Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $517,434 (0.0% shares, 100.0% debt)

Holdings (20)

— Twitter, Inc. 13.4%

Value ($000) $69,577 Shares 71,845,000 Est. Cost $0.94 Unrealized —

— PROSPECT CAPITAL CORP 11.3%

Value ($000) $58,362 Shares 57,784,000 Est. Cost $0.99 Unrealized —

— PROSPECT CAPITAL CORP 11.1%

Value ($000) $57,664 Shares 58,340,000 Est. Cost $0.99 Unrealized —

— New Mountain Finance Corporation 9.1%

Value ($000) $46,848 Shares 46,429,000 Est. Cost $1.01 Unrealized —

— Blackrock TCP Capital Corp 7.1%

Value ($000) $36,982 Shares 36,430,000 Est. Cost $1.00 Unrealized —

— Ares Capital Corporation 6.3%

Value ($000) $32,644 Shares 32,526,000 Est. Cost $1.02 Unrealized —

— New Mountain Finance Corporation 6.0%

Value ($000) $31,087 Shares 31,000,000 Est. Cost $1.00 Unrealized —

— TPG Specialty Lending, Inc. 5.9%

Value ($000) $30,606 Shares 30,321,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 5.8%

Value ($000) $30,228 Shares 29,844,000 Est. Cost $1.02 Unrealized —

— TPG Specialty Lending, Inc. 5.0%

Value ($000) $25,953 Shares 25,750,000 Est. Cost $1.02 Unrealized —

— Goldman Sachs BDC Inc. 4.7%

Value ($000) $24,321 Shares 24,050,000 Est. Cost $1.03 Unrealized —

— Blackrock TCP Capital Corp 4.2%

Value ($000) $21,734 Shares 21,750,000 Est. Cost $1.04 Unrealized —

— BlackRock Capital Investment Corp 3.9%

Value ($000) $20,358 Shares 20,000,000 Est. Cost $1.03 Unrealized —

— Hercules Capital, Inc. 1.9%

Value ($000) $9,745 Shares 10,000,000 Est. Cost $1.01 Unrealized —

— Nuance Communications, Inc. 1.7%

Value ($000) $9,053 Shares 9,624,000 Est. Cost $0.90 Unrealized —

— Twitter, Inc. 1.1%

Value ($000) $5,538 Shares 6,021,000 Est. Cost $0.92 Unrealized —

— NAVISTAR INTERNATIONAL 0.8%

Value ($000) $4,322 Shares 4,314,000 Est. Cost $1.00 Unrealized —

— Iconix Brand Group, Inc. 0.4%

Value ($000) $2,279 Shares 4,270,000 Est. Cost $0.88 Unrealized —

— Fifth Street Finance Corporation 0.0%

Value ($000) $126 Shares 25,400 Est. Cost $4.88 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value ($000) $7 Shares 21,700 Est. Cost $13.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	71,845,000	$69,577	13.4%	$0.94	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	57,784,000	$58,362	11.3%	$0.99	—	CONVRT BOND	74348TAQ5
—	PROSPECT CAPITAL CORP	58,340,000	$57,664	11.1%	$0.99	—	CONVRT BOND	74348TAR3
—	New Mountain Finance Corporation	46,429,000	$46,848	9.1%	$1.01	—	CONVRT BOND	647551AB6
—	Blackrock TCP Capital Corp	36,430,000	$36,982	7.1%	$1.00	—	CONVRT BOND	87238QAB9
—	Ares Capital Corporation	32,526,000	$32,644	6.3%	$1.02	—	CONVRT BOND	04010LAM5
—	New Mountain Finance Corporation	31,000,000	$31,087	6.0%	$1.00	—	CONVRT BOND	647551AC4
—	TPG Specialty Lending, Inc.	30,321,000	$30,606	5.9%	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	29,844,000	$30,228	5.8%	$1.02	—	CONVRT BOND	04010LAT0
—	TPG Specialty Lending, Inc.	25,750,000	$25,953	5.0%	$1.02	—	CONVRT BOND	87265KAD4
—	Goldman Sachs BDC Inc.	24,050,000	$24,321	4.7%	$1.03	—	CONVRT BOND	38147UAB3
—	Blackrock TCP Capital Corp	21,750,000	$21,734	4.2%	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	20,000,000	$20,358	3.9%	$1.03	—	CONVRT BOND	092533AC2
—	Hercules Capital, Inc.	10,000,000	$9,745	1.9%	$1.01	—	CONVRT BOND	427096AF9
—	Nuance Communications, Inc.	9,624,000	$9,053	1.7%	$0.90	—	CONVRT BOND	67020YAK6
—	Twitter, Inc.	6,021,000	$5,538	1.1%	$0.92	—	CONVRT BOND	90184LAD4
—	NAVISTAR INTERNATIONAL	4,314,000	$4,322	0.8%	$1.00	—	CONVRT BOND	63934EAQ1
—	Iconix Brand Group, Inc.	4,270,000	$2,279	0.4%	$0.88	—	CONVRT BOND	451055AG2
—	Fifth Street Finance Corporation	25,400	$126	0.0%	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$7	0.0%	$13.50	—	COMMON	451055107