DAFNA Capital Management LLC Diversified Active

Location: Los Angeles, CA

CIK: 0001389933 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value: $68.33M (92.8% shares, 7.2% debt)

Holdings (44)

— PHARMACYCLICS INC 11.9%

Value $8.116M Shares 102,128 Est. Cost $79.47 Unrealized —

— NOVADAQ TECHNOLOGIES INC 9.1%

Value $6.21M Shares 461,362 Est. Cost $13.46 Unrealized —

ATRC ATRICURE INC 6.6%

Value $4.538M Shares 477,701 Est. Cost $8.71 Unrealized 0.0%

— PROTALIX BIOTHERAPEUTICS INC 6.2%

Value $4.262M Shares 868,106 Est. Cost $4.91 Unrealized —

PODD INSULET CORP 5.7%

Value $3.926M Shares 124,981 Est. Cost $28.33 Unrealized 0.0%

— INSULET CORP 5.7%

Value $3.911M Shares 3,000,000 Est. Cost $1.30 Unrealized —

— NXSTAGE MEDICAL INC 5.3%

Value $3.594M Shares 251,654 Est. Cost $14.28 Unrealized —

— ARIAD PHARMACEUTICALS INC 4.9%

Value $3.344M Shares 191,215 Est. Cost $17.49 Unrealized —

— DISCOVERY LABORATORIES INC 3.9%

Value $2.635M Shares 1,733,660 Est. Cost $1.52 Unrealized —

— CARDIONET INC 3.5%

Value $2.371M Shares 401,788 Est. Cost $5.90 Unrealized —

— GIVEN IMAGING LTD 3.2%

Value $2.19M Shares 156,320 Est. Cost $14.01 Unrealized —

— DYAX CORP 2.9%

Value $2.001M Shares 578,381 Est. Cost $3.46 Unrealized —

— CURIS INC 2.6%

Value $1.754M Shares 549,896 Est. Cost $3.19 Unrealized —

— INSPIREMD INC 2.3%

Value $1.581M Shares 715,200 Est. Cost $2.21 Unrealized —

— CARDICA INC 1.7%

Value $1.18M Shares 1,063,469 Est. Cost $1.11 Unrealized —

— ACHILLION PHARMACEUTICALS 1.5%

Value $996K Shares 121,800 Est. Cost $8.18 Unrealized —

— NUVASIVE INC 1.4%

Value $986K Shares 1,000,000 Est. Cost $0.99 Unrealized —

— SPECTRANETICS CORP 1.4%

Value $978K Shares 52,362 Est. Cost $18.68 Unrealized —

— XENOPORT INC 1.4%

Value $947K Shares 191,262 Est. Cost $4.95 Unrealized —

— VENAXIS INC 1.2%

Value $836K Shares 697,000 Est. Cost $1.20 Unrealized —

JNJ JOHNSON AND JOHNSON 1.2%

Value $807K Shares 9,400 Est. Cost $59.66 Unrealized 0.0%

— BAXANO SURGICAL INC 1.2%

Value $807K Shares 336,351 Est. Cost $2.40 Unrealized —

— BIOSPECIFICS TECHNOLOGIES 1.2%

Value $806K Shares 51,692 Est. Cost $15.59 Unrealized —

— SYNERON MEDICAL LTD 1.2%

Value $791K Shares 90,947 Est. Cost $8.70 Unrealized —

— CUTERA INC 1.1%

Value $781K Shares 88,694 Est. Cost $8.81 Unrealized —

— DERMA SCIENCES INC 1.1%

Value $761K Shares 57,009 Est. Cost $13.35 Unrealized —

INFU INFUSYSTEM HOLDINGS INC 1.0%

Value $707K Shares 474,484 Est. Cost $1.53 Unrealized 0.0%

VRTX VERTEX PHARMACEUTICALS INC 1.0%

Value $689K Shares 8,600 Est. Cost $73.64 Unrealized 0.0%

— EXACTECH INC 1.0%

Value $664K Shares 33,636 Est. Cost $19.74 Unrealized —

— RTI BIOLOGICS INC 0.9%

Value $628K Shares 167,058 Est. Cost $3.76 Unrealized —

— UROPLASTY INC 0.9%

Value $599K Shares 289,332 Est. Cost $2.07 Unrealized —

— ANACOR PHARMACEUTICALS INC 0.9%

Value $598K Shares 106,993 Est. Cost $5.59 Unrealized —

— KERYX BIOPHARMACEUTICALS 0.8%

Value $575K Shares 77,000 Est. Cost $7.47 Unrealized —

— KALOBIOS PHARMACEUTICALS INC 0.7%

Value $452K Shares 79,834 Est. Cost $5.66 Unrealized —

— INTERCEPT PHARMACEUTICALS IN 0.7%

Value $448K Shares 10,000 Est. Cost $44.80 Unrealized —

MASI MASIMO CORPORATION 0.5%

Value $371K Shares 17,500 Est. Cost $21.04 Unrealized 0.0%

STXS STEREOTAXIS INC 0.5%

Value $343K Shares 221,508 Est. Cost $1.58 Unrealized 0.0%

— THERAGENICS CORP 0.5%

Value $333K Shares 160,719 Est. Cost $2.07 Unrealized —

— PALATIN TECHNOLOGIES INC 0.5%

Value $319K Shares 514,768 Est. Cost $0.62 Unrealized —

— GRAYMARK HEALTHCARE INC 0.2%

Value $146K Shares 693,027 Est. Cost $0.21 Unrealized —

— CYCLACEL PHARMACEUTICALS INC 0.2%

Value $131K Shares 44,300 Est. Cost $2.96 Unrealized —

— AUTHENTIDATE HOLDING CORP 0.2%

Value $124K Shares 142,062 Est. Cost $0.87 Unrealized —

— DIGIRAD CORP 0.1%

Value $89,000 Shares 36,672 Est. Cost $2.43 Unrealized —

— COMBIMATRIX CORP 0.0%

Value $1,000 Shares 2,325 Est. Cost $0.43 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	PHARMACYCLICS INC	102,128	$8.116M	11.9%	$79.47	—	COM	716933106
—	NOVADAQ TECHNOLOGIES INC	461,362	$6.21M	9.1%	$13.46	—	COM	66987G102
ATRC	ATRICURE INC	477,701	$4.538M	6.6%	$8.71	0.0%	COM	04963C209
—	PROTALIX BIOTHERAPEUTICS INC	868,106	$4.262M	6.2%	$4.91	—	COM	74365A101
PODD	INSULET CORP	124,981	$3.926M	5.7%	$28.33	0.0%	COM	45784P101
—	INSULET CORP	3,000,000	$3.911M	5.7%	$1.30	—	NOTE 3.750% 6/1	45784PAC5
—	NXSTAGE MEDICAL INC	251,654	$3.594M	5.3%	$14.28	—	COM	67072V103
—	ARIAD PHARMACEUTICALS INC	191,215	$3.344M	4.9%	$17.49	—	COM	04033A100
—	DISCOVERY LABORATORIES INC	1,733,660	$2.635M	3.9%	$1.52	—	COM NEW	254668403
—	CARDIONET INC	401,788	$2.371M	3.5%	$5.90	—	COM	14159L103
—	GIVEN IMAGING LTD	156,320	$2.19M	3.2%	$14.01	—	ORD SHS	M52020100
—	DYAX CORP	578,381	$2.001M	2.9%	$3.46	—	COM	26746E103
—	CURIS INC	549,896	$1.754M	2.6%	$3.19	—	COM	231269101
—	INSPIREMD INC	715,200	$1.581M	2.3%	$2.21	—	COM NEW	45779A309
—	CARDICA INC	1,063,469	$1.18M	1.7%	$1.11	—	COM	14141R101
—	ACHILLION PHARMACEUTICALS	121,800	$996K	1.5%	$8.18	—	COM	00448Q201
—	NUVASIVE INC	1,000,000	$986K	1.4%	$0.99	—	NOTE 2.750% 7/0	670704AC9
—	SPECTRANETICS CORP	52,362	$978K	1.4%	$18.68	—	COM	84760C107
—	XENOPORT INC	191,262	$947K	1.4%	$4.95	—	COM	98411C100
—	VENAXIS INC	697,000	$836K	1.2%	$1.20	—	COM	92262A107
JNJ	JOHNSON AND JOHNSON	9,400	$807K	1.2%	$59.66	0.0%	COM	478160104
—	BAXANO SURGICAL INC	336,351	$807K	1.2%	$2.40	—	COM	071773105
—	BIOSPECIFICS TECHNOLOGIES	51,692	$806K	1.2%	$15.59	—	COM	090931106
—	SYNERON MEDICAL LTD	90,947	$791K	1.2%	$8.70	—	ORD SHS	M87245102
—	CUTERA INC	88,694	$781K	1.1%	$8.81	—	COM	232109108
—	DERMA SCIENCES INC	57,009	$761K	1.1%	$13.35	—	COM PAR $.01	249827502
INFU	INFUSYSTEM HOLDINGS INC	474,484	$707K	1.0%	$1.53	0.0%	COM	45685K102
VRTX	VERTEX PHARMACEUTICALS INC	8,600	$689K	1.0%	$73.64	0.0%	COM	92532F100
—	EXACTECH INC	33,636	$664K	1.0%	$19.74	—	COM	30064E109
—	RTI BIOLOGICS INC	167,058	$628K	0.9%	$3.76	—	COM	74975N105
—	UROPLASTY INC	289,332	$599K	0.9%	$2.07	—	COM NEW	917277204
—	ANACOR PHARMACEUTICALS INC	106,993	$598K	0.9%	$5.59	—	COM	032420101
—	KERYX BIOPHARMACEUTICALS	77,000	$575K	0.8%	$7.47	—	COM	492515101
—	KALOBIOS PHARMACEUTICALS INC	79,834	$452K	0.7%	$5.66	—	COM	48344T100
—	INTERCEPT PHARMACEUTICALS IN	10,000	$448K	0.7%	$44.80	—	COM	45845P108
MASI	MASIMO CORPORATION	17,500	$371K	0.5%	$21.04	0.0%	COM	574795100
STXS	STEREOTAXIS INC	221,508	$343K	0.5%	$1.58	0.0%	COM NEW	85916J409
—	THERAGENICS CORP	160,719	$333K	0.5%	$2.07	—	COM	883375107
—	PALATIN TECHNOLOGIES INC	514,768	$319K	0.5%	$0.62	—	COM PAR $.01	696077403
—	GRAYMARK HEALTHCARE INC	693,027	$146K	0.2%	$0.21	—	COM	389465303
—	CYCLACEL PHARMACEUTICALS INC	44,300	$131K	0.2%	$2.96	—	COM NEW	23254L306
—	AUTHENTIDATE HOLDING CORP	142,062	$124K	0.2%	$0.87	—	COM NEW	052666203
—	DIGIRAD CORP	36,672	$89,000	0.1%	$2.43	—	COM	253827109
—	COMBIMATRIX CORP	2,325	$1,000	0.0%	$0.43	—	*W EXP 05/01/201	20009T121