BANTA ASSET MANAGEMENT LP Diversified Active

Location: Newport Beach, CA

CIK: 0001426960 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 5, 2015

Total Value: $43.53M (100.0% shares, 0.0% debt)

Holdings (24)

PFF ISHARES TR US PFD STK IDX 15.7%

Value $6.843M Shares 174,689 Share Price $39.17 Est. Cost/Share $40.15 Unrealized @ Report Date -2.4%

— QWEST CORP NT 7.2%

Value $3.113M Shares 125,033 Share Price $24.90 Est. Cost/Share $23.02 Unrealized @ Report Date —

FCX FREEPORT MCMORAN COPPER&GOLDCL 6.8%

Value $2.961M Shares 159,044 Share Price $18.62 * Est. Cost/Share $22.11 Unrealized @ Report Date -24.6%

AAPL APPLE COMPUTER INC 6.4%

Value $2.794M Shares 22,279 Share Price $125.41 * Est. Cost/Share $24.48 Unrealized @ Report Date +14.5%

QCOM QUALCOMM INC 6.2%

Value $2.679M Shares 42,775 Share Price $62.63 * Est. Cost/Share $51.66 Unrealized @ Report Date -10.2%

— PITNEY BOWES NT 6.7% 6.1%

Value $2.668M Shares 104,833 Share Price $25.45 Est. Cost/Share $25.13 Unrealized @ Report Date —

— MAIDEN HLDGS NORTH AMER LTD GT 6.0%

Value $2.62M Shares 97,450 Share Price $26.89 Est. Cost/Share $21.82 Unrealized @ Report Date —

— HALYARD HEALTH INC COM 5.6%

Value $2.423M Shares 59,829 Share Price $40.50 Est. Cost/Share $44.11 Unrealized @ Report Date —

— BANC CALIF INC SR NT 4.7%

Value $2.067M Shares 80,266 Share Price $25.75 Est. Cost/Share $25.39 Unrealized @ Report Date —

— FIRST REP BK SAN FRANCISCO CDE 4.1%

Value $1.773M Shares 69,625 Share Price $25.46 Est. Cost/Share $22.27 Unrealized @ Report Date —

— RAIT FINANCIAL TRUST SR NT 7.6 4.0%

Value $1.724M Shares 74,650 Share Price $23.09 Est. Cost/Share $24.08 Unrealized @ Report Date —

COP CONOCOPHILLIPS 3.7%

Value $1.624M Shares 26,446 Share Price $61.41 * Est. Cost/Share $48.82 Unrealized @ Report Date -9.9%

— NAVIOS MARITIME HLDGS INC SPN 3.5%

Value $1.51M Shares 74,250 Share Price $20.34 Est. Cost/Share $25.71 Unrealized @ Report Date —

TEX TEREX CORP NEW 3.1%

Value $1.366M Shares 58,754 Share Price $23.25 Est. Cost/Share $28.59 Unrealized @ Report Date -18.7%

— UNITED STATES CELLULAR CORP SR 2.8%

Value $1.222M Shares 48,600 Share Price $25.14 Est. Cost/Share $25.32 Unrealized @ Report Date —

— WHOLE FOODS MKT INC 2.7%

Value $1.175M Shares 29,800 Share Price $39.43 Est. Cost/Share $39.43 Unrealized @ Report Date —

— ARBOR RLTY TR INC CUM RED PFD 2.6%

Value $1.127M Shares 44,900 Share Price $25.10 Est. Cost/Share $25.23 Unrealized @ Report Date —

— COUNTRYWIDE CAP V GTD CAP SEC 2.6%

Value $1.113M Shares 43,233 Share Price $25.74 Est. Cost/Share $25.27 Unrealized @ Report Date —

ENH 7.5 PERP B ENDURANCE SPECIALTY HLDGS LTPF 2.2%

Value $958K Shares 36,876 Share Price $25.98 Est. Cost/Share $25.28 Unrealized @ Report Date —

PG PROCTER & GAMBLE COMPANY 1.5%

Value $644K Shares 8,229 Share Price $78.26 * Est. Cost/Share $55.08 Unrealized @ Report Date +6.1%

— MERRILL LYNCH CAP TR III PFD G 0.8%

Value $363K Shares 14,200 Share Price $25.56 Est. Cost/Share $25.26 Unrealized @ Report Date —

— MERRILL LYNCH CAP TR II PFD GD 0.7%

Value $302K Shares 11,985 Share Price $25.20 Est. Cost/Share $24.59 Unrealized @ Report Date —

— FIRST REPUBLIC B 7.000% 00/00/ 0.6%

Value $261K Shares 9,533 Share Price $27.38 Est. Cost/Share $25.66 Unrealized @ Report Date —

— UNITED TECHNOLOGIES CORP 0.5%

Value $202K Shares 1,820 Share Price $110.99 Est. Cost/Share $113.78 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PFF	ISHARES TR US PFD STK IDX	174,689	$6.843M	15.7%	$39.17	$40.15	-2.4%	PREFERRED STOCKS	464288687
—	QWEST CORP NT	125,033	$3.113M	7.2%	$24.90	$23.02	—	PREFERRED STOCKS	74913G600
FCX	FREEPORT MCMORAN COPPER&GOLDCL	159,044	$2.961M	6.8%	$18.62 *	$22.11	-24.6%	COM	35671D857
AAPL	APPLE COMPUTER INC	22,279	$2.794M	6.4%	$125.41 *	$24.48	+14.5%	COM	037833100
QCOM	QUALCOMM INC	42,775	$2.679M	6.2%	$62.63 *	$51.66	-10.2%	COM	747525103
—	PITNEY BOWES NT 6.7%	104,833	$2.668M	6.1%	$25.45	$25.13	—	PREFERRED STOCKS	724479506
—	MAIDEN HLDGS NORTH AMER LTD GT	97,450	$2.62M	6.0%	$26.89	$21.82	—	PREFERRED STOCKS	56029Q408
—	HALYARD HEALTH INC COM	59,829	$2.423M	5.6%	$40.50	$44.11	—	COM	40650V100
—	BANC CALIF INC SR NT	80,266	$2.067M	4.7%	$25.75	$25.39	—	PREFERRED STOCKS	05990K304
—	FIRST REP BK SAN FRANCISCO CDE	69,625	$1.773M	4.1%	$25.46	$22.27	—	PREFERRED STOCKS	33616C407
—	RAIT FINANCIAL TRUST SR NT 7.6	74,650	$1.724M	4.0%	$23.09	$24.08	—	PREFERRED STOCKS	749227807
COP	CONOCOPHILLIPS	26,446	$1.624M	3.7%	$61.41 *	$48.82	-9.9%	COM	20825C104
—	NAVIOS MARITIME HLDGS INC SPN	74,250	$1.51M	3.5%	$20.34	$25.71	—	COM	63938Y100
TEX	TEREX CORP NEW	58,754	$1.366M	3.1%	$23.25	$28.59	-18.7%	COM	880779103
—	UNITED STATES CELLULAR CORP SR	48,600	$1.222M	2.8%	$25.14	$25.32	—	PREFERRED STOCKS	911684504
—	WHOLE FOODS MKT INC	29,800	$1.175M	2.7%	$39.43	$39.43	—	COM	966837106
—	ARBOR RLTY TR INC CUM RED PFD	44,900	$1.127M	2.6%	$25.10	$25.23	—	PREFERRED STOCKS	038923801
—	COUNTRYWIDE CAP V GTD CAP SEC	43,233	$1.113M	2.6%	$25.74	$25.27	—	PREFERRED STOCKS	222388209
ENH 7.5 PERP B	ENDURANCE SPECIALTY HLDGS LTPF	36,876	$958K	2.2%	$25.98	$25.28	—	PREFERRED STOCKS	G30397304
PG	PROCTER & GAMBLE COMPANY	8,229	$644K	1.5%	$78.26 *	$55.08	+6.1%	COM	742718109
—	MERRILL LYNCH CAP TR III PFD G	14,200	$363K	0.8%	$25.56	$25.26	—	PREFERRED STOCKS	59025D207
—	MERRILL LYNCH CAP TR II PFD GD	11,985	$302K	0.7%	$25.20	$24.59	—	PREFERRED STOCKS	59024T203
—	FIRST REPUBLIC B 7.000% 00/00/	9,533	$261K	0.6%	$27.38	$25.66	—	PREFERRED STOCKS	33616C860
—	UNITED TECHNOLOGIES CORP	1,820	$202K	0.5%	$110.99	$113.78	—	COM	913017109