Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q3 2026 (← Previous)
Filing Date: Oct 29, 2026
Total Value: $26.42M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LYFT INC | 850,000 | $813K | 3.1% | $0.96 | $0.96 | — | NOTE 9/1 | 55087PAF1 |
| SSSS | NEOSTELLAR CAP CORP | 72,245 | $556K | 2.1% | $7.69 * | $12.00 | -1.8% | COM NEW | 86887Q109 |
| DRAM | ROUNDHILL ETF TRUST | 9,106 | $550K | 2.1% | $60.36 | $56.97 | +6.0% | MEMORY ETF | 77926X320 |
| — | FLUENCE ENERGY INC | 500,000 | $374K | 1.4% | $0.75 | $0.75 | — | NOTE 2.250% 6/1 | 34379VAB9 |
| NMFC | NEW MTN FIN CORP | 25,169 | $174K | 0.7% | $6.92 | $7.25 | -4.6% | COM | 647551100 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALPHATEC HLDGS INC | 1,485,000 (+2.2%) | $1.482M (+7.1%) | 5.6% | $1.00 | $0.99 | — | NOTE 0.750% 3/1 | 02081GAD4 |
| VICI | VICI PPTYS INC | 58,696 (+9.8%) | $1.348M (-5.0%) | 5.1% | $22.97 | $27.65 | — | COM | 925652109 |
| RWAY | RUNWAY GROWTH FINANCE CORP | 57,636 (+1.5%) | $382K (+19.8%) | 1.4% | $6.62 | $6.81 | -2.8% | COM | 78163D100 |
| — | CAPITAL SOUTHWEST CORP | 936,000 (+6.0%) | $967K (+5.3%) | 3.7% | $1.03 | $0.97 | — | NOTE 5.125%11/1 | 140501AE7 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 9,406 (+3.0%) | $209K (-10.3%) | 0.8% | $22.18 | $23.28 | — | COM | 41013V100 |
| ARCC | ARES CAPITAL CORP | 25,355 (+1.4%) | $484K (+4.5%) | 1.8% | $19.10 | $18.98 | +0.6% | COM | 04010L103 |
| — | VIRTUS EQUITY & CONV INCM FD | 12,564 (+14.2%) | $314K (+6.3%) | 1.2% | $25.00 | $26.09 | — | COM | 92841M101 |
| — | COHEN & STEERS QUALITY INCOM | 15,851 (+2.8%) | $173K (-9.0%) | 0.7% | $10.90 | $12.51 | — | COM | 19247L106 |
| — | BLACKROCK CORPOR HI YLD FD I | 28,314 (+3.4%) | $222K (-5.3%) | 0.8% | $7.84 | $10.22 | — | COM | 09255P107 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,674 (+3.0%) | $351K (+3.4%) | 1.3% | $25.67 | $16.53 | — | COM | 006212104 |
| — | BLACKROCK MULTI SECTOR INC T | 13,889 (+4.8%) | $156K (-5.9%) | 0.6% | $11.24 | $15.63 | — | COM | 09258A107 |
| — | EATON VANCE TAX ADVT DIV INC | 9,603 (+2.7%) | $268K (+3.6%) | 1.0% | $27.91 | $22.78 | — | COM | 27828G107 |
| — | TEMPLETON EMERGING MKTS INCO | 22,799 (+3.4%) | $140K (-5.7%) | 0.5% | $6.15 | $7.36 | — | COM | 880192109 |
| SLRC | SLR INVESTMENT CORP | 16,086 (+2.4%) | $186K (-4.1%) | 0.7% | $11.59 | $13.87 | -16.4% | COM | 83413U100 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 25,524 (+3.0%) | $248K (-2.7%) | 0.9% | $9.73 | $11.47 | — | COM | 01879R106 |
| CGBD | CARLYLE SECURED LENDING INC | 22,243 (+1.4%) | $238K (+2.9%) | 0.9% | $10.69 | $12.94 | -17.4% | COM | 872280102 |
| — | CALAMOS STRATEGIC TOTAL RETU | 15,628 (+2.5%) | $319K (+1.6%) | 1.2% | $20.39 | $13.84 | — | COM SH BEN INT | 128125101 |
| — | GABELLI DIVID & INCOME TR | 9,662 (+2.8%) | $273K (-1.1%) | 1.0% | $28.29 | $22.23 | — | COM | 36242H104 |
| APO | APOLLO GLOBAL MGMT INC | 1,917 (+1.0%) | $222K (-0.9%) | 0.8% | $116.03 | $140.42 | -17.3% | COM | 03769M106 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | WISDOMTREE INC | 496,000 | $747K | 2.8% | $1.51 | $1.20 | — | — | 97717PAH7 |
| WT | WISDOMTREE INC | 21,888 | $371K | 1.4% | $16.94 * | $7.56 | +221.4% | — | 97717P104 |
| DKS | DICKS SPORTING GOODS INC | 1,027 | $233K | 0.9% | $226.81 * | $182.31 | -26.3% | — | 253393102 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LYFT INC | 190,000 (-51.3%) | $196K (-52.1%) | 0.7% | $1.03 | $1.14 | — | NOTE 0.625% 3/0 | 55087PAD6 |
| IIPR | INNOVATIVE INDL PPTYS INC | 8,000 (-20.0%) | $421K (-32.0%) | 1.6% | $52.68 | $56.20 | — | COM | 45781V101 |
| GROW | U S GLOBAL INVS INC | 37,486 (-6.7%) | $108K (-13.9%) | 0.4% | $2.88 | $6.76 | -57.4% | CL A | 902952100 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SM | SM ENERGY COMPANY | 37,400 | $1.263M | 4.8% | $33.78 | $22.80 | +48.2% | COM | 78454L100 |
| MAIN | MAIN STR CAP CORP | 22,095 | $1.216M | 4.6% | $55.05 | $43.32 | +27.1% | COM | 56035L104 |
| HTGC | HERCULES CAPITAL INC | 59,906 | $1.007M | 3.8% | $16.81 | $18.04 | -6.8% | COM | 427096508 |
| F | FORD MTR CO | 31,177 | $376K | 1.4% | $12.06 | $13.49 | -10.6% | COM | 345370860 |
| SLQT | SELECTQUOTE INC | 116,337 | $47,116 | 0.2% | $0.40 | $2.12 | -80.9% | COM | 816307300 |
| EZPW | EZCORP INC | 9,142 | $272K | 1.0% | $29.76 | $23.97 | +24.2% | CL A NON VTG | 302301106 |
| OWL | BLUE OWL CAPITAL INC | 103,249 | $939K | 3.6% | $9.09 | $16.11 | -43.6% | COM CL A | 09581B103 |
| CSWC | CAPITAL SOUTHWEST CORP | 80,526 | $1.863M | 7.1% | $23.13 | $19.23 | +20.3% | COM | 140501107 |
| CG | CARLYLE GROUP INC | 18,795 | $745K | 2.8% | $39.66 | $42.57 | -6.8% | COM | 14316J108 |
| TRIN | TRINITY CAP INC | 171,820 | $3.015M | 11.4% | $17.55 | $12.09 | +45.2% | COM | 896442308 |
| CCAP | CRESCENT CAP BDC INC | 15,527 | $143K | 0.5% | $9.18 | $13.63 | -32.6% | COM | 225655109 |
| RITM | RITHM CAPITAL CORP | 66,158 | $591K | 2.2% | $8.93 | $10.27 | — | COM NEW | 64828T201 |
| — | NUVEEN QUALITY MUNCP INCOME | 11,715 | $119K | 0.4% | $10.12 | $15.82 | — | COM | 67066V101 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,204 | $116K | 0.4% | $9.53 | $15.08 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,798 | $117K | 0.4% | $9.95 | $15.46 | — | COM | 670657105 |
| — | BLACKROCK CR ALLOCATION | 22,327 | $208K | 0.8% | $9.31 | $12.31 | — | COM | 092508100 |
| TCPC | BLACKROCK TCP CAPITAL CORP | 24,717 | $98,868 | 0.4% | $4.00 | $3.88 | +3.0% | COM | 09259E108 |
| SPY | STATE STR SPDR S&P 500 ETF T | 807 | $615K | 2.3% | $762.25 | $571.64 | +33.4% | TR UNIT | 78462F103 |
| AFCG | ADVANCED FLOWER CAP INC | 26,000 | $93,600 | 0.4% | $3.60 | $8.38 | -57.0% | COM | 00109K105 |
| — | EATON VANCE MUN BD FD | 13,213 | $120K | 0.5% | $9.07 | $12.96 | — | COM | 27827X101 |
| CION | CION INVT CORP | 14,600 | $102K | 0.4% | $7.02 | $8.33 | -15.8% | COM | 17259U204 |
| PSBD | PALMER SQUARE CAPITAL BDC IN | 19,447 | $192K | 0.7% | $9.89 | $10.68 | -7.4% | COM SHS | 69702V107 |
| OBDC | BLUE OWL CAPITAL CORPORATION | 20,049 | $210K | 0.8% | $10.49 | $11.48 | -8.6% | COM | 69121K104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,692 | $456K | 1.7% | $59.31 | $40.81 | +45.3% | FTSE EMR MKT ETF | 922042858 |
| BXSL | BLACKSTONE SECD LENDING FD | 8,662 | $208K | 0.8% | $23.98 | $23.88 | +0.4% | COMMON STOCK | 09261X102 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 59,944 | $312K | 1.2% | $5.21 | $11.41 | — | COM NEW | 65340G205 |
| QQQ | INVESCO QQQ TR | 349 | $258K | 1.0% | $739.49 | $572.63 | +29.2% | UNIT SER 1 | 46090E103 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 19,494 | $94,741 | 0.4% | $4.86 | $5.36 | -9.3% | COM | 89677Y100 |
| EFA | ISHARES TR | 4,282 | $445K | 1.7% | $103.89 | $76.49 | +35.8% | MSCI EAFE ETF | 464287465 |