New Harbor Financial Group, LLC Diversified Active

Location: Worcester, MA

CIK: 0001548577 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 10, 2023

Total Value: $242M (100.0% shares, 0.0% debt)

Holdings (40)

GDX VANECK ETF TRUST 18.1%

Value $43.67M Shares 1,523,632 Share Price $28.66 Est. Cost/Share $29.87 Unrealized @ Report Date -4.1%

SPDN DIREXION SHS ETF TR 14.8%

Value $35.71M Shares 2,162,950 Share Price $16.51 Est. Cost/Share $18.04 Unrealized @ Report Date -8.5%

TLT ISHARES TR 11.0%

Value $26.66M Shares 267,763 Share Price $99.56 Est. Cost/Share $127.20 Unrealized @ Report Date -21.7%

VWO VANGUARD INTL EQUITY INDEX F 8.7%

Value $20.93M Shares 536,920 Share Price $38.98 Est. Cost/Share $47.36 Unrealized @ Report Date -17.7%

GDX VANECK ETF TRUST 8.4%

Value $20.19M Shares 704,500 Share Price $28.66 Est. Cost/Share $29.87 Unrealized @ Report Date -4.1%

KRE SPDR SER TR 7.9%

Value $19.03M Shares 324,003 Share Price $58.74 Est. Cost/Share $61.53 Unrealized @ Report Date -4.5%

SPTL SPDR SER TR 6.9%

Value $16.73M Shares 576,175 Share Price $29.03 Est. Cost/Share $29.28 Unrealized @ Report Date -0.8%

EWZ ISHARES INC 5.9%

Value $14.37M Shares 513,853 Share Price $27.97 Est. Cost/Share $30.54 Unrealized @ Report Date -8.4%

EEM ISHARES TR 5.0%

Value $12.19M Shares 321,717 Share Price $37.90 Est. Cost/Share $36.90 Unrealized @ Report Date +2.7%

EMLC VANECK ETF TRUST 4.0%

Value $9.583M Shares 395,515 Share Price $24.23 Est. Cost/Share $23.49 Unrealized @ Report Date +3.1%

CEF SPROTT PHYSICAL GOLD & SILVE 3.2%

Value $7.661M Shares 427,297 Share Price $17.93 Est. Cost/Share $18.85 Unrealized @ Report Date —

URA GLOBAL X FDS 1.7%

Value $4.086M Shares 203,500 Share Price $20.08 Est. Cost/Share $20.22 Unrealized @ Report Date -0.7%

GDXJ VANECK ETF TRUST 1.2%

Value $2.917M Shares 81,813 Share Price $35.65 Est. Cost/Share $45.46 Unrealized @ Report Date -21.6%

— PROSHARES TR 0.9%

Value $2.087M Shares 130,210 Share Price $16.03 Est. Cost/Share $13.62 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 0.4%

Value $880K Shares 2,300 Share Price $382.43 Est. Cost/Share $384.35 Unrealized @ Report Date -0.5%

PSLV SPROTT PHYSICAL SILVER TR 0.3%

Value $815K Shares 98,884 Share Price $8.24 Est. Cost/Share $8.62 Unrealized @ Report Date —

BNDX VANGUARD CHARLOTTE FDS 0.2%

Value $511K Shares 10,772 Share Price $47.43 Est. Cost/Share $50.45 Unrealized @ Report Date -6.0%

SIL GLOBAL X FDS 0.2%

Value $458K Shares 16,255 Share Price $28.17 Est. Cost/Share $42.12 Unrealized @ Report Date -33.1%

FRDM EA SERIES TRUST 0.1%

Value $331K Shares 12,011 Share Price $27.57 Est. Cost/Share $27.40 Unrealized @ Report Date +0.7%

PHYS SPROTT PHYSICAL GOLD TR 0.1%

Value $298K Shares 21,124 Share Price $14.10 Est. Cost/Share $13.92 Unrealized @ Report Date —

DSI ISHARES TR 0.1%

Value $261K Shares 3,641 Share Price $71.80 Est. Cost/Share $71.87 Unrealized @ Report Date -0.1%

BAX BAXTER INTL INC 0.1%

Value $230K Shares 4,522 Share Price $50.97 * Est. Cost/Share $75.68 Unrealized @ Report Date -37.6%

BAX BAXTER INTL INC 0.1%

Value $229K Shares 4,500 Share Price $50.97 * Est. Cost/Share $75.68 Unrealized @ Report Date -37.6%

ESGD ISHARES TR 0.1%

Value $222K Shares 3,384 Share Price $65.74 Est. Cost/Share $62.80 Unrealized @ Report Date +4.7%

SUSA ISHARES TR 0.1%

Value $211K Shares 2,563 Share Price $82.32 Est. Cost/Share $82.37 Unrealized @ Report Date -0.1%

SPEM SPDR INDEX SHS FDS 0.1%

Value $210K Shares 6,369 Share Price $32.96 Est. Cost/Share $40.29 Unrealized @ Report Date -18.2%

MSFT MICROSOFT CORP 0.1%

Value $193K Shares 805 Share Price $239.82 * Est. Cost/Share $226.50 Unrealized @ Report Date +3.4%

MSFT MICROSOFT CORP 0.1%

Value $192K Shares 800 Share Price $239.82 * Est. Cost/Share $226.50 Unrealized @ Report Date +3.4%

AAPL APPLE INC 0.1%

Value $140K Shares 1,075 Share Price $129.93 Est. Cost/Share $140.70 Unrealized @ Report Date -9.0%

AG FIRST MAJESTIC SILVER CORP 0.1%

Value $136K Shares 16,314 Share Price $8.34 Est. Cost/Share $15.06 Unrealized @ Report Date -45.1%

UEC URANIUM ENERGY CORP 0.0%

Value $109K Shares 28,000 Share Price $3.88 Est. Cost/Share $4.03 Unrealized @ Report Date -3.6%

URA GLOBAL X FDS 0.0%

Value $101K Shares 5,035 Share Price $20.08 Est. Cost/Share $20.22 Unrealized @ Report Date -0.7%

AAPL APPLE INC 0.0%

Value $90,951 Shares 700 Share Price $129.93 Est. Cost/Share $140.70 Unrealized @ Report Date -9.0%

— SANDSTORM GOLD LTD 0.0%

Value $83,003 Shares 15,780 Share Price $5.26 Est. Cost/Share $5.91 Unrealized @ Report Date —

HL HECLA MNG CO 0.0%

Value $81,899 Shares 14,730 Share Price $5.56 Est. Cost/Share $3.62 Unrealized @ Report Date +51.1%

NXE NEXGEN ENERGY LTD 0.0%

Value $55,375 Shares 12,500 Share Price $4.43 Est. Cost/Share $5.10 Unrealized @ Report Date -13.2%

SPY SPDR S&P 500 ETF TR 0.0%

Value $47,804 Shares 125 Share Price $382.43 Est. Cost/Share $384.35 Unrealized @ Report Date -0.5%

SGMO SANGAMO THERAPEUTICS INC 0.0%

Value $32,687 Shares 10,410 Share Price $3.14 * Est. Cost/Share $5.14 Unrealized @ Report Date -24.5%

DNN DENISON MINES CORP 0.0%

Value $32,660 Shares 28,400 Share Price $1.15 Est. Cost/Share $1.25 Unrealized @ Report Date -7.8%

GDX VANECK ETF TRUST 0.0%

Value $20,062 Shares 700 Share Price $28.66 Est. Cost/Share $29.87 Unrealized @ Report Date -4.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
GDX	VANECK ETF TRUST	1,523,632	$43.67M	18.1%	$28.66	$29.87	-4.1%	GOLD MINERS ETF	92189F106
SPDN	DIREXION SHS ETF TR	2,162,950	$35.71M	14.8%	$16.51	$18.04	-8.5%	DLY S&P500 BR 1X	25460E869
TLT	ISHARES TR	267,763	$26.66M	11.0%	$99.56	$127.20	-21.7%	20 YR TR BD ETF	464287432
VWO	VANGUARD INTL EQUITY INDEX F	536,920	$20.93M	8.7%	$38.98	$47.36	-17.7%	FTSE EMR MKT ETF	922042858
GDX	VANECK ETF TRUST	704,500	$20.19M	8.4%	$28.66	$29.87	-4.1%	Put	92189F106
KRE	SPDR SER TR	324,003	$19.03M	7.9%	$58.74	$61.53	-4.5%	S&P REGL BKG	78464A698
SPTL	SPDR SER TR	576,175	$16.73M	6.9%	$29.03	$29.28	-0.8%	PORTFOLIO LN TSR	78464A664
EWZ	ISHARES INC	513,853	$14.37M	5.9%	$27.97	$30.54	-8.4%	MSCI BRAZIL ETF	464286400
EEM	ISHARES TR	321,717	$12.19M	5.0%	$37.90	$36.90	+2.7%	MSCI EMG MKT ETF	464287234
EMLC	VANECK ETF TRUST	395,515	$9.583M	4.0%	$24.23	$23.49	+3.1%	JP MRGAN EM LOC	92189H300
CEF	SPROTT PHYSICAL GOLD & SILVE	427,297	$7.661M	3.2%	$17.93	$18.85	—	TR UNIT	85208R101
URA	GLOBAL X FDS	203,500	$4.086M	1.7%	$20.08	$20.22	-0.7%	Call	37954Y871
GDXJ	VANECK ETF TRUST	81,813	$2.917M	1.2%	$35.65	$45.46	-21.6%	JUNIOR GOLD MINE	92189F791
—	PROSHARES TR	130,210	$2.087M	0.9%	$16.03	$13.62	—	SHORT S&P 500 NE	74347B425
SPY	SPDR S&P 500 ETF TR	2,300	$880K	0.4%	$382.43	$384.35	-0.5%	Put	78462F103
PSLV	SPROTT PHYSICAL SILVER TR	98,884	$815K	0.3%	$8.24	$8.62	—	TR UNIT	85207K107
BNDX	VANGUARD CHARLOTTE FDS	10,772	$511K	0.2%	$47.43	$50.45	-6.0%	TOTAL INT BD ETF	92203J407
SIL	GLOBAL X FDS	16,255	$458K	0.2%	$28.17	$42.12	-33.1%	GLOBAL X SILVER	37954Y848
FRDM	EA SERIES TRUST	12,011	$331K	0.1%	$27.57	$27.40	+0.7%	FREEDOM 100 EM	02072L607
PHYS	SPROTT PHYSICAL GOLD TR	21,124	$298K	0.1%	$14.10	$13.92	—	UNIT	85207H104
DSI	ISHARES TR	3,641	$261K	0.1%	$71.80	$71.87	-0.1%	MSCI KLD400 SOC	464288570
BAX	BAXTER INTL INC	4,522	$230K	0.1%	$50.97 *	$75.68	-37.6%	COM	071813109
BAX	BAXTER INTL INC	4,500	$229K	0.1%	$50.97 *	$75.68	-37.6%	Put	071813109
ESGD	ISHARES TR	3,384	$222K	0.1%	$65.74	$62.80	+4.7%	ESG AW MSCI EAFE	46435G516
SUSA	ISHARES TR	2,563	$211K	0.1%	$82.32	$82.37	-0.1%	MSCI USA ESG SLC	464288802
SPEM	SPDR INDEX SHS FDS	6,369	$210K	0.1%	$32.96	$40.29	-18.2%	PORTFOLIO EMG MK	78463X509
MSFT	MICROSOFT CORP	805	$193K	0.1%	$239.82 *	$226.50	+3.4%	COM	594918104
MSFT	MICROSOFT CORP	800	$192K	0.1%	$239.82 *	$226.50	+3.4%	Put	594918104
AAPL	APPLE INC	1,075	$140K	0.1%	$129.93	$140.70	-9.0%	COM	037833100
AG	FIRST MAJESTIC SILVER CORP	16,314	$136K	0.1%	$8.34	$15.06	-45.1%	COM	32076V103
UEC	URANIUM ENERGY CORP	28,000	$109K	0.0%	$3.88	$4.03	-3.6%	COM	916896103
URA	GLOBAL X FDS	5,035	$101K	0.0%	$20.08	$20.22	-0.7%	GLOBAL X URANIUM	37954Y871
AAPL	APPLE INC	700	$90,951	0.0%	$129.93	$140.70	-9.0%	Put	037833100
—	SANDSTORM GOLD LTD	15,780	$83,003	0.0%	$5.26	$5.91	—	COM NEW	80013R206
HL	HECLA MNG CO	14,730	$81,899	0.0%	$5.56	$3.62	+51.1%	COM	422704106
NXE	NEXGEN ENERGY LTD	12,500	$55,375	0.0%	$4.43	$5.10	-13.2%	COM	65340P106
SPY	SPDR S&P 500 ETF TR	125	$47,804	0.0%	$382.43	$384.35	-0.5%	TR UNIT	78462F103
SGMO	SANGAMO THERAPEUTICS INC	10,410	$32,687	0.0%	$3.14 *	$5.14	-24.5%	COM	800677106
DNN	DENISON MINES CORP	28,400	$32,660	0.0%	$1.15	$1.25	-7.8%	COM	248356107
GDX	VANECK ETF TRUST	700	$20,062	0.0%	$28.66	$29.87	-4.1%	Call	92189F106