Ulysses Management LLC Hedge Fund

Location: New York, NY

CIK: 0001510912 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value: $644M (100.0% shares, 0.0% debt)

Holdings (45)

SPY SPDR S&P 500 ETF TR 34.8%

Value $224M Shares 950,000 Est. Cost — Unrealized —

IWM ISHARES TR 14.9%

Value $96.24M Shares 700,000 Est. Cost — Unrealized —

— IAC INTERACTIVECORP 5.4%

Value $34.81M Shares 472,187 Est. Cost $2009.44 Unrealized —

— SHUTTERFLY INC 4.9%

Value $31.67M Shares 655,788 Est. Cost $11313.75 Unrealized —

C CITIGROUP INC 3.5%

Value $22.73M Shares 379,900 Est. Cost $37.39 Unrealized +19.5%

— DISCOVER FINANCIAL SERVICES 3.4%

Value $21.92M Shares 320,568 Est. Cost $56.00 Unrealized —

— ATLANTIC CAPITAL BANCSHARES INC 2.8%

Value $17.8M Shares 939,367 Est. Cost $14.98 Unrealized —

MSFT MICROSOFT CORP 2.6%

Value $16.96M Shares 257,500 Est. Cost $26.70 Unrealized +116.6%

BUD ANHEUSER BUSCH INBEV SA/NV 2.5%

Value $15.93M Shares 145,165 Est. Cost $90.26 Unrealized —

— BRIDGE BANCORP INC 2.1%

Value $13.26M Shares 378,805 Est. Cost $26.69 Unrealized —

EBAY EBAY INC 2.0%

Value $12.76M Shares 380,000 Est. Cost $25.29 Unrealized +14.4%

— BLACKHAWK NETWORK HLDGS INC 1.8%

Value $11.54M Shares 284,100 Est. Cost $32.74 Unrealized —

— DISCOVER FINANCIAL SERVICES 1.7%

Value $10.94M Shares 160,000 Est. Cost $56.00 Unrealized —

C CITIGROUP INC 1.7%

Value $10.67M Shares 178,300 Est. Cost $37.39 Unrealized +19.5%

PJT PJT PARTNERS INC 1.6%

Value $10.46M Shares 298,148 Est. Cost $21.21 Unrealized +47.7%

— AV HOMES INC 1.4%

Value $8.95M Shares 544,080 Est. Cost $2729.99 Unrealized —

— MATCH GROUP INC 1.3%

Value $8.646M Shares 529,482 Est. Cost $13.59 Unrealized —

FRBKQ REPUBLIC FIRST BANCORP INC 1.3%

Value $8.3M Shares 1,000,000 Est. Cost $4.56 Unrealized +73.7%

— LIBERTY INTR QVC GROUP 1.1%

Value $7.295M Shares 364,400 Est. Cost $20.00 Unrealized —

— IAC INTERACTIVECORP 0.9%

Value $5.838M Shares 79,200 Est. Cost $2009.44 Unrealized —

TFIN TRIUMPH BANCORP INC 0.8%

Value $5.093M Shares 197,400 Est. Cost $13.12 Unrealized +102.1%

CCOI COGENT COMMUNICATIONS HLDGS 0.6%

Value $3.772M Shares 87,619 Est. Cost $19.75 Unrealized +34.6%

— FOREST CITY RLTY TR INC 0.6%

Value $3.593M Shares 165,000 Est. Cost $20.84 Unrealized —

— XO GROUP INC 0.5%

Value $3.505M Shares 203,659 Est. Cost $17.33 Unrealized —

SBAC SBA COMMUNICATIONS CORP 0.5%

Value $3.31M Shares 27,500 Est. Cost $102.01 Unrealized 0.0%

— POWERSHARES QQQ TRUST 0.5%

Value $3.309M Shares 25,000 Est. Cost — Unrealized —

CMCSA COMCAST CORP. CL A 0.5%

Value $3.007M Shares 80,000 Est. Cost $28.37 Unrealized +5.5%

LAMR LAMAR ADVERTISING CO.CLASS A 0.5%

Value $2.99M Shares 40,000 Est. Cost $67.25 Unrealized —

— CARE.COM INC 0.4%

Value $2.502M Shares 199,995 Est. Cost $12.51 Unrealized —

BANC BANK OF CALIFORNIA INC 0.4%

Value $2.277M Shares 110,000 Est. Cost $15.16 Unrealized 0.0%

— SENSATA TECHNOLOGIES HLDG NV 0.3%

Value $2.183M Shares 50,000 Est. Cost $38.84 Unrealized —

— SHORE TEL INC 0.3%

Value $2.102M Shares 341,800 Est. Cost $6.15 Unrealized —

— OPUS BK IRVINE CALIF 0.3%

Value $2.015M Shares 100,000 Est. Cost $20.15 Unrealized —

OMF ONEMAIN HLDGS INC 0.3%

Value $1.864M Shares 75,000 Est. Cost $24.56 Unrealized +2.2%

CSCO CISCO SYSTEMS INC 0.3%

Value $1.69M Shares 50,000 Est. Cost — Unrealized —

— ON DECK CAPTIAL INC 0.2%

Value $1.582M Shares 313,938 Est. Cost $5.04 Unrealized —

XBI SPDR SERIES TRUST 0.2%

Value $1.387M Shares 20,000 Est. Cost — Unrealized —

PACB PACIFIC BIOSCIENCES OF CALIFOR 0.2%

Value $1.333M Shares 257,910 Est. Cost $4.89 Unrealized 0.0%

— DIEBOLD NXDF INC 0.2%

Value $1.228M Shares 40,000 Est. Cost $25.15 Unrealized —

ADBE ADOBE SYSTEMS INC 0.2%

Value $1.171M Shares 9,000 Est. Cost $103.18 Unrealized +13.8%

M MACYS INC 0.2%

Value $1.118M Shares 37,700 Est. Cost — Unrealized —

VMC VULCAN MATERIALS CO 0.1%

Value $650K Shares 5,400 Est. Cost $113.13 Unrealized 0.0%

— DIME COMMUNITY BANCSHARES 0.1%

Value $595K Shares 29,321 Est. Cost $20.29 Unrealized —

NVDA NVIDIA CORP 0.1%

Value $545K Shares 5,000 Est. Cost $2.62 Unrealized 0.0%

PYPL PAYPAL HOLDINGS INC 0.1%

Value $430K Shares 10,000 Est. Cost $36.05 Unrealized +15.8%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	950,000	$224M	34.8%	—	—	Put	78462F103
IWM	ISHARES TR	700,000	$96.24M	14.9%	—	—	Put	464287655
—	IAC INTERACTIVECORP	472,187	$34.81M	5.4%	$2009.44	—	COM	44919P508
—	SHUTTERFLY INC	655,788	$31.67M	4.9%	$11313.75	—	COM	82568P304
C	CITIGROUP INC	379,900	$22.73M	3.5%	$37.39	+19.5%	COM NEW	172967424
—	DISCOVER FINANCIAL SERVICES	320,568	$21.92M	3.4%	$56.00	—	COM	254709108
—	ATLANTIC CAPITAL BANCSHARES INC	939,367	$17.8M	2.8%	$14.98	—	COM	048269203
MSFT	MICROSOFT CORP	257,500	$16.96M	2.6%	$26.70	+116.6%	COM	594918104
BUD	ANHEUSER BUSCH INBEV SA/NV	145,165	$15.93M	2.5%	$90.26	—	SPONSORED ADR	03524A108
—	BRIDGE BANCORP INC	378,805	$13.26M	2.1%	$26.69	—	COM	108035106
EBAY	EBAY INC	380,000	$12.76M	2.0%	$25.29	+14.4%	COM	278642103
—	BLACKHAWK NETWORK HLDGS INC	284,100	$11.54M	1.8%	$32.74	—	COM	09238E104
—	DISCOVER FINANCIAL SERVICES	160,000	$10.94M	1.7%	$56.00	—	Call	254709108
C	CITIGROUP INC	178,300	$10.67M	1.7%	$37.39	+19.5%	Call	172967424
PJT	PJT PARTNERS INC	298,148	$10.46M	1.6%	$21.21	+47.7%	COM CL A	69343T107
—	AV HOMES INC	544,080	$8.95M	1.4%	$2729.99	—	COM	00234P102
—	MATCH GROUP INC	529,482	$8.646M	1.3%	$13.59	—	COM	57665R106
FRBKQ	REPUBLIC FIRST BANCORP INC	1,000,000	$8.3M	1.3%	$4.56	+73.7%	COM	760416107
—	LIBERTY INTR QVC GROUP	364,400	$7.295M	1.1%	$20.00	—	QVC GP COM SER A	53071M104
—	IAC INTERACTIVECORP	79,200	$5.838M	0.9%	$2009.44	—	Call	44919P508
TFIN	TRIUMPH BANCORP INC	197,400	$5.093M	0.8%	$13.12	+102.1%	COM	89679E300
CCOI	COGENT COMMUNICATIONS HLDGS	87,619	$3.772M	0.6%	$19.75	+34.6%	COM NEW	19239V302
—	FOREST CITY RLTY TR INC	165,000	$3.593M	0.6%	$20.84	—	COM CL A	345605109
—	XO GROUP INC	203,659	$3.505M	0.5%	$17.33	—	COM	983772104
SBAC	SBA COMMUNICATIONS CORP	27,500	$3.31M	0.5%	$102.01	0.0%	CL A	78410G104
—	POWERSHARES QQQ TRUST	25,000	$3.309M	0.5%	—	—	Put	73935A104
CMCSA	COMCAST CORP. CL A	80,000	$3.007M	0.5%	$28.37	+5.5%	CL A	20030N101
LAMR	LAMAR ADVERTISING CO.CLASS A	40,000	$2.99M	0.5%	$67.25	—	CL A	512816109
—	CARE.COM INC	199,995	$2.502M	0.4%	$12.51	—	COM	141633107
BANC	BANK OF CALIFORNIA INC	110,000	$2.277M	0.4%	$15.16	0.0%	COM	05990K106
—	SENSATA TECHNOLOGIES HLDG NV	50,000	$2.183M	0.3%	$38.84	—	SHS	N7902X106
—	SHORE TEL INC	341,800	$2.102M	0.3%	$6.15	—	COM	825211105
—	OPUS BK IRVINE CALIF	100,000	$2.015M	0.3%	$20.15	—	COM	684000102
OMF	ONEMAIN HLDGS INC	75,000	$1.864M	0.3%	$24.56	+2.2%	COM	68268W103
CSCO	CISCO SYSTEMS INC	50,000	$1.69M	0.3%	—	—	Call	17275R102
—	ON DECK CAPTIAL INC	313,938	$1.582M	0.2%	$5.04	—	COM	682163100
XBI	SPDR SERIES TRUST	20,000	$1.387M	0.2%	—	—	Call	78464A870
PACB	PACIFIC BIOSCIENCES OF CALIFOR	257,910	$1.333M	0.2%	$4.89	0.0%	COM	69404D108
—	DIEBOLD NXDF INC	40,000	$1.228M	0.2%	$25.15	—	COM	253651103
ADBE	ADOBE SYSTEMS INC	9,000	$1.171M	0.2%	$103.18	+13.8%	COM	00724F101
M	MACYS INC	37,700	$1.118M	0.2%	—	—	Call	55616P104
VMC	VULCAN MATERIALS CO	5,400	$650K	0.1%	$113.13	0.0%	COM	929160109
—	DIME COMMUNITY BANCSHARES	29,321	$595K	0.1%	$20.29	—	COM	253922108
NVDA	NVIDIA CORP	5,000	$545K	0.1%	$2.62	0.0%	COM	67066G104
PYPL	PAYPAL HOLDINGS INC	10,000	$430K	0.1%	$36.05	+15.8%	COM	70450Y103