Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $901M (48.4% shares, 51.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | INTEL CORP | 66,046,000 | $94.01M | 10.4% | $1.42 | $1.38 | — | SDCV 2.950%12/1 | 458140AD2 |
| — | ALLERGAN PLC | 375,500 | $76.96M | 8.5% | $204.95 | $205.04 | — | Call | G0177J108 |
| — | ARCONIC INC | 1,966,222 | $76.49M | 8.5% | $38.90 | $37.41 | — | 5.375% PFD B 1 | 03965L308 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 12,445,000 | $59.04M | 6.5% | $4.74 | $4.74 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | CONVERGYS CORP | 23,150,000 | $55.12M | 6.1% | $2.38 | $2.28 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | NXP SEMICONDUCTORS N V | 43,500,000 | $52.58M | 5.8% | $1.21 | $1.21 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | TRINITY INDS INC | 24,757,000 | $33.31M | 3.7% | $1.35 | $1.26 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | INTEL CORP | 17,480,000 | $32.16M | 3.6% | $1.84 | $1.84 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MEDICINES CO | 24,000,000 | $30.28M | 3.4% | $1.26 | $1.27 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | MOLINA HEALTHCARE INC | 22,975,000 | $28.72M | 3.2% | $1.25 | $1.27 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| — | ELECTRUM SPL ACQUISITION COR | 2,286,597 | $23.44M | 2.6% | $10.25 | $9.82 | — | SHS | G3105C104 |
| IYR | ISHARES TR | 290,000 | $23.16M | 2.6% | $79.88 | — | — | Put | 464287739 |
| — | LIBERTY MEDIA CORP DELAWARE | 19,000,000 | $22.96M | 2.5% | $1.21 | $1.21 | — | NOTE 1.375%10/1 | 531229AB8 |
| IEF | ISHARES TR | 200,000 | $21.3M | 2.4% | $106.52 | — | — | Put | 464287440 |
| — | ALERE INC | 47,414 | $19.01M | 2.1% | $401.00 | $393.00 | — | PFD CNV SER B | 01449J204 |
| — | BROCADE COMMUNICATIONS SYS I | 18,750,000 | $18.79M | 2.1% | $1.00 | $1.00 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | EMERGENT BIOSOLUTIONS INC | 12,500,000 | $18.02M | 2.0% | $1.44 | $1.44 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| NESR | NATIONAL ENERGY SERVICES REU | 1,366,583 | $13.15M | 1.5% | $9.62 | $9.53 | — | SHS | G6375R107 |
| XLF | SELECT SECTOR SPDR TR | 500,000 | $12.93M | 1.4% | $25.86 | — | — | Put | 81369Y605 |
| — | M III ACQUISITION CORP | 1,057,400 | $10.39M | 1.2% | $9.83 | $9.75 | — | COM | 55378T104 |
| — | SOUTHWESTERN ENERGY CO | 727,825 | $10.38M | 1.2% | $14.26 | $16.51 | — | DEP SHS 1/20 B | 845467208 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $10.36M | 1.1% | $172.72 | $140.90 | — | SPONSORED ADS | 01609W102 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $10.36M | 1.1% | $172.72 | $140.90 | — | Put | 01609W102 |
| — | LIBERTY MEDIA CORP | 18,683,000 | $10.32M | 1.1% | $0.55 | $0.55 | — | DEB 3.500% 1/1 | 530715AN1 |
| AGI | ALAMOS GOLD INC NEW | 1,301,535 | $8.789M | 1.0% | $6.75 * | $6.70 | +3.3% | COM CL A | 011532108 |
| — | MODERN MEDIA ACQUISITION | 842,000 | $8.218M | 0.9% | $9.76 | $9.76 | — | COM | 60765P103 |
| ANIP | ANI PHARMACEUTICALS INC | 155,089 | $8.141M | 0.9% | $52.49 * | $47.84 | -0.3% | COM | 00182C103 |
| PBA | PEMBINA PIPELINE CORP | 221,688 | $7.783M | 0.9% | $35.11 * | $21.33 | 0.0% | COM | 706327103 |
| — | ARCONIC INC | 300,000 | $7.464M | 0.8% | $24.88 | — | — | Call | 03965L100 |
| — | PENSARE ACQUISITION CORP | 700,000 | $6.769M | 0.8% | $9.67 | $9.67 | — | COM | 70957E105 |
| — | NEW YORK REIT INC | 788,386 | $6.189M | 0.7% | $7.85 | $8.64 | — | COM | 64976L109 |
| — | LAM RESEARCH CORP | 2,014,000 | $6.159M | 0.7% | $3.06 | $2.35 | — | NOTE 1.250% 5/1 | 512807AL2 |
| — | CONSTELLATION ALPHA CAP CORP | 550,000 | $5.362M | 0.6% | $9.75 | $9.75 | — | SHS | G2379F108 |
| — | FORUM MERGER CORP | 515,371 | $5.025M | 0.6% | $9.75 | $9.71 | — | COM CL A | 34985B103 |
| — | CORNERSTONE TOTAL RTRN FD IN | 292,396 | $4.278M | 0.5% | $14.63 | $14.91 | — | COM | 21924U300 |
| — | BISON CAP ACQUISITION CORP | 425,000 | $4.195M | 0.5% | $9.87 | $9.87 | — | ORD SHS | G1142P104 |
| — | KBL MERGER CORP IV | 426,400 | $4.145M | 0.5% | $9.72 | $9.71 | — | COM | 48242A104 |
| — | IAC INTERACTIVECORP | 25,800 | $3.034M | 0.3% | $117.60 | $117.60 | — | COM | 44919P508 |
| — | HENNESSY CAP ACQUSTON CORP I | 300,000 | $2.958M | 0.3% | $9.86 | $9.86 | — | COM | 42588L105 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 324,840 | $2.754M | 0.3% | $8.48 | $7.52 | — | UNIT | 85207Q104 |
| — | JENSYN ACQUISITION CORP | 253,498 | $2.593M | 0.3% | $10.23 | $10.23 | — | COM | 47632B102 |
| — | PRICELINE GRP INC | 1,400 | $2.563M | 0.3% | $1830.71 | $1830.71 | — | COM NEW | 741503403 |
| — | TPG PACE ENERGY HLDGS CORP | 217,505 | $2.219M | 0.2% | $10.20 | $10.44 | — | UNIT 99/99/9999 | 872656202 |
| — | ATLANTIC ACQUISITION CORP | 195,000 | $2.005M | 0.2% | $10.28 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | M I ACQUISITIONS INC | 195,600 | $1.995M | 0.2% | $10.20 | $10.02 | — | COM | 55304A104 |
| — | BARINGTON HILCO ACQUISITION | 190,480 | $1.989M | 0.2% | $10.44 | $9.69 | — | COM | 06759V101 |
| — | ACTUA CORP | 128,848 | $1.971M | 0.2% | $15.30 | $15.30 | — | COM | 005094107 |
| — | NOVELLUS SYS INC | 326,000 | $1.791M | 0.2% | $5.49 | $3.80 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | GENERAL MTRS CO | 69,692 | $1.562M | 0.2% | $22.41 | $22.41 | — | *W EXP 07/10/201 | 37045V126 |
| — | I AM CAP ACQUISITION CO | 150,000 | $1.536M | 0.2% | $10.24 | $10.24 | — | UNIT 08/15/2022 | 45074Q207 |
| — | REDWOOD TR INC | 1,500,000 | $1.495M | 0.2% | $1.00 | $1.00 | — | NOTE 4.750% 8/1 | 758075AC9 |
| XLU | SELECT SECTOR SPDR TR | 26,300 | $1.395M | 0.2% | $53.04 | $53.04 | — | SBI INT-UTILS | 81369Y886 |
| — | ORIGO ACQUISITION CORP | 126,676 | $1.343M | 0.1% | $10.60 | $10.22 | — | SHS | G67789126 |
| JHG | JANUS HENDERSON GROUP PLC | 33,131 | $1.154M | 0.1% | $34.83 * | $33.99 | 0.0% | ORD SHS | G4474Y214 |
| — | ALLERGAN PLC | 5,438 | $1.115M | 0.1% | $205.04 | $205.04 | — | SHS | G0177J108 |
| PSLV | SPROTT PHYSICAL SILVER TR | 174,960 | $1.099M | 0.1% | $6.28 | $6.28 | — | TR UNIT | 85207K107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 100,000 | $1.055M | 0.1% | $10.55 | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| XLE | SELECT SECTOR SPDR TR | 15,000 | $1.027M | 0.1% | $68.47 | $68.47 | — | ENERGY | 81369Y506 |
| — | DRAPER OAKWOOD TECHNOLOGY | 100,000 | $1.022M | 0.1% | $10.22 | $10.22 | — | UNIT 09/30/2024 | 26146L202 |
| — | CAPITOL INVT CORP IV | 100,000 | $1.012M | 0.1% | $10.12 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | ATLANTIC ACQUISITION CORP | 100,000 | $982K | 0.1% | $9.82 | $9.82 | — | COM | 048206106 |
| HUNTF | HUNTER MARITIME ACQUISITION | 90,000 | $886K | 0.1% | $9.84 | $9.83 | -0.0% | CL A | Y37828111 |
| HLF | HERBALIFE LTD | 10,185 | $691K | 0.1% | $67.84 * | $32.07 | +6.7% | COM USD SHS | G4412G101 |
| ARCC | ARES CAP CORP | 38,700 | $634K | 0.1% | $16.38 | — | — | Put | 04010L103 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 17,462 | $629K | 0.1% | $36.02 * | $23.11 | 0.0% | SHS NEW | G0772R208 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 58,965 | $616K | 0.1% | $10.45 | $10.13 | — | UNIT | 85207H104 |
| INCY | INCYTE CORP | 5,083 | $593K | 0.1% | $116.66 * | $126.52 | 0.0% | COM | 45337C102 |
| — | CELGENE CORP | 3,835 | $559K | 0.1% | $145.76 | $145.76 | — | COM | 151020104 |
| IYF | ISHARES TR | 4,760 | $534K | 0.1% | $112.18 | $112.18 | — | U.S. FINLS ETF | 464287788 |
| IONS | IONIS PHARMACEUTICALS INC | 9,625 | $488K | 0.1% | $50.70 * | $52.38 | 0.0% | COM | 462222100 |
| — | FIDUCIARY CLAYMORE MLP OPP F | 33,700 | $435K | 0.0% | $12.91 | $12.91 | — | COM | 31647Q106 |
| GILD | GILEAD SCIENCES INC | 4,901 | $397K | 0.0% | $81.00 * | $55.94 | 0.0% | COM | 375558103 |
| NVDA | NVIDIA CORP | 2,173 | $388K | 0.0% | $178.55 * | $4.11 | 0.0% | COM | 67066G104 |
| — | ROYAL BK SCOTLAND GROUP PLC | 14,557 | $374K | 0.0% | $25.69 | $25.69 | — | SP ADR PREF S | 780097739 |
| MGA | MAGNA INTL INC | 6,345 | $339K | 0.0% | $53.43 * | $37.56 | 0.0% | COM | 559222401 |
| — | THOMSON REUTERS CORP | 6,810 | $313K | 0.0% | $45.96 | $45.96 | — | COM | 884903105 |
| — | DOMINION DIAMOND CORP | 22,020 | $312K | 0.0% | $14.17 | $14.17 | — | COM | 257287102 |
| — | JUST ENERGY GROUP INC | 53,605 | $311K | 0.0% | $5.80 | $5.80 | — | COM | 48213W101 |
| — | NUVEEN FLOATING RATE INCOME | 26,400 | $309K | 0.0% | $11.70 | $11.70 | — | COM | 67072T108 |
| MEOH | METHANEX CORP | 5,984 | $301K | 0.0% | $50.30 * | $47.08 | 0.0% | COM | 59151K108 |
| EPR | EPR PPTYS | 3,808 | $266K | 0.0% | $69.85 | $71.95 | — | COM SH BEN INT | 26884U109 |
| — | PIMCO MUN INCOME FD II | 19,852 | $261K | 0.0% | $13.15 | $13.15 | — | COM | 72200W106 |
| AMP | AMERIPRISE FINL INC | 1,748 | $260K | 0.0% | $148.74 * | $118.64 | 0.0% | COM | 03076C106 |
| BKR | BAKER HUGHES A GE CO | 7,067 | $259K | 0.0% | $36.65 * | $28.18 | 0.0% | CL A | 05722G100 |
| TGT | TARGET CORP | 4,357 | $257K | 0.0% | $58.99 * | $44.13 | 0.0% | COM | 87612E106 |
| VRTX | VERTEX PHARMACEUTICALS INC | 1,663 | $253K | 0.0% | $152.13 | $150.51 | 0.0% | COM | 92532F100 |
| — | NUVEEN AMT FREE MUN CR INC F | 15,440 | $238K | 0.0% | $15.41 | $15.41 | — | COM | 67071L106 |
| AGO | ASSURED GUARANTY LTD | 6,192 | $234K | 0.0% | $37.79 | $37.09 | 0.0% | COM | G0585R106 |
| — | ALEXION PHARMACEUTICALS INC | 1,538 | $216K | 0.0% | $140.44 | $140.44 | — | COM | 015351109 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 3,507 | $215K | 0.0% | $61.31 * | $52.77 | 0.0% | COM | 64125C109 |
| — | INVESCO TR INVT GRADE MUNS | 15,607 | $209K | 0.0% | $13.39 | $13.39 | — | COM | 46131M106 |
| — | PUTNAM MUN OPPORTUNITIES TR | 15,975 | $202K | 0.0% | $12.64 | $12.64 | — | SH BEN INT | 746922103 |
| AGIO | AGIOS PHARMACEUTICALS INC | 2,997 | $200K | 0.0% | $66.73 * | $60.07 | 0.0% | COM | 00847X104 |
| — | INVESCO MUN OPPORTUNITY TR | 14,320 | $186K | 0.0% | $12.99 | $12.99 | — | COM | 46132C107 |
| — | EATON VANCE FLTING RATE INC | 12,519 | $183K | 0.0% | $14.62 | $14.62 | — | COM | 278279104 |
| — | NUVEEN MUN HIGH INCOME OPP F | 11,225 | $153K | 0.0% | $13.63 | $13.63 | — | COM | 670682103 |
| — | CLEARBRIDGE AMERN ENERG MLP | 15,946 | $137K | 0.0% | $8.59 | $8.93 | — | COM | 184691103 |
| — | CENTER COAST MLP & INFRSTR F | 12,635 | $133K | 0.0% | $10.53 | $10.97 | — | COM SHS | 151461100 |
| — | REAVES UTIL INCOME FD | 294,037 | $109K | 0.0% | $0.37 | $0.37 | — | RIGHT 10/04/2017 | 756158135 |
| — | SPIRIT RLTY CAP INC NEW | 12,737 | $109K | 0.0% | $8.56 | $8.56 | — | COM | 84860W102 |
| — | GANNETT CO INC | 11,900 | $107K | 0.0% | $8.99 | $8.74 | — | COM | 36473H104 |
| — | CYS INVTS INC | 12,279 | $106K | 0.0% | $8.63 | $7.73 | — | COM | 12673A108 |
| — | CAPSTEAD MTG CORP | 11,003 | $106K | 0.0% | $9.63 | $10.54 | — | COM NO PAR | 14067E506 |
| — | ANWORTH MORTGAGE ASSET CP | 17,592 | $106K | 0.0% | $6.03 | $5.18 | — | COM | 037347101 |
| — | NEW SR INVT GROUP INC | 11,593 | $106K | 0.0% | $9.14 | $11.56 | — | COM | 648691103 |
| — | WASHINGTON PRIME GROUP NEW | 12,593 | $105K | 0.0% | $8.34 | $8.39 | — | COM | 93964W108 |
| — | DONNELLEY R R & SONS CO | 10,144 | $104K | 0.0% | $10.25 | $15.66 | — | COM | 257867200 |
| — | CHESAPEAKE ENERGY CORP | 70,000 | $63,000 | 0.0% | $0.90 | $0.99 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $35,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | NOVAVAX INC | 11,916 | $14,000 | 0.0% | $1.17 | $1.17 | — | COM | 670002104 |