Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 11, 2017
Total Value: $971M (70.7% shares, 29.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | DOMINION ENERGY INC | 2,116,640 | $101M | 10.4% | $47.80 | $47.80 | — | UNIT 99/99/9999 | 25746U869 |
| — | NVIDIA CORP | 10,259,000 | $74.18M | 7.6% | $7.23 | $5.40 | — | NOTE 1.000%12/0 | 67066GAC8 |
| — | PANERA BREAD CO | 234,155 | $73.67M | 7.6% | $314.64 | $314.64 | — | CL A | 69840W108 |
| — | INTEL CORP | 55,616,000 | $72.86M | 7.5% | $1.31 | $1.37 | — | SDCV 12/1 | 458140AD2 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 78,368 | $67.98M | 7.0% | $867.41 | $867.41 | — | PFD CONV SER A | G0177J116 |
| — | ALLERGAN PLC | 265,500 | $64.54M | 6.6% | $243.09 | — | — | Call | G0177J108 |
| — | CONVERGYS CORP | 23,150,000 | $52.71M | 5.4% | $2.28 | $2.28 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | ALERE INC | 123,276 | $48.45M | 5.0% | $393.00 | $393.00 | — | PERP PFD CONV SE | 01449J204 |
| — | ARCONIC INC | 985,242 | $35.27M | 3.6% | $35.80 | $35.93 | — | PFD CONV B SER 1 | 03965L308 |
| — | SOUTHWESTERN ENERGY CO | 2,323,457 | $33.9M | 3.5% | $14.59 | $16.51 | — | DEP SHS 1/20 B | 845467208 |
| — | TRINITY INDS INC | 23,500,000 | $29.53M | 3.0% | $1.26 | $1.26 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | ARCONIC INC | 1,230,000 | $27.86M | 2.9% | $22.65 | — | — | Call | 03965L100 |
| IYR | ISHARES TR | 290,000 | $23.13M | 2.4% | $79.77 | — | — | Put | 464287739 |
| — | MOLINA HEALTHCARE INC | 17,225,000 | $22.02M | 2.3% | $1.28 | $1.28 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| — | FELCOR LODGING TR INC | 771,548 | $21.53M | 2.2% | $27.90 | $27.90 | — | PFD CV A $1.95 | 31430F200 |
| IEF | ISHARES TR | 200,000 | $21.32M | 2.2% | $106.61 | — | — | Put | 464287440 |
| — | ELECTRUM SPL ACQUISITION COR | 2,076,897 | $20.96M | 2.2% | $10.09 | $9.77 | — | SHS | G3105C104 |
| — | GP INVTS ACQUISITION COR | 1,583,615 | $15.85M | 1.6% | $10.01 | $9.75 | — | SHS | G40357124 |
| — | LAM RESEARCH CORP | 5,659,000 | $13.28M | 1.4% | $2.35 | $2.35 | — | NOTE 1.250% 5/1 | 512807AL2 |
| NESR | NATIONAL ENERGY SERVICES REU | 1,167,933 | $11.12M | 1.1% | $9.52 | $9.52 | — | SHS | G6375R107 |
| — | M III ACQUISITION CORP | 1,057,400 | $10.36M | 1.1% | $9.80 | $9.75 | — | COM | 55378T104 |
| AGI | ALAMOS GOLD INC NEW | 1,301,535 | $9.237M | 1.0% | $7.10 * | $6.70 | 0.0% | COM CL A | 011532108 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $8.454M | 0.9% | $140.90 | $140.90 | — | SPONSORED ADS | 01609W102 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $8.454M | 0.9% | $140.90 | $140.90 | — | Put | 01609W102 |
| — | NEW YORK REIT INC | 788,386 | $6.812M | 0.7% | $8.64 | $8.64 | — | COM | 64976L109 |
| — | MEDICINES CO | 5,000,000 | $6.61M | 0.7% | $1.32 | $1.32 | — | NOTE 2.500% 1/1 | 584688AE5 |
| XLF | SELECT SECTOR SPDR TR | 250,000 | $6.168M | 0.6% | $24.67 | — | — | Put | 81369Y605 |
| — | NOVELLUS SYS INC | 1,455,000 | $6.121M | 0.6% | $4.21 | $3.80 | — | NOTE 2.625% 5/1 | 670008AD3 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 737,847 | $5.888M | 0.6% | $7.98 | $7.52 | — | UNIT | 85207Q104 |
| — | TWO HBRS INVT CORP | 5,000,000 | $5.282M | 0.5% | $1.06 | $1.06 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | EASTERLY ACQUISITION CORP | 458,400 | $4.607M | 0.5% | $10.05 | $10.01 | — | COM | 27616L102 |
| — | FORUM MERGER CORP | 472,871 | $4.592M | 0.5% | $9.71 | $9.71 | — | COM CL A | 34985B103 |
| — | MODERN MEDIA ACQUISITION | 450,000 | $4.396M | 0.5% | $9.77 | $9.77 | — | COM | 60765P103 |
| — | JPMORGAN CHINA REGION FD INC | 213,300 | $4.281M | 0.4% | $20.07 | $19.14 | — | COM | 48126T104 |
| — | LAM RESEARCH CORP | 24,938 | $3.527M | 0.4% | $141.43 | $141.43 | — | COM | 512807108 |
| — | HENNESSY CAP ACQUSTON CORP I | 300,000 | $3.015M | 0.3% | $10.05 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | TPG PACE ENERGY HLDGS CORP | 274,727 | $2.868M | 0.3% | $10.44 | $10.44 | — | UNIT 99/99/9999 | 872656202 |
| — | CONSTELLATION ALPHA CAPITAL | 250,000 | $2.538M | 0.3% | $10.15 | $10.15 | — | UNIT 99/99/9999 | G2379F124 |
| — | PACIFIC SPL ACQUISITION CORP | 246,000 | $2.522M | 0.3% | $10.25 | $10.05 | — | SHS | G68588105 |
| — | KBL MERGER CORP IV | 250,000 | $2.425M | 0.2% | $9.70 | $9.70 | — | COM | 48242A104 |
| SA | SEABRIDGE GOLD INC | 200,000 | $2.152M | 0.2% | $10.76 | $10.40 | +2.2% | COM | 811916105 |
| — | CORNERSTONE STRATEGIC VALUE | 133,221 | $2.116M | 0.2% | $15.88 | $15.88 | — | COM | 21924B302 |
| ANIP | ANI PHARMACEUTICALS INC | 43,596 | $2.04M | 0.2% | $46.79 * | $48.24 | 0.0% | COM | 00182C103 |
| — | KOREA EQUITY FD INC | 279,257 | $1.966M | 0.2% | $7.04 | $8.33 | — | COM | 50063B104 |
| — | BARINGTON HILCO ACQUISITION | 190,480 | $1.964M | 0.2% | $10.31 | $9.69 | — | COM | 06759V101 |
| — | ARBOR RLTY TR INC | 1,700,000 | $1.808M | 0.2% | $1.06 | $1.00 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | M I ACQUISITIONS INC | 175,300 | $1.769M | 0.2% | $10.09 | $10.00 | — | COM | 55304A104 |
| — | BISON CAP ACQUISITION CORP | 150,000 | $1.53M | 0.2% | $10.20 | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 149,734 | $1.517M | 0.2% | $10.13 | $10.13 | — | UNIT | 85207H104 |
| — | ORIGO ACQUISITION CORP | 126,676 | $1.317M | 0.1% | $10.40 | $10.22 | — | SHS | G67789126 |
| — | CORNERSTONE TOTAL RTRN FD IN | 73,747 | $1.162M | 0.1% | $15.76 | $15.76 | — | COM | 21924U300 |
| TPGH/U | TPG PACE HLDGS CORP | 100,000 | $1.026M | 0.1% | $10.26 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| HUNTF | HUNTER MARITIME ACQUISITION | 90,000 | $890K | 0.1% | $9.89 | $9.83 | 0.0% | CL A | Y37828111 |
| — | ROYCE VALUE TR INC | 44,100 | $643K | 0.1% | $14.58 | $14.58 | — | COM | 780910105 |
| ARCC | ARES CAP CORP | 38,700 | $634K | 0.1% | $16.38 | — | — | Put | 04010L103 |
| — | TURKISH INVT FD INC | 51,637 | $495K | 0.1% | $9.59 | $8.46 | — | COM | 900145103 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 19,754 | $429K | 0.0% | $21.72 | $21.72 | — | COM SHS | 670699107 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 30,310 | $420K | 0.0% | $13.86 | $13.86 | — | COM | 6706ER101 |
| SA | SEABRIDGE GOLD INC | 34,000 | $367K | 0.0% | $10.79 | $10.40 | +2.2% | Put | 811916105 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 41,196 | $358K | 0.0% | $8.69 | $8.69 | — | COM SH BEN INT N | 021060207 |
| — | REAVES UTIL INCOME FD | 9,311 | $320K | 0.0% | $34.37 | $34.37 | — | COM SH BEN INT | 756158101 |
| — | BLACKROCK ENHANCED GBL DIV T | 23,940 | $317K | 0.0% | $13.24 | $13.24 | — | COM | 092501105 |
| — | GABELLI DIVD & INCOME TR | 12,847 | $280K | 0.0% | $21.79 | $21.79 | — | COM | 36242H104 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 21,020 | $278K | 0.0% | $13.23 | $13.23 | — | COM | 67074U103 |
| — | JENSYN ACQUISITION CORP | 27,098 | $277K | 0.0% | $10.22 | $10.22 | — | COM | 47632B102 |
| — | EATON VANCE RISK MNGD DIV EQ | 29,285 | $274K | 0.0% | $9.36 | $9.36 | — | COM | 27829G106 |
| EPR | EPR PPTYS | 3,808 | $274K | 0.0% | $71.95 | $71.95 | — | COM SH BEN INT | 26884U109 |
| HLF | HERBALIFE LTD | 3,419 | $244K | 0.0% | $71.37 * | $27.82 | +21.1% | COM USD SHS | G4412G101 |
| — | COLUMBIA SELIGM PREM TECH GR | 10,478 | $225K | 0.0% | $21.47 | $21.47 | — | COM | 19842X109 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 13,722 | $209K | 0.0% | $15.23 | $15.23 | — | COM | 184692101 |
| — | CENTER COAST MLP & INFRSTR F | 18,226 | $200K | 0.0% | $10.97 | $10.97 | — | COM SHS | 151461100 |
| — | COHEN & STEERS QUALITY RLTY | 15,783 | $199K | 0.0% | $12.61 | $12.61 | — | COM | 19247L106 |
| NAVI | NAVIENT CORPORATION | 10,306 | $172K | 0.0% | $16.69 * | $13.93 | +8.3% | COM | 63938C108 |
| FF | FUTUREFUEL CORPORATION | 11,202 | $169K | 0.0% | $15.09 * | $4.57 | +9.8% | COM | 36116M106 |
| — | OM ASSET MGMT PLC | 11,161 | $166K | 0.0% | $14.87 | $14.87 | — | SHS | G67506108 |
| — | NORTHSTAR REALTY EUROPE CORP | 13,054 | $166K | 0.0% | $12.72 | $12.57 | — | COM | 66706L101 |
| — | WASHINGTON PRIME GROUP NEW | 19,543 | $164K | 0.0% | $8.39 | $8.39 | — | COM | 93964W108 |
| — | DONNELLEY R R & SONS CO | 13,023 | $163K | 0.0% | $12.52 | $15.66 | — | COM | 257867200 |
| — | CALAMOS STRATEGIC TOTL RETN | 13,838 | $162K | 0.0% | $11.71 | $11.71 | — | COM SH BEN INT | 128125101 |
| — | CYS INVTS INC | 18,999 | $160K | 0.0% | $8.42 | $7.73 | — | COM | 12673A108 |
| — | DENNYS CORP | 13,450 | $158K | 0.0% | $11.75 | $11.75 | — | COM | 24869P104 |
| — | NEW YORK MTG TR INC | 24,944 | $155K | 0.0% | $6.21 | $6.21 | — | COM PAR $.02 | 649604501 |
| — | NEW SR INVT GROUP INC | 15,343 | $154K | 0.0% | $10.04 | $11.56 | — | COM | 648691103 |
| — | ANWORTH MORTGAGE ASSET CP | 25,449 | $153K | 0.0% | $6.01 | $5.18 | — | COM | 037347101 |
| — | CAPSTEAD MTG CORP | 14,176 | $148K | 0.0% | $10.44 | $10.54 | — | COM NO PAR | 14067E506 |
| — | BROCADE COMMUNICATIONS SYS I | 11,381 | $144K | 0.0% | $12.65 | $12.65 | — | COM NEW | 111621306 |
| — | GANNETT CO INC | 16,472 | $144K | 0.0% | $8.74 | $8.74 | — | COM | 36473H104 |
| — | CALAMOS GBL DYN INCOME FUND | 15,499 | $132K | 0.0% | $8.52 | $8.52 | — | COM | 12811L107 |
| — | CLEARBRIDGE AMERN ENERG MLP | 14,033 | $126K | 0.0% | $8.98 | $8.98 | — | COM | 184691103 |
| — | GOLDMAN SACHS MLP INC OPP FD | 12,432 | $120K | 0.0% | $9.65 | $9.65 | — | COM SHS | 38147W103 |
| — | LIBERTY ALL STAR EQUITY FD | 20,869 | $118K | 0.0% | $5.65 | $5.65 | — | SH BEN INT | 530158104 |
| — | AXAR ACQUISITION CORP | 124,999 | $100K | 0.0% | $0.80 | — | — | *W EXP 12/31/202 | 05455L128 |
| — | KBL MERGER CORP IV | 250,000 | $87,000 | 0.0% | $0.35 | $0.35 | — | RIGHT 03/22/2019 | 48242A120 |
| — | CHESAPEAKE ENERGY CORP | 70,000 | $64,000 | 0.0% | $0.91 | $0.99 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $58,000 | 0.0% | $0.02 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | LIBERTY ALL-STAR GROWTH FD I | 11,440 | $56,000 | 0.0% | $4.90 | $4.90 | — | COM | 529900102 |
| — | DREYFUS HIGH YIELD STRATEGIE | 13,951 | $49,000 | 0.0% | $3.51 | $3.51 | — | SH BEN INT | 26200S101 |
| — | KBL MERGER CORP IV | 250,000 | $45,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | AXAR ACQUISITION CORP | 195,415 | $16,000 | 0.0% | $0.08 | $0.08 | — | *W EXP 12/31/202 | 05455L110 |