CNO Financial Group, Inc. Diversified Active

CIK: 0001224608 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 7, 2018

Total Value ($000): $228,323 (94.8% shares, 5.2% debt)

Holdings (15)

PGX INVESCO EXCHNG TRADED FD TR 22.3%

Value ($000) $50,871 Shares 3,552,423 Est. Cost $14.56 Unrealized —

PFF ISHARES TR 14.6%

Value ($000) $33,265 Shares 895,900 Est. Cost $37.56 Unrealized —

TCPC BLACKROCK TCP CAP CORP 12.5%

Value ($000) $28,629 Shares 2,011,900 Est. Cost $14.63 Unrealized 0.0%

FLOT ISHARES TR 8.9%

Value ($000) $20,306 Shares 398,000 Est. Cost $50.93 Unrealized —

PGF INVESCO EXCHANGE TRADED FD T 8.0%

Value ($000) $18,190 Shares 1,000,000 Est. Cost $18.46 Unrealized —

MAIN MAIN STREET CAPITAL CORP 5.1%

Value ($000) $11,550 Shares 300,000 Est. Cost $37.78 Unrealized +4.9%

— BLACKROCK TCP CAPITAL CORP 4.4%

Value ($000) $9,969 Shares 10,000,000 Est. Cost $1.04 Unrealized —

— ALPS ETF TR 4.0%

Value ($000) $9,031 Shares 845,637 Est. Cost $11.22 Unrealized —

GBDC GOLUB CAP BDC INC 3.5%

Value ($000) $7,990 Shares 426,139 Est. Cost $8.49 Unrealized +7.8%

GSBD GOLDMAN SACHS BDC INC 3.5%

Value ($000) $7,945 Shares 358,185 Est. Cost $20.76 Unrealized +5.5%

— TPG SPECIALTY LENDING INC 3.5%

Value ($000) $7,938 Shares 389,305 Est. Cost $18.17 Unrealized —

ARCC ARES CAP CORP 3.4%

Value ($000) $7,827 Shares 455,301 Est. Cost $7.48 Unrealized +13.3%

SLRC SOLAR CAP LTD 3.4%

Value ($000) $7,804 Shares 365,000 Est. Cost $9.69 Unrealized +6.9%

HTGC HERCULES CAPITAL INC 2.2%

Value ($000) $4,992 Shares 379,367 Est. Cost $12.48 Unrealized +6.9%

— GOLDMAN SACHS BDC INC 0.9%

Value ($000) $2,016 Shares 2,000,000 Est. Cost $1.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PGX	INVESCO EXCHNG TRADED FD TR	3,552,423	$50,871	22.3%	$14.56	—	PFD ETF	46138E511
PFF	ISHARES TR	895,900	$33,265	14.6%	$37.56	—	S&P US PFD STK	464288687
TCPC	BLACKROCK TCP CAP CORP	2,011,900	$28,629	12.5%	$14.63	0.0%	COM	09259E108
FLOT	ISHARES TR	398,000	$20,306	8.9%	$50.93	—	FLTG RATE NT ETF	46429B655
PGF	INVESCO EXCHANGE TRADED FD T	1,000,000	$18,190	8.0%	$18.46	—	FINL PFD PTFL	46137V621
MAIN	MAIN STREET CAPITAL CORP	300,000	$11,550	5.1%	$37.78	+4.9%	COM	56035L104
—	BLACKROCK TCP CAPITAL CORP	10,000,000	$9,969	4.4%	$1.04	—	NOTE 4.625% 3/0	87238QAD5
—	ALPS ETF TR	845,637	$9,031	4.0%	$11.22	—	ALERIAN MLP	00162Q866
GBDC	GOLUB CAP BDC INC	426,139	$7,990	3.5%	$8.49	+7.8%	COM	38173M102
GSBD	GOLDMAN SACHS BDC INC	358,185	$7,945	3.5%	$20.76	+5.5%	SHS	38147U107
—	TPG SPECIALTY LENDING INC	389,305	$7,938	3.5%	$18.17	—	COM	87265K102
ARCC	ARES CAP CORP	455,301	$7,827	3.4%	$7.48	+13.3%	COM	04010L103
SLRC	SOLAR CAP LTD	365,000	$7,804	3.4%	$9.69	+6.9%	COM	83413U100
HTGC	HERCULES CAPITAL INC	379,367	$4,992	2.2%	$12.48	+6.9%	COM	427096508
—	GOLDMAN SACHS BDC INC	2,000,000	$2,016	0.9%	$1.03	—	NOTE 4.500% 4/0	38147UAB3