Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value: $91.54M (92.8% shares, 7.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PHARMACYCLICS INC | 102,128 | $14.12M | 15.4% | $79.47 | — | COM | 716933106 |
| — | PROTALIX BIOTHERAPEUTICS INC | 1,178,440 | $5.338M | 5.8% | $4.81 | — | COM | 74365A101 |
| STXS | STEREOTAXIS INC | 1,585,332 | $5.279M | 5.8% | $2.86 | +7.3% | COM NEW | 85916J409 |
| ATRC | ATRICURE INC | 477,701 | $5.245M | 5.7% | $8.71 | +13.1% | COM | 04963C209 |
| — | NOVADAQ TECHNOLOGIES INC | 284,041 | $4.709M | 5.1% | $13.46 | — | COM | 66987G102 |
| PODD | INSULET CORP | 124,981 | $4.529M | 4.9% | $28.33 | +18.4% | COM | 45784P101 |
| — | INSULET CORP | 3,000,000 | $4.344M | 4.7% | $1.30 | — | NOTE 3.750% 6/1 | 45784PAC5 |
| — | DISCOVERY LABORATORIES INC | 2,025,646 | $3.97M | 4.3% | $1.58 | — | COM NEW | 254668403 |
| — | NXSTAGE MEDICAL INC | 251,654 | $3.312M | 3.6% | $14.28 | — | COM | 67072V103 |
| — | AMPIO PHARMACEUTICALS INC | 425,703 | $3.193M | 3.5% | $7.50 | — | COM | 03209T109 |
| — | BIOTELEMETRY INC | 308,565 | $3.058M | 3.3% | $9.91 | — | COM | 090672106 |
| — | GIVEN IMAGING LTD | 156,320 | $3.006M | 3.3% | $14.01 | — | ORD SHS | M52020100 |
| — | ARIAD PHARMACEUTICALS INC | 148,915 | $2.74M | 3.0% | $17.49 | — | COM | 04033A100 |
| — | CURIS INC | 529,896 | $2.363M | 2.6% | $3.19 | — | COM | 231269101 |
| — | INSPIREMD INC | 715,200 | $1.666M | 1.8% | $2.21 | — | COM NEW | 45779A309 |
| — | CARDICA INC | 1,063,469 | $1.383M | 1.5% | $1.11 | — | COM | 14141R101 |
| — | WRIGHT MED GROUP INC | 1,000,000 | $1.229M | 1.3% | $1.23 | — | NOTE 2.000% 8/1 | 98235TAC1 |
| — | CONATUS PHARMACEUTICALS INC | 115,620 | $1.162M | 1.3% | $10.05 | — | COM | 20600T108 |
| — | VENAXIS INC | 590,000 | $1.145M | 1.3% | $1.20 | — | COM | 92262A107 |
| — | KALOBIOS PHARMACEUTICALS INC | 250,000 | $1.13M | 1.2% | $4.88 | — | COM | 48344T100 |
| — | XENOPORT INC | 191,262 | $1.086M | 1.2% | $4.95 | — | COM | 98411C100 |
| — | BIOSPECIFICS TECHNOLOGIES | 51,692 | $1.006M | 1.1% | $15.59 | — | COM | 090931106 |
| — | NUVASIVE INC | 1,000,000 | $974K | 1.1% | $0.99 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | UROPLASTY INC | 289,332 | $958K | 1.0% | $2.07 | — | COM NEW | 917277204 |
| — | SPECTRANETICS CORP | 52,362 | $880K | 1.0% | $18.68 | — | COM | 84760C107 |
| — | GALENA BIOPHARMA INC | 375,000 | $855K | 0.9% | $2.28 | — | COM | 363256108 |
| — | NEURALSTEM INC | 312,500 | $847K | 0.9% | $2.71 | — | COM | 64127R302 |
| — | BIOTA PHARMACEUTICALS INC | 202,157 | $845K | 0.9% | $4.18 | — | COM | 090694100 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $815K | 0.9% | $59.66 | +6.5% | COM | 478160104 |
| — | CUTERA INC | 88,694 | $789K | 0.9% | $8.81 | — | COM | 232109108 |
| — | SYNERON MEDICAL LTD | 90,947 | $784K | 0.9% | $8.70 | — | ORD SHS | M87245102 |
| — | KERYX BIOPHARMACEUTICALS | 74,100 | $748K | 0.8% | $7.47 | — | COM | 492515101 |
| — | DERMA SCIENCES INC | 57,009 | $706K | 0.8% | $13.35 | — | COM PAR $.01 | 249827502 |
| — | MERRIMACK PHARMACEUTICALS IN | 181,153 | $687K | 0.8% | $3.79 | — | COM | 590328100 |
| — | EXACTECH INC | 33,636 | $678K | 0.7% | $19.74 | — | COM | 30064E109 |
| — | INTERCEPT PHARMACEUTICALS IN | 9,598 | $663K | 0.7% | $44.80 | — | COM | 45845P108 |
| — | NOVAVAX INC | 210,000 | $662K | 0.7% | $3.15 | — | COM | 670002104 |
| — | RTI SURGICAL INC | 167,058 | $625K | 0.7% | $3.76 | — | COM | 74975N105 |
| — | DYAX CORP | 75,500 | $518K | 0.6% | $3.46 | — | COM | 26746E103 |
| — | BAXANO SURGICAL INC | 336,351 | $468K | 0.5% | $2.40 | — | COM | 071773105 |
| MASI | MASIMO CORPORATION | 17,500 | $466K | 0.5% | $21.04 | +17.2% | COM | 574795100 |
| TGTX | TG THERAPEUTICS INC | 75,000 | $378K | 0.4% | $6.12 | 0.0% | COM | 88322Q108 |
| — | ACHILLION PHARMACEUTICALS | 121,800 | $368K | 0.4% | $8.18 | — | COM | 00448Q201 |
| — | THERAGENICS CORP | 160,719 | $350K | 0.4% | $2.07 | — | COM | 883375107 |
| — | IDERA PHARMACEUTICALS INC | 200,000 | $348K | 0.4% | $1.74 | — | COM NEW | 45168K306 |
| — | GRAYMARK HEALTHCARE INC | 693,027 | $284K | 0.3% | $0.21 | — | COM | 389465303 |
| — | PALATIN TECHNOLOGIES INC | 374,490 | $258K | 0.3% | $0.62 | — | COM PAR $.01 | 696077403 |
| — | BIOLASE INC | 111,604 | $213K | 0.2% | $1.91 | — | COM | 090911108 |
| — | TONIX PHARMACEUTICALS HOLDIN | 45,000 | $164K | 0.2% | $3.64 | — | COM NEW | 890260201 |
| — | AUTHENTIDATE HOLDING CORP | 142,062 | $126K | 0.1% | $0.87 | — | COM NEW | 052666203 |
| — | OCERA THERAPEUTICS INC | 7,894 | $67,000 | 0.1% | $8.49 | — | COM | 67552A108 |
| — | COMBIMATRIX CORP | 2,325 | $1,000 | 0.0% | $0.43 | — | *W EXP 05/01/201 | 20009T121 |