Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q1 2026 (← Previous) (Next →)
Filing Date: Aug 13, 2026
Total Value: $35.36M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CAPITAL SOUTHWEST CORP | 11,394,000 | $11.61M | 32.8% | $1.02 | $0.96 | — | NOTE 5.125%11/1 | 140501AE7 |
| TRIN | TRINITY CAP INC | 171,103 | $2.517M | 7.1% | $14.71 | $12.09 | +21.7% | COM | 896442308 |
| CSWC | CAPITAL SOUTHWEST CORP | 78,364 | $1.733M | 4.9% | $22.12 | $19.14 | +15.6% | COM | 140501107 |
| VICI | VICI PPTYS INC | 48,872 | $1.335M | 3.8% | $27.32 * | $28.25 | -0.4% | COM | 925652109 |
| — | RIOT PLATFORMS INC | 1,100,000 | $1.262M | 3.6% | $1.15 | $1.13 | — | NOTE 0.750% 1/1 | 767292AB1 |
| SM | SM ENERGY COMPANY | 37,445 | $1.168M | 3.3% | $31.18 | $22.80 | +36.8% | COM | 78454L100 |
| PSEC | PROSPECT CAP CORP | 426,418 | $1.113M | 3.1% | $2.61 | $2.82 | -7.3% | COM | 74348T102 |
| MAIN | MAIN STR CAP CORP | 18,886 | $1M | 2.8% | $52.96 | $41.82 | +26.6% | COM | 56035L104 |
| CG | CARLYLE GROUP INC | 18,827 | $911K | 2.6% | $48.39 | $42.57 | +13.7% | COM | 14316J108 |
| OWL | BLUE OWL CAPITAL INC | 87,098 | $795K | 2.2% | $9.13 | $17.27 | -47.1% | COM CL A | 09581B103 |
| — | WISDOMTREE INC | 548,000 | $744K | 2.1% | $1.36 | $1.20 | — | NOTE 3.250% 8/1 | 97717PAH7 |
| — | ALPHATEC HLDGS INC | 700,000 | $717K | 2.0% | $1.02 | $1.02 | — | NOTE 0.750% 3/1 | 02081GAD4 |
| RITM | RITHM CAPITAL CORP | 65,970 | $625K | 1.8% | $9.48 | $10.27 | — | COM NEW | 64828T201 |
| HTGC | HERCULES CAPITAL INC | 41,065 | $607K | 1.7% | $14.77 | $19.15 | -22.9% | COM | 427096508 |
| SPY | STATE STR SPDR S&P 500 ETF T | 820 | $533K | 1.5% | $650.25 | $571.64 | +13.8% | TR UNIT | 78462F103 |
| — | MARA HOLDINGS INC | 500,000 | $458K | 1.3% | $0.92 | $0.83 | — | NOTE 6/0 | 565788AH9 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,686 | $415K | 1.2% | $54.05 | $40.81 | +32.4% | FTSE EMR MKT ETF | 922042858 |
| EFA | ISHARES TR | 4,267 | $414K | 1.2% | $97.12 | $76.49 | +27.0% | MSCI EAFE ETF | 464287465 |
| DKS | DICKS SPORTING GOODS INC | 2,034 | $403K | 1.1% | $198.29 | $182.31 | +8.8% | COM | 253393102 |
| HASI | HA SUSTAINABLE INFRA CAP INC | 8,663 | $318K | 0.9% | $36.75 | $29.55 | +24.3% | COM | 41068X100 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,156 | $288K | 0.8% | $21.89 | $16.26 | — | COM | 006212104 |
| WT | WISDOMTREE INC | 18,894 | $275K | 0.8% | $14.56 | $5.95 | +144.7% | COM | 97717P104 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 58,453 | $273K | 0.8% | $4.67 | $11.55 | — | COM NEW | 65340G205 |
| — | CALAMOS STRATEGIC TOTAL RETU | 14,794 | $253K | 0.7% | $17.12 | $13.47 | — | COM SH BEN INT | 128125101 |
| — | VIRTUS EQUITY & CONV INCM FD | 10,789 | $252K | 0.7% | $23.36 | $26.24 | — | COM | 92841M101 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 24,526 | $249K | 0.7% | $10.17 | $11.53 | — | COM | 01879R106 |
| IIPR | INNOVATIVE INDL PPTYS INC | 4,890 | $245K | 0.7% | $50.16 | $50.15 | — | COM | 45781V101 |
| — | GABELLI DIVID & INCOME TR | 9,078 | $244K | 0.7% | $26.93 | $21.80 | — | COM | 36242H104 |
| CGBD | CARLYLE SECURED LENDING INC | 22,138 | $242K | 0.7% | $10.94 | $12.97 | -15.7% | COM | 872280102 |
| EZPW | EZCORP INC | 9,142 | $232K | 0.7% | $25.38 | $23.97 | +5.9% | CL A NON VTG | 302301106 |
| — | BLACKROCK CORPOR HI YLD FD I | 26,663 | $227K | 0.6% | $8.52 | $10.35 | — | COM | 09255P107 |
| — | BLACKROCK CR ALLOCATION | 22,105 | $223K | 0.6% | $10.10 | $12.31 | — | COM | 092508100 |
| — | EATON VANCE TAX ADVT DIV INC | 8,993 | $221K | 0.6% | $24.55 | $22.44 | — | COM | 27828G107 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 8,744 | $217K | 0.6% | $24.77 | $23.22 | — | COM | 41013V100 |
| APO | APOLLO GLOBAL MGMT INC | 1,897 | $211K | 0.6% | $111.40 | $140.56 | -20.7% | COM | 03769M106 |
| AMT | AMERICAN TOWER CORP | 1,200 | $207K | 0.6% | $172.58 | $204.56 | -14.5% | COM | 03027X100 |
| — | LYFT INC | 200,000 | $202K | 0.6% | $1.01 | $1.24 | — | NOTE 0.625% 3/0 | 55087PAD6 |
| QQQ | INVESCO QQQ TR | 349 | $201K | 0.6% | $576.66 | $572.63 | +0.8% | UNIT SER 1 | 46090E103 |
| ARCC | ARES CAPITAL CORP | 11,000 | $198K | 0.6% | $18.02 | $19.36 | -6.9% | COM | 04010L103 |
| HPK | HIGHPEAK ENERGY INC | 28,354 | $196K | 0.6% | $6.90 | $8.15 | -15.3% | COM | 43114Q105 |
| — | BLACKLINE INC | 200,000 | $188K | 0.5% | $0.94 | $1.07 | — | NOTE 1.000% 6/0 | 09239BAF6 |
| CCAP | CRESCENT CAP BDC INC | 15,000 | $182K | 0.5% | $12.15 | $13.68 | -11.2% | COM | 225655109 |
| — | COHEN & STEERS QUALITY INCOM | 14,956 | $180K | 0.5% | $12.05 | $12.56 | — | COM | 19247L106 |
| — | BLACKROCK MULTI SECTOR INC T | 12,908 | $162K | 0.5% | $12.52 | $15.93 | — | COM | 09258A107 |
| — | NUVEEN QUALITY MUNCP INCOME | 11,715 | $135K | 0.4% | $11.50 | $15.82 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,798 | $132K | 0.4% | $11.23 | $15.46 | — | COM | 670657105 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,204 | $130K | 0.4% | $10.69 | $15.08 | — | COM | 01864U106 |
| — | EATON VANCE MUN BD FD | 13,213 | $129K | 0.4% | $9.77 | $12.96 | — | COM | 27827X101 |
| — | TEMPLETON EMERGING MKTS INCO | 21,009 | $126K | 0.4% | $6.01 | $7.43 | — | COM | 880192109 |
| OBDC | BLUE OWL CAPITAL CORPORATION | 10,500 | $116K | 0.3% | $11.06 | $11.74 | -5.8% | COM | 69121K104 |
| GROW | U S GLOBAL INVS INC | 41,080 | $102K | 0.3% | $2.48 | $6.76 | -63.3% | CL A | 902952100 |
| CION | CION INVT CORP | 14,600 | $99,864 | 0.3% | $6.84 | $8.33 | -17.9% | COM | 17259U204 |
| RWAY | RUNWAY GROWTH FINANCE CORP | 14,000 | $96,180 | 0.3% | $6.87 | $8.31 | -17.3% | COM | 78163D100 |
| NMFC | NEW MTN FIN CORP | 12,000 | $93,120 | 0.3% | $7.76 | $8.35 | -7.1% | COM | 647551100 |
| SLQT | SELECTQUOTE INC | 117,917 | $74,229 | 0.2% | $0.63 | $2.12 | -70.2% | COM | 816307300 |
| AFCG | ADVANCED FLOWER CAP INC | 26,000 | $73,320 | 0.2% | $2.82 | $8.38 | -66.3% | COM | 00109K105 |