BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: Apr 20, 2015

Total Value: $45.4M (100.0% shares, 0.0% debt)

Holdings (27)

PFF ISHARES TR US PFD STK IDX 15.4%

Value $7.004M Shares 174,609 Share Price $40.11 Est. Cost/Share $40.15 Unrealized @ Report Date -0.1%

— QWEST CORP NT 6.9%

Value $3.139M Shares 125,558 Share Price $25.00 Est. Cost/Share $23.02 Unrealized @ Report Date —

— PITNEY BOWES NT 6.7% 6.3%

Value $2.868M Shares 107,233 Share Price $26.75 Est. Cost/Share $25.13 Unrealized @ Report Date —

— MAIDEN HLDGS NORTH AMER LTD GT 5.9%

Value $2.689M Shares 99,850 Share Price $26.93 Est. Cost/Share $21.82 Unrealized @ Report Date —

AAPL APPLE COMPUTER INC 5.8%

Value $2.653M Shares 21,318 Share Price $124.45 * Est. Cost/Share $24.29 Unrealized @ Report Date +14.0%

— HALYARD HEALTH INC COM 4.7%

Value $2.139M Shares 43,475 Share Price $49.20 Est. Cost/Share $45.47 Unrealized @ Report Date —

— BANC CALIF INC SR NT 4.7%

Value $2.118M Shares 82,766 Share Price $25.59 Est. Cost/Share $25.39 Unrealized @ Report Date —

FCX FREEPORT MCMORAN COPPER&GOLDCL 4.4%

Value $1.98M Shares 104,490 Share Price $18.95 * Est. Cost/Share $24.01 Unrealized @ Report Date -29.6%

— NAVIOS MARITIME HLDGS INC SPN 4.3%

Value $1.973M Shares 74,450 Share Price $26.50 Est. Cost/Share $25.71 Unrealized @ Report Date —

— FIRST REP BK SAN FRANCISCO CDE 4.1%

Value $1.846M Shares 71,725 Share Price $25.74 Est. Cost/Share $22.27 Unrealized @ Report Date —

TEX TEREX CORP NEW 4.0%

Value $1.794M Shares 67,475 Share Price $26.59 Est. Cost/Share $28.59 Unrealized @ Report Date -7.0%

— RAIT FINANCIAL TRUST SR NT 7.6 3.8%

Value $1.729M Shares 73,250 Share Price $23.60 Est. Cost/Share $24.10 Unrealized @ Report Date —

COP CONOCOPHILLIPS 3.6%

Value $1.652M Shares 26,535 Share Price $62.26 * Est. Cost/Share $48.82 Unrealized @ Report Date -9.7%

— METLIFE INC PFD B 6.50 3.4%

Value $1.524M Shares 58,833 Share Price $25.90 Est. Cost/Share $24.91 Unrealized @ Report Date —

QCOM QUALCOMM INC 3.2%

Value $1.469M Shares 21,185 Share Price $69.34 * Est. Cost/Share $53.04 Unrealized @ Report Date -3.8%

CAT CATERPILLAR INC 2.9%

Value $1.335M Shares 16,686 Share Price $80.01 * Est. Cost/Share $63.13 Unrealized @ Report Date -3.6%

— UNITED STATES CELLULAR CORP SR 2.7%

Value $1.228M Shares 48,500 Share Price $25.32 Est. Cost/Share $25.32 Unrealized @ Report Date —

— ARBOR RLTY TR INC CUM RED PFD 2.5%

Value $1.157M Shares 45,200 Share Price $25.60 Est. Cost/Share $25.23 Unrealized @ Report Date —

— COUNTRYWIDE CAP V GTD CAP SEC 2.5%

Value $1.119M Shares 43,233 Share Price $25.88 Est. Cost/Share $25.27 Unrealized @ Report Date —

ABBV ABBVIE INC COM 2.4%

Value $1.085M Shares 18,530 Share Price $58.55 * Est. Cost/Share $38.85 Unrealized @ Report Date -3.0%

ENH 7.5 PERP B ENDURANCE SPECIALTY HLDGS LTPF 2.3%

Value $1.041M Shares 38,876 Share Price $26.78 Est. Cost/Share $25.28 Unrealized @ Report Date —

PG PROCTER & GAMBLE COMPANY 1.5%

Value $664K Shares 8,101 Share Price $81.97 * Est. Cost/Share $55.00 Unrealized @ Report Date +10.4%

— MERRILL LYNCH CAP TR III PFD G 0.8%

Value $371K Shares 14,200 Share Price $26.13 Est. Cost/Share $25.26 Unrealized @ Report Date —

— MERRILL LYNCH CAP TR II PFD GD 0.7%

Value $306K Shares 11,985 Share Price $25.53 Est. Cost/Share $24.59 Unrealized @ Report Date —

— FIRST REPUBLIC B 7.000% 00/00/ 0.6%

Value $265K Shares 9,533 Share Price $27.80 Est. Cost/Share $25.66 Unrealized @ Report Date —

— UNITED TECHNOLOGIES CORP 0.5%

Value $213K Shares 1,820 Share Price $117.03 Est. Cost/Share $113.78 Unrealized @ Report Date —

— CIVEO CORP COM 0.1%

Value $35,000 Shares 13,865 Share Price $2.52 Est. Cost/Share $2.52 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PFF	ISHARES TR US PFD STK IDX	174,609	$7.004M	15.4%	$40.11	$40.15	-0.1%	PREFERRED STOCKS	464288687
—	QWEST CORP NT	125,558	$3.139M	6.9%	$25.00	$23.02	—	PREFERRED STOCKS	74913G600
—	PITNEY BOWES NT 6.7%	107,233	$2.868M	6.3%	$26.75	$25.13	—	PREFERRED STOCKS	724479506
—	MAIDEN HLDGS NORTH AMER LTD GT	99,850	$2.689M	5.9%	$26.93	$21.82	—	PREFERRED STOCKS	56029Q408
AAPL	APPLE COMPUTER INC	21,318	$2.653M	5.8%	$124.45 *	$24.29	+14.0%	COM	037833100
—	HALYARD HEALTH INC COM	43,475	$2.139M	4.7%	$49.20	$45.47	—	COM	40650V100
—	BANC CALIF INC SR NT	82,766	$2.118M	4.7%	$25.59	$25.39	—	PREFERRED STOCKS	05990K304
FCX	FREEPORT MCMORAN COPPER&GOLDCL	104,490	$1.98M	4.4%	$18.95 *	$24.01	-29.6%	COM	35671D857
—	NAVIOS MARITIME HLDGS INC SPN	74,450	$1.973M	4.3%	$26.50	$25.71	—	COM	63938Y100
—	FIRST REP BK SAN FRANCISCO CDE	71,725	$1.846M	4.1%	$25.74	$22.27	—	PREFERRED STOCKS	33616C407
TEX	TEREX CORP NEW	67,475	$1.794M	4.0%	$26.59	$28.59	-7.0%	COM	880779103
—	RAIT FINANCIAL TRUST SR NT 7.6	73,250	$1.729M	3.8%	$23.60	$24.10	—	PREFERRED STOCKS	749227807
COP	CONOCOPHILLIPS	26,535	$1.652M	3.6%	$62.26 *	$48.82	-9.7%	COM	20825C104
—	METLIFE INC PFD B 6.50	58,833	$1.524M	3.4%	$25.90	$24.91	—	PREFERRED STOCKS	59156R603
QCOM	QUALCOMM INC	21,185	$1.469M	3.2%	$69.34 *	$53.04	-3.8%	COM	747525103
CAT	CATERPILLAR INC	16,686	$1.335M	2.9%	$80.01 *	$63.13	-3.6%	COM	149123101
—	UNITED STATES CELLULAR CORP SR	48,500	$1.228M	2.7%	$25.32	$25.32	—	PREFERRED STOCKS	911684504
—	ARBOR RLTY TR INC CUM RED PFD	45,200	$1.157M	2.5%	$25.60	$25.23	—	PREFERRED STOCKS	038923801
—	COUNTRYWIDE CAP V GTD CAP SEC	43,233	$1.119M	2.5%	$25.88	$25.27	—	PREFERRED STOCKS	222388209
ABBV	ABBVIE INC COM	18,530	$1.085M	2.4%	$58.55 *	$38.85	-3.0%	COM	00287Y109
ENH 7.5 PERP B	ENDURANCE SPECIALTY HLDGS LTPF	38,876	$1.041M	2.3%	$26.78	$25.28	—	PREFERRED STOCKS	G30397304
PG	PROCTER & GAMBLE COMPANY	8,101	$664K	1.5%	$81.97 *	$55.00	+10.4%	COM	742718109
—	MERRILL LYNCH CAP TR III PFD G	14,200	$371K	0.8%	$26.13	$25.26	—	PREFERRED STOCKS	59025D207
—	MERRILL LYNCH CAP TR II PFD GD	11,985	$306K	0.7%	$25.53	$24.59	—	PREFERRED STOCKS	59024T203
—	FIRST REPUBLIC B 7.000% 00/00/	9,533	$265K	0.6%	$27.80	$25.66	—	PREFERRED STOCKS	33616C860
—	UNITED TECHNOLOGIES CORP	1,820	$213K	0.5%	$117.03	$113.78	—	COM	913017109
—	CIVEO CORP COM	13,865	$35,000	0.1%	$2.52	$2.52	—	COM	178787107