Radcliffe Capital Management, L.P. Diversified Active

Name: Radcliffe Capital Management, L.P. Q3 2018 13F Filing | 13F Explorer
Creator: Radcliffe Capital Management, L.P.
Published: 2018-11-14

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value: $517M (0.0% shares, 100.0% debt)

Holdings (20)

— Twitter, Inc. 13.4%

Value $69.58M Shares 71,845,000 Share Price $0.97 Est. Cost/Share $0.94 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 11.3%

Value $58.36M Shares 57,784,000 Share Price $1.01 Est. Cost/Share $0.99 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 11.1%

Value $57.66M Shares 58,340,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— New Mountain Finance Corporation 9.1%

Value $46.85M Shares 46,429,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Blackrock TCP Capital Corp 7.1%

Value $36.98M Shares 36,430,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Ares Capital Corporation 6.3%

Value $32.64M Shares 32,526,000 Share Price $1.00 Est. Cost/Share $1.02 Unrealized @ Report Date —

— New Mountain Finance Corporation 6.0%

Value $31.09M Shares 31,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 5.9%

Value $30.61M Shares 30,321,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Ares Capital Corporation 5.8%

Value $30.23M Shares 29,844,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 5.0%

Value $25.95M Shares 25,750,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Goldman Sachs BDC Inc. 4.7%

Value $24.32M Shares 24,050,000 Share Price $1.01 Est. Cost/Share $1.03 Unrealized @ Report Date —

— Blackrock TCP Capital Corp 4.2%

Value $21.73M Shares 21,750,000 Share Price $1.00 Est. Cost/Share $1.04 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 3.9%

Value $20.36M Shares 20,000,000 Share Price $1.02 Est. Cost/Share $1.03 Unrealized @ Report Date —

— Hercules Capital, Inc. 1.9%

Value $9.745M Shares 10,000,000 Share Price $0.97 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Nuance Communications, Inc. 1.7%

Value $9.053M Shares 9,624,000 Share Price $0.94 Est. Cost/Share $0.90 Unrealized @ Report Date —

— Twitter, Inc. 1.1%

Value $5.538M Shares 6,021,000 Share Price $0.92 Est. Cost/Share $0.92 Unrealized @ Report Date —

— NAVISTAR INTERNATIONAL 0.8%

Value $4.322M Shares 4,314,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.4%

Value $2.279M Shares 4,270,000 Share Price $0.53 Est. Cost/Share $0.88 Unrealized @ Report Date —

— Fifth Street Finance Corporation 0.0%

Value $126K Shares 25,400 Share Price $4.96 Est. Cost/Share $4.88 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.0%

Value $7,000 Shares 21,700 Share Price $0.32 Est. Cost/Share $13.50 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Twitter, Inc.	71,845,000	$69.58M	13.4%	$0.97	$0.94	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	57,784,000	$58.36M	11.3%	$1.01	$0.99	—	CONVRT BOND	74348TAQ5
—	PROSPECT CAPITAL CORP	58,340,000	$57.66M	11.1%	$0.99	$0.99	—	CONVRT BOND	74348TAR3
—	New Mountain Finance Corporation	46,429,000	$46.85M	9.1%	$1.01	$1.01	—	CONVRT BOND	647551AB6
—	Blackrock TCP Capital Corp	36,430,000	$36.98M	7.1%	$1.02	$1.00	—	CONVRT BOND	87238QAB9
—	Ares Capital Corporation	32,526,000	$32.64M	6.3%	$1.00	$1.02	—	CONVRT BOND	04010LAM5
—	New Mountain Finance Corporation	31,000,000	$31.09M	6.0%	$1.00	$1.00	—	CONVRT BOND	647551AC4
—	TPG Specialty Lending, Inc.	30,321,000	$30.61M	5.9%	$1.01	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	29,844,000	$30.23M	5.8%	$1.01	$1.02	—	CONVRT BOND	04010LAT0
—	TPG Specialty Lending, Inc.	25,750,000	$25.95M	5.0%	$1.01	$1.02	—	CONVRT BOND	87265KAD4
—	Goldman Sachs BDC Inc.	24,050,000	$24.32M	4.7%	$1.01	$1.03	—	CONVRT BOND	38147UAB3
—	Blackrock TCP Capital Corp	21,750,000	$21.73M	4.2%	$1.00	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	20,000,000	$20.36M	3.9%	$1.02	$1.03	—	CONVRT BOND	092533AC2
—	Hercules Capital, Inc.	10,000,000	$9.745M	1.9%	$0.97	$1.01	—	CONVRT BOND	427096AF9
—	Nuance Communications, Inc.	9,624,000	$9.053M	1.7%	$0.94	$0.90	—	CONVRT BOND	67020YAK6
—	Twitter, Inc.	6,021,000	$5.538M	1.1%	$0.92	$0.92	—	CONVRT BOND	90184LAD4
—	NAVISTAR INTERNATIONAL	4,314,000	$4.322M	0.8%	$1.00	$1.00	—	CONVRT BOND	63934EAQ1
—	Iconix Brand Group, Inc.	4,270,000	$2.279M	0.4%	$0.53	$0.88	—	CONVRT BOND	451055AG2
—	Fifth Street Finance Corporation	25,400	$126K	0.0%	$4.96	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$7,000	0.0%	$0.32	$13.50	—	COMMON	451055107