CIK: 0001754535 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $2,221,970 (12.9% shares, 87.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MEDICINES CO | 99,479,000 | $251,940 | 11.3% | $1.87 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | RESTORATION HARDWARE HLDGS I | 74,412,000 | $134,760 | 6.1% | $1.19 | — | DBCV 7/1 | 761283AC4 |
| — | DEXCOM INC | 53,659,000 | $119,379 | 5.4% | $1.60 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | SAREPTA THERAPEUTICS INC | 56,378,000 | $109,667 | 4.9% | $1.82 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | TESLA INC | 82,603,000 | $105,077 | 4.7% | $1.05 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | LENDINGTREE INC NEW | 53,923,000 | $84,684 | 3.8% | $1.32 | — | NOTE 0.625% 6/0 | 52603BAA5 |
| — | ETSY INC | 57,155,000 | $80,710 | 3.6% | $1.85 | — | NOTE 3/0 | 29786AAC0 |
| — | WAYFAIR INC | 71,591,000 | $78,015 | 3.5% | $1.08 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | ZENDESK INC | 52,497,000 | $71,910 | 3.2% | $1.36 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | MEDICINES CO | 38,379,000 | $66,844 | 3.0% | $1.74 | — | NOTE 2.750% 7/1 | 584688AG0 |
| — | NUTANIX INC | 63,900,000 | $63,676 | 2.9% | $0.98 | — | NOTE 1/1 | 67059NAB4 |
| — | IQIYI INC | 56,255,000 | $62,443 | 2.8% | $1.11 | — | NOTE 3.750%12/0 | 46267XAB4 |
| — | DOCUSIGN INC | 46,762,000 | $58,284 | 2.6% | $1.25 | — | NOTE 0.500% 9/1 | 256163AB2 |
| ILMN | ILLUMINA INC | 152,468 | $50,579 | 2.3% | $302.84 | +0.1% | COM | 452327109 |
| — | JAZZ INVESTMENTS I LTD | 45,983,000 | $47,320 | 2.1% | $1.04 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | INFINERA CORPORATION | 41,858,000 | $44,240 | 2.0% | $0.90 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | ZILLOW GROUP INC | 38,645,000 | $43,247 | 1.9% | $1.03 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | KARYOPHARM THERAPEUTICS INC | 30,264,000 | $43,126 | 1.9% | $1.42 | — | NOTE 3.000%10/1 | 48576UAA4 |
| — | SEA LTD | 18,952,000 | $40,457 | 1.8% | $2.66 | — | NOTE 2.250% 7/0 | 81141RAB6 |
| VIAV | VIAVI SOLUTIONS INC | 2,492,700 | $37,391 | 1.7% | $12.37 | +21.0% | COM | 925550105 |
| — | EXACT SCIENCES CORP | 19,359,000 | $28,043 | 1.3% | $1.44 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | DEXCOM INC | 18,500,000 | $27,426 | 1.2% | $1.48 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | PACIRA BIOSCIENCES | 21,999,000 | $22,989 | 1.0% | $1.03 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | THERAVANCE BIOPHARMA INC | 21,223,000 | $21,949 | 1.0% | $1.03 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | INTERCEPT PHARMACEUTICALS IN | 21,125,000 | $21,401 | 1.0% | $0.95 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | CHINA LODGING GROUP LTD | 19,086,000 | $21,330 | 1.0% | $0.94 | — | NOTE 0.375%11/0 | 16949NAC3 |
| — | CHEGG INC | 13,384,000 | $20,287 | 0.9% | $1.29 | — | NOTE 0.250% 5/1 | 163092AB5 |
| BKNG | BOOKING HLDGS INC | 9,751 | $20,025 | 0.9% | $1816.90 | +6.3% | COM | 09857L108 |
| — | INOTEK PHARMACEUTICALS CORP | 18,100,000 | $19,873 | 0.9% | $0.93 | — | NOTE 5.750% 8/0 | 45780VAB8 |
| — | REPLIGEN CORP | 16,948,000 | $18,292 | 0.8% | $1.00 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | DTE ENERGY CO | 350,000 | $17,941 | 0.8% | $51.26 | — | UNIT 11/01/2022S | 233331842 |
| RIG | TRANSOCEAN LTD | 982,655 | $17,605 | 0.8% | $9.02 | -42.9% | REG SHS | H8817H100 |
| — | FIVE9 INC | 10,025,000 | $16,921 | 0.8% | $1.47 | — | NOTE 0.125% 5/0 | 338307AB7 |
| — | SQUARE INC | 13,416,000 | $14,980 | 0.7% | $1.05 | — | NOTE 0.500% 5/1 | 852234AD5 |
| — | INSULET CORP | 7,500,000 | $14,272 | 0.6% | $1.84 | — | NOTE 1.375%11/1 | 45784PAH4 |
| — | IAC INTERACTIVECORP | 56,090 | $13,973 | 0.6% | $217.90 | — | COM | 44919P508 |
| — | COUPA SOFTWARE INC | 4,244,000 | $13,944 | 0.6% | $2.65 | — | NOTE 0.375% 1/1 | 22266LAB2 |
| — | TESLA INC | 9,000,000 | $12,780 | 0.6% | $1.42 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | PTC THERAPEUTICS INC | 11,130,000 | $12,770 | 0.6% | $1.10 | — | NOTE 3.000% 8/1 | 69366JAB7 |
| — | SPLUNK INC | 82,799 | $12,401 | 0.6% | $129.10 | — | COM | 848637104 |
| — | INCYTE CORP | 6,680,000 | $11,511 | 0.5% | $1.70 | — | NOTE 1.250%11/1 | 45337CAN2 |
| — | CTRIP COM INTL LTD | 10,500,000 | $10,342 | 0.5% | $0.93 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| JOYY | JOYY INC | 195,079 | $10,299 | 0.5% | $52.79 | — | ADS REPSTG COM A | 46591M109 |
| VSH | VISHAY INTERTECHNOLOGY INC | 472,724 | $10,065 | 0.5% | $16.28 | +5.0% | COM | 928298108 |
| — | WRIGHT MED GROUP N V | 139,978 | $10,012 | 0.5% | $28.80 | — | ORD SHS | N96617118 |
| — | MEDICINES CO | 112,800 | $9,581 | 0.4% | $84.95 | — | Call | 584688105 |
| — | NEWPARK RES INC | 8,950,000 | $9,352 | 0.4% | $1.04 | — | NOTE 4.000%12/0 | 651718AE8 |
| — | EVOLENT HEALTH INC | 13,676,000 | $9,312 | 0.4% | $0.68 | — | NOTE 1.500%10/1 | 30050BAD3 |
| — | OASIS PETE INC NEW | 12,000,000 | $9,311 | 0.4% | $0.75 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| — | GDS HLDGS LTD | 7,520,000 | $9,032 | 0.4% | $0.52 | — | NOTE 2.000% 6/0 | 36165LAB4 |
| — | DERMIRA INC | 9,400,000 | $8,780 | 0.4% | $0.86 | — | NOTE 3.000% 5/1 | 24983LAB0 |
| — | VEONEER INCORPORATED | 8,050,000 | $8,240 | 0.4% | $0.75 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | RETROPHIN INC | 10,170,000 | $8,001 | 0.4% | $0.86 | — | NOTE 2.500% 9/1 | 761299AB2 |
| — | NEW RELIC INC | 7,290,000 | $7,056 | 0.3% | $0.97 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| KBR | KBR INC | 225,323 | $6,872 | 0.3% | $23.29 | +12.3% | COM | 48242W106 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 75,477 | $6,381 | 0.3% | $83.97 | -10.0% | COM | 09061G101 |
| EEFT | EURONET WORLDWIDE INC | 39,649 | $6,247 | 0.3% | $143.22 | +5.4% | COM | 298736109 |
| — | DISH NETWORK CORP | 6,591,000 | $6,042 | 0.3% | $0.88 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | IRONWOOD PHARMACEUTICALS INC | 5,056,000 | $5,872 | 0.3% | $1.16 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | CREE INC | 5,350,000 | $5,689 | 0.3% | $1.09 | — | NOTE 0.875% 9/0 | 225447AB7 |
| NRG | NRG ENERGY INC | 135,697 | $5,394 | 0.2% | $32.97 | 0.0% | COM NEW | 629377508 |
| — | PDC ENERGY INC | 4,913,000 | $4,585 | 0.2% | $2.06 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| — | Q2 HLDGS INC | 3,000,000 | $4,537 | 0.2% | $1.47 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| VIAV | VIAVI SOLUTIONS INC | 279,200 | $4,189 | 0.2% | $12.37 | +21.0% | Call | 925550105 |
| CNMD | CONMED CORP | 35,130 | $3,929 | 0.2% | $80.14 | +26.0% | COM | 207410101 |
| HALO | HALOZYME THERAPEUTICS INC | 212,259 | $3,763 | 0.2% | $17.32 | 0.0% | COM | 40637H109 |
| NSIT | INSIGHT ENTERPRISES INC | 49,334 | $3,468 | 0.2% | $63.00 | 0.0% | COM | 45765U103 |
| AKAM | AKAMAI TECHNOLOGIES INC | 37,583 | $3,247 | 0.1% | $75.47 | +15.9% | COM | 00971T101 |
| — | MEDICINES CO | 37,200 | $3,160 | 0.1% | $84.95 | — | COM | 584688105 |
| — | WRIGHT MED GROUP N V | 102,800 | $3,133 | 0.1% | $28.80 | — | Call | N96617118 |
| — | TILRAY INC | 5,737,000 | $3,029 | 0.1% | $0.53 | — | NOTE 5.000%10/0 | 88688TAB6 |
| PANW | PALO ALTO NETWORKS INC | 12,840 | $2,970 | 0.1% | $37.82 | 0.0% | COM | 697435105 |
| — | OMEROS CORP | 2,875,000 | $2,784 | 0.1% | $0.97 | — | NOTE 6.250%11/1 | 682143AE2 |
| — | AMARIN CORP PLC | 126,900 | $2,721 | 0.1% | $17.58 | — | Call | 023111206 |
| VIAV | VIAVI SOLUTIONS INC | 171,600 | $2,574 | 0.1% | $12.37 | +21.0% | Put | 925550105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 27,300 | $2,308 | 0.1% | $83.97 | -10.0% | Put | 09061G101 |
| TCOM | TRIP COM GROUP LTD | 63,732 | $2,138 | 0.1% | $30.75 | — | ADS | 89677Q107 |
| — | CHP MERGER CORP | 209,766 | $2,133 | 0.1% | $10.17 | — | UNIT 11/22/2024 | 12558Y205 |
| — | VERINT SYS INC | 32,100 | $1,777 | 0.1% | $46.15 | — | Call | 92343X100 |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTN | 171,600 | $1,684 | 0.1% | $10.53 | 0.0% | COM | 01988P108 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 19,700 | $1,666 | 0.1% | $83.97 | -10.0% | Call | 09061G101 |
| — | VERINT SYS INC | 29,447 | $1,630 | 0.1% | $46.15 | — | COM | 92343X100 |
| — | SPLUNK INC | 10,600 | $1,588 | 0.1% | $129.10 | — | Call | 848637104 |
| — | SPLUNK INC | 10,600 | $1,588 | 0.1% | $129.10 | — | Put | 848637104 |
| — | AMARIN CORP PLC | 69,100 | $1,481 | 0.1% | $17.58 | — | SPONS ADR NEW | 023111206 |
| PANW | PALO ALTO NETWORKS INC | 6,000 | $1,388 | 0.1% | $37.82 | 0.0% | Call | 697435105 |
| RIG | TRANSOCEAN LTD | 182,800 | $1,258 | 0.1% | $9.02 | -42.9% | Call | H8817H100 |
| EVH | EVOLENT HEALTH INC | 122,300 | $1,107 | 0.0% | $8.12 | 0.0% | Put | 30050B101 |
| EVH | EVOLENT HEALTH INC | 122,300 | $1,107 | 0.0% | $8.12 | 0.0% | Call | 30050B101 |
| — | HEALTHCARE MERGER CORP | 100,000 | $1,035 | 0.0% | $10.35 | — | UNIT 12/17/2021 | 42227L201 |
| — | CIIG MERGER CORP | 100,000 | $1,016 | 0.0% | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | TILRAY INC | 56,400 | $966 | 0.0% | $17.56 | — | Put | 88688T100 |
| — | JUNIPER INDL HLDGS INC | 86,900 | $886 | 0.0% | $10.20 | — | UNIT 11/13/2026 | 48205G205 |
| — | GLOBAL EAGLE ENTMT INC | 2,000,000 | $885 | 0.0% | $0.75 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| — | CLOVIS ONCOLOGY INC | 83,400 | $870 | 0.0% | $10.40 | — | Put | 189464100 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 85,000 | $856 | 0.0% | $10.07 | — | UNIT 12/01/2026 | 03212A204 |
| — | INTERCEPT PHARMACEUTICALS IN | 6,600 | $818 | 0.0% | $123.85 | — | Call | 45845P108 |
| IDCC | INTERDIGITAL INC | 14,591 | $795 | 0.0% | $55.25 | 0.0% | COM | 45867G101 |
| EVH | EVOLENT HEALTH INC | 85,400 | $772 | 0.0% | $8.12 | 0.0% | CL A | 30050B101 |
| — | LEXICON PHARMACEUTICALS INC | 1,000,000 | $760 | 0.0% | $1.16 | — | NOTE 5.250%12/0 | 528872AB0 |
| JOYY | JOYY INC | 12,600 | $665 | 0.0% | $52.79 | — | Put | 46591M109 |
| JOYY | JOYY INC | 12,600 | $665 | 0.0% | $52.79 | — | Call | 46591M109 |
| — | TILRAY INC | 38,100 | $652 | 0.0% | $17.56 | — | COM CL 2 | 88688T100 |
| AKAM | AKAMAI TECHNOLOGIES INC | 7,200 | $622 | 0.0% | $75.47 | +15.9% | Call | 00971T101 |
| AKAM | AKAMAI TECHNOLOGIES INC | 7,200 | $622 | 0.0% | $75.47 | +15.9% | Put | 00971T101 |
| EWY | ISHARES INC | 8,359 | $520 | 0.0% | $61.54 | — | MSCI STH KOR ETF | 464286772 |
| — | CLOVIS ONCOLOGY INC | 32,600 | $339 | 0.0% | $10.40 | — | COM | 189464100 |
| — | INTERCEPT PHARMACEUTICALS IN | 2,600 | $322 | 0.0% | $123.85 | — | COM | 45845P108 |
| — | FINSERV ACQUISITION CORP | 28,589 | $292 | 0.0% | $10.21 | — | UNIT 12/31/2026 | 318085206 |
| — | MCDERMOTT INTL INC | 251,800 | $170 | 0.0% | $1.93 | — | Put | 580037703 |
| — | JUNIPER INDL HLDGS INC | 10,000 | $98 | 0.0% | $9.80 | — | COM CL A | 48205G106 |
| — | MCDERMOTT INTL INC | 88,200 | $60 | 0.0% | $1.93 | — | COM | 580037703 |