Ulysses Management LLC Hedge Fund

CIK: 0001510912 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value ($000): $643,909 (100.0% shares, 0.0% debt)

Holdings (45)

SPY SPDR S&P 500 ETF TR 34.8%

Value ($000) $223,953 Shares 950,000 Est. Cost — Unrealized —

IWM ISHARES TR 14.9%

Value ($000) $96,236 Shares 700,000 Est. Cost — Unrealized —

— IAC INTERACTIVECORP 5.4%

Value ($000) $34,810 Shares 472,187 Est. Cost $2009.44 Unrealized —

— SHUTTERFLY INC 4.9%

Value ($000) $31,668 Shares 655,788 Est. Cost $11313.75 Unrealized —

C CITIGROUP INC 3.5%

Value ($000) $22,725 Shares 379,900 Est. Cost $37.39 Unrealized +19.5%

— DISCOVER FINANCIAL SERVICES 3.4%

Value ($000) $21,923 Shares 320,568 Est. Cost $56.00 Unrealized —

— ATLANTIC CAPITAL BANCSHARES INC 2.8%

Value ($000) $17,801 Shares 939,367 Est. Cost $14.98 Unrealized —

MSFT MICROSOFT CORP 2.6%

Value ($000) $16,959 Shares 257,500 Est. Cost $26.70 Unrealized +116.6%

BUD ANHEUSER BUSCH INBEV SA/NV 2.5%

Value ($000) $15,934 Shares 145,165 Est. Cost $90.26 Unrealized —

— BRIDGE BANCORP INC 2.1%

Value ($000) $13,258 Shares 378,805 Est. Cost $26.69 Unrealized —

EBAY EBAY INC 2.0%

Value ($000) $12,756 Shares 380,000 Est. Cost $25.29 Unrealized +14.4%

— BLACKHAWK NETWORK HLDGS INC 1.8%

Value ($000) $11,535 Shares 284,100 Est. Cost $32.74 Unrealized —

— DISCOVER FINANCIAL SERVICES 1.7%

Value ($000) $10,943 Shares 160,000 Est. Cost $56.00 Unrealized —

C CITIGROUP INC 1.7%

Value ($000) $10,666 Shares 178,300 Est. Cost $37.39 Unrealized +19.5%

PJT PJT PARTNERS INC 1.6%

Value ($000) $10,462 Shares 298,148 Est. Cost $21.21 Unrealized +47.7%

— AV HOMES INC 1.4%

Value ($000) $8,950 Shares 544,080 Est. Cost $2729.99 Unrealized —

— MATCH GROUP INC 1.3%

Value ($000) $8,646 Shares 529,482 Est. Cost $13.59 Unrealized —

FRBKQ REPUBLIC FIRST BANCORP INC 1.3%

Value ($000) $8,300 Shares 1,000,000 Est. Cost $4.56 Unrealized +73.7%

— LIBERTY INTR QVC GROUP 1.1%

Value ($000) $7,295 Shares 364,400 Est. Cost $20.00 Unrealized —

— IAC INTERACTIVECORP 0.9%

Value ($000) $5,838 Shares 79,200 Est. Cost $2009.44 Unrealized —

TFIN TRIUMPH BANCORP INC 0.8%

Value ($000) $5,093 Shares 197,400 Est. Cost $13.12 Unrealized +102.1%

CCOI COGENT COMMUNICATIONS HLDGS 0.6%

Value ($000) $3,772 Shares 87,619 Est. Cost $19.75 Unrealized +34.6%

— FOREST CITY RLTY TR INC 0.6%

Value ($000) $3,593 Shares 165,000 Est. Cost $20.84 Unrealized —

— XO GROUP INC 0.5%

Value ($000) $3,505 Shares 203,659 Est. Cost $17.33 Unrealized —

SBAC SBA COMMUNICATIONS CORP 0.5%

Value ($000) $3,310 Shares 27,500 Est. Cost $102.01 Unrealized 0.0%

— POWERSHARES QQQ TRUST 0.5%

Value ($000) $3,309 Shares 25,000 Est. Cost — Unrealized —

CMCSA COMCAST CORP. CL A 0.5%

Value ($000) $3,007 Shares 80,000 Est. Cost $28.37 Unrealized +5.5%

LAMR LAMAR ADVERTISING CO.CLASS A 0.5%

Value ($000) $2,990 Shares 40,000 Est. Cost $67.25 Unrealized —

— CARE.COM INC 0.4%

Value ($000) $2,502 Shares 199,995 Est. Cost $12.51 Unrealized —

BANC BANK OF CALIFORNIA INC 0.4%

Value ($000) $2,277 Shares 110,000 Est. Cost $15.16 Unrealized 0.0%

— SENSATA TECHNOLOGIES HLDG NV 0.3%

Value ($000) $2,183 Shares 50,000 Est. Cost $38.84 Unrealized —

— SHORE TEL INC 0.3%

Value ($000) $2,102 Shares 341,800 Est. Cost $6.15 Unrealized —

— OPUS BK IRVINE CALIF 0.3%

Value ($000) $2,015 Shares 100,000 Est. Cost $20.15 Unrealized —

OMF ONEMAIN HLDGS INC 0.3%

Value ($000) $1,864 Shares 75,000 Est. Cost $24.56 Unrealized +2.2%

CSCO CISCO SYSTEMS INC 0.3%

Value ($000) $1,690 Shares 50,000 Est. Cost — Unrealized —

— ON DECK CAPTIAL INC 0.2%

Value ($000) $1,582 Shares 313,938 Est. Cost $5.04 Unrealized —

XBI SPDR SERIES TRUST 0.2%

Value ($000) $1,387 Shares 20,000 Est. Cost — Unrealized —

PACB PACIFIC BIOSCIENCES OF CALIFOR 0.2%

Value ($000) $1,333 Shares 257,910 Est. Cost $4.89 Unrealized 0.0%

— DIEBOLD NXDF INC 0.2%

Value ($000) $1,228 Shares 40,000 Est. Cost $25.15 Unrealized —

ADBE ADOBE SYSTEMS INC 0.2%

Value ($000) $1,171 Shares 9,000 Est. Cost $103.18 Unrealized +13.8%

M MACYS INC 0.2%

Value ($000) $1,118 Shares 37,700 Est. Cost — Unrealized —

VMC VULCAN MATERIALS CO 0.1%

Value ($000) $650 Shares 5,400 Est. Cost $113.13 Unrealized 0.0%

— DIME COMMUNITY BANCSHARES 0.1%

Value ($000) $595 Shares 29,321 Est. Cost $20.29 Unrealized —

NVDA NVIDIA CORP 0.1%

Value ($000) $545 Shares 5,000 Est. Cost $2.62 Unrealized 0.0%

PYPL PAYPAL HOLDINGS INC 0.1%

Value ($000) $430 Shares 10,000 Est. Cost $36.05 Unrealized +15.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	950,000	$223,953	34.8%	—	—	Put	78462F103
IWM	ISHARES TR	700,000	$96,236	14.9%	—	—	Put	464287655
—	IAC INTERACTIVECORP	472,187	$34,810	5.4%	$2009.44	—	COM	44919P508
—	SHUTTERFLY INC	655,788	$31,668	4.9%	$11313.75	—	COM	82568P304
C	CITIGROUP INC	379,900	$22,725	3.5%	$37.39	+19.5%	COM NEW	172967424
—	DISCOVER FINANCIAL SERVICES	320,568	$21,923	3.4%	$56.00	—	COM	254709108
—	ATLANTIC CAPITAL BANCSHARES INC	939,367	$17,801	2.8%	$14.98	—	COM	048269203
MSFT	MICROSOFT CORP	257,500	$16,959	2.6%	$26.70	+116.6%	COM	594918104
BUD	ANHEUSER BUSCH INBEV SA/NV	145,165	$15,934	2.5%	$90.26	—	SPONSORED ADR	03524A108
—	BRIDGE BANCORP INC	378,805	$13,258	2.1%	$26.69	—	COM	108035106
EBAY	EBAY INC	380,000	$12,756	2.0%	$25.29	+14.4%	COM	278642103
—	BLACKHAWK NETWORK HLDGS INC	284,100	$11,535	1.8%	$32.74	—	COM	09238E104
—	DISCOVER FINANCIAL SERVICES	160,000	$10,943	1.7%	$56.00	—	Call	254709108
C	CITIGROUP INC	178,300	$10,666	1.7%	$37.39	+19.5%	Call	172967424
PJT	PJT PARTNERS INC	298,148	$10,462	1.6%	$21.21	+47.7%	COM CL A	69343T107
—	AV HOMES INC	544,080	$8,950	1.4%	$2729.99	—	COM	00234P102
—	MATCH GROUP INC	529,482	$8,646	1.3%	$13.59	—	COM	57665R106
FRBKQ	REPUBLIC FIRST BANCORP INC	1,000,000	$8,300	1.3%	$4.56	+73.7%	COM	760416107
—	LIBERTY INTR QVC GROUP	364,400	$7,295	1.1%	$20.00	—	QVC GP COM SER A	53071M104
—	IAC INTERACTIVECORP	79,200	$5,838	0.9%	$2009.44	—	Call	44919P508
TFIN	TRIUMPH BANCORP INC	197,400	$5,093	0.8%	$13.12	+102.1%	COM	89679E300
CCOI	COGENT COMMUNICATIONS HLDGS	87,619	$3,772	0.6%	$19.75	+34.6%	COM NEW	19239V302
—	FOREST CITY RLTY TR INC	165,000	$3,593	0.6%	$20.84	—	COM CL A	345605109
—	XO GROUP INC	203,659	$3,505	0.5%	$17.33	—	COM	983772104
SBAC	SBA COMMUNICATIONS CORP	27,500	$3,310	0.5%	$102.01	0.0%	CL A	78410G104
—	POWERSHARES QQQ TRUST	25,000	$3,309	0.5%	—	—	Put	73935A104
CMCSA	COMCAST CORP. CL A	80,000	$3,007	0.5%	$28.37	+5.5%	CL A	20030N101
LAMR	LAMAR ADVERTISING CO.CLASS A	40,000	$2,990	0.5%	$67.25	—	CL A	512816109
—	CARE.COM INC	199,995	$2,502	0.4%	$12.51	—	COM	141633107
BANC	BANK OF CALIFORNIA INC	110,000	$2,277	0.4%	$15.16	0.0%	COM	05990K106
—	SENSATA TECHNOLOGIES HLDG NV	50,000	$2,183	0.3%	$38.84	—	SHS	N7902X106
—	SHORE TEL INC	341,800	$2,102	0.3%	$6.15	—	COM	825211105
—	OPUS BK IRVINE CALIF	100,000	$2,015	0.3%	$20.15	—	COM	684000102
OMF	ONEMAIN HLDGS INC	75,000	$1,864	0.3%	$24.56	+2.2%	COM	68268W103
CSCO	CISCO SYSTEMS INC	50,000	$1,690	0.3%	—	—	Call	17275R102
—	ON DECK CAPTIAL INC	313,938	$1,582	0.2%	$5.04	—	COM	682163100
XBI	SPDR SERIES TRUST	20,000	$1,387	0.2%	—	—	Call	78464A870
PACB	PACIFIC BIOSCIENCES OF CALIFOR	257,910	$1,333	0.2%	$4.89	0.0%	COM	69404D108
—	DIEBOLD NXDF INC	40,000	$1,228	0.2%	$25.15	—	COM	253651103
ADBE	ADOBE SYSTEMS INC	9,000	$1,171	0.2%	$103.18	+13.8%	COM	00724F101
M	MACYS INC	37,700	$1,118	0.2%	—	—	Call	55616P104
VMC	VULCAN MATERIALS CO	5,400	$650	0.1%	$113.13	0.0%	COM	929160109
—	DIME COMMUNITY BANCSHARES	29,321	$595	0.1%	$20.29	—	COM	253922108
NVDA	NVIDIA CORP	5,000	$545	0.1%	$2.62	0.0%	COM	67066G104
PYPL	PAYPAL HOLDINGS INC	10,000	$430	0.1%	$36.05	+15.8%	COM	70450Y103