CIK: 0001838556 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $201,215 (92.9% shares, 7.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| WTW | WILLIS TOWERS WATSON PLC LTD | 87,143 | $20,257 | 10.1% | $232.40 | -9.8% | SHS | G96629103 |
| — | Aurora Cannabis Inc | 16,950,000 | $14,323 | 7.1% | $1.00 | — | NOTE 5.500% 2/2 | 05156XAG3 |
| — | IHS Markit Ltd | 100,000 | $11,662 | 5.8% | $114.64 | — | SHS | G47567105 |
| TXNM | PNM RES INC | 223,530 | $11,060 | 5.5% | $49.20 | -0.5% | COM | 69349H107 |
| — | MUDRICK CAPITAL ACQU CORP II | 1,000,000 | $9,950 | 4.9% | $9.95 | — | COM CL A | 62477L107 |
| — | Viveon Health Acquisition Corp | 800,000 | $7,992 | 4.0% | $9.90 | — | COMMON STOCK | 92853V106 |
| OPTU | Altice USA Inc | 349,099 | $7,233 | 3.6% | $29.13 | 0.0% | CL A | 02156K103 |
| — | Ventoux CCM Acquisition Corp | 700,000 | $7,000 | 3.5% | $9.93 | — | COM | 92280L101 |
| — | TARO PHARMACEUTICAL INDS LTD | 100,000 | $6,363 | 3.2% | $71.96 | — | SHS | M8737E108 |
| — | MALLARD ACQUISITION CORP | 606,510 | $6,059 | 3.0% | $9.98 | — | COM | 561204108 |
| — | Humanigen Inc | 1,000,000 | $5,930 | 2.9% | $17.38 | — | COM NEW | 444863203 |
| BIIB | Biogen Inc | 20,000 | $5,660 | 2.8% | $309.14 | +6.0% | COM | 09062X103 |
| — | HYDROFARM HLDGS GROUP INC | 145,526 | $5,508 | 2.7% | $37.85 | — | COM | 44888K209 |
| BTBT | Bit Digital Inc | 843,172 | $5,253 | 2.6% | $9.66 | 0.0% | SHS | G1144A105 |
| LGND | Ligand Pharmaceuticals Inc | 37,420 | $5,213 | 2.6% | $83.18 | -7.0% | COM NEW | 53220K504 |
| — | Globis Acquisition Corp | 500,000 | $5,020 | 2.5% | $9.95 | — | COM | 379582109 |
| — | PERSHING SQUARE TONTINE HLDG | 250,000 | $4,925 | 2.4% | $19.70 | — | COM CL A | 71531R109 |
| — | QUANTUM FINTECH ACQUISTIN CO | 500,000 | $4,925 | 2.4% | $9.75 | — | COMMON STOCK | 74767A105 |
| — | NATURAL ORDER ACQUISITION CO | 500,000 | $4,905 | 2.4% | $9.78 | — | COM | 63889L107 |
| — | Nocturne Acquisition Corp | 450,000 | $4,491 | 2.2% | $9.86 | — | ORDINARY SHARES | G6580S114 |
| KRE | SPDR SER TR | 60,370 | $4,090 | 2.0% | $65.53 | — | S&P REGL BKG | 78464A698 |
| AMZN | AMAZON COM INC | 1,000 | $3,285 | 1.6% | $172.49 | 0.0% | COM | 023135106 |
| CBOE | CBOE GLOBAL MKTS INC | 25,000 | $3,097 | 1.5% | $115.62 | 0.0% | COM | 12503M108 |
| — | HEALTH SCIENCES ACQ CORP 2 | 300,000 | $2,967 | 1.5% | $10.20 | — | ORD SHS | G4411D109 |
| — | IM Cannabis Corp | 808,890 | $2,855 | 1.4% | $5.31 | — | COM NEW | 44969Q208 |
| — | Coherent Inc | 10,000 | $2,501 | 1.2% | $264.30 | — | COM | 192479103 |
| EGLXF | ENTHUSIAST GAMING HLDGS INC | 650,000 | $2,343 | 1.2% | $4.64 | 0.0% | COM | 29385B109 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 125,231 | $2,204 | 1.1% | $17.72 | 0.0% | COM | 84920Y106 |
| — | ICC HLDGS INC | 129,919 | $2,144 | 1.1% | $16.01 | — | COM | 44931Q104 |
| — | Discovery Inc | 81,000 | $1,966 | 1.0% | $28.98 | — | COM SER C | 25470F302 |
| — | Howard Bancorp Inc | 81,000 | $1,643 | 0.8% | $20.28 | — | COM | 442496105 |
| — | Briacell Therapeutics Corp | 254,437 | $1,209 | 0.6% | $3.59 | — | *W EXP 02/24/202 | 10778Y112 |
| GLBS | GLOBUS MARITIME LIMITED NEW | 320,145 | $935 | 0.5% | $4.55 | -33.0% | COM NEW | Y27265126 |
| — | Change Healthcare Inc | 39,170 | $820 | 0.4% | $23.04 | — | COM | 15912K100 |
| — | Spire Global Inc | 60,000 | $752 | 0.4% | $12.53 | — | COM CL A | 848560108 |
| TME | TENCENT MUSIC ENTMT GROUP | 100,000 | $725 | 0.4% | $15.48 | — | SPON ADS | 88034P109 |
| — | Inhibikase Therapeutics Inc | 320,947 | $610 | 0.3% | $2.80 | — | COM | 45719W106 |
| — | Vallon Pharmaceuticals Inc | 74,935 | $545 | 0.3% | $5.44 | — | COM | 92023M101 |
| — | MOUNTAIN CREST ACQUSTN CORP | 700,000 | $524 | 0.3% | $0.80 | — | RIGHT 04/07/2022 | 62402D113 |
| — | PROTERRA INC | 185,598 | $486 | 0.2% | $4.74 | — | *W EXP 09/22/202 | 74374T117 |
| — | Renovacor Inc | 698,100 | $478 | 0.2% | $0.68 | — | *W EXP 99/99/999 | 75989E114 |
| — | Gold Royalty Corp | 461,773 | $462 | 0.2% | $1.05 | — | *W EXP 99/99/999 | 38071H114 |
| — | Ironnet Inc | 100,000 | $457 | 0.2% | $4.57 | — | *W EXP 08/26/202 | 46323Q113 |
| — | Hostess Brands Inc | 150,000 | $447 | 0.2% | $2.43 | — | *W EXP 11/04/202 | 44109J114 |
| TMC | TMC the metals company Inc | 95,000 | $434 | 0.2% | $8.05 | 0.0% | COM | 87261Y106 |
| — | GENIUS SPORTS LIMITED | 60,500 | $432 | 0.2% | $7.94 | — | *W EXP 04/30/202 | G3934V117 |
| VLN/WS | PTK ACQUISITION CORP | 650,000 | $410 | 0.2% | $0.63 | — | *W EXP 12/12/202 | M9607U107 |
| — | Matterport Inc | 52,100 | $405 | 0.2% | $7.77 | — | *W EXP 08/24/202 | 577096118 |
| EVGOW | EVgo Inc | 218,700 | $383 | 0.2% | $1.75 | — | *W EXP 09/15/202 | 30052F118 |
| — | Bridgetown Holdings Ltd | 36,000 | $353 | 0.2% | $10.11 | — | COM CL A | G1355U113 |
| — | Panbela Therapeutics Inc | 150,000 | $326 | 0.2% | $2.83 | — | COM | 69833Q100 |
| — | Globis Acquisition Corp | 500,000 | $315 | 0.2% | $0.69 | — | *W EXP 11/01/202 | 379582117 |
| — | Blacksky Technology Inc | 30,000 | $311 | 0.2% | $10.37 | — | COM CL A | 09263B108 |
| BKSY/WS | Blacksky Technology Inc | 174,879 | $276 | 0.1% | $1.58 | — | *W EXP 10/30/202 | 09263B116 |
| — | NATURAL ORDER ACQUISITION CO | 500,000 | $255 | 0.1% | $0.71 | — | *W EXP 09/15/202 | 63889L115 |
| TMCWW | TMC THE METALS COMPANY INC | 249,201 | $239 | 0.1% | $0.96 | — | *W EXP 09/09/202 | 87261Y114 |
| MNTSW | Momentus Inc | 88,846 | $237 | 0.1% | $2.67 | — | *W EXP 05/15/202 | 60879E119 |
| — | Renovacor Inc | 25,000 | $226 | 0.1% | $9.04 | — | COM | 75989E106 |
| ELMWQ | ELECTRIC LAST MILE SOLUTNS I | 129,854 | $216 | 0.1% | $2.26 | — | *W EXP 08/24/202 | 28489L112 |
| — | LI-CYCLE HOLDINGS CORP | 85,900 | $206 | 0.1% | $2.40 | — | *W EXP 08/10/202 | 50202P113 |
| — | Viveon Health Acquisition Corp | 800,000 | $200 | 0.1% | $0.35 | — | *W EXP 99/99/999 | 92853V114 |
| CELUW | Celularity Inc | 165,557 | $190 | 0.1% | $1.15 | — | *W EXP 05/24/202 | 151190113 |
| — | Nocturne Acquisition Corp | 450,000 | $189 | 0.1% | $0.38 | — | RIGHT 12/26/2025 | G6580S106 |
| — | SOFI TECHNOLOGIES INC | 30,425 | $189 | 0.1% | $8.52 | — | *W EXP 05/28/202 | 83406F110 |
| PCTTW | Purecycle Technologies Inc | 36,436 | $187 | 0.1% | $12.22 | — | *W EXP 03/17/202 | 74623V111 |
| ACHR/WS | Archer Aviation Inc | 116,700 | $186 | 0.1% | $1.59 | — | *W EXP 09/16/202 | 03945R110 |
| — | MALLARD ACQUISITION CORP | 606,510 | $185 | 0.1% | $0.47 | — | *W EXP 06/30/202 | 561204116 |
| — | 23ANDME HOLDING CO | 98,237 | $181 | 0.1% | $3.03 | — | *W EXP 06/16/202 | 90138Q116 |
| — | Viveon Health Acquisition Corp | 800,000 | $168 | 0.1% | $0.27 | — | RIGHT 12/31/2025 | 92853V122 |
| — | Ventoux CCM Acquisition Corp | 700,000 | $168 | 0.1% | $0.37 | — | *W EXP 09/30/202 | 92280L119 |
| — | SUNLIGHT FINANCIAL HOLDINGS | 153,684 | $168 | 0.1% | $1.09 | — | *W EXP 07/09/202 | 86738J114 |
| — | NRX Pharmaceuticals Inc | 17,900 | $166 | 0.1% | $9.27 | — | COM | 629444100 |
| — | DUDDELL STREET ACQUISITN COR | 238,499 | $160 | 0.1% | $0.92 | — | *W EXP 99/99/999 | G28553116 |
| WGSWW | Sema4 Holdings Corp | 73,190 | $155 | 0.1% | $2.12 | — | *W EXP 07/22/202 | 81663L119 |
| DNABW | Ginkgo Bioworks Holdings Inc | 45,000 | $153 | 0.1% | $3.40 | — | *W EXP 08/01/202 | 37611X118 |
| — | Alberton Acquisition Corp | 309,348 | $147 | 0.1% | $0.56 | — | RIGHT 10/26/2021 | G35006132 |
| — | Spire Global Inc | 82,000 | $139 | 0.1% | $1.70 | — | *W EXP 01/01/203 | 848560116 |
| — | QUANTUM FINTECH ACQUISTIN CO | 500,000 | $135 | 0.1% | $0.33 | — | *W EXP 01/30/202 | 74767A113 |
| — | Far Peak Acquisition Corp | 70,876 | $123 | 0.1% | $1.42 | — | *W EXP 12/07/202 | G3312L111 |
| — | Ventoux CCM Acquisition Corp | 700,000 | $123 | 0.1% | $0.22 | — | RIGHT 99/99/9999 | 92280L127 |
| — | Biomx Inc | 368,098 | $121 | 0.1% | $0.60 | — | *W EXP 10/16/202 | 09090D111 |
| — | Cano Health Inc | 28,550 | $118 | 0.1% | $3.68 | — | *W EXP 06/03/202 | 13781Y111 |
| — | AvePoint Inc | 60,101 | $118 | 0.1% | $1.96 | — | *W EXP 09/18/202 | 053604112 |
| FFAIW | FARADAY FUTRE INTLGT ELCTR I | 67,297 | $114 | 0.1% | $1.69 | — | *W EXP 03/20/202 | 307359117 |
| — | BURGUNDY TECHNOLOGY ACQU COR | 158,400 | $108 | 0.1% | $0.95 | — | *W EXP 08/31/202 | G1702T124 |
| BARKW | THE ORIGINAL BARK COMPANY | 59,191 | $101 | 0.1% | $3.34 | — | *W EXP 05/01/202 | 68622E112 |
| — | Zanite Acquisition Corp | 115,000 | $97 | 0.0% | $1.22 | — | *W EXP 10/08/202 | 98907K111 |
| — | Moneylion Inc | 96,110 | $93 | 0.0% | $0.97 | — | *W EXP 09/22/202 | 60938K114 |
| — | Doma Holdings Inc | 59,000 | $83 | 0.0% | $1.41 | — | *W EXP 07/28/202 | 25703A112 |
| JOBY/WS | Joby Aviation Inc | 35,800 | $81 | 0.0% | $2.26 | — | *W EXP 08/10/202 | G65163118 |
| — | Bridgetown Holdings Ltd | 63,100 | $78 | 0.0% | $2.00 | — | *W EXP 09/30/202 | G1355U121 |
| — | Alberton Acquisition Corp | 177,500 | $67 | 0.0% | $0.41 | — | *W EXP 04/26/202 | G35006124 |
| BRZHW | BREEZE HOLDINGS ACQUISITN CO | 99,733 | $52 | 0.0% | $0.73 | — | *W EXP 05/25/202 | 106762115 |
| — | Hyzon Motors Inc | 29,827 | $44 | 0.0% | $1.48 | — | *W EXP 10/02/202 | 44951Y110 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 23,434 | $43 | 0.0% | $1.83 | — | *W EXP 08/30/202 | G7500M120 |
| — | Amplitech Group Inc | 32,679 | $42 | 0.0% | $1.65 | — | *W EXP 01/01/202 | 03211Q119 |
| — | CELLEBRITE DI LTD | 18,698 | $40 | 0.0% | $2.14 | — | *W EXP 08/30/202 | M2197Q115 |
| OUSTZ | Ouster Inc | 24,724 | $39 | 0.0% | $3.30 | — | *W EXP 03/11/202 | 68989M111 |
| PSEWF | PAYSAFE LIMITED | 20,634 | $38 | 0.0% | $3.59 | — | *W EXP 03/30/202 | G6964L115 |
| — | SPORTS ENTERTAINMENT ACQU CO | 13,323 | $32 | 0.0% | $2.18 | — | *W EXP 10/30/202 | 84918M114 |
| — | Cohn Robbins Holdings Corp | 26,000 | $24 | 0.0% | $1.15 | — | *W EXP 08/28/202 | G23726113 |
| — | BETTER WORLD ACQUISITION COR | 34,850 | $21 | 0.0% | $1.00 | — | *W EXP 11/15/202 | 08772B112 |
| — | E MERGE TECHNOLOGY ACQUISITI | 27,500 | $19 | 0.0% | $0.98 | — | *W EXP 07/30/202 | 26873Y112 |
| — | PINE IS ACQUISITION CORP | 17,667 | $15 | 0.0% | $1.19 | — | *W EXP 10/19/202 | 722615119 |
| — | Avanti Acquisition Corp | 19,460 | $13 | 0.0% | $1.03 | — | *W EXP 99/99/999 | G0682V125 |
| — | Ucommune International Ltd | 25,521 | $4 | 0.0% | $0.27 | — | *W EXP 11/17/202 | G9449A118 |