Silver Rock Financial LP Diversified Active

Location: Los Angeles, CA

CIK: 0001674784 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value: $351M (100.0% shares, 0.0% debt)

Holdings (19)

SPY SPDR S&P 500 ETF TR 39.8%

Value $140M Shares 470,800 Share Price $296.82 Est. Cost/Share — Unrealized @ Report Date —

IWM ISHARES TR 27.4%

Value $96.24M Shares 636,000 Share Price $151.32 Est. Cost/Share — Unrealized @ Report Date —

— UNITED STATES OIL FUND LP 4.7%

Value $16.46M Shares 1,451,200 Share Price $11.34 Est. Cost/Share — Unrealized @ Report Date —

— CENTURYLINK INC 4.2%

Value $14.73M Shares 1,179,217 Share Price $12.49 Est. Cost/Share $15.30 Unrealized @ Report Date —

— CONSTELLIUM SE 3.8%

Value $13.41M Shares 1,056,234 Share Price $12.70 Est. Cost/Share $10.93 Unrealized @ Report Date —

ADT ADT INC 3.6%

Value $12.75M Shares 2,036,920 Share Price $6.26 * Est. Cost/Share $4.54 Unrealized @ Report Date 0.0%

CF CF INDS HLDGS INC 3.1%

Value $10.92M Shares 222,000 Share Price $49.18 * Est. Cost/Share $36.85 Unrealized @ Report Date +12.5%

— ARDAGH GROUP S A 3.1%

Value $10.79M Shares 688,786 Share Price $15.67 Est. Cost/Share $18.38 Unrealized @ Report Date —

— GORES METROPOULOS INC 2.7%

Value $9.54M Shares 900,000 Share Price $10.60 Est. Cost/Share $10.18 Unrealized @ Report Date —

HUN HUNTSMAN CORP 2.2%

Value $7.85M Shares 337,631 Share Price $23.25 * Est. Cost/Share $21.43 Unrealized @ Report Date -3.6%

— GS ACQUISITION HLDGS CORP 2.2%

Value $7.566M Shares 741,729 Share Price $10.20 Est. Cost/Share $9.73 Unrealized @ Report Date —

RRC RANGE RES CORP 1.0%

Value $3.429M Shares 900,000 Share Price $3.81 * Est. Cost/Share $9.72 Unrealized @ Report Date -50.6%

— ENDURANCE INTL GROUP HLDGS I 0.5%

Value $1.879M Shares 502,428 Share Price $3.74 Est. Cost/Share $7.83 Unrealized @ Report Date —

— LIONS GATE ENTMNT CORP 0.4%

Value $1.488M Shares 161,378 Share Price $9.22 Est. Cost/Share $12.25 Unrealized @ Report Date —

— LIONS GATE ENTMNT CORP 0.4%

Value $1.31M Shares 150,000 Share Price $8.73 Est. Cost/Share $11.62 Unrealized @ Report Date —

— LAREDO PETROLEUM INC 0.3%

Value $1.204M Shares 499,401 Share Price $2.41 Est. Cost/Share $3.61 Unrealized @ Report Date —

— SELECTA BIOSCIENCES INC 0.2%

Value $801K Shares 457,850 Share Price $1.75 Est. Cost/Share $15.55 Unrealized @ Report Date —

— GLOBALSTAR INC 0.2%

Value $785K Shares 1,934,108 Share Price $0.41 Est. Cost/Share $1.27 Unrealized @ Report Date —

— GS ACQUISITION HLDGS CORP 0.1%

Value $336K Shares 247,241 Share Price $1.36 Est. Cost/Share $1.60 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	470,800	$140M	39.8%	$296.82	—	—	Put	78462F103
IWM	ISHARES TR	636,000	$96.24M	27.4%	$151.32	—	—	Put	464287655
—	UNITED STATES OIL FUND LP	1,451,200	$16.46M	4.7%	$11.34	—	—	Put	91232N108
—	CENTURYLINK INC	1,179,217	$14.73M	4.2%	$12.49	$15.30	—	COM	156700106
—	CONSTELLIUM SE	1,056,234	$13.41M	3.8%	$12.70	$10.93	—	CL A	N22035104
ADT	ADT INC	2,036,920	$12.75M	3.6%	$6.26 *	$4.54	0.0%	COM	00090Q103
CF	CF INDS HLDGS INC	222,000	$10.92M	3.1%	$49.18 *	$36.85	+12.5%	COM	125269100
—	ARDAGH GROUP S A	688,786	$10.79M	3.1%	$15.67	$18.38	—	CL A	L0223L101
—	GORES METROPOULOS INC	900,000	$9.54M	2.7%	$10.60	$10.18	—	UNIT 99/99/9999	382872208
HUN	HUNTSMAN CORP	337,631	$7.85M	2.2%	$23.25 *	$21.43	-3.6%	COM	447011107
—	GS ACQUISITION HLDGS CORP	741,729	$7.566M	2.2%	$10.20	$9.73	—	COM CL A	36255F102
RRC	RANGE RES CORP	900,000	$3.429M	1.0%	$3.81 *	$9.72	-50.6%	COM	75281A109
—	ENDURANCE INTL GROUP HLDGS I	502,428	$1.879M	0.5%	$3.74	$7.83	—	COM	29272B105
—	LIONS GATE ENTMNT CORP	161,378	$1.488M	0.4%	$9.22	$12.25	—	CL A VTG	535919401
—	LIONS GATE ENTMNT CORP	150,000	$1.31M	0.4%	$8.73	$11.62	—	CL B NON VTG	535919500
—	LAREDO PETROLEUM INC	499,401	$1.204M	0.3%	$2.41	$3.61	—	COM	516806106
—	SELECTA BIOSCIENCES INC	457,850	$801K	0.2%	$1.75	$15.55	—	COM	816212104
—	GLOBALSTAR INC	1,934,108	$785K	0.2%	$0.41	$1.27	—	COM	378973408
—	GS ACQUISITION HLDGS CORP	247,241	$336K	0.1%	$1.36	$1.60	—	*W EXP 06/12/202	36255F110