Silver Rock Financial LP Diversified Active

Location: Los Angeles, CA

CIK: 0001674784 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value: $565M (100.0% shares, 0.0% debt)

Holdings (31)

SPY SPDR S&P 500 ETF TR 38.5%

Value $218M Shares 750,000 Share Price $290.60 Est. Cost/Share — Unrealized @ Report Date —

IWM ISHARES TR 13.0%

Value $73.31M Shares 434,900 Share Price $168.56 Est. Cost/Share — Unrealized @ Report Date —

CF CF INDS HLDGS INC 4.6%

Value $25.85M Shares 475,003 Share Price $54.42 * Est. Cost/Share $27.43 Unrealized @ Report Date +46.4%

RRC RANGE RES CORP 4.3%

Value $24.47M Shares 1,440,871 Share Price $16.98 * Est. Cost/Share $15.24 Unrealized @ Report Date +5.3%

— MSG NETWORK INC 3.4%

Value $19.28M Shares 747,444 Share Price $25.80 Est. Cost/Share $21.89 Unrealized @ Report Date —

— CONSTELLIUM NV 3.1%

Value $17.48M Shares 1,414,986 Share Price $12.35 Est. Cost/Share $10.93 Unrealized @ Report Date —

— DISH NETWORK CORP 2.5%

Value $14.15M Shares 395,748 Share Price $35.76 Est. Cost/Share $55.00 Unrealized @ Report Date —

LEN LENNAR CORP 2.3%

Value $13.04M Shares 279,389 Share Price $46.69 Est. Cost/Share $53.92 Unrealized @ Report Date -14.3%

— ENVISION HEALTHCARE CORP 2.3%

Value $12.74M Shares 278,598 Share Price $45.74 Est. Cost/Share $35.32 Unrealized @ Report Date —

— SELECTA BIOSCIENCES INC 2.2%

Value $12.18M Shares 787,000 Share Price $15.48 Est. Cost/Share $15.55 Unrealized @ Report Date —

— ARDAGH GROUP S A 2.1%

Value $11.75M Shares 703,229 Share Price $16.71 Est. Cost/Share $20.60 Unrealized @ Report Date —

CMCSA COMCAST CORP NEW 2.0%

Value $11.39M Shares 321,724 Share Price $35.41 * Est. Cost/Share $30.79 Unrealized @ Report Date -4.7%

— HAYMAKER ACQUISITION CORP 1.9%

Value $10.96M Shares 1,055,400 Share Price $10.38 Est. Cost/Share $9.90 Unrealized @ Report Date —

— WHITING PETE CORP NEW 1.9%

Value $10.61M Shares 200,000 Share Price $53.03 Est. Cost/Share $26.72 Unrealized @ Report Date —

— GOLDCORP INC NEW 1.9%

Value $10.49M Shares 1,029,077 Share Price $10.19 Est. Cost/Share $13.82 Unrealized @ Report Date —

— CENTURYLINK INC 1.8%

Value $10.44M Shares 492,546 Share Price $21.20 Est. Cost/Share $19.36 Unrealized @ Report Date —

— GS ACQUISITION HLDGS CORP 1.8%

Value $10.32M Shares 1,060,350 Share Price $9.73 Est. Cost/Share $9.73 Unrealized @ Report Date —

— GTY TECHNOLOGY HOLDINGS INC 1.8%

Value $10.12M Shares 999,987 Share Price $10.12 Est. Cost/Share $10.06 Unrealized @ Report Date —

HUNTF HUNTER MARITIME ACQUISITION 1.8%

Value $9.93M Shares 999,996 Share Price $9.93 Est. Cost/Share $9.83 Unrealized @ Report Date +0.5%

— GENERAL ELECTRIC CO 1.7%

Value $9.486M Shares 840,214 Share Price $11.29 Est. Cost/Share $12.67 Unrealized @ Report Date —

CWEN/A CLEARWAY ENERGY INC 1.3%

Value $7.48M Shares 392,877 Share Price $19.04 * Est. Cost/Share $12.69 Unrealized @ Report Date 0.0%

CWEN CLEARWAY ENERGY INC 1.2%

Value $6.77M Shares 352,609 Share Price $19.20 * Est. Cost/Share $13.05 Unrealized @ Report Date 0.0%

ASC ARDMORE SHIPPING CORP 0.9%

Value $5.265M Shares 816,310 Share Price $6.45 * Est. Cost/Share $5.99 Unrealized @ Report Date -0.6%

— ENDURANCE INTL GROUP HLDGS I 0.8%

Value $4.293M Shares 490,636 Share Price $8.75 Est. Cost/Share $8.28 Unrealized @ Report Date —

— GLOBAL X FDS 0.5%

Value $2.592M Shares 313,000 Share Price $8.28 Est. Cost/Share $9.66 Unrealized @ Report Date —

— GLOBALSTAR INC 0.2%

Value $1.373M Shares 2,746,800 Share Price $0.50 Est. Cost/Share $1.27 Unrealized @ Report Date —

— GS ACQUISITION HLDGS CORP 0.1%

Value $566K Shares 353,448 Share Price $1.60 Est. Cost/Share $1.60 Unrealized @ Report Date —

— NAVIOS MARITIME ACQUIS CORP 0.1%

Value $474K Shares 929,600 Share Price $0.51 Est. Cost/Share $1.43 Unrealized @ Report Date —

— GTY TECHNOLOGY HOLDINGS INC 0.1%

Value $413K Shares 333,329 Share Price $1.24 Est. Cost/Share $1.22 Unrealized @ Report Date —

LEN/B LENNAR CORP 0.0%

Value $200K Shares 5,200 Share Price $38.46 * Est. Cost/Share $42.49 Unrealized @ Report Date -14.2%

— HUNTER MARITIME ACQUISITION 0.0%

Value $116K Shares 499,998 Share Price $0.23 Est. Cost/Share $0.30 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	750,000	$218M	38.5%	$290.60	—	—	Put	78462F103
IWM	ISHARES TR	434,900	$73.31M	13.0%	$168.56	—	—	Put	464287655
CF	CF INDS HLDGS INC	475,003	$25.85M	4.6%	$54.42 *	$27.43	+46.4%	COM	125269100
RRC	RANGE RES CORP	1,440,871	$24.47M	4.3%	$16.98 *	$15.24	+5.3%	COM	75281A109
—	MSG NETWORK INC	747,444	$19.28M	3.4%	$25.80	$21.89	—	CL A	553573106
—	CONSTELLIUM NV	1,414,986	$17.48M	3.1%	$12.35	$10.93	—	CL A	N22035104
—	DISH NETWORK CORP	395,748	$14.15M	2.5%	$35.76	$55.00	—	CL A	25470M109
LEN	LENNAR CORP	279,389	$13.04M	2.3%	$46.69	$53.92	-14.3%	CL A	526057104
—	ENVISION HEALTHCARE CORP	278,598	$12.74M	2.3%	$45.74	$35.32	—	COM	29414D100
—	SELECTA BIOSCIENCES INC	787,000	$12.18M	2.2%	$15.48	$15.55	—	COM	816212104
—	ARDAGH GROUP S A	703,229	$11.75M	2.1%	$16.71	$20.60	—	CL A	L0223L101
CMCSA	COMCAST CORP NEW	321,724	$11.39M	2.0%	$35.41 *	$30.79	-4.7%	CL A	20030N101
—	HAYMAKER ACQUISITION CORP	1,055,400	$10.96M	1.9%	$10.38	$9.90	—	UNIT 10/19/2022	420870206
—	WHITING PETE CORP NEW	200,000	$10.61M	1.9%	$53.03	$26.72	—	COM NEW	966387409
—	GOLDCORP INC NEW	1,029,077	$10.49M	1.9%	$10.19	$13.82	—	COM	380956409
—	CENTURYLINK INC	492,546	$10.44M	1.8%	$21.20	$19.36	—	COM	156700106
—	GS ACQUISITION HLDGS CORP	1,060,350	$10.32M	1.8%	$9.73	$9.73	—	COM CL A	36255F102
—	GTY TECHNOLOGY HOLDINGS INC	999,987	$10.12M	1.8%	$10.12	$10.06	—	UNIT 99/99/9999	G4182A110
HUNTF	HUNTER MARITIME ACQUISITION	999,996	$9.93M	1.8%	$9.93	$9.83	+0.5%	CL A	Y37828111
—	GENERAL ELECTRIC CO	840,214	$9.486M	1.7%	$11.29	$12.67	—	COM	369604103
CWEN/A	CLEARWAY ENERGY INC	392,877	$7.48M	1.3%	$19.04 *	$12.69	0.0%	CL A	18539C105
CWEN	CLEARWAY ENERGY INC	352,609	$6.77M	1.2%	$19.20 *	$13.05	0.0%	CL C	18539C204
ASC	ARDMORE SHIPPING CORP	816,310	$5.265M	0.9%	$6.45 *	$5.99	-0.6%	COM	Y0207T100
—	ENDURANCE INTL GROUP HLDGS I	490,636	$4.293M	0.8%	$8.75	$8.28	—	COM	29272B105
—	GLOBAL X FDS	313,000	$2.592M	0.5%	$8.28	$9.66	—	MSCI GREECE ETF	37950E366
—	GLOBALSTAR INC	2,746,800	$1.373M	0.2%	$0.50	$1.27	—	COM	378973408
—	GS ACQUISITION HLDGS CORP	353,448	$566K	0.1%	$1.60	$1.60	—	*W EXP 06/12/202	36255F110
—	NAVIOS MARITIME ACQUIS CORP	929,600	$474K	0.1%	$0.51	$1.43	—	SHS	Y62159101
—	GTY TECHNOLOGY HOLDINGS INC	333,329	$413K	0.1%	$1.24	$1.22	—	*W EXP 10/25/202	G4182A128
LEN/B	LENNAR CORP	5,200	$200K	0.0%	$38.46 *	$42.49	-14.2%	CL B	526057302
—	HUNTER MARITIME ACQUISITION	499,998	$116K	0.0%	$0.23	$0.30	—	*W EXP 11/17/202	Y37828129