33830X954 |
| — | SEATTLE GENETICS INC | 542 | $2,949 | 0.2% | — | — | Call | 812578902 |
| — | GW PHARMACEUTICALS PLC | 28,517 | $2,894 | 0.2% | $100.79 | — | ADS | 36197T103 |
| — | PTC THERAPEUTICS INC | 1,277 | $2,555 | 0.2% | — | — | Call | 69366J900 |
| — | SAREPTA THERAPEUTICS INC | 518 | $2,350 | 0.2% | — | — | Put | 803607950 |
| — | SEATTLE GENETICS INC | 42,646 | $2,320 | 0.2% | $51.74 | — | COM | 812578102 |
| — | INCYTE CORP | 184 | $2,148 | 0.1% | — | — | Put | 45337C952 |
| — | CHECK CAP LTD | 1,184,917 | $2,121 | 0.1% | $1.93 | — | SHS | M2361E112 |
| — | IMMUNOMEDICS INC | 1,322 | $1,848 | 0.1% | — | — | Call | 452907908 |
| — | DELMAR PHARMACEUTICALS INC. | 2,121,202 | $1,782 | 0.1% | $1.28 | — | COM | 247078207 |
| — | KADMON HOLDINGS INC | 525,695 | $1,761 | 0.1% | $3.89 | — | COM | 48283N106 |
| — | VERSARTIS INC | 707,300 | $1,733 | 0.1% | $2.45 | — | COM | 92529L102 |
| WVE | WAVE LIFE SCIENCES LTD | 75,000 | $1,631 | 0.1% | $21.55 | -6.8% | SHS | Y95308105 |
| — | RITTER PHARMACEUTICALS INC | 4,657,800 | $1,630 | 0.1% | $0.35 | — | COM | 767836109 |
| — | BIOAMBER INC | 3,180,973 | $1,559 | 0.1% | $1.31 | — | COM | 09072Q106 |
| — | AMAG PHARMACEUTICALS INC | 80,108 | $1,478 | 0.1% | $21.91 | — | COM | 00163U106 |
| — | MICROBOT MED INC | 1,251,398 | $1,464 | 0.1% | $1.42 | — | COM | 59503A105 |
| — | ONCONOVA THERAPEUTICS INC | 840,960 | $1,438 | 0.1% | $2.33 | — | COM | 68232V306 |
| — | ACTINIUM PHARMACEUTICALS INC. | 2,434,103 | $1,400 | 0.1% | $0.58 | — | COM | 00507W107 |
| — | TESARO INC | 104 | $1,343 | 0.1% | — | — | Put | 881569957 |
| — | MANNKIND CORP | 6,048 | $1,312 | 0.1% | — | — | Put | 56400P956 |
| — | TESARO INC | 100 | $1,291 | 0.1% | — | — | Call | 881569907 |
| — | TROVAGENE INC | 1,689,778 | $1,234 | 0.1% | $0.73 | — | COM | 897238309 |
| — | HEAT BIOLOGICS INC | 1,712,481 | $1,118 | 0.1% | $0.89 | — | COM | 42237K102 |
| — | EIGER BIOPHARMACEUTICALS | 92,500 | $1,018 | 0.1% | $15.78 | — | COM | 28249U105 |
| — | NEWLINK GENETICS CORP | 1,000 | $1,018 | 0.1% | — | — | Call | 651511907 |
| — | CEL SCI CORP. | 587,822 | $976 | 0.1% | $1.66 | — | COM | 150837607 |
| — | ONCOSEC MEDICAL INC | 1,010,143 | $968 | 0.1% | $2.42 | — | COM | 68234L207 |
| — | HISTOGENICS CORP | 481,667 | $954 | 0.1% | $1.81 | — | COM | 43358V109 |
| — | GALENA BIOPHARMA INC | 2,702,228 | $953 | 0.1% | $0.61 | — | COM | 363256504 |
| — | GLOBAL BLOOD THERAPEUTICS INC | 301 | $935 | 0.1% | — | — | Call | 37890U908 |
| — | EGALET CORP | 721,050 | $923 | 0.1% | $1.28 | — | COM | 28226B104 |
| XENE | XENON PHARMACEUTICALS INC | 307,600 | $907 | 0.1% | $7.68 | -59.7% | COM | 98420N105 |
| — | STEMLINE THERAPEUTICS INC | 802 | $890 | 0.1% | — | — | Call | 85858C907 |
| — | AXOVANT SCIENCES LTD | 1,270 | $874 | 0.1% | — | — | Call | G0750W904 |
| — | SANGAMO THERAPEUTICS INC | 575 | $863 | 0.1% | — | — | Put | 800677956 |
| — | EKSO BIONICS HOLDINGS INC | 702,364 | $850 | 0.1% | $1.21 | — | COM | 282644202 |
| — | SIERRA ONCOLOGY INC | 533,563 | $827 | 0.1% | $1.53 | — | COM | 82640U107 |
| — | FLEXION THERAPEUTICS INC | 341 | $825 | 0.1% | — | — | Call | 33938J906 |
| — | OVASCIENCE INC | 550,000 | $781 | 0.1% | $2.08 | — | COM | 69014Q101 |
| — | AMICUS THERAPEUTICS INC | 500 | $754 | 0.0% | — | — | Put | 03152W959 |
| — | SOPHIRIS BIO INC | 333,641 | $716 | 0.0% | $3.07 | — | COM | 83578Q209 |
| — | FLEXION THERAPEUTICS INC | 292 | $706 | 0.0% | — | — | Put | 33938J956 |
| — | EDAP TMS SA | 2,224 | $663 | 0.0% | — | — | Put | 268311957 |
| — | INTERCEPT PHARMACEUTICALS INC | 100 | $580 | 0.0% | — | — | Call | 45845P908 |
| — | MEDIGUS LTD | 258,095 | $578 | 0.0% | $2.18 | — | ADR | 58471G201 |
| — | RICEBRAN TECHNOLOGIES | 442,033 | $575 | 0.0% | $3.41 | — | COM | 762831204 |
| — | APPLIED DNA SCIENCES INC | 857,768 | $575 | 0.0% | $0.49 | — | *W | 03815U110 |
| — | BARCLAYS BANK PLC | 26,500 | $551 | 0.0% | $34.08 | — | IPATH | 06740Q260 |
| KRYS | KRYSTAL BIOTECH INC | 53,558 | $534 | 0.0% | $10.08 | 0.0% | COM | 501147102 |
| — | ADAMIS PHARMACEUTICALS INC | 100,378 | $524 | 0.0% | $5.22 | — | COM | 00547W208 |
| — | CIDARA THERAPEUTICS INC | 64,300 | $521 | 0.0% | $11.17 | — | COM | 171757107 |
| — | OPGEN INC | 1,659,500 | $514 | 0.0% | $0.99 | — | COM | 68373L109 |
| — | TRANSENTERIX INC | 3,426 | $490 | 0.0% | — | — | Put | 89366M951 |
| — | STEMLINE THERAPEUTICS INC | 43,749 | $486 | 0.0% | $10.74 | — | COM | 85858C107 |
| — | SUNESIS PHARMACEUTICALS INC | 243,638 | $473 | 0.0% | $2.95 | — | COM | 867328700 |
| — | AMAG PHARMACEUTICALS INC | 254 | $469 | 0.0% | — | — | Call | 00163U906 |
| — | TESARO INC | 3,500 | $452 | 0.0% | $139.85 | — | COM | 881569107 |
| — | ACHILLION PHARMACEUTICALS INC | 992 | $445 | 0.0% | — | — | Call | 00448Q901 |
| — | JAGUAR HEALTH | 2,185,555 | $437 | 0.0% | $0.20 | — | COM | 47010C201 |
| — | REXAHN PHARMACEUTICALS INC | 169,901 | $411 | 0.0% | $2.86 | — | COM | 761640200 |
| — | MANNKIND CORP | 1,727 | $375 | 0.0% | — | — | Call | 56400P906 |
| — | STRATA SKIN SCIENCES INC | 211,695 | $375 | 0.0% | $1.77 | — | COM | 86272A206 |
| — | VTV THERAPEUTICS INC | 60,897 | $364 | 0.0% | $6.52 | — | CL A | 918385105 |
| — | AERIE PHARMACEUTICALS INC | 74 | $360 | 0.0% | — | — | Put | 00771V958 |
| — | RXI PHARMACEUTICALS CORP | 2,100,797 | $355 | 0.0% | $0.20 | — | *W | 74979C113 |
| — | IDERA PHARMACEUTICALS INC | 155,027 | $346 | 0.0% | $2.23 | — | COM | 45168K306 |
| — | CYTOKINETICS INC | 237 | $344 | 0.0% | — | — | Put | 23282W955 |
| — | CORMEDIX INC | 648,955 | $337 | 0.0% | $0.43 | — | COM | 21900C100 |
| — | ANTARES PHARMA INC | 1,016 | $329 | 0.0% | — | — | Call | 036642906 |
| — | PROTEOSTASIS THERAPEUTICS INC | 150,151 | $315 | 0.0% | $5.50 | — | COM | 74373B109 |
| — | ADAMIS PHARMACEUTICALS INC | 574 | $300 | 0.0% | — | — | Put | 00547W958 |
| NTLA | INTELLIA THERAPEUTICS INC | 11,281 | $280 | 0.0% | $18.15 | +3.8% | COM | 45826J105 |
| — | REGENXBIO INC | 78 | $257 | 0.0% | — | — | Call | 75901B907 |
| — | ONCONOVA THERAPEUTICS INC | 645,350 | $252 | 0.0% | $1.55 | — | *W | 68232V116 |
| — | MEDICINES CO | 66 | $244 | 0.0% | — | — | Call | 584688905 |
| — | AERIE PHARMACEUTICALS INC | 4,726 | $230 | 0.0% | $48.67 | — | COM | 00771V108 |
| — | CHF SOLUTIONS INC | 367,893 | $216 | 0.0% | $0.59 | — | COM | 12542Q102 |
| — | GALENA BIOPHARMA INC | 6,084 | $215 | 0.0% | — | — | Call | 363256904 |
| — | NEUROMETRIX INC. | 93,561 | $190 | 0.0% | $2.03 | — | COM | 641255708 |
| — | ROKA BIOSCIENCE INC | 237,322 | $173 | 0.0% | $4.20 | — | COM | 775431208 |
| — | ADVAXIS INC | 414 | $173 | 0.0% | — | — | Put | 007624958 |
| — | ADVAXIS INC | 37,634 | $157 | 0.0% | $5.46 | — | COM | 007624208 |
| — | VERSARTIS INC | 632 | $155 | 0.0% | — | — | Call | 92529L902 |
| ROSGQ | ROSETTA GENOMICS LTD | 141,741 | $149 | 0.0% | $1.77 | 0.0% | SHS | M82183209 |
| — | GEVO INC | 224,810 | $140 | 0.0% | $1.11 | — | COM | 374396307 |
| — | BIONDVAX PHARMACEUTICALS LTD | 19,376 | $139 | 0.0% | $7.17 | — | ADR | 09073Q105 |
| — | AMPLIPHI BIOSCIENCES CORP. | 149,248 | $136 | 0.0% | $0.78 | — | COM | 03211P301 |
| — | CONTRAFECT CORP. | 119,156 | $132 | 0.0% | $1.11 | — | COM | 212326102 |
| — | SIGMA LABS INC | 70,000 | $132 | 0.0% | $3.10 | — | COM | 826598302 |
| — | SIGMA LABS INC | 246,519 | $131 | 0.0% | $1.00 | — | *W | 826598112 |
| — | NEWLINK GENETICS CORP | 122 | $124 | 0.0% | — | — | Put | 651511957 |
| — | ADVAXIS INC | 270 | $113 | 0.0% | — | — | Call | 007624908 |
| — | OHR PHARMACEUTICAL INC | 152,127 | $110 | 0.0% | $1.34 | — | COM | 67778H200 |
| — | ARCA BIOPHARMA INC | 100,000 | $110 | 0.0% | $1.10 | — | COM | 00211Y407 |
| — | CELSION CORP. | 67,403 | $101 | 0.0% | $2.05 | — | COM | 15117N503 |
| — | IDERA PHARMACEUTICALS INC | 416 | $93 | 0.0% | — | — | Call | 45168K906 |
| — | RENNOVA HEALTH INC | 466,880 | $91 | 0.0% | $0.19 | — | COM | 759757602 |
| — | OTONOMY INC | 275 | $89 | 0.0% | — | — | Call | 68906L905 |
| ANTH | ANTHERA PHARMACEUTICALS INC | 52,046 | $75 | 0.0% | $2.24 | -36.6% | COM | 03674U300 |
| — | ANTARES PHARMA INC | 227 | $74 | 0.0% | — | — | Put | 036642956 |
| — | GALECTIN THERAPEUTICS INC | 337 | $72 | 0.0% | — | — | Put | 363225952 |
| — | EYEGATE PHARMACEUTICALS INC | 46,378 | $54 | 0.0% | $1.37 | — | COM | 30233M107 |
| — | CYTORI THERAPEUTICS INC | 1,237,952 | $45 | 0.0% | $0.76 | — | *W | 23283K121 |
| — | FUELCELL ENERGY INC | 239 | $42 | 0.0% | — | — | Put | 35952H952 |
| — | OREXIGEN THERAPEUTICS INC | 197 | $42 | 0.0% | — | — | Put | 686164952 |
| — | OREXIGEN THERAPEUTICS INC | 19,700 | $42 | 0.0% | $2.89 | — | COM | 686164302 |
| — | INSPIREMD EQUITY | 1,194,322 | $41 | 0.0% | $0.60 | — | *W | 45779A127 |
| — | INSPIREMD EQUITY | 2,002,648 | $40 | 0.0% | $0.08 | — | *W | 45779A135 |
| — | BENITEC BIOPHARMA LTD | 90,193 | $27 | 0.0% | $0.35 | — | *W | 082053117 |
| — | SOPHIRIS BIO INC | 112 | $24 | 0.0% | — | — | Put | 83578Q959 |
| — | FUELCELL ENERGY INC | 11,968 | $21 | 0.0% | $1.75 | — | COM | 35952H502 |
| OASMY | OASMIA PHARMACEUTICAL | 19,000 | $20 | 0.0% | $1.88 | — | ADR | 67421W109 |
| — | ONCOBIOLOGICS INC | 158,295 | $18 | 0.0% | $0.74 | — | *W | 68235M113 |
| — | ONCOBIOLOGICS INC | 260,018 | $13 | 0.0% | $0.97 | — | *W | 68235M121 |
| — | IMMUNOCELLULAR THERAPEUTICS | 420,103 | $8 | 0.0% | $0.48 | — | *W | 452536121 |
| — | CYTRX CORP | 100 | $4 | 0.0% | — | — | Put | 232828959 |