Radcliffe Capital Management, L.P. Diversified Active

Name: Radcliffe Capital Management, L.P. Q4 2018 13F Filing | 13F Explorer
Creator: Radcliffe Capital Management, L.P.
Published: 2019-02-14

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value: $587M (0.0% shares, 100.0% debt)

Holdings (22)

— Twitter, Inc. 16.3%

Value $95.64M Shares 98,415,000 Est. Cost $0.95 Unrealized —

— PROSPECT CAPITAL CORP 12.3%

Value $72.08M Shares 72,605,000 Est. Cost $0.99 Unrealized —

— PROSPECT CAPITAL CORP 9.7%

Value $56.74M Shares 58,641,000 Est. Cost $0.99 Unrealized —

— New Mountain Finance Corporation 7.9%

Value $46.48M Shares 46,443,000 Est. Cost $1.01 Unrealized —

— Blackrock TCP Capital Corp 6.3%

Value $36.7M Shares 36,470,000 Est. Cost $1.00 Unrealized —

— TPG Specialty Lending, Inc. 5.6%

Value $32.63M Shares 32,556,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 5.6%

Value $32.6M Shares 32,569,000 Est. Cost $1.02 Unrealized —

— New Mountain Finance Corporation 5.1%

Value $30.19M Shares 31,000,000 Est. Cost $1.00 Unrealized —

— Ares Capital Corporation 5.1%

Value $29.82M Shares 29,844,000 Est. Cost $1.02 Unrealized —

— TPG Specialty Lending, Inc. 4.3%

Value $25.26M Shares 25,750,000 Est. Cost $1.02 Unrealized —

— Goldman Sachs BDC Inc. 4.0%

Value $23.36M Shares 24,050,000 Est. Cost $1.03 Unrealized —

— Blackrock TCP Capital Corp 3.6%

Value $21.23M Shares 21,750,000 Est. Cost $1.04 Unrealized —

— BlackRock Capital Investment Corp 3.5%

Value $20.78M Shares 21,200,000 Est. Cost $1.02 Unrealized —

— NAVISTAR INTERNATIONAL 3.3%

Value $19.64M Shares 19,624,000 Est. Cost $1.00 Unrealized —

— Hercules Capital, Inc. 3.2%

Value $18.55M Shares 19,467,000 Est. Cost $0.98 Unrealized —

— Nuance Communications, Inc. 1.4%

Value $8.366M Shares 9,624,000 Est. Cost $0.90 Unrealized —

— KB Home 1.4%

Value $8.154M Shares 8,173,000 Est. Cost $1.00 Unrealized —

— Twitter, Inc. 0.9%

Value $5.504M Shares 6,021,000 Est. Cost $0.92 Unrealized —

— PROSPECT CAPITAL CORP 0.4%

Value $2.227M Shares 2,222,000 Est. Cost $1.00 Unrealized —

— Iconix Brand Group, Inc. 0.2%

Value $1.025M Shares 2,970,000 Est. Cost $0.88 Unrealized —

— Oaktree Specialty Lending Co. 0.0%

Value $107K Shares 25,400 Est. Cost $4.88 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value $2,000 Shares 21,700 Est. Cost $13.50 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	98,415,000	$95.64M	16.3%	$0.95	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	72,605,000	$72.08M	12.3%	$0.99	—	CONVRT BOND	74348TAQ5
—	PROSPECT CAPITAL CORP	58,641,000	$56.74M	9.7%	$0.99	—	CONVRT BOND	74348TAR3
—	New Mountain Finance Corporation	46,443,000	$46.48M	7.9%	$1.01	—	CONVRT BOND	647551AB6
—	Blackrock TCP Capital Corp	36,470,000	$36.7M	6.3%	$1.00	—	CONVRT BOND	87238QAB9
—	TPG Specialty Lending, Inc.	32,556,000	$32.63M	5.6%	$1.01	—	CONVRT BOND	87265KAB8
—	Ares Capital Corporation	32,569,000	$32.6M	5.6%	$1.02	—	CONVRT BOND	04010LAM5
—	New Mountain Finance Corporation	31,000,000	$30.19M	5.1%	$1.00	—	CONVRT BOND	647551AC4
—	Ares Capital Corporation	29,844,000	$29.82M	5.1%	$1.02	—	CONVRT BOND	04010LAT0
—	TPG Specialty Lending, Inc.	25,750,000	$25.26M	4.3%	$1.02	—	CONVRT BOND	87265KAD4
—	Goldman Sachs BDC Inc.	24,050,000	$23.36M	4.0%	$1.03	—	CONVRT BOND	38147UAB3
—	Blackrock TCP Capital Corp	21,750,000	$21.23M	3.6%	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	21,200,000	$20.78M	3.5%	$1.02	—	CONVRT BOND	092533AC2
—	NAVISTAR INTERNATIONAL	19,624,000	$19.64M	3.3%	$1.00	—	CONVRT BOND	63934EAS7
—	Hercules Capital, Inc.	19,467,000	$18.55M	3.2%	$0.98	—	CONVRT BOND	427096AF9
—	Nuance Communications, Inc.	9,624,000	$8.366M	1.4%	$0.90	—	CONVRT BOND	67020YAK6
—	KB Home	8,173,000	$8.154M	1.4%	$1.00	—	CONVRT BOND	48666KAS8
—	Twitter, Inc.	6,021,000	$5.504M	0.9%	$0.92	—	CONVRT BOND	90184LAD4
—	PROSPECT CAPITAL CORP	2,222,000	$2.227M	0.4%	$1.00	—	CONVRT BOND	74348TAM4
—	Iconix Brand Group, Inc.	2,970,000	$1.025M	0.2%	$0.88	—	CONVRT BOND	451055AG2
—	Oaktree Specialty Lending Co.	25,400	$107K	0.0%	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$2,000	0.0%	$13.50	—	COMMON	451055107