CIK: 0001838556 · Show all filings
Period: Q2 2021 (Next →)
Filing Date: Aug 13, 2021
Total Value ($000): $278,277 (93.9% shares, 6.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Humanigen Inc | 2,686,666 | $46,694 | 16.8% | $17.38 | — | Common Stock | 444863203 |
| WTW | Willis Towers Watson PLC | 82,143 | $18,895 | 6.8% | $233.78 | 0.0% | Common Stock | G96629103 |
| — | Aurora Cannabis Inc | 16,950,000 | $16,950 | 6.1% | $1.00 | — | Bond | 05156XAG3 |
| TXNM | PNM Resources Inc | 223,530 | $10,902 | 3.9% | $49.20 | 0.0% | Common Stock | 69349H107 |
| — | Viveon Health Acquisition Corp | 800,000 | $7,920 | 2.8% | $9.90 | — | Common Stock | 92853V106 |
| — | Proofpoint Inc | 45,000 | $7,819 | 2.8% | $173.76 | — | Common Stock | 743424103 |
| SCPE | SC Health Corp | 775,000 | $7,812 | 2.8% | $10.08 | — | Common Stock | G78516203 |
| — | Taro Pharmaceutical Industries | 100,000 | $7,196 | 2.6% | $71.96 | — | Common Stock | M8737E108 |
| LGND | Ligand Pharmaceuticals Inc | 54,802 | $7,189 | 2.6% | $83.18 | 0.0% | Common Stock | 53220K504 |
| — | PTK Acquisition Corp | 708,698 | $7,023 | 2.5% | $9.91 | — | Common Stock | 69375F108 |
| — | Ventoux CCM Acquisition Corp | 700,000 | $6,951 | 2.5% | $9.93 | — | Common Stock | 92280L101 |
| — | Good Works Acquisition Corp | 612,803 | $6,097 | 2.2% | $9.95 | — | Common Stock | 38216X107 |
| — | Mallard Acquisition Corp | 606,510 | $6,053 | 2.2% | $9.98 | — | Common Stock | 561204108 |
| — | IHS Markit Ltd | 50,000 | $5,633 | 2.0% | $112.66 | — | Common Stock | G47567105 |
| BIIB | Biogen Inc | 15,000 | $5,194 | 1.9% | $302.94 | 0.0% | Common Stock | 09062X103 |
| DNA | Soaring Eagle Acquisition Corp | 517,683 | $5,156 | 1.9% | $9.96 | — | Common Stock | G8354H126 |
| — | Globis Acquisition Corp | 500,000 | $4,975 | 1.8% | $9.95 | — | Common Stock | 379582109 |
| — | Pra Health Sciences Inc | 30,000 | $4,956 | 1.8% | $165.20 | — | Common Stock | 69354M108 |
| — | Natural Order Acquisition Corp | 500,000 | $4,890 | 1.8% | $9.78 | — | Common Stock | 63889L107 |
| — | Quantum FinTech Acquisition Co | 500,000 | $4,875 | 1.8% | $9.75 | — | Common Stock | 74767A105 |
| — | Nocturne Acquisition Corp | 450,000 | $4,437 | 1.6% | $9.86 | — | Common Stock | G6580S114 |
| — | IM Cannabis Corp | 802,181 | $4,260 | 1.5% | $5.31 | — | Common Stock | 44969Q208 |
| — | Chardan Healthcare Acquisition | 422,989 | $4,213 | 1.5% | $9.96 | — | Common Stock | 15957T107 |
| — | Slack Technologies, Inc. | 90,000 | $3,987 | 1.4% | $44.30 | — | Common Stock | 83088V102 |
| KRE | SPDR S&P Regional Banking ETF | 60,370 | $3,956 | 1.4% | $65.53 | — | ETF | 78464A698 |
| — | Mountain Crest Acquisition Cor | 350,000 | $3,472 | 1.2% | $9.92 | — | Common Stock | 62402D105 |
| — | Meta Materials Inc | 3,314 | $3,127 | 1.1% | — | — | Put | 59134N104 |
| — | Health Sciences Acquisitions C | 300,000 | $3,060 | 1.1% | $10.20 | — | Common Stock | G4411D109 |
| — | SPK Acquisition Corp | 300,000 | $3,000 | 1.1% | $10.00 | — | Unit | 848651204 |
| — | Coherent Inc | 10,000 | $2,643 | 0.9% | $264.30 | — | Common Stock | 192479103 |
| — | Constellation Pharmaceuticals | 75,000 | $2,535 | 0.9% | $33.80 | — | Common Stock | 210373106 |
| — | Discovery Inc | 81,000 | $2,347 | 0.8% | $28.98 | — | Common Stock | 25470F302 |
| — | Neptune Wellness Solutions Inc | 1,975,573 | $2,311 | 0.8% | $1.17 | — | Common Stock | 64079L105 |
| — | Stable Road Acquisition Corp | 149,764 | $2,092 | 0.8% | $13.97 | — | Common Stock | 85236Q109 |
| — | ICC Holdings Inc | 129,919 | $2,080 | 0.7% | $16.01 | — | Common Stock | 44931Q104 |
| GLBS | Globus Maritime Ltd | 525,000 | $2,037 | 0.7% | $4.55 | 0.0% | Common Stock | Y27265126 |
| SRPT | Sarepta Therapeutics Inc | 25,000 | $1,944 | 0.7% | $75.81 | 0.0% | Common Stock | 803607100 |
| — | Aerojet Rocketdyne Holdings In | 38,202 | $1,845 | 0.7% | $48.30 | — | Common Stock | 007800105 |
| — | Cimarex Energy Co | 25,000 | $1,811 | 0.7% | $72.44 | — | Common Stock | 171798101 |
| TME | Tencent Music Entertainment Gr | 100,000 | $1,548 | 0.6% | $15.48 | — | Depositary Receipt | 88034P109 |
| — | BriaCell Therapeutics Corp | 250,000 | $1,333 | 0.5% | $5.33 | — | Common Stock | 10778Y302 |
| — | Change Healthcare Inc | 50,000 | $1,152 | 0.4% | $23.04 | — | Common Stock | 15912K100 |
| — | Sustainable Opportunities Acqu | 115,537 | $1,150 | 0.4% | $9.95 | — | Common Stock | G8598Y109 |
| — | Super League Gaming Inc | 198,717 | $1,071 | 0.4% | $5.39 | — | Common Stock | 86804F202 |
| AUR | Reinvent Technology Partners Y | 108,190 | $1,070 | 0.4% | $9.89 | — | Common Stock | G7484L106 |
| — | Vallon Pharmaceuticals Inc | 194,900 | $1,060 | 0.4% | $5.44 | — | Common Stock | 92023M101 |
| — | EVgo Inc | 253,600 | $1,035 | 0.4% | $4.08 | — | Warrant | 18716C118 |
| — | 180 Life Sciences Corp | 95,276 | $953 | 0.3% | $10.00 | — | Common Stock | 68236V104 |
| — | Inhibikase Therapeutics Inc | 320,947 | $899 | 0.3% | $2.80 | — | Common Stock | 45719W106 |
| — | Proterra Inc | 131,600 | $738 | 0.3% | $5.61 | — | Warrant | 74374T117 |
| — | SoFi Technologies Inc | 70,800 | $603 | 0.2% | $8.52 | — | Warrant | 83406F110 |
| — | Sema4 Holdings Corp | 124,990 | $575 | 0.2% | $4.60 | — | Warrant | 18978W117 |
| — | Reinvent Technology Partners | 84,600 | $550 | 0.2% | $6.50 | — | Common Stock | G9027T109 |
| — | Gold Royalty Corp | 461,773 | $485 | 0.2% | $1.05 | — | Warrant | 38071H114 |
| — | Kiromic BioPharma Inc | 100,000 | $481 | 0.2% | $4.81 | — | Common Stock | 497634105 |
| — | Genius Sports Ltd | 59,900 | $476 | 0.2% | $7.95 | — | Warrant | G3934V117 |
| PCTTW | PureCycle Technologies Inc | 38,700 | $473 | 0.2% | $12.22 | — | Warrant | 74623V111 |
| — | Tarena International Inc | 163,732 | $457 | 0.2% | $2.79 | — | Depositary Receipt | 876108101 |
| — | BowX Acquisition Corp | 134,500 | $449 | 0.2% | $3.34 | — | Warrant | 103085114 |
| — | Chardan Healthcare Acquisition | 698,100 | $447 | 0.2% | $0.64 | — | Warrant | 15957T115 |
| — | Strongbridge Biopharma PLC | 147,555 | $438 | 0.2% | $2.97 | — | Common Stock | G85347105 |
| — | Osprey Technology Acquisition | 249,879 | $427 | 0.2% | $1.71 | — | Warrant | 68839R120 |
| — | Panbela Therapeutics Inc | 150,000 | $425 | 0.2% | $2.83 | — | Common Stock | 69833Q100 |
| — | 23andMe Holding Co | 132,288 | $401 | 0.1% | $3.03 | — | Warrant | 90138Q116 |
| — | Vincerx Pharma Inc | 29,037 | $377 | 0.1% | $12.98 | — | Common Stock | 92731L106 |
| — | Sunlight Financial Holdings In | 209,600 | $377 | 0.1% | $1.80 | — | Warrant | 846775112 |
| — | Hostess Brands Inc | 150,000 | $365 | 0.1% | $2.43 | — | Warrant | 44109J114 |
| — | Bridgetown Holdings Ltd | 36,000 | $364 | 0.1% | $10.11 | — | Common Stock | G1355U113 |
| — | Natural Order Acquisition Corp | 500,000 | $355 | 0.1% | $0.71 | — | Warrant | 63889L115 |
| — | Proterra Inc | 20,284 | $347 | 0.1% | $17.11 | — | Common Stock | 74374T109 |
| — | Globis Acquisition Corp | 500,000 | $345 | 0.1% | $0.69 | — | Warrant | 379582117 |
| — | UpHealth Inc | 971 | $340 | 0.1% | — | — | Put | 91532B101 |
| — | PTK Acquisition Corp | 650,000 | $338 | 0.1% | $0.52 | — | Warrant | 69375F116 |
| — | Sustainable Opportunities Acqu | 229,730 | $331 | 0.1% | $1.44 | — | Warrant | G8598Y117 |
| ELMWQ | Electric Last Mile Solutions I | 139,855 | $316 | 0.1% | $2.26 | — | Warrant | 28489L112 |
| — | Matterport Inc | 52,100 | $312 | 0.1% | $5.99 | — | Warrant | 38286R113 |
| — | Mountain Crest Acquisition Cor | 350,000 | $298 | 0.1% | $0.85 | — | Right | 62402D113 |
| — | Cano Health Inc | 79,300 | $292 | 0.1% | $3.68 | — | Warrant | 13781Y111 |
| — | Mallard Acquisition Corp | 606,510 | $288 | 0.1% | $0.47 | — | Warrant | 561204116 |
| — | Viveon Health Acquisition Corp | 800,000 | $281 | 0.1% | $0.35 | — | Warrant | 92853V114 |
| BKKT/WS | VPC Impact Acquisition Holding | 157,904 | $272 | 0.1% | $1.72 | — | Warrant | G9441E118 |
| — | Stable Road Acquisition Corp | 62,899 | $264 | 0.1% | $4.20 | — | Warrant | 85236Q117 |
| — | Celularity Inc | 193,900 | $264 | 0.1% | $1.36 | — | Warrant | 36251A115 |
| — | Ventoux CCM Acquisition Corp | 700,000 | $259 | 0.1% | $0.37 | — | Warrant | 92280L119 |
| — | Peridot Acquisition Corp | 85,900 | $233 | 0.1% | $2.71 | — | Warrant | G7008A107 |
| — | BiomX Inc | 368,098 | $221 | 0.1% | $0.60 | — | Warrant | 09090D111 |
| — | Duddell Street Acquisition Cor | 238,499 | $220 | 0.1% | $0.92 | — | Warrant | G28553116 |
| — | Viveon Health Acquisition Corp | 800,000 | $216 | 0.1% | $0.27 | — | Right | 92853V122 |
| — | Fusion Acquisition Corp | 151,610 | $212 | 0.1% | $1.40 | — | Warrant | 36118H113 |
| BARKW | Original BARK Co/The | 54,717 | $190 | 0.1% | $3.47 | — | Warrant | 68622E112 |
| LEVWQ | Lion Electric Co/The | 28,237 | $184 | 0.1% | $6.52 | — | Warrant | 536221112 |
| — | BriaCell Therapeutics Corp | 100,000 | $180 | 0.1% | $1.80 | — | Warrant | 10778Y112 |
| — | Alberton Acquisition Corp | 309,348 | $173 | 0.1% | $0.56 | — | Right | G35006132 |
| — | LiveVox Holdings Inc | 131,390 | $173 | 0.1% | $1.32 | — | Warrant | 53838L118 |
| — | Nocturne Acquisition Corp | 450,000 | $171 | 0.1% | $0.38 | — | Right | G6580S106 |
| SRTAW | Blade Air Mobility Inc | 61,209 | $168 | 0.1% | $2.74 | — | Warrant | 092667112 |
| — | Quantum FinTech Acquisition Co | 500,000 | $166 | 0.1% | $0.33 | — | Warrant | 74767A113 |
| — | GTT Communications Inc | 4,726 | $165 | 0.1% | — | — | Put | 362393100 |
| DNABW | Soaring Eagle Acquisition Corp | 50,000 | $165 | 0.1% | $3.30 | — | Warrant | G8354H118 |
| — | AvePoint Inc | 48,500 | $165 | 0.1% | $3.40 | — | Warrant | 03768F110 |
| PSEWF | Paysafe Ltd | 45,734 | $164 | 0.1% | $3.59 | — | Warrant | G6964L115 |
| — | Ventoux CCM Acquisition Corp | 700,000 | $154 | 0.1% | $0.22 | — | Right | 92280L127 |
| — | Burgundy Technology Acquisitio | 158,400 | $150 | 0.1% | $0.95 | — | Warrant | G1702T124 |
| — | Zanite Acquisition Corp | 115,000 | $140 | 0.1% | $1.22 | — | Warrant | 98907K111 |
| — | Far Peak Acquisition Corp | 96,800 | $137 | 0.0% | $1.42 | — | Warrant | G3312L111 |
| — | Bridgetown Holdings Ltd | 63,100 | $126 | 0.0% | $2.00 | — | Warrant | G1355U121 |
| — | View Inc | 68,500 | $118 | 0.0% | $1.72 | — | Warrant | 92671V114 |
| — | Hyzon Motors Inc | 42,535 | $97 | 0.0% | $2.28 | — | Warrant | 242797116 |
| OUSTZ | Ouster Inc | 20,600 | $75 | 0.0% | $3.64 | — | Warrant | 68989M111 |
| BRZHW | Breeze Holdings Acquisition Co | 99,733 | $73 | 0.0% | $0.73 | — | Warrant | 106762115 |
| — | Alberton Acquisition Corp | 177,500 | $73 | 0.0% | $0.41 | — | Warrant | G35006124 |
| SKILW | Skillsoft Corp | 28,754 | $60 | 0.0% | $2.09 | — | Warrant | 83066P119 |
| UPHLW | UpHealth Inc | 64,227 | $55 | 0.0% | $0.86 | — | Warrant | 91532B119 |
| — | AmpliTech Group Inc | 32,679 | $54 | 0.0% | $1.65 | — | Warrant | 03211Q119 |
| — | RMG Acquisition Corp II | 23,434 | $39 | 0.0% | $1.66 | — | Warrant | G76083123 |
| — | Better World Acquisition Corp | 34,850 | $35 | 0.0% | $1.00 | — | Warrant | 08772B112 |
| — | Enovix Corp | 3,338 | $34 | 0.0% | $10.19 | — | Warrant | 774873111 |
| — | Cohn Robbins Holdings Corp | 26,000 | $30 | 0.0% | $1.15 | — | Warrant | G23726113 |
| — | Sports Entertainment Acquisiti | 13,323 | $29 | 0.0% | $2.18 | — | Warrant | 84918M114 |
| — | Janus International Group Inc | 6,800 | $28 | 0.0% | $4.12 | — | Warrant | 47103N114 |
| — | Proofpoint Inc | 343 | $27 | 0.0% | $173.76 | — | Put | 743424103 |
| — | E.Merge Technology Acquisition | 27,500 | $27 | 0.0% | $0.98 | — | Warrant | 26873Y112 |
| — | Lightning eMotors Inc | 14,550 | $24 | 0.0% | $1.65 | — | Warrant | 53228T119 |
| — | Pine Island Acquisition Corp | 17,667 | $21 | 0.0% | $1.19 | — | Warrant | 722615119 |
| — | Avanti Acquisition Corp | 19,460 | $20 | 0.0% | $1.03 | — | Warrant | G0682V125 |
| — | Social Capital Hedosophia Hold | 500 | $15 | 0.0% | — | — | Call | G82514103 |
| — | Concord Acquisition Corp | 9,000 | $9 | 0.0% | $1.00 | — | Warrant | 206071110 |
| MAPSW | WM Technology Inc | 1,400 | $9 | 0.0% | $6.43 | — | Warrant | 92971A117 |
| — | Environmental Impact Acquisiti | 6,700 | $7 | 0.0% | $1.04 | — | Warrant | 29408N114 |
| — | Ucommune International Ltd | 25,521 | $7 | 0.0% | $0.27 | — | Warrant | G9449A118 |
| KPLTW | Katapult Holdings Inc | 1,800 | $6 | 0.0% | $3.33 | — | Warrant | 485859110 |
| — | Constellation Pharmaceuticals | 480 | $5 | 0.0% | $33.80 | — | Put | 210373106 |
| — | KludeIn I Acquisition Corp | 5,000 | $4 | 0.0% | $0.80 | — | Warrant | 49878L117 |
| XOSWW | NextGen Acquisition Corp | 1,500 | $3 | 0.0% | $2.00 | — | Warrant | G65305123 |
| — | Trebia Acquisition Corp | 100 | $2 | 0.0% | — | — | Call | G7483N129 |
| — | Reinvent Technology Partners | 3 | $0 | 0.0% | — | — | Put | G7483N129 |