DAFNA Capital Management LLC Diversified Active

CIK: 0001389933 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $68,326 (92.8% shares, 7.2% debt)

Holdings (44)

— PHARMACYCLICS INC 11.9%

Value ($000) $8,116 Shares 102,128 Est. Cost $79.47 Unrealized —

— NOVADAQ TECHNOLOGIES INC 9.1%

Value ($000) $6,210 Shares 461,362 Est. Cost $13.46 Unrealized —

ATRC ATRICURE INC 6.6%

Value ($000) $4,538 Shares 477,701 Est. Cost $8.71 Unrealized 0.0%

— PROTALIX BIOTHERAPEUTICS INC 6.2%

Value ($000) $4,262 Shares 868,106 Est. Cost $4.91 Unrealized —

PODD INSULET CORP 5.7%

Value ($000) $3,926 Shares 124,981 Est. Cost $28.33 Unrealized 0.0%

— INSULET CORP 5.7%

Value ($000) $3,911 Shares 3,000,000 Est. Cost $1.30 Unrealized —

— NXSTAGE MEDICAL INC 5.3%

Value ($000) $3,594 Shares 251,654 Est. Cost $14.28 Unrealized —

— ARIAD PHARMACEUTICALS INC 4.9%

Value ($000) $3,344 Shares 191,215 Est. Cost $17.49 Unrealized —

— DISCOVERY LABORATORIES INC 3.9%

Value ($000) $2,635 Shares 1,733,660 Est. Cost $1.52 Unrealized —

— CARDIONET INC 3.5%

Value ($000) $2,371 Shares 401,788 Est. Cost $5.90 Unrealized —

— GIVEN IMAGING LTD 3.2%

Value ($000) $2,190 Shares 156,320 Est. Cost $14.01 Unrealized —

— DYAX CORP 2.9%

Value ($000) $2,001 Shares 578,381 Est. Cost $3.46 Unrealized —

— CURIS INC 2.6%

Value ($000) $1,754 Shares 549,896 Est. Cost $3.19 Unrealized —

— INSPIREMD INC 2.3%

Value ($000) $1,581 Shares 715,200 Est. Cost $2.21 Unrealized —

— CARDICA INC 1.7%

Value ($000) $1,180 Shares 1,063,469 Est. Cost $1.11 Unrealized —

— ACHILLION PHARMACEUTICALS 1.5%

Value ($000) $996 Shares 121,800 Est. Cost $8.18 Unrealized —

— NUVASIVE INC 1.4%

Value ($000) $986 Shares 1,000,000 Est. Cost $0.99 Unrealized —

— SPECTRANETICS CORP 1.4%

Value ($000) $978 Shares 52,362 Est. Cost $18.68 Unrealized —

— XENOPORT INC 1.4%

Value ($000) $947 Shares 191,262 Est. Cost $4.95 Unrealized —

— VENAXIS INC 1.2%

Value ($000) $836 Shares 697,000 Est. Cost $1.20 Unrealized —

JNJ JOHNSON AND JOHNSON 1.2%

Value ($000) $807 Shares 9,400 Est. Cost $59.66 Unrealized 0.0%

— BAXANO SURGICAL INC 1.2%

Value ($000) $807 Shares 336,351 Est. Cost $2.40 Unrealized —

— BIOSPECIFICS TECHNOLOGIES 1.2%

Value ($000) $806 Shares 51,692 Est. Cost $15.59 Unrealized —

— SYNERON MEDICAL LTD 1.2%

Value ($000) $791 Shares 90,947 Est. Cost $8.70 Unrealized —

— CUTERA INC 1.1%

Value ($000) $781 Shares 88,694 Est. Cost $8.81 Unrealized —

— DERMA SCIENCES INC 1.1%

Value ($000) $761 Shares 57,009 Est. Cost $13.35 Unrealized —

INFU INFUSYSTEM HOLDINGS INC 1.0%

Value ($000) $707 Shares 474,484 Est. Cost $1.53 Unrealized 0.0%

VRTX VERTEX PHARMACEUTICALS INC 1.0%

Value ($000) $689 Shares 8,600 Est. Cost $73.64 Unrealized 0.0%

— EXACTECH INC 1.0%

Value ($000) $664 Shares 33,636 Est. Cost $19.74 Unrealized —

— RTI BIOLOGICS INC 0.9%

Value ($000) $628 Shares 167,058 Est. Cost $3.76 Unrealized —

— UROPLASTY INC 0.9%

Value ($000) $599 Shares 289,332 Est. Cost $2.07 Unrealized —

— ANACOR PHARMACEUTICALS INC 0.9%

Value ($000) $598 Shares 106,993 Est. Cost $5.59 Unrealized —

— KERYX BIOPHARMACEUTICALS 0.8%

Value ($000) $575 Shares 77,000 Est. Cost $7.47 Unrealized —

— KALOBIOS PHARMACEUTICALS INC 0.7%

Value ($000) $452 Shares 79,834 Est. Cost $5.66 Unrealized —

— INTERCEPT PHARMACEUTICALS IN 0.7%

Value ($000) $448 Shares 10,000 Est. Cost $44.80 Unrealized —

MASI MASIMO CORPORATION 0.5%

Value ($000) $371 Shares 17,500 Est. Cost $21.04 Unrealized 0.0%

STXS STEREOTAXIS INC 0.5%

Value ($000) $343 Shares 221,508 Est. Cost $1.58 Unrealized 0.0%

— THERAGENICS CORP 0.5%

Value ($000) $333 Shares 160,719 Est. Cost $2.07 Unrealized —

— PALATIN TECHNOLOGIES INC 0.5%

Value ($000) $319 Shares 514,768 Est. Cost $0.62 Unrealized —

— GRAYMARK HEALTHCARE INC 0.2%

Value ($000) $146 Shares 693,027 Est. Cost $0.21 Unrealized —

— CYCLACEL PHARMACEUTICALS INC 0.2%

Value ($000) $131 Shares 44,300 Est. Cost $2.96 Unrealized —

— AUTHENTIDATE HOLDING CORP 0.2%

Value ($000) $124 Shares 142,062 Est. Cost $0.87 Unrealized —

— DIGIRAD CORP 0.1%

Value ($000) $89 Shares 36,672 Est. Cost $2.43 Unrealized —

— COMBIMATRIX CORP 0.0%

Value ($000) $1 Shares 2,325 Est. Cost $0.43 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PHARMACYCLICS INC	102,128	$8,116	11.9%	$79.47	—	COM	716933106
—	NOVADAQ TECHNOLOGIES INC	461,362	$6,210	9.1%	$13.46	—	COM	66987G102
ATRC	ATRICURE INC	477,701	$4,538	6.6%	$8.71	0.0%	COM	04963C209
—	PROTALIX BIOTHERAPEUTICS INC	868,106	$4,262	6.2%	$4.91	—	COM	74365A101
PODD	INSULET CORP	124,981	$3,926	5.7%	$28.33	0.0%	COM	45784P101
—	INSULET CORP	3,000,000	$3,911	5.7%	$1.30	—	NOTE 3.750% 6/1	45784PAC5
—	NXSTAGE MEDICAL INC	251,654	$3,594	5.3%	$14.28	—	COM	67072V103
—	ARIAD PHARMACEUTICALS INC	191,215	$3,344	4.9%	$17.49	—	COM	04033A100
—	DISCOVERY LABORATORIES INC	1,733,660	$2,635	3.9%	$1.52	—	COM NEW	254668403
—	CARDIONET INC	401,788	$2,371	3.5%	$5.90	—	COM	14159L103
—	GIVEN IMAGING LTD	156,320	$2,190	3.2%	$14.01	—	ORD SHS	M52020100
—	DYAX CORP	578,381	$2,001	2.9%	$3.46	—	COM	26746E103
—	CURIS INC	549,896	$1,754	2.6%	$3.19	—	COM	231269101
—	INSPIREMD INC	715,200	$1,581	2.3%	$2.21	—	COM NEW	45779A309
—	CARDICA INC	1,063,469	$1,180	1.7%	$1.11	—	COM	14141R101
—	ACHILLION PHARMACEUTICALS	121,800	$996	1.5%	$8.18	—	COM	00448Q201
—	NUVASIVE INC	1,000,000	$986	1.4%	$0.99	—	NOTE 2.750% 7/0	670704AC9
—	SPECTRANETICS CORP	52,362	$978	1.4%	$18.68	—	COM	84760C107
—	XENOPORT INC	191,262	$947	1.4%	$4.95	—	COM	98411C100
—	VENAXIS INC	697,000	$836	1.2%	$1.20	—	COM	92262A107
JNJ	JOHNSON AND JOHNSON	9,400	$807	1.2%	$59.66	0.0%	COM	478160104
—	BAXANO SURGICAL INC	336,351	$807	1.2%	$2.40	—	COM	071773105
—	BIOSPECIFICS TECHNOLOGIES	51,692	$806	1.2%	$15.59	—	COM	090931106
—	SYNERON MEDICAL LTD	90,947	$791	1.2%	$8.70	—	ORD SHS	M87245102
—	CUTERA INC	88,694	$781	1.1%	$8.81	—	COM	232109108
—	DERMA SCIENCES INC	57,009	$761	1.1%	$13.35	—	COM PAR $.01	249827502
INFU	INFUSYSTEM HOLDINGS INC	474,484	$707	1.0%	$1.53	0.0%	COM	45685K102
VRTX	VERTEX PHARMACEUTICALS INC	8,600	$689	1.0%	$73.64	0.0%	COM	92532F100
—	EXACTECH INC	33,636	$664	1.0%	$19.74	—	COM	30064E109
—	RTI BIOLOGICS INC	167,058	$628	0.9%	$3.76	—	COM	74975N105
—	UROPLASTY INC	289,332	$599	0.9%	$2.07	—	COM NEW	917277204
—	ANACOR PHARMACEUTICALS INC	106,993	$598	0.9%	$5.59	—	COM	032420101
—	KERYX BIOPHARMACEUTICALS	77,000	$575	0.8%	$7.47	—	COM	492515101
—	KALOBIOS PHARMACEUTICALS INC	79,834	$452	0.7%	$5.66	—	COM	48344T100
—	INTERCEPT PHARMACEUTICALS IN	10,000	$448	0.7%	$44.80	—	COM	45845P108
MASI	MASIMO CORPORATION	17,500	$371	0.5%	$21.04	0.0%	COM	574795100
STXS	STEREOTAXIS INC	221,508	$343	0.5%	$1.58	0.0%	COM NEW	85916J409
—	THERAGENICS CORP	160,719	$333	0.5%	$2.07	—	COM	883375107
—	PALATIN TECHNOLOGIES INC	514,768	$319	0.5%	$0.62	—	COM PAR $.01	696077403
—	GRAYMARK HEALTHCARE INC	693,027	$146	0.2%	$0.21	—	COM	389465303
—	CYCLACEL PHARMACEUTICALS INC	44,300	$131	0.2%	$2.96	—	COM NEW	23254L306
—	AUTHENTIDATE HOLDING CORP	142,062	$124	0.2%	$0.87	—	COM NEW	052666203
—	DIGIRAD CORP	36,672	$89	0.1%	$2.43	—	COM	253827109
—	COMBIMATRIX CORP	2,325	$1	0.0%	$0.43	—	*W EXP 05/01/201	20009T121