Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $587,086 (0.0% shares, 100.0% debt)

Holdings (22)

— Twitter, Inc. 16.3%

Value ($000) $95,636 Shares 98,415,000 Est. Cost $0.95 Unrealized —

— PROSPECT CAPITAL CORP 12.3%

Value ($000) $72,082 Shares 72,605,000 Est. Cost $0.99 Unrealized —

— PROSPECT CAPITAL CORP 9.7%

Value ($000) $56,744 Shares 58,641,000 Est. Cost $0.99 Unrealized —

— New Mountain Finance Corporation 7.9%

Value ($000) $46,480 Shares 46,443,000 Est. Cost $1.01 Unrealized —

— Blackrock TCP Capital Corp 6.3%

Value ($000) $36,702 Shares 36,470,000 Est. Cost $1.00 Unrealized —

— TPG Specialty Lending, Inc. 5.6%

Value ($000) $32,629 Shares 32,556,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 5.6%

Value ($000) $32,597 Shares 32,569,000 Est. Cost $1.02 Unrealized —

— New Mountain Finance Corporation 5.1%

Value ($000) $30,192 Shares 31,000,000 Est. Cost $1.00 Unrealized —

— Ares Capital Corporation 5.1%

Value ($000) $29,817 Shares 29,844,000 Est. Cost $1.02 Unrealized —

— TPG Specialty Lending, Inc. 4.3%

Value ($000) $25,258 Shares 25,750,000 Est. Cost $1.02 Unrealized —

— Goldman Sachs BDC Inc. 4.0%

Value ($000) $23,364 Shares 24,050,000 Est. Cost $1.03 Unrealized —

— Blackrock TCP Capital Corp 3.6%

Value ($000) $21,225 Shares 21,750,000 Est. Cost $1.04 Unrealized —

— BlackRock Capital Investment Corp 3.5%

Value ($000) $20,784 Shares 21,200,000 Est. Cost $1.02 Unrealized —

— NAVISTAR INTERNATIONAL 3.3%

Value ($000) $19,644 Shares 19,624,000 Est. Cost $1.00 Unrealized —

— Hercules Capital, Inc. 3.2%

Value ($000) $18,547 Shares 19,467,000 Est. Cost $0.98 Unrealized —

— Nuance Communications, Inc. 1.4%

Value ($000) $8,366 Shares 9,624,000 Est. Cost $0.90 Unrealized —

— KB Home 1.4%

Value ($000) $8,154 Shares 8,173,000 Est. Cost $1.00 Unrealized —

— Twitter, Inc. 0.9%

Value ($000) $5,504 Shares 6,021,000 Est. Cost $0.92 Unrealized —

— PROSPECT CAPITAL CORP 0.4%

Value ($000) $2,227 Shares 2,222,000 Est. Cost $1.00 Unrealized —

— Iconix Brand Group, Inc. 0.2%

Value ($000) $1,025 Shares 2,970,000 Est. Cost $0.88 Unrealized —

— Oaktree Specialty Lending Co. 0.0%

Value ($000) $107 Shares 25,400 Est. Cost $4.88 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value ($000) $2 Shares 21,700 Est. Cost $13.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	98,415,000	$95,636	16.3%	$0.95	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	72,605,000	$72,082	12.3%	$0.99	—	CONVRT BOND	74348TAQ5
—	PROSPECT CAPITAL CORP	58,641,000	$56,744	9.7%	$0.99	—	CONVRT BOND	74348TAR3
—	New Mountain Finance Corporation	46,443,000	$46,480	7.9%	$1.01	—	CONVRT BOND	647551AB6
—	Blackrock TCP Capital Corp	36,470,000	$36,702	6.3%	$1.00	—	CONVRT BOND	87238QAB9
—	TPG Specialty Lending, Inc.	32,556,000	$32,629	5.6%	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	32,569,000	$32,597	5.6%	$1.02	—	CONVRT BOND	04010LAM5
—	New Mountain Finance Corporation	31,000,000	$30,192	5.1%	$1.00	—	CONVRT BOND	647551AC4
—	Ares Capital Corporation	29,844,000	$29,817	5.1%	$1.02	—	CONVRT BOND	04010LAT0
—	TPG Specialty Lending, Inc.	25,750,000	$25,258	4.3%	$1.02	—	CONVRT BOND	87265KAD4
—	Goldman Sachs BDC Inc.	24,050,000	$23,364	4.0%	$1.03	—	CONVRT BOND	38147UAB3
—	Blackrock TCP Capital Corp	21,750,000	$21,225	3.6%	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	21,200,000	$20,784	3.5%	$1.02	—	CONVRT BOND	092533AC2
—	NAVISTAR INTERNATIONAL	19,624,000	$19,644	3.3%	$1.00	—	CONVRT BOND	63934EAS7
—	Hercules Capital, Inc.	19,467,000	$18,547	3.2%	$0.98	—	CONVRT BOND	427096AF9
—	Nuance Communications, Inc.	9,624,000	$8,366	1.4%	$0.90	—	CONVRT BOND	67020YAK6
—	KB Home	8,173,000	$8,154	1.4%	$1.00	—	CONVRT BOND	48666KAS8
—	Twitter, Inc.	6,021,000	$5,504	0.9%	$0.92	—	CONVRT BOND	90184LAD4
—	PROSPECT CAPITAL CORP	2,222,000	$2,227	0.4%	$1.00	—	CONVRT BOND	74348TAM4
—	Iconix Brand Group, Inc.	2,970,000	$1,025	0.2%	$0.88	—	CONVRT BOND	451055AG2
—	Oaktree Specialty Lending Co.	25,400	$107	0.0%	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$2	0.0%	$13.50	—	COMMON	451055107