BANTA ASSET MANAGEMENT LP Diversified Active

CIK: 0001426960 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: Apr 20, 2015

Total Value ($000): $45,396 (100.0% shares, 0.0% debt)

Holdings (27)

PFF ISHARES TR US PFD STK IDX 15.4%

Value ($000) $7,004 Shares 174,609 Est. Cost $39.25 Unrealized —

— QWEST CORP NT 6.9%

Value ($000) $3,139 Shares 125,558 Est. Cost $23.02 Unrealized —

— PITNEY BOWES NT 6.7% 6.3%

Value ($000) $2,868 Shares 107,233 Est. Cost $25.13 Unrealized —

— MAIDEN HLDGS NORTH AMER LTD GT 5.9%

Value ($000) $2,689 Shares 99,850 Est. Cost $21.82 Unrealized —

AAPL APPLE COMPUTER INC 5.8%

Value ($000) $2,653 Shares 21,318 Est. Cost $24.29 Unrealized +10.5%

— HALYARD HEALTH INC COM 4.7%

Value ($000) $2,139 Shares 43,475 Est. Cost $45.47 Unrealized —

— BANC CALIF INC SR NT 4.7%

Value ($000) $2,118 Shares 82,766 Est. Cost $25.39 Unrealized —

FCX FREEPORT MCMORAN COPPER&GOLDCL 4.4%

Value ($000) $1,980 Shares 104,490 Est. Cost $24.01 Unrealized -26.6%

— NAVIOS MARITIME HLDGS INC SPN 4.3%

Value ($000) $1,973 Shares 74,450 Est. Cost $25.71 Unrealized —

— FIRST REP BK SAN FRANCISCO CDE 4.1%

Value ($000) $1,846 Shares 71,725 Est. Cost $22.27 Unrealized —

TEX TEREX CORP NEW 4.0%

Value ($000) $1,794 Shares 67,475 Est. Cost $28.59 Unrealized -11.6%

— RAIT FINANCIAL TRUST SR NT 7.6 3.8%

Value ($000) $1,729 Shares 73,250 Est. Cost $24.10 Unrealized —

COP CONOCOPHILLIPS 3.6%

Value ($000) $1,652 Shares 26,535 Est. Cost $48.82 Unrealized -6.7%

— METLIFE INC PFD B 6.50 3.4%

Value ($000) $1,524 Shares 58,833 Est. Cost $24.91 Unrealized —

QCOM QUALCOMM INC 3.2%

Value ($000) $1,469 Shares 21,185 Est. Cost $53.04 Unrealized -2.6%

CAT CATERPILLAR INC 2.9%

Value ($000) $1,335 Shares 16,686 Est. Cost $63.13 Unrealized 0.0%

— UNITED STATES CELLULAR CORP SR 2.7%

Value ($000) $1,228 Shares 48,500 Est. Cost $25.32 Unrealized —

— ARBOR RLTY TR INC CUM RED PFD 2.5%

Value ($000) $1,157 Shares 45,200 Est. Cost $25.23 Unrealized —

— COUNTRYWIDE CAP V GTD CAP SEC 2.5%

Value ($000) $1,119 Shares 43,233 Est. Cost $25.27 Unrealized —

ABBV ABBVIE INC COM 2.4%

Value ($000) $1,085 Shares 18,530 Est. Cost $38.85 Unrealized 0.0%

ENH 7.5 PERP B ENDURANCE SPECIALTY HLDGS LTPF 2.3%

Value ($000) $1,041 Shares 38,876 Est. Cost $25.28 Unrealized —

PG PROCTER & GAMBLE COMPANY 1.5%

Value ($000) $664 Shares 8,101 Est. Cost $55.00 Unrealized +15.6%

— MERRILL LYNCH CAP TR III PFD G 0.8%

Value ($000) $371 Shares 14,200 Est. Cost $25.26 Unrealized —

— MERRILL LYNCH CAP TR II PFD GD 0.7%

Value ($000) $306 Shares 11,985 Est. Cost $24.59 Unrealized —

— FIRST REPUBLIC B 7.000% 00/00/ 0.6%

Value ($000) $265 Shares 9,533 Est. Cost $25.66 Unrealized —

— UNITED TECHNOLOGIES CORP 0.5%

Value ($000) $213 Shares 1,820 Est. Cost $113.78 Unrealized —

— CIVEO CORP COM 0.1%

Value ($000) $35 Shares 13,865 Est. Cost $2.52 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR US PFD STK IDX	174,609	$7,004	15.4%	$39.25	—	PREFERRED STOCKS	464288687
—	QWEST CORP NT	125,558	$3,139	6.9%	$23.02	—	PREFERRED STOCKS	74913G600
—	PITNEY BOWES NT 6.7%	107,233	$2,868	6.3%	$25.13	—	PREFERRED STOCKS	724479506
—	MAIDEN HLDGS NORTH AMER LTD GT	99,850	$2,689	5.9%	$21.82	—	PREFERRED STOCKS	56029Q408
AAPL	APPLE COMPUTER INC	21,318	$2,653	5.8%	$24.29	+10.5%	COM	037833100
—	HALYARD HEALTH INC COM	43,475	$2,139	4.7%	$45.47	—	COM	40650V100
—	BANC CALIF INC SR NT	82,766	$2,118	4.7%	$25.39	—	PREFERRED STOCKS	05990K304
FCX	FREEPORT MCMORAN COPPER&GOLDCL	104,490	$1,980	4.4%	$24.01	-26.6%	COM	35671D857
—	NAVIOS MARITIME HLDGS INC SPN	74,450	$1,973	4.3%	$25.71	—	COM	63938Y100
—	FIRST REP BK SAN FRANCISCO CDE	71,725	$1,846	4.1%	$22.27	—	PREFERRED STOCKS	33616C407
TEX	TEREX CORP NEW	67,475	$1,794	4.0%	$28.59	-11.6%	COM	880779103
—	RAIT FINANCIAL TRUST SR NT 7.6	73,250	$1,729	3.8%	$24.10	—	PREFERRED STOCKS	749227807
COP	CONOCOPHILLIPS	26,535	$1,652	3.6%	$48.82	-6.7%	COM	20825C104
—	METLIFE INC PFD B 6.50	58,833	$1,524	3.4%	$24.91	—	PREFERRED STOCKS	59156R603
QCOM	QUALCOMM INC	21,185	$1,469	3.2%	$53.04	-2.6%	COM	747525103
CAT	CATERPILLAR INC	16,686	$1,335	2.9%	$63.13	0.0%	COM	149123101
—	UNITED STATES CELLULAR CORP SR	48,500	$1,228	2.7%	$25.32	—	PREFERRED STOCKS	911684504
—	ARBOR RLTY TR INC CUM RED PFD	45,200	$1,157	2.5%	$25.23	—	PREFERRED STOCKS	038923801
—	COUNTRYWIDE CAP V GTD CAP SEC	43,233	$1,119	2.5%	$25.27	—	PREFERRED STOCKS	222388209
ABBV	ABBVIE INC COM	18,530	$1,085	2.4%	$38.85	0.0%	COM	00287Y109
ENH 7.5 PERP B	ENDURANCE SPECIALTY HLDGS LTPF	38,876	$1,041	2.3%	$25.28	—	PREFERRED STOCKS	G30397304
PG	PROCTER & GAMBLE COMPANY	8,101	$664	1.5%	$55.00	+15.6%	COM	742718109
—	MERRILL LYNCH CAP TR III PFD G	14,200	$371	0.8%	$25.26	—	PREFERRED STOCKS	59025D207
—	MERRILL LYNCH CAP TR II PFD GD	11,985	$306	0.7%	$24.59	—	PREFERRED STOCKS	59024T203
—	FIRST REPUBLIC B 7.000% 00/00/	9,533	$265	0.6%	$25.66	—	PREFERRED STOCKS	33616C860
—	UNITED TECHNOLOGIES CORP	1,820	$213	0.5%	$113.78	—	COM	913017109
—	CIVEO CORP COM	13,865	$35	0.1%	$2.52	—	COM	178787107