Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: May 13, 2024

Total Value ($000): $282,832 (100.0% shares, 0.0% debt)

Holdings (151)

PIMCO Dynamic Income Strategy Fund 10.0%
Value ($000) $28,279 Shares 1,333,302 Est. Cost $15.35 Unrealized
FS Credit Opportunities Corp 8.4%
Value ($000) $23,645 Shares 3,987,390 Est. Cost $4.85 Unrealized
Highland Floating Rate Opportunities Fund 7.8%
Value ($000) $22,045 Shares 3,135,798 Est. Cost $10.38 Unrealized
NXDT Nexpoint Diversified Rel Et 3.3%
Value ($000) $9,350 Shares 1,416,595 Est. Cost $13.47 Unrealized
OCCI OFS Credit Company Inc 3.3%
Value ($000) $9,329 Shares 1,302,890 Est. Cost $7.37 Unrealized
Cornerstone Strategic Value Fund Inc 3.3%
Value ($000) $9,281 Shares 1,234,237 Est. Cost $7.25 Unrealized
Nuveen Pfd & Income Opportun 3.0%
Value ($000) $8,377 Shares 1,165,060 Est. Cost $6.76 Unrealized
Nuveen Floating Rate Income 2.6%
Value ($000) $7,484 Shares 857,315 Est. Cost $8.32 Unrealized
Destra Multi-Alternative Fd 2.6%
Value ($000) $7,267 Shares 929,335 Est. Cost $5.70 Unrealized
The Herzfeld Caribbean Basin Fund Inc 2.3%
Value ($000) $6,581 Shares 2,540,778 Est. Cost $3.45 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd 1.5%
Value ($000) $4,337 Shares 207,207 Est. Cost $17.96 Unrealized +1.3%
Cornerstone Total Rtrn Fd In 1.4%
Value ($000) $3,828 Shares 509,714 Est. Cost $7.20 Unrealized
RCL Royal Caribbean Group 1.3%
Value ($000) $3,802 Shares 27,348 Est. Cost $66.63 Unrealized +84.2%
SABA Capital Income & Oprnt 1.3%
Value ($000) $3,728 Shares 511,391 Est. Cost $7.93 Unrealized
Central Securities Corp 1.3%
Value ($000) $3,657 Shares 87,549 Est. Cost $26.11 Unrealized
Tortoise Pwr & Energy Infras 1.3%
Value ($000) $3,559 Shares 228,345 Est. Cost $12.91 Unrealized
Nuveen Dow 30 Dynamic Overwrite Fund 1.2%
Value ($000) $3,464 Shares 236,290 Est. Cost $14.12 Unrealized
Franklin Limited Duration Income Trust 1.2%
Value ($000) $3,448 Shares 549,899 Est. Cost $6.17 Unrealized
Neuberger Brman Next Genera 1.2%
Value ($000) $3,439 Shares 292,663 Est. Cost $10.96 Unrealized
Thornburg Incm Builder Opp Tr 1.2%
Value ($000) $3,304 Shares 204,358 Est. Cost $17.09 Unrealized
MTZ MasTec Inc 1.1%
Value ($000) $3,252 Shares 34,872 Est. Cost $58.69 Unrealized +29.6%
Clearbridge MLP And Midstrm 1.1%
Value ($000) $3,214 Shares 70,197 Est. Cost $30.05 Unrealized
Rivernorth Flexible Mun Income Fund II, Inc. 1.1%
Value ($000) $3,175 Shares 226,335 Est. Cost $13.30 Unrealized
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. 1.1%
Value ($000) $3,173 Shares 158,016 Est. Cost $18.53 Unrealized
XNDPX Tortoise Energy Independence 1.1%
Value ($000) $3,006 Shares 89,149 Est. Cost $21.75 Unrealized
Nuveen Vriabl Rat Pfd & Inm 1.0%
Value ($000) $2,908 Shares 162,387 Est. Cost $17.64 Unrealized
Nuveen Quality Municipal Income Fund 1.0%
Value ($000) $2,878 Shares 251,138 Est. Cost $11.45 Unrealized
BlackRock Science and Technology Trust II 1.0%
Value ($000) $2,872 Shares 148,062 Est. Cost $17.70 Unrealized
MFS Municipal Income Trust 1.0%
Value ($000) $2,768 Shares 515,466 Est. Cost $5.21 Unrealized
BlackRock Munihldngs Cali QL 1.0%
Value ($000) $2,752 Shares 249,916 Est. Cost $11.11 Unrealized
Adams Natural Resources Fund Inc 1.0%
Value ($000) $2,697 Shares 116,965 Est. Cost $20.87 Unrealized
FBP First BanCorp/Puerto Rico 0.9%
Value ($000) $2,642 Shares 150,604 Est. Cost $6.92 Unrealized +126.8%
Western Asset Mortgage Opp Fund Inc. 0.9%
Value ($000) $2,576 Shares 219,941 Est. Cost $12.10 Unrealized
NFE New Fortress Energy Inc 0.9%
Value ($000) $2,557 Shares 83,602 Est. Cost $39.14 Unrealized -16.1%
Nuveen Credit Strategies Income Fund 0.9%
Value ($000) $2,553 Shares 458,409 Est. Cost $5.08 Unrealized
BPOP Popular Inc 0.9%
Value ($000) $2,513 Shares 28,523 Est. Cost $43.27 Unrealized +83.6%
SSSS Suro Capital Corp 0.9%
Value ($000) $2,446 Shares 537,651 Est. Cost $3.77 Unrealized +8.5%
CX Cemex SAB de CV 0.9%
Value ($000) $2,438 Shares 270,581 Est. Cost $6.48 Unrealized
XDCFX BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. 0.8%
Value ($000) $2,377 Shares 276,076 Est. Cost $7.82 Unrealized
MLM Martin Marietta Materials Inc 0.8%
Value ($000) $2,358 Shares 3,840 Est. Cost $314.66 Unrealized +71.6%
Adams Diversified Equity Fund Inc 0.8%
Value ($000) $2,271 Shares 116,336 Est. Cost $19.51 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.8%
Value ($000) $2,233 Shares 188,082 Est. Cost $10.30 Unrealized
NEE NextEra Energy Inc 0.8%
Value ($000) $2,217 Shares 34,697 Est. Cost $55.89 Unrealized -0.9%
Clearbridge MLP and Midstrm 0.8%
Value ($000) $2,165 Shares 52,183 Est. Cost $28.02 Unrealized
Blackstone Strategic Cred 20 0.7%
Value ($000) $1,991 Shares 167,346 Est. Cost $10.74 Unrealized
Playa Hotels & Resorts Nv 0.7%
Value ($000) $1,960 Shares 202,058 Est. Cost $7.89 Unrealized
SRH Total Return Fund Inc 0.7%
Value ($000) $1,911 Shares 126,905 Est. Cost $10.13 Unrealized
The Taiwan Fund Inc 0.6%
Value ($000) $1,807 Shares 45,620 Est. Cost $39.50 Unrealized
CCIF Carlyle Credit Income Fund 0.6%
Value ($000) $1,759 Shares 223,527 Est. Cost $8.90 Unrealized
OFG OFG Bancorp 0.6%
Value ($000) $1,747 Shares 47,454 Est. Cost $32.57 Unrealized +11.1%
CPA Copa Holdings SA 0.6%
Value ($000) $1,693 Shares 16,250 Est. Cost $63.14 Unrealized +39.5%
Nuveen Mortgage and Income Fund 0.6%
Value ($000) $1,670 Shares 94,005 Est. Cost $18.03 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.6%
Value ($000) $1,663 Shares 68,893 Est. Cost $24.13 Unrealized
LEN Lennar Corp 0.6%
Value ($000) $1,625 Shares 9,450 Est. Cost $69.65 Unrealized +110.0%
PIMCO Access Income Fund 0.5%
Value ($000) $1,547 Shares 98,328 Est. Cost $15.73 Unrealized
Eaton Vance Tax-Managed Glob 0.5%
Value ($000) $1,534 Shares 187,929 Est. Cost $8.16 Unrealized
VTMX Vesta Real Estate Corp 0.5%
Value ($000) $1,507 Shares 38,412 Est. Cost $39.62 Unrealized
Saba Capital Income & Opport 0.5%
Value ($000) $1,507 Shares 394,572 Est. Cost $3.82 Unrealized
BlackRock Cap Allocation Tr 0.5%
Value ($000) $1,469 Shares 88,160 Est. Cost $16.68 Unrealized
PIMCO Income Strategy FdII 0.5%
Value ($000) $1,450 Shares 194,344 Est. Cost $7.46 Unrealized
VMC Vulcan Materials Co 0.5%
Value ($000) $1,424 Shares 5,219 Est. Cost $148.96 Unrealized +63.1%
FMX Fomento Economico Mexicano SAB de CV 0.5%
Value ($000) $1,420 Shares 10,899 Est. Cost $75.77 Unrealized
CEFS Exchange Listed FDS Tr 0.4%
Value ($000) $1,261 Shares 60,998 Est. Cost $18.53 Unrealized
CCL Carnival Corp 0.4%
Value ($000) $1,245 Shares 76,208 Est. Cost $16.27 Unrealized 0.0%
Brookfield Real Assets Incom 0.4%
Value ($000) $1,240 Shares 96,005 Est. Cost $12.92 Unrealized
VAC Marriott Vacations Worldwide Corp 0.4%
Value ($000) $1,204 Shares 11,174 Est. Cost $103.01 Unrealized -12.3%
ASR Grupo Aeroportuario del Sureste SAB de CV 0.4%
Value ($000) $1,203 Shares 3,775 Est. Cost $165.00 Unrealized
OSW OneSpaWorld Holdings Limited 0.3%
Value ($000) $989 Shares 74,759 Est. Cost $12.28 Unrealized +8.7%
ASLE Aersale Corporation 0.3%
Value ($000) $928 Shares 129,206 Est. Cost $14.26 Unrealized -35.3%
BlackRock MuniYild Qult FD I 0.3%
Value ($000) $813 Shares 66,330 Est. Cost $12.19 Unrealized
ESRT Empire State Realty Trust Inc 0.3%
Value ($000) $749 Shares 73,894 Est. Cost $17.14 Unrealized
EVTC EVERTEC Inc 0.2%
Value ($000) $677 Shares 16,956 Est. Cost $36.21 Unrealized +7.9%
MFS Investment Grade Municipal Trust 0.2%
Value ($000) $653 Shares 85,704 Est. Cost $7.29 Unrealized
MFS High Yield Municipal Trust 0.2%
Value ($000) $651 Shares 195,489 Est. Cost $3.21 Unrealized
Delaware Invts Natl Mun Inco 0.2%
Value ($000) $590 Shares 56,962 Est. Cost $10.26 Unrealized
Nuveen Municipal Credit Inc. 0.2%
Value ($000) $495 Shares 40,445 Est. Cost $11.95 Unrealized
XENWX Eaton Vance New York Mun Bd 0.2%
Value ($000) $477 Shares 49,081 Est. Cost $9.55 Unrealized
SEB Seaboard Corp 0.2%
Value ($000) $442 Shares 137 Est. Cost $3214.42 Unrealized +6.5%
XMVTX BlackRock MuniIvest FD II Inc. 0.1%
Value ($000) $406 Shares 37,196 Est. Cost $10.81 Unrealized
Aberdeen Std Global Infrastructure 0.1%
Value ($000) $405 Shares 22,791 Est. Cost $18.13 Unrealized
Wells Fargo Advantage Multi-Sector Income Fund 0.1%
Value ($000) $401 Shares 43,004 Est. Cost $9.33 Unrealized
RiverNorth Managed Duration Municipal Income Fund II, Inc 0.1%
Value ($000) $372 Shares 23,054 Est. Cost $15.80 Unrealized
BNY Mellon Mun Income Inc 0.1%
Value ($000) $333 Shares 48,807 Est. Cost $6.60 Unrealized
BNY Mellon Strategic Mun Bd 0.1%
Value ($000) $332 Shares 56,737 Est. Cost $5.76 Unrealized
XBFZX BlackRock Calif Mun Income 0.1%
Value ($000) $298 Shares 25,243 Est. Cost $11.98 Unrealized
GLD SPDR Gold Tr 0.1%
Value ($000) $288 Shares 1,398 Est. Cost $178.11 Unrealized
Nuveen CA Qualty Mun Income 0.1%
Value ($000) $275 Shares 24,975 Est. Cost $11.07 Unrealized
Federated Hermes Prem Muni I 0.1%
Value ($000) $262 Shares 23,652 Est. Cost $11.01 Unrealized
FXY Investco CurrencyShares Japan 0.1%
Value ($000) $257 Shares 4,198 Est. Cost $63.45 Unrealized
DWS Strategic Municipal Income Trust 0.1%
Value ($000) $254 Shares 28,387 Est. Cost $8.74 Unrealized
Invesco Tr Invt Grade New Yo 0.1%
Value ($000) $246 Shares 22,867 Est. Cost $10.52 Unrealized
BlackRock Muni Income Tr II 0.1%
Value ($000) $244 Shares 22,434 Est. Cost $10.74 Unrealized
Deutsche Municipal Income Trust 0.1%
Value ($000) $243 Shares 26,940 Est. Cost $8.93 Unrealized
Invesco California Value Municipal Income Trust 0.1%
Value ($000) $242 Shares 24,314 Est. Cost $9.88 Unrealized
TFLO iShares Tr 0.1%
Value ($000) $227 Shares 4,469 Est. Cost $50.72 Unrealized
SPY SPDR S&P 500 ETF Tr 0.1%
Value ($000) $204 Shares 390 Est. Cost $305.33 Unrealized
AMX America Movil SAB de CV 0.1%
Value ($000) $200 Shares 10,698 Est. Cost $21.05 Unrealized
CWCO Consolidated Water Co Ltd 0.1%
Value ($000) $179 Shares 6,092 Est. Cost $9.42 Unrealized +215.5%
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.1%
Value ($000) $170 Shares 20,900 Est. Cost $11.62 Unrealized
CEF Sprott Physical Gold and Silver Trust 0.1%
Value ($000) $163 Shares 8,000 Est. Cost $13.25 Unrealized
BIL SPDR Ser Tr 0.0%
Value ($000) $126 Shares 1,369 Est. Cost $91.72 Unrealized
QQQ Invesco QQQ Tr 0.0%
Value ($000) $120 Shares 270 Est. Cost $155.56 Unrealized
XTTPX Tortoise Pipeline & Energy Fund, Inc. 0.0%
Value ($000) $109 Shares 3,460 Est. Cost $27.45 Unrealized
XTEAX Ecofin Sustainable and Social Impact Term Fund 0.0%
Value ($000) $94 Shares 7,940 Est. Cost $12.40 Unrealized
USO United States Oil Fund LP 0.0%
Value ($000) $89 Shares 1,125 Est. Cost $28.80 Unrealized
NPWR/WS Net Power Inc. 0.0%
Value ($000) $86 Shares 29,742 Est. Cost $3.36 Unrealized
MDY SPDR S&P MidCap 400 ETF Tr 0.0%
Value ($000) $83 Shares 150 Est. Cost $300.00 Unrealized
Columbia Seligman Premium Technology Growth Fund 0.0%
Value ($000) $76 Shares 2,399 Est. Cost $31.14 Unrealized
NFLX Netflix, Inc. 0.0%
Value ($000) $61 Shares 100 Est. Cost $26.34 Unrealized +114.1%
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.0%
Value ($000) $52 Shares 6,034 Est. Cost $10.88 Unrealized
USFR Wisdomtree Tr 0.0%
Value ($000) $50 Shares 1,000 Est. Cost $50.31 Unrealized
META Meta Platforms Inc 0.0%
Value ($000) $49 Shares 100 Est. Cost $169.97 Unrealized +160.8%
BlackRock Enhanced International Dividend Trust 0.0%
Value ($000) $19 Shares 3,348 Est. Cost $5.38 Unrealized
PCEF Invesco Exch Traded Fd Tr II 0.0%
Value ($000) $16 Shares 860 Est. Cost $18.85 Unrealized
OPFI Oppfi Inc Com 0.0%
Value ($000) $14 Shares 5,898 Est. Cost $3.22 Unrealized +5.4%
Aberdeen Global Dynamic Dividend Fund 0.0%
Value ($000) $13 Shares 1,355 Est. Cost $9.84 Unrealized
Mexico Equity & Income Fd 0.0%
Value ($000) $13 Shares 1,112 Est. Cost $9.93 Unrealized
TMC TMC The Metals Company Inc 0.0%
Value ($000) $13 Shares 8,959 Est. Cost $1.70 Unrealized -18.2%
The New Germany Fund Inc 0.0%
Value ($000) $13 Shares 1,453 Est. Cost $11.97 Unrealized
The Mexico Fund, Inc. 0.0%
Value ($000) $12 Shares 645 Est. Cost $13.71 Unrealized
PGIM Global Short Duration High Yield Fund, Inc. 0.0%
Value ($000) $11 Shares 892 Est. Cost $13.20 Unrealized
Morgan Stanley India Investment Fund Inc 0.0%
Value ($000) $10 Shares 443 Est. Cost $21.44 Unrealized
The Korea Fund Inc 0.0%
Value ($000) $10 Shares 388 Est. Cost $24.80 Unrealized
Japan Smaller Capitalization Fund Inc 0.0%
Value ($000) $10 Shares 1,226 Est. Cost $7.58 Unrealized
TCW Strategic Income Fund Inc 0.0%
Value ($000) $10 Shares 2,000 Est. Cost $5.40 Unrealized
XJEQX Aberdeen Japan Equity Fund Inc 0.0%
Value ($000) $9 Shares 1,384 Est. Cost $6.22 Unrealized
BlackRock ESG Cap Allc Tr 0.0%
Value ($000) $9 Shares 492 Est. Cost $17.36 Unrealized
Aberdeen Total Dynamic Dividend Fund 0.0%
Value ($000) $8 Shares 947 Est. Cost $8.55 Unrealized
XAWPX Aberdeen Global Premier Properties Fund 0.0%
Value ($000) $8 Shares 1,953 Est. Cost $3.88 Unrealized
The European Equity Fund Inc 0.0%
Value ($000) $7 Shares 735 Est. Cost $9.24 Unrealized
Aberdeen Emerging Markets Equity Inc. 0.0%
Value ($000) $6 Shares 1,243 Est. Cost $6.60 Unrealized
SVXY ProShares Short VIX Short-Term Futures ETF 0.0%
Value ($000) $6 Shares 110 Est. Cost $57.38 Unrealized
Morgan Stanley Emerging Mkts 0.0%
Value ($000) $6 Shares 1,300 Est. Cost $4.59 Unrealized
BlackRock Innovation and Grw 0.0%
Value ($000) $6 Shares 681 Est. Cost $6.94 Unrealized
Virtus Stone HBR Emrg Mkts I 0.0%
Value ($000) $5 Shares 978 Est. Cost $5.41 Unrealized
Royce Value Trust Inc 0.0%
Value ($000) $5 Shares 331 Est. Cost $14.93 Unrealized
The Gabelli Dividend & Income Trust 0.0%
Value ($000) $5 Shares 212 Est. Cost $20.61 Unrealized
Liberty All Star Equity Fund 0.0%
Value ($000) $5 Shares 674 Est. Cost $6.22 Unrealized
Gabelli Equity Trust Inc 0.0%
Value ($000) $5 Shares 869 Est. Cost $6.20 Unrealized
Tri-Continental Corp 0.0%
Value ($000) $5 Shares 155 Est. Cost $24.37 Unrealized
General American Investors Co Inc 0.0%
Value ($000) $5 Shares 102 Est. Cost $37.34 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $5 Shares 573 Est. Cost $8.69 Unrealized
Virtus Total Return Fund Inc. 0.0%
Value ($000) $5 Shares 838 Est. Cost $9.79 Unrealized
Liberty All Star Growth Fund Inc 0.0%
Value ($000) $5 Shares 848 Est. Cost $5.89 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $5 Shares 325 Est. Cost $14.92 Unrealized
PCTTW Purecycle Technologies Inc 0.0%
Value ($000) $5 Shares 2,457 Est. Cost $14.04 Unrealized
Gabelli Global Small & Mid C 0.0%
Value ($000) $3 Shares 230 Est. Cost $13.34 Unrealized
Templeton Emerging Markets Fund 0.0%
Value ($000) $2 Shares 180 Est. Cost $13.21 Unrealized
Forge Global Holdings Inc. 0.0%
Value ($000) $2 Shares 1,000 Est. Cost $2.00 Unrealized
Matterport Inc 0.0%
Value ($000) $2 Shares 731 Est. Cost $14.58 Unrealized
AIIOW NWTN Inc 0.0%
Value ($000) $2 Shares 26,327 Est. Cost $0.21 Unrealized