Location: New York, NY
CIK: 0001754535 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $1.47B (14.5% shares, 85.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | RESTORATION HARDWARE HLDGS I | 72,412,000 | $107M | 7.3% | $1.17 | — | DBCV 7/1 | 761283AC4 |
| — | ETSY INC | 59,615,000 | $100M | 6.8% | $1.85 | — | NOTE 3/0 | 29786AAC0 |
| — | ISIS PHARMACEUTICALS INC DEL | 83,741,000 | $95.43M | 6.5% | $1.08 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | LENDINGTREE INC NEW | 49,173,000 | $78.87M | 5.4% | $1.30 | — | NOTE 0.625% 6/0 | 52603BAA5 |
| — | WAYFAIR INC | 58,248,000 | $72.01M | 4.9% | $1.08 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | MEDICINES CO | 47,379,000 | $71.93M | 4.9% | $1.14 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | TESLA INC | 67,103,000 | $65.56M | 4.5% | $0.99 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | DEXCOM INC | 35,000,000 | $55.55M | 3.8% | $1.26 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | NUTANIX INC | 45,240,000 | $42.34M | 2.9% | $0.97 | — | NOTE 1/1 | 67059NAB4 |
| ILMN | ILLUMINA INC | 128,038 | $38.95M | 2.6% | $302.79 | -2.7% | COM | 452327109 |
| — | JAZZ INVESTMENTS I LTD | 37,081,000 | $37.21M | 2.5% | $1.04 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | COUPA SOFTWARE INC | 11,744,000 | $34.2M | 2.3% | $2.65 | — | NOTE 0.375% 1/1 | 22266LAB2 |
| VIAV | VIAVI SOLUTIONS INC | 2,194,838 | $30.74M | 2.1% | $12.01 | +18.4% | COM | 925550105 |
| — | INFINERA CORPORATION | 32,358,000 | $28.18M | 1.9% | $0.86 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | SEA LTD | 15,022,000 | $26.14M | 1.8% | $2.80 | — | NOTE 2.250% 7/0 | 81141RAB6 |
| — | ZILLOW GROUP INC | 26,145,000 | $25.96M | 1.8% | $0.99 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | SOLARCITY CORP | 25,944,000 | $25.66M | 1.7% | $0.95 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | REPLIGEN CORP | 25,277,000 | $25.18M | 1.7% | $1.00 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | NEXTERA ENERGY INC | 50,000,000 | $25.16M | 1.7% | $0.50 | — | UNIT 09/01/2022S | 65339F796 |
| — | SAREPTA THERAPEUTICS INC | 18,851,000 | $24.89M | 1.7% | $1.56 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | CHINA LODGING GROUP LTD | 19,086,000 | $19.9M | 1.4% | $0.94 | — | NOTE 0.375%11/0 | 16949NAC3 |
| — | THERAVANCE BIOPHARMA INC | 21,223,000 | $19.69M | 1.3% | $1.03 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | PDC ENERGY INC | 20,038,000 | $18.55M | 1.3% | $2.06 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| — | CARBONITE INC | 19,310,000 | $18.32M | 1.2% | $1.19 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | INOTEK PHARMACEUTICALS CORP | 18,100,000 | $17.96M | 1.2% | $0.93 | — | NOTE 5.750% 8/0 | 45780VAB8 |
| — | INTERCEPT PHARMACEUTICALS IN | 19,975,000 | $17.21M | 1.2% | $0.94 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | CHEGG INC | 13,384,000 | $17.2M | 1.2% | $1.29 | — | NOTE 0.250% 5/1 | 163092AB5 |
| BKNG | BOOKING HLDGS INC | 8,368 | $16.42M | 1.1% | $1797.97 | +6.0% | COM | 09857L108 |
| — | GUIDEWIRE SOFTWARE INC | 13,657,000 | $15.67M | 1.1% | $1.15 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | SOUTHERN CO | 27,500,000 | $14.71M | 1.0% | $0.54 | — | UNIT 08/01/2022 | 842587602 |
| — | ZENDESK INC | 11,000,000 | $14.57M | 1.0% | $1.32 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | FIVE9 INC | 10,000,000 | $14.46M | 1.0% | $1.47 | — | NOTE 0.125% 5/0 | 338307AB7 |
| — | INSULET CORP | 7,500,000 | $13.81M | 0.9% | $1.84 | — | NOTE 1.375%11/1 | 45784PAH4 |
| — | IAC INTERACTIVECORP | 61,749 | $13.46M | 0.9% | $217.90 | — | COM | 44919P508 |
| — | CREE INC | 10,350,000 | $11.33M | 0.8% | $1.09 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | GDS HLDGS LTD | 10,803,000 | $11.22M | 0.8% | $0.52 | — | NOTE 2.000% 6/0 | 36165LAB4 |
| — | CTRIP COM INTL LTD | 10,500,000 | $10.28M | 0.7% | $0.93 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | WRIGHT MED GROUP N V | 489,658 | $10.1M | 0.7% | $28.80 | — | ORD SHS | N96617118 |
| — | INCYTE CORP | 6,680,000 | $10.1M | 0.7% | $1.70 | — | NOTE 1.250%11/1 | 45337CAN2 |
| ILMN | ILLUMINA INC | 31,600 | $9.613M | 0.7% | $302.79 | -2.7% | Put | 452327109 |
| — | EXACT SCIENCES CORP | 6,560,000 | $9.263M | 0.6% | $1.41 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | OASIS PETE INC NEW | 12,000,000 | $9.056M | 0.6% | $0.75 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| — | YY INC | 154,819 | $8.705M | 0.6% | $62.93 | — | SPONSORED ADS A | 98426T106 |
| — | WRIGHT MED GROUP N V | 410,600 | $8.471M | 0.6% | — | — | Call | N96617908 |
| — | VEONEER INCORPORATED | 8,050,000 | $7.973M | 0.5% | $0.75 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | RETROPHIN INC | 10,170,000 | $7.632M | 0.5% | $0.86 | — | NOTE 2.500% 9/1 | 761299AB2 |
| — | DISH NETWORK CORP | 7,591,000 | $6.687M | 0.5% | $0.88 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| TDOC | TELADOC HEALTH INC | 98,546 | $6.674M | 0.5% | $58.44 | +12.6% | COM | 87918A105 |
| VSH | VISHAY INTERTECHNOLOGY INC | 381,897 | $6.466M | 0.4% | $16.08 | -10.5% | COM | 928298108 |
| VIAV | VIAVI SOLUTIONS INC | 456,400 | $6.392M | 0.4% | $12.01 | +18.4% | Call | 925550105 |
| CNMD | CONMED CORP | 64,752 | $6.226M | 0.4% | $80.14 | +10.8% | COM | 207410101 |
| — | PACIRA BIOSCIENCES | 6,280,000 | $6.213M | 0.4% | $0.99 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | SPLUNK INC | 51,908 | $6.117M | 0.4% | $116.80 | — | COM | 848637104 |
| VIAV | VIAVI SOLUTIONS INC | 406,400 | $5.691M | 0.4% | $12.01 | +18.4% | Put | 925550105 |
| EEFT | EURONET WORLDWIDE INC | 38,273 | $5.599M | 0.4% | $142.94 | +8.3% | COM | 298736109 |
| — | DERMIRA INC | 5,583,000 | $4.666M | 0.3% | $0.81 | — | NOTE 3.000% 5/1 | 24983LAB0 |
| — | PTC THERAPEUTICS INC | 4,430,000 | $4.581M | 0.3% | $1.02 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| — | Q2 HLDGS INC | 3,000,000 | $4.424M | 0.3% | $1.47 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| RIG | TRANSOCEAN LTD | 810,192 | $3.621M | 0.2% | $9.85 | -46.1% | REG SHS | H8817H100 |
| KBR | KBR INC | 143,999 | $3.533M | 0.2% | $21.66 | +8.7% | COM | 48242W106 |
| — | SQUARE INC | 2,763,000 | $3.08M | 0.2% | $0.79 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | AIR TRANSPORT SERVICES GRP I | 2,750,000 | $2.58M | 0.2% | $0.96 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | TILRAY INC | 94,500 | $2.338M | 0.2% | $24.75 | — | Put | 88688T100 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 89,738 | $2.264M | 0.2% | $44.33 | — | COM NEW | 049164205 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 32,491 | $2.189M | 0.1% | $95.13 | -19.0% | COM | 09061G101 |
| — | SPLUNK INC | 18,500 | $2.181M | 0.1% | $116.80 | — | Call | 848637104 |
| AKAM | AKAMAI TECHNOLOGIES INC | 22,924 | $2.095M | 0.1% | $67.81 | +28.0% | COM | 00971T101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 30,000 | $2.022M | 0.1% | $95.13 | -19.0% | Call | 09061G101 |
| — | VERINT SYS INC | 44,000 | $1.882M | 0.1% | $42.77 | — | Call | 92343X100 |
| — | TEVA PHARMACEUTICAL FIN LLC | 2,000,000 | $1.82M | 0.1% | $0.90 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | MCDERMOTT INTL INC | 755,000 | $1.525M | 0.1% | $2.01 | — | Put | 580037703 |
| TDOC | TELADOC HEALTH INC | 20,000 | $1.355M | 0.1% | $58.44 | +12.6% | Put | 87918A105 |
| TCOM | TRIP.COM GROUP LTD-ADR | 41,738 | $1.222M | 0.1% | $29.28 | — | TCOM | 89677Q107 |
| RIG | TRANSOCEAN LTD | 242,100 | $1.082M | 0.1% | $9.85 | -46.1% | Call | H8817H100 |
| — | AMARIN CORP PLC | 67,540 | $1.024M | 0.1% | $17.49 | — | SPONS ADR NEW | 023111206 |
| CNMD | CONMED CORP | 10,000 | $962K | 0.1% | $80.14 | +10.8% | Call | 207410101 |
| CNMD | CONMED CORP | 10,000 | $962K | 0.1% | $80.14 | +10.8% | Put | 207410101 |
| — | RIG NOV19 5 C | 207,900 | $929K | 0.1% | — | — | Call | G89982903 |
| — | GLOBAL EAGLE ENTMT INC | 2,000,000 | $929K | 0.1% | $0.75 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| — | VERINT SYS INC | 21,555 | $922K | 0.1% | $42.77 | — | COM | 92343X100 |
| — | LEXICON PHARMACEUTICALS INC | 1,000,000 | $801K | 0.1% | $1.16 | — | NOTE 5.250%12/0 | 528872AB0 |
| — | ALTERYX INC | 6,784 | $729K | 0.0% | $107.46 | — | COM CL A | 02156B103 |
| EWY | ISHARES INC | 3,865 | $218K | 0.0% | $60.77 | — | MSCI STH KOR ETF | 464286772 |
| PSTG | PURE STORAGE INC | 11,300 | $191K | 0.0% | — | — | Put | 74624M102 |
| — | MCDERMOTT INTL INC | 82,630 | $166K | 0.0% | $2.01 | — | COM | 580037703 |
| EVH | EVOLENT HEALTH INC | 18,000 | $129K | 0.0% | — | — | Put | 30050B101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 13,204 | $91,000 | 0.0% | $8.96 | — | SPONSORED ADS | 881624209 |
| — | TILRAY INC | 2,222 | $55,000 | 0.0% | $24.75 | — | COM CL 2 | 88688T100 |
| — | LEGACY ACQUISITION CORP | 100,354 | $35,000 | 0.0% | $0.33 | — | *W EXP 11/30/202 | 524643111 |