Silver Rock Financial LP Diversified Active

CIK: 0001674784 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $565,482 (100.0% shares, 0.0% debt)

Holdings (31)

SPY SPDR S&P 500 ETF TR 38.5%

Value ($000) $217,950 Shares 750,000 Est. Cost — Unrealized —

IWM ISHARES TR 13.0%

Value ($000) $73,307 Shares 434,900 Est. Cost — Unrealized —

CF CF INDS HLDGS INC 4.6%

Value ($000) $25,850 Shares 475,003 Est. Cost $27.43 Unrealized +46.4%

RRC RANGE RES CORP 4.3%

Value ($000) $24,466 Shares 1,440,871 Est. Cost $15.24 Unrealized +5.3%

— MSG NETWORK INC 3.4%

Value ($000) $19,284 Shares 747,444 Est. Cost $21.89 Unrealized —

— CONSTELLIUM NV 3.1%

Value ($000) $17,475 Shares 1,414,986 Est. Cost $10.93 Unrealized —

— DISH NETWORK CORP 2.5%

Value ($000) $14,152 Shares 395,748 Est. Cost $55.00 Unrealized —

LEN LENNAR CORP 2.3%

Value ($000) $13,045 Shares 279,389 Est. Cost $53.92 Unrealized -14.3%

— ENVISION HEALTHCARE CORP 2.3%

Value ($000) $12,743 Shares 278,598 Est. Cost $35.32 Unrealized —

— SELECTA BIOSCIENCES INC 2.2%

Value ($000) $12,183 Shares 787,000 Est. Cost $15.55 Unrealized —

— ARDAGH GROUP S A 2.1%

Value ($000) $11,751 Shares 703,229 Est. Cost $20.60 Unrealized —

CMCSA COMCAST CORP NEW 2.0%

Value ($000) $11,392 Shares 321,724 Est. Cost $30.79 Unrealized -4.7%

— HAYMAKER ACQUISITION CORP 1.9%

Value ($000) $10,955 Shares 1,055,400 Est. Cost $9.90 Unrealized —

— WHITING PETE CORP NEW 1.9%

Value ($000) $10,606 Shares 200,000 Est. Cost $26.72 Unrealized —

— GOLDCORP INC NEW 1.9%

Value ($000) $10,486 Shares 1,029,077 Est. Cost $13.82 Unrealized —

— CENTURYLINK INC 1.8%

Value ($000) $10,442 Shares 492,546 Est. Cost $19.36 Unrealized —

— GS ACQUISITION HLDGS CORP 1.8%

Value ($000) $10,317 Shares 1,060,350 Est. Cost $9.73 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 1.8%

Value ($000) $10,120 Shares 999,987 Est. Cost $10.06 Unrealized —

HUNTF HUNTER MARITIME ACQUISITION 1.8%

Value ($000) $9,930 Shares 999,996 Est. Cost $9.83 Unrealized +0.5%

— GENERAL ELECTRIC CO 1.7%

Value ($000) $9,486 Shares 840,214 Est. Cost $12.67 Unrealized —

CWEN/A CLEARWAY ENERGY INC 1.3%

Value ($000) $7,480 Shares 392,877 Est. Cost $12.69 Unrealized 0.0%

CWEN CLEARWAY ENERGY INC 1.2%

Value ($000) $6,770 Shares 352,609 Est. Cost $13.05 Unrealized 0.0%

ASC ARDMORE SHIPPING CORP 0.9%

Value ($000) $5,265 Shares 816,310 Est. Cost $5.99 Unrealized -0.6%

— ENDURANCE INTL GROUP HLDGS I 0.8%

Value ($000) $4,293 Shares 490,636 Est. Cost $8.28 Unrealized —

— GLOBAL X FDS 0.5%

Value ($000) $2,592 Shares 313,000 Est. Cost $9.66 Unrealized —

— GLOBALSTAR INC 0.2%

Value ($000) $1,373 Shares 2,746,800 Est. Cost $1.27 Unrealized —

— GS ACQUISITION HLDGS CORP 0.1%

Value ($000) $566 Shares 353,448 Est. Cost $1.60 Unrealized —

— NAVIOS MARITIME ACQUIS CORP 0.1%

Value ($000) $474 Shares 929,600 Est. Cost $1.43 Unrealized —

— GTY TECHNOLOGY HOLDINGS INC 0.1%

Value ($000) $413 Shares 333,329 Est. Cost $1.22 Unrealized —

LEN/B LENNAR CORP 0.0%

Value ($000) $200 Shares 5,200 Est. Cost $42.49 Unrealized -14.2%

— HUNTER MARITIME ACQUISITION 0.0%

Value ($000) $116 Shares 499,998 Est. Cost $0.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	750,000	$217,950	38.5%	—	—	Put	78462F103
IWM	ISHARES TR	434,900	$73,307	13.0%	—	—	Put	464287655
CF	CF INDS HLDGS INC	475,003	$25,850	4.6%	$27.43	+46.4%	COM	125269100
RRC	RANGE RES CORP	1,440,871	$24,466	4.3%	$15.24	+5.3%	COM	75281A109
—	MSG NETWORK INC	747,444	$19,284	3.4%	$21.89	—	CL A	553573106
—	CONSTELLIUM NV	1,414,986	$17,475	3.1%	$10.93	—	CL A	N22035104
—	DISH NETWORK CORP	395,748	$14,152	2.5%	$55.00	—	CL A	25470M109
LEN	LENNAR CORP	279,389	$13,045	2.3%	$53.92	-14.3%	CL A	526057104
—	ENVISION HEALTHCARE CORP	278,598	$12,743	2.3%	$35.32	—	COM	29414D100
—	SELECTA BIOSCIENCES INC	787,000	$12,183	2.2%	$15.55	—	COM	816212104
—	ARDAGH GROUP S A	703,229	$11,751	2.1%	$20.60	—	CL A	L0223L101
CMCSA	COMCAST CORP NEW	321,724	$11,392	2.0%	$30.79	-4.7%	CL A	20030N101
—	HAYMAKER ACQUISITION CORP	1,055,400	$10,955	1.9%	$9.90	—	UNIT 10/19/2022	420870206
—	WHITING PETE CORP NEW	200,000	$10,606	1.9%	$26.72	—	COM NEW	966387409
—	GOLDCORP INC NEW	1,029,077	$10,486	1.9%	$13.82	—	COM	380956409
—	CENTURYLINK INC	492,546	$10,442	1.8%	$19.36	—	COM	156700106
—	GS ACQUISITION HLDGS CORP	1,060,350	$10,317	1.8%	$9.73	—	COM CL A	36255F102
—	GTY TECHNOLOGY HOLDINGS INC	999,987	$10,120	1.8%	$10.06	—	UNIT 99/99/9999	G4182A110
HUNTF	HUNTER MARITIME ACQUISITION	999,996	$9,930	1.8%	$9.83	+0.5%	CL A	Y37828111
—	GENERAL ELECTRIC CO	840,214	$9,486	1.7%	$12.67	—	COM	369604103
CWEN/A	CLEARWAY ENERGY INC	392,877	$7,480	1.3%	$12.69	0.0%	CL A	18539C105
CWEN	CLEARWAY ENERGY INC	352,609	$6,770	1.2%	$13.05	0.0%	CL C	18539C204
ASC	ARDMORE SHIPPING CORP	816,310	$5,265	0.9%	$5.99	-0.6%	COM	Y0207T100
—	ENDURANCE INTL GROUP HLDGS I	490,636	$4,293	0.8%	$8.28	—	COM	29272B105
—	GLOBAL X FDS	313,000	$2,592	0.5%	$9.66	—	MSCI GREECE ETF	37950E366
—	GLOBALSTAR INC	2,746,800	$1,373	0.2%	$1.27	—	COM	378973408
—	GS ACQUISITION HLDGS CORP	353,448	$566	0.1%	$1.60	—	*W EXP 06/12/202	36255F110
—	NAVIOS MARITIME ACQUIS CORP	929,600	$474	0.1%	$1.43	—	SHS	Y62159101
—	GTY TECHNOLOGY HOLDINGS INC	333,329	$413	0.1%	$1.22	—	*W EXP 10/25/202	G4182A128
LEN/B	LENNAR CORP	5,200	$200	0.0%	$42.49	-14.2%	CL B	526057302
—	HUNTER MARITIME ACQUISITION	499,998	$116	0.0%	$0.30	—	*W EXP 11/17/202	Y37828129