Ulysses Management LLC Hedge Fund

CIK: 0001510912 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $611,309 (100.0% shares, 0.0% debt)

Holdings (41)

SPY SPDR S&P 500 ETF TR 31.1%

Value ($000) $190,000 Shares 850,000 Est. Cost — Unrealized —

— SHUTTERFLY INC 5.6%

Value ($000) $33,961 Shares 676,788 Est. Cost $11313.75 Unrealized —

IWM ISHARES TR 5.5%

Value ($000) $33,713 Shares 250,000 Est. Cost — Unrealized —

— IAC INTERACTIVECORP 5.3%

Value ($000) $32,440 Shares 500,687 Est. Cost $2009.44 Unrealized —

C CITIGROUP INC 4.6%

Value ($000) $27,837 Shares 468,400 Est. Cost $37.39 Unrealized +8.7%

— INTRALINKS HLDG 4.5%

Value ($000) $27,552 Shares 2,037,857 Est. Cost $5598.85 Unrealized —

C CITIGROUP INC 3.7%

Value ($000) $22,578 Shares 379,900 Est. Cost $37.39 Unrealized +8.7%

TSLA TESLA MOTORS INC 3.5%

Value ($000) $21,369 Shares 100,000 Est. Cost — Unrealized —

— DISCOVER FINANCIAL SERVICES 3.2%

Value ($000) $19,685 Shares 273,068 Est. Cost $53.85 Unrealized —

— WTS COMERICA EXP 11/14/18 3.2%

Value ($000) $19,375 Shares 500,000 Est. Cost $13.70 Unrealized —

— ATLANTIC CAPITAL BANCSHARES 2.9%

Value ($000) $17,848 Shares 939,367 Est. Cost $14.98 Unrealized —

MSFT MICROSOFT CORP 2.7%

Value ($000) $16,684 Shares 268,500 Est. Cost $26.70 Unrealized +102.0%

BUD ANHEUSER BUSCH CO. 2.5%

Value ($000) $15,500 Shares 147,000 Est. Cost $90.26 Unrealized —

— BRIDGE BANCORP INC 2.3%

Value ($000) $14,357 Shares 378,805 Est. Cost $26.69 Unrealized —

EBAY EBAY INC 1.8%

Value ($000) $11,282 Shares 380,000 Est. Cost $25.29 Unrealized +3.9%

PJT PJT PARTNERS INC 1.7%

Value ($000) $10,596 Shares 343,148 Est. Cost $21.21 Unrealized +22.5%

FRBKQ REPUBLIC FIRST BANCORP INC 1.7%

Value ($000) $10,479 Shares 1,255,000 Est. Cost $4.56 Unrealized +21.2%

CCOI COGENT COMMUNICATIONS 1.5%

Value ($000) $9,373 Shares 226,682 Est. Cost $19.75 Unrealized +22.1%

— AV HOMES INC 1.4%

Value ($000) $8,596 Shares 544,080 Est. Cost $2729.99 Unrealized —

— BLACKHAWK NETWORK HLDGS INC 1.3%

Value ($000) $8,066 Shares 214,100 Est. Cost $30.17 Unrealized —

— MATCH GROUP 1.3%

Value ($000) $7,702 Shares 450,444 Est. Cost $13.11 Unrealized —

— DISCOVER FINANCIAL SERVICES 1.2%

Value ($000) $7,209 Shares 100,000 Est. Cost $53.85 Unrealized —

— LIBERTY INTR QVC GROUP 0.9%

Value ($000) $5,354 Shares 268,000 Est. Cost $19.99 Unrealized —

— WEBMD HEALTH CORP 0.9%

Value ($000) $5,312 Shares 107,166 Est. Cost $49.70 Unrealized —

TFIN TRIUMPH BANCORP INC 0.8%

Value ($000) $5,162 Shares 197,400 Est. Cost $13.12 Unrealized +62.6%

— POWERSHARES QQQ TRUST 0.6%

Value ($000) $3,555 Shares 30,000 Est. Cost — Unrealized —

— FOREST CITY RLTY TR INC 0.6%

Value ($000) $3,439 Shares 165,000 Est. Cost $20.84 Unrealized —

— TWITTER 0.5%

Value ($000) $3,260 Shares 200,000 Est. Cost — Unrealized —

CMCSA COMCAST CORP. CL A 0.5%

Value ($000) $2,762 Shares 40,000 Est. Cost $26.82 Unrealized 0.0%

LAMR LAMAR ADVERTISING CO.CLASS A 0.4%

Value ($000) $2,690 Shares 40,000 Est. Cost $67.25 Unrealized —

OMF ONEMAIN HLDS INC 0.4%

Value ($000) $2,214 Shares 100,000 Est. Cost $24.56 Unrealized 0.0%

— SENSATA TECHNOLOGIES 0.3%

Value ($000) $1,947 Shares 50,000 Est. Cost $38.84 Unrealized —

— DIEBOLD,INC. 0.3%

Value ($000) $1,886 Shares 75,000 Est. Cost $25.15 Unrealized —

TMUS T-MOBILE US INC 0.3%

Value ($000) $1,725 Shares 30,000 Est. Cost $27.22 Unrealized +85.7%

— SBA COMMUNICATIONS CORP 0.3%

Value ($000) $1,549 Shares 15,000 Est. Cost $103.27 Unrealized —

WTW WILLIS TOWERS WATSON PUB LTD 0.2%

Value ($000) $1,223 Shares 10,000 Est. Cost $109.67 Unrealized 0.0%

ALSN ALLISON TRANSMISSION HOLDING 0.1%

Value ($000) $842 Shares 25,000 Est. Cost $24.27 Unrealized +10.9%

PFE PFIZER INC 0.1%

Value ($000) $812 Shares 25,000 Est. Cost — Unrealized —

ADBE ADOBE SYSTEMS 0.1%

Value ($000) $772 Shares 7,500 Est. Cost $100.34 Unrealized +5.5%

PYPL PAYPAL HOLDINGS INC 0.1%

Value ($000) $394 Shares 10,000 Est. Cost $36.05 Unrealized +11.2%

— XO GROUP INC 0.0%

Value ($000) $209 Shares 10,735 Est. Cost $19.47 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	850,000	$190,000	31.1%	—	—	Put	78462F103
—	SHUTTERFLY INC	676,788	$33,961	5.6%	$11313.75	—	COM	82568P304
IWM	ISHARES TR	250,000	$33,713	5.5%	—	—	Put	464287655
—	IAC INTERACTIVECORP	500,687	$32,440	5.3%	$2009.44	—	COM	44919P508
C	CITIGROUP INC	468,400	$27,837	4.6%	$37.39	+8.7%	Call	172967424
—	INTRALINKS HLDG	2,037,857	$27,552	4.5%	$5598.85	—	COM	46118H104
C	CITIGROUP INC	379,900	$22,578	3.7%	$37.39	+8.7%	COM NEW	172967424
TSLA	TESLA MOTORS INC	100,000	$21,369	3.5%	—	—	Put	88160R101
—	DISCOVER FINANCIAL SERVICES	273,068	$19,685	3.2%	$53.85	—	COM	254709108
—	WTS COMERICA EXP 11/14/18	500,000	$19,375	3.2%	$13.70	—	*W EXP 11/14/2018	200340115
—	ATLANTIC CAPITAL BANCSHARES	939,367	$17,848	2.9%	$14.98	—	COM	048269203
MSFT	MICROSOFT CORP	268,500	$16,684	2.7%	$26.70	+102.0%	COM	594918104
BUD	ANHEUSER BUSCH CO.	147,000	$15,500	2.5%	$90.26	—	SPONSORED ADR	03524A108
—	BRIDGE BANCORP INC	378,805	$14,357	2.3%	$26.69	—	COM	108035106
EBAY	EBAY INC	380,000	$11,282	1.8%	$25.29	+3.9%	COM	278642103
PJT	PJT PARTNERS INC	343,148	$10,596	1.7%	$21.21	+22.5%	COM CL A	69343T107
FRBKQ	REPUBLIC FIRST BANCORP INC	1,255,000	$10,479	1.7%	$4.56	+21.2%	COM	760416107
CCOI	COGENT COMMUNICATIONS	226,682	$9,373	1.5%	$19.75	+22.1%	COM NEW	19239V302
—	AV HOMES INC	544,080	$8,596	1.4%	$2729.99	—	COM	00234P102
—	BLACKHAWK NETWORK HLDGS INC	214,100	$8,066	1.3%	$30.17	—	COM	09238E104
—	MATCH GROUP	450,444	$7,702	1.3%	$13.11	—	COM	57665R106
—	DISCOVER FINANCIAL SERVICES	100,000	$7,209	1.2%	$53.85	—	Call	254709108
—	LIBERTY INTR QVC GROUP	268,000	$5,354	0.9%	$19.99	—	QVC GP COM SER A	53071M104
—	WEBMD HEALTH CORP	107,166	$5,312	0.9%	$49.70	—	COM	94770V102
TFIN	TRIUMPH BANCORP INC	197,400	$5,162	0.8%	$13.12	+62.6%	COM	89679E300
—	POWERSHARES QQQ TRUST	30,000	$3,555	0.6%	—	—	Put	73935A104
—	FOREST CITY RLTY TR INC	165,000	$3,439	0.6%	$20.84	—	COM CL A	345605109
—	TWITTER	200,000	$3,260	0.5%	—	—	Call	90184L102
CMCSA	COMCAST CORP. CL A	40,000	$2,762	0.5%	$26.82	0.0%	CL A	20030N101
LAMR	LAMAR ADVERTISING CO.CLASS A	40,000	$2,690	0.4%	$67.25	—	CL A	512816109
OMF	ONEMAIN HLDS INC	100,000	$2,214	0.4%	$24.56	0.0%	COM	68268W103
—	SENSATA TECHNOLOGIES	50,000	$1,947	0.3%	$38.84	—	SHS	N7902X106
—	DIEBOLD,INC.	75,000	$1,886	0.3%	$25.15	—	COM	253651103
TMUS	T-MOBILE US INC	30,000	$1,725	0.3%	$27.22	+85.7%	COM	872590104
—	SBA COMMUNICATIONS CORP	15,000	$1,549	0.3%	$103.27	—	COM	78388J106
WTW	WILLIS TOWERS WATSON PUB LTD	10,000	$1,223	0.2%	$109.67	0.0%	SHS	G96629103
ALSN	ALLISON TRANSMISSION HOLDING	25,000	$842	0.1%	$24.27	+10.9%	COM	01973R101
PFE	PFIZER INC	25,000	$812	0.1%	—	—	Call	717081103
ADBE	ADOBE SYSTEMS	7,500	$772	0.1%	$100.34	+5.5%	COM	00724F101
PYPL	PAYPAL HOLDINGS INC	10,000	$394	0.1%	$36.05	+11.2%	COM	70450Y103
—	XO GROUP INC	10,735	$209	0.0%	$19.47	—	COM	983772104