Mountain Lake Investment Management LLC Diversified Active

CIK: 0001308555 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value ($000): $154,067 (100.0% shares, 0.0% debt)

Holdings (45)

— KINDER MORGAN MANAGEMENT LLC 7.4%

Value ($000) $11,441 Shares 121,517 Est. Cost $76.58 Unrealized —

— ENSCO PLC 7.2%

Value ($000) $11,049 Shares 267,455 Est. Cost $48.24 Unrealized —

C CITIGROUP INC 7.1%

Value ($000) $10,908 Shares 210,493 Est. Cost $36.33 Unrealized +3.0%

ORCL ORACLE CORP 6.4%

Value ($000) $9,909 Shares 258,859 Est. Cost $27.90 Unrealized +22.6%

CE CELANESE CORP DEL 6.1%

Value ($000) $9,454 Shares 161,549 Est. Cost $39.22 Unrealized +26.3%

— CAPITAL SR LIVING CORP 5.9%

Value ($000) $9,032 Shares 425,455 Est. Cost $22.85 Unrealized —

GLD SPDR GOLD TRUST 5.0%

Value ($000) $7,651 Shares 65,835 Est. Cost $116.20 Unrealized —

— PRECISION DRILLING CORP 4.7%

Value ($000) $7,250 Shares 671,879 Est. Cost $9.38 Unrealized —

EXC EXELON CORP 4.3%

Value ($000) $6,668 Shares 195,597 Est. Cost $13.77 Unrealized +13.5%

AIG AMERICAN INTL GROUP INC 3.4%

Value ($000) $5,219 Shares 96,615 Est. Cost $32.51 Unrealized +28.6%

— WELLPOINT INC 3.1%

Value ($000) $4,821 Shares 40,306 Est. Cost $90.20 Unrealized —

MS MORGAN STANLEY 3.1%

Value ($000) $4,737 Shares 137,032 Est. Cost $17.33 Unrealized +42.1%

KMI KINDER MORGAN INC DEL 3.0%

Value ($000) $4,573 Shares 119,267 Est. Cost $18.56 Unrealized +15.4%

— TIDEWATER INC 2.9%

Value ($000) $4,544 Shares 116,423 Est. Cost $39.03 Unrealized —

— NATIONAL OILWELL VARCO INC 2.9%

Value ($000) $4,446 Shares 58,417 Est. Cost $78.77 Unrealized —

L LOEWS CORP 2.8%

Value ($000) $4,305 Shares 103,348 Est. Cost $40.99 Unrealized -0.7%

— HILLENBRAND INC 2.7%

Value ($000) $4,096 Shares 132,587 Est. Cost $23.71 Unrealized —

CNA CNA FINL CORP 2.1%

Value ($000) $3,247 Shares 85,374 Est. Cost $16.82 Unrealized 0.0%

ALLY ALLY FINL INC 1.6%

Value ($000) $2,487 Shares 107,483 Est. Cost $18.25 Unrealized 0.0%

AB ALLIANCEBERNSTEIN HOLDING LP 1.6%

Value ($000) $2,448 Shares 94,099 Est. Cost $25.73 Unrealized —

HY HYSTER YALE MATLS HANDLING I 1.6%

Value ($000) $2,418 Shares 33,768 Est. Cost $60.16 Unrealized 0.0%

GNW GENWORTH FINL INC 1.6%

Value ($000) $2,413 Shares 184,234 Est. Cost $15.25 Unrealized -5.1%

NGD NEW GOLD INC CDA 1.5%

Value ($000) $2,262 Shares 447,847 Est. Cost $6.00 Unrealized +2.3%

NC NACCO INDS INC 1.5%

Value ($000) $2,250 Shares 45,238 Est. Cost $10.10 Unrealized -8.6%

VOYA VOYA FINL INC 1.3%

Value ($000) $1,926 Shares 49,267 Est. Cost $33.96 Unrealized 0.0%

PSLV SPROTT PHYSICAL SILVER TR 1.2%

Value ($000) $1,910 Shares 277,664 Est. Cost $7.59 Unrealized —

LCUT LIFETIME BRANDS INC 1.1%

Value ($000) $1,748 Shares 114,202 Est. Cost $13.20 Unrealized +2.0%

— MARKET VECTORS ETF TR 1.0%

Value ($000) $1,594 Shares 47,410 Est. Cost $31.05 Unrealized —

— LEUCADIA NATL CORP 1.0%

Value ($000) $1,543 Shares 64,705 Est. Cost $26.00 Unrealized —

CAR AVIS BUDGET GROUP 1.0%

Value ($000) $1,475 Shares 26,870 Est. Cost $28.49 Unrealized +108.5%

KOP KOPPERS HOLDINGS INC 0.8%

Value ($000) $1,262 Shares 38,067 Est. Cost $34.78 Unrealized 0.0%

NPK NATIONAL PRESTO INDS INC 0.6%

Value ($000) $931 Shares 15,343 Est. Cost $69.91 Unrealized -5.0%

— AMERICAN INTL GROUP INC 0.6%

Value ($000) $925 Shares 38,874 Est. Cost $20.45 Unrealized —

OPY OPPENHEIMER HLDGS INC 0.4%

Value ($000) $637 Shares 31,454 Est. Cost $24.49 Unrealized -5.6%

PHYS SPROTT PHYSICAL GOLD TRUST 0.3%

Value ($000) $491 Shares 49,263 Est. Cost $10.16 Unrealized —

— KINDER MORGAN INC DEL 0.3%

Value ($000) $491 Shares 134,805 Est. Cost $2.66 Unrealized —

— CITIGROUP INC 0.3%

Value ($000) $393 Shares 453 Est. Cost $565.12 Unrealized —

— MARKET VECTORS ETF TR 0.2%

Value ($000) $316 Shares 14,780 Est. Cost $22.94 Unrealized —

CF CF INDS HLDGS INC 0.2%

Value ($000) $251 Shares 900 Est. Cost $29.38 Unrealized +26.1%

BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%

Value ($000) $207 Shares 1 Est. Cost $165023.42 Unrealized +21.1%

— BP PLC 0.1%

Value ($000) $172 Shares 896 Est. Cost $243.56 Unrealized —

BTG B2GOLD CORP 0.0%

Value ($000) $73 Shares 35,828 Est. Cost $2.01 Unrealized 0.0%

— BANK AMER CORP 0.0%

Value ($000) $48 Shares 6,403 Est. Cost $8.28 Unrealized —

NL NL INDS INC 0.0%

Value ($000) $29 Shares 3,968 Est. Cost $6.30 Unrealized -4.6%

— SPDR SP 500 ETF TR 0.0%

Value ($000) $17 Shares 180 Est. Cost $67.04 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	KINDER MORGAN MANAGEMENT LLC	121,517	$11,441	7.4%	$76.58	—	SHS	49455U100
—	ENSCO PLC	267,455	$11,049	7.2%	$48.24	—	SHS CLASS A	G3157S106
C	CITIGROUP INC	210,493	$10,908	7.1%	$36.33	+3.0%	COM NEW	172967424
ORCL	ORACLE CORP	258,859	$9,909	6.4%	$27.90	+22.6%	COM	68389X105
CE	CELANESE CORP DEL	161,549	$9,454	6.1%	$39.22	+26.3%	COM SER A	150870103
—	CAPITAL SR LIVING CORP	425,455	$9,032	5.9%	$22.85	—	COM	140475104
GLD	SPDR GOLD TRUST	65,835	$7,651	5.0%	$116.20	—	GOLD SHS	78463V107
—	PRECISION DRILLING CORP	671,879	$7,250	4.7%	$9.38	—	COM 2010	74022D308
EXC	EXELON CORP	195,597	$6,668	4.3%	$13.77	+13.5%	COM	30161N101
AIG	AMERICAN INTL GROUP INC	96,615	$5,219	3.4%	$32.51	+28.6%	COM NEW	026874784
—	WELLPOINT INC	40,306	$4,821	3.1%	$90.20	—	COM	94973V107
MS	MORGAN STANLEY	137,032	$4,737	3.1%	$17.33	+42.1%	COM NEW	617446448
KMI	KINDER MORGAN INC DEL	119,267	$4,573	3.0%	$18.56	+15.4%	COM	49456B101
—	TIDEWATER INC	116,423	$4,544	2.9%	$39.03	—	COM	886423102
—	NATIONAL OILWELL VARCO INC	58,417	$4,446	2.9%	$78.77	—	COM	637071101
L	LOEWS CORP	103,348	$4,305	2.8%	$40.99	-0.7%	COM	540424108
—	HILLENBRAND INC	132,587	$4,096	2.7%	$23.71	—	COM	431571108
CNA	CNA FINL CORP	85,374	$3,247	2.1%	$16.82	0.0%	COM	126117100
ALLY	ALLY FINL INC	107,483	$2,487	1.6%	$18.25	0.0%	COM	02005N100
AB	ALLIANCEBERNSTEIN HOLDING LP	94,099	$2,448	1.6%	$25.73	—	UNIT LTD PARTN	01881G106
HY	HYSTER YALE MATLS HANDLING I	33,768	$2,418	1.6%	$60.16	0.0%	CL A	449172105
GNW	GENWORTH FINL INC	184,234	$2,413	1.6%	$15.25	-5.1%	COM CL A	37247D106
NGD	NEW GOLD INC CDA	447,847	$2,262	1.5%	$6.00	+2.3%	COM	644535106
NC	NACCO INDS INC	45,238	$2,250	1.5%	$10.10	-8.6%	CL A	629579103
VOYA	VOYA FINL INC	49,267	$1,926	1.3%	$33.96	0.0%	COM	929089100
PSLV	SPROTT PHYSICAL SILVER TR	277,664	$1,910	1.2%	$7.59	—	TR UNIT	85207K107
LCUT	LIFETIME BRANDS INC	114,202	$1,748	1.1%	$13.20	+2.0%	COM	53222Q103
—	MARKET VECTORS ETF TR	47,410	$1,594	1.0%	$31.05	—	JR GOLD MINERS E	57061R544
—	LEUCADIA NATL CORP	64,705	$1,543	1.0%	$26.00	—	COM	527288104
CAR	AVIS BUDGET GROUP	26,870	$1,475	1.0%	$28.49	+108.5%	COM	053774105
KOP	KOPPERS HOLDINGS INC	38,067	$1,262	0.8%	$34.78	0.0%	COM	50060P106
NPK	NATIONAL PRESTO INDS INC	15,343	$931	0.6%	$69.91	-5.0%	COM	637215104
—	AMERICAN INTL GROUP INC	38,874	$925	0.6%	$20.45	—	*W EXP 01/19/2021	026874156
OPY	OPPENHEIMER HLDGS INC	31,454	$637	0.4%	$24.49	-5.6%	CL A NON VTG	683797104
PHYS	SPROTT PHYSICAL GOLD TRUST	49,263	$491	0.3%	$10.16	—	UNIT	85207H104
—	KINDER MORGAN INC DEL	134,805	$491	0.3%	$2.66	—	*W EXP 05/25/2017	49456B119
—	CITIGROUP INC	453	$393	0.3%	$565.12	—	CALL	172967904
—	MARKET VECTORS ETF TR	14,780	$316	0.2%	$22.94	—	GOLD MINER ETF	57060U100
CF	CF INDS HLDGS INC	900	$251	0.2%	$29.38	+26.1%	COM	125269100
BRK/A	BERKSHIRE HATHAWAY INC DEL	1	$207	0.1%	$165023.42	+21.1%	CL A	084670108
—	BP PLC	896	$172	0.1%	$243.56	—	CALL	055622904
BTG	B2GOLD CORP	35,828	$73	0.0%	$2.01	0.0%	COM	11777Q209
—	BANK AMER CORP	6,403	$48	0.0%	$8.28	—	*W EXP 01/16/2019	060505146
NL	NL INDS INC	3,968	$29	0.0%	$6.30	-4.6%	COM NEW	629156407
—	SPDR SP 500 ETF TR	180	$17	0.0%	$67.04	—	PUT	78462F953