Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q4 2024 (← Previous) (Next →)

Filing Date: Feb 12, 2025

Total Value ($000): $312,063 (100.0% shares, 0.0% debt)

Holdings (147)

PIMCO Dynamic Income Strategy Fund 12.5%
Value ($000) $39,014 Shares 1,493,089 Est. Cost $16.22 Unrealized
FS Credit Opportunities Corp 7.1%
Value ($000) $22,078 Shares 3,237,249 Est. Cost $5.08 Unrealized
Highland Floating Rate Opportunities Fund 4.6%
Value ($000) $14,328 Shares 2,760,778 Est. Cost $10.21 Unrealized
Saba Capital Income & Opport 4.2%
Value ($000) $13,016 Shares 1,436,590 Est. Cost $8.61 Unrealized
Nuveen Vriabl Rat Pfd & Inm 3.7%
Value ($000) $11,670 Shares 640,133 Est. Cost $18.23 Unrealized
SSSS Suro Capital Corp 2.6%
Value ($000) $7,982 Shares 1,357,409 Est. Cost $4.11 Unrealized +24.5%
Brookfield Real Assets Incom 2.5%
Value ($000) $7,925 Shares 594,984 Est. Cost $13.09 Unrealized
PSEC Prospect Capital Corporation 2.5%
Value ($000) $7,880 Shares 1,828,411 Est. Cost $3.91 Unrealized 0.0%
SPMC Sound Point Meridian Cap Inc. 2.2%
Value ($000) $6,992 Shares 334,544 Est. Cost $20.04 Unrealized
XAI Octagn Flt Rat & Alt Inm 2.2%
Value ($000) $6,880 Shares 1,036,151 Est. Cost $6.64 Unrealized
Nuveen Floating Rate Income 1.9%
Value ($000) $5,964 Shares 668,591 Est. Cost $8.34 Unrealized
Destra Multi-Alternative Fd 1.9%
Value ($000) $5,834 Shares 689,580 Est. Cost $5.78 Unrealized
The Herzfeld Caribbean Basin Fund Inc 1.9%
Value ($000) $5,831 Shares 2,497,386 Est. Cost $3.40 Unrealized
Flaherty & Crumrine Pfd Secs 1.8%
Value ($000) $5,719 Shares 368,225 Est. Cost $16.08 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd 1.8%
Value ($000) $5,486 Shares 213,207 Est. Cost $17.90 Unrealized +41.2%
PIMCO Access Income Fund 1.8%
Value ($000) $5,464 Shares 358,285 Est. Cost $15.80 Unrealized
Tortoise Energy Infra Corp 1.7%
Value ($000) $5,358 Shares 127,580 Est. Cost $38.28 Unrealized
Clearbridge Energy Midstrm O 1.6%
Value ($000) $4,917 Shares 105,647 Est. Cost $42.76 Unrealized
MTZ MasTec Inc 1.5%
Value ($000) $4,747 Shares 34,872 Est. Cost $58.69 Unrealized +128.5%
BlackRock Science and Technology Trust II 1.5%
Value ($000) $4,687 Shares 226,339 Est. Cost $18.45 Unrealized
Neuberger Brman Next Genera 1.5%
Value ($000) $4,574 Shares 359,056 Est. Cost $11.39 Unrealized
Nuveen Dow 30 Dynamic Overwrite Fund 1.3%
Value ($000) $4,205 Shares 279,234 Est. Cost $14.19 Unrealized
Kayne Anderson Energy Infrst 1.3%
Value ($000) $4,083 Shares 321,240 Est. Cost $11.40 Unrealized
RCL Royal Caribbean Group 1.3%
Value ($000) $4,075 Shares 17,666 Est. Cost $66.63 Unrealized +227.4%
Cohen & Steers Limited Duration Preferred and Income Fund, Inc. 1.2%
Value ($000) $3,771 Shares 186,703 Est. Cost $18.79 Unrealized
Central Securities Corp 1.2%
Value ($000) $3,757 Shares 82,237 Est. Cost $26.11 Unrealized
Rivernorth Flexible Mun Income Fund II, Inc. 1.1%
Value ($000) $3,423 Shares 255,434 Est. Cost $13.40 Unrealized
PIMCO Income Strategy FdII 1.1%
Value ($000) $3,315 Shares 444,945 Est. Cost $7.34 Unrealized
BlackRock Cap Allocation Tr 1.0%
Value ($000) $3,213 Shares 212,086 Est. Cost $16.52 Unrealized
XTEAX Ecofin Sustainable and Social Impact Term Fund 1.0%
Value ($000) $3,183 Shares 265,279 Est. Cost $12.40 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 1.0%
Value ($000) $3,169 Shares 117,169 Est. Cost $24.58 Unrealized
Thornburg Incm Builder Opp Tr 1.0%
Value ($000) $3,004 Shares 184,536 Est. Cost $17.09 Unrealized
MFS Municipal Income Trust 0.9%
Value ($000) $2,814 Shares 526,027 Est. Cost $5.23 Unrealized
PFIX Simplify Exchange Traded Fun 0.9%
Value ($000) $2,785 Shares 53,202 Est. Cost $52.34 Unrealized
Eaton Vance Tax-Managed Glob 0.9%
Value ($000) $2,671 Shares 326,929 Est. Cost $8.27 Unrealized
The Taiwan Fund Inc 0.9%
Value ($000) $2,656 Shares 68,717 Est. Cost $40.79 Unrealized
PGIM Short Dur Hig yld Opp F 0.9%
Value ($000) $2,653 Shares 164,559 Est. Cost $16.12 Unrealized
CCL Carnival Corp 0.8%
Value ($000) $2,558 Shares 102,657 Est. Cost $17.60 Unrealized +33.0%
Playa Hotels & Resorts Nv 0.8%
Value ($000) $2,556 Shares 202,058 Est. Cost $7.89 Unrealized
Nuveen Real Estate Income Fund 0.8%
Value ($000) $2,519 Shares 291,923 Est. Cost $8.63 Unrealized
BlackRock Munihldngs Cali QL 0.7%
Value ($000) $2,293 Shares 215,693 Est. Cost $11.11 Unrealized
NFE New Fortress Energy Inc 0.6%
Value ($000) $2,020 Shares 133,602 Est. Cost $30.26 Unrealized -65.8%
Blackstone Strategic Cred 20 0.6%
Value ($000) $2,019 Shares 165,122 Est. Cost $10.89 Unrealized
OSW OneSpaWorld Holdings Limited 0.6%
Value ($000) $1,990 Shares 100,000 Est. Cost $12.96 Unrealized +41.8%
NEE NextEra Energy Inc 0.6%
Value ($000) $1,914 Shares 26,697 Est. Cost $55.89 Unrealized +34.2%
MLM Martin Marietta Materials Inc 0.6%
Value ($000) $1,880 Shares 3,640 Est. Cost $314.66 Unrealized +79.1%
OFG OFG Bancorp 0.6%
Value ($000) $1,839 Shares 43,454 Est. Cost $33.00 Unrealized +30.5%
ECC Eagle Pt Cr Co LLC 0.6%
Value ($000) $1,833 Shares 206,460 Est. Cost $9.58 Unrealized
Franklin Limited Duration Income Trust 0.6%
Value ($000) $1,792 Shares 270,295 Est. Cost $6.17 Unrealized
BPOP Popular Inc 0.6%
Value ($000) $1,749 Shares 18,598 Est. Cost $43.27 Unrealized +114.7%
Adams Diversified Equity Fund Inc 0.5%
Value ($000) $1,653 Shares 83,059 Est. Cost $19.53 Unrealized
FBP First BanCorp/Puerto Rico 0.5%
Value ($000) $1,649 Shares 88,690 Est. Cost $6.92 Unrealized +182.8%
Western Asset Mortgage Opp Fund Inc. 0.5%
Value ($000) $1,591 Shares 134,792 Est. Cost $12.07 Unrealized
Nuveen Mortgage and Income Fund 0.5%
Value ($000) $1,572 Shares 87,331 Est. Cost $18.04 Unrealized
Cornerstone Strategic Value Fund Inc 0.5%
Value ($000) $1,476 Shares 171,852 Est. Cost $7.25 Unrealized
XPHTX Pioneer High Income Fund Inc. 0.4%
Value ($000) $1,395 Shares 179,982 Est. Cost $7.99 Unrealized
Nuveen Quality Municipal Income Fund 0.4%
Value ($000) $1,342 Shares 115,117 Est. Cost $11.45 Unrealized
CPA Copa Holdings SA 0.4%
Value ($000) $1,340 Shares 15,250 Est. Cost $63.14 Unrealized +39.9%
Wells Fargo Advantage Multi-Sector Income Fund 0.4%
Value ($000) $1,336 Shares 145,328 Est. Cost $9.14 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.4%
Value ($000) $1,292 Shares 109,456 Est. Cost $10.41 Unrealized
VMC Vulcan Materials Co 0.4%
Value ($000) $1,291 Shares 5,019 Est. Cost $148.96 Unrealized +79.1%
LEN Lennar Corp 0.4%
Value ($000) $1,289 Shares 9,450 Est. Cost $69.65 Unrealized +129.3%
VTMX Vesta Real Estate Corp 0.3%
Value ($000) $1,086 Shares 42,412 Est. Cost $37.00 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund Inc 0.3%
Value ($000) $1,046 Shares 86,319 Est. Cost $12.24 Unrealized
MFS High Yield Municipal Trust 0.3%
Value ($000) $1,001 Shares 284,360 Est. Cost $3.35 Unrealized
CX Cemex SAB de CV 0.3%
Value ($000) $877 Shares 155,581 Est. Cost $6.48 Unrealized
NYLI MacKay Defined Term Muni 0.3%
Value ($000) $841 Shares 56,328 Est. Cost $14.93 Unrealized
MFS Investment Grade Municipal Trust 0.2%
Value ($000) $776 Shares 97,088 Est. Cost $7.49 Unrealized
XPCKX PIMCO Calif Mun Income Fd II 0.2%
Value ($000) $749 Shares 130,893 Est. Cost $5.82 Unrealized
Nuveen Municipal Credit Opp Fund 0.2%
Value ($000) $720 Shares 67,828 Est. Cost $11.37 Unrealized
ASR Grupo Aeroportuario del Sureste SAB de CV 0.2%
Value ($000) $715 Shares 2,775 Est. Cost $165.00 Unrealized
BNY Mellon Mun Income Inc 0.2%
Value ($000) $651 Shares 91,732 Est. Cost $6.97 Unrealized
BNY Mellon Strategic Mun Bd 0.2%
Value ($000) $623 Shares 107,273 Est. Cost $5.84 Unrealized
FMX Fomento Economico Mexicano SAB de CV 0.2%
Value ($000) $586 Shares 6,859 Est. Cost $80.72 Unrealized
EVTC EVERTEC Inc 0.2%
Value ($000) $585 Shares 16,956 Est. Cost $36.21 Unrealized -5.7%
XENWX Eaton Vance New York Mun Bd 0.2%
Value ($000) $557 Shares 58,444 Est. Cost $9.62 Unrealized
Nuveen Municipal Credit Inc. 0.2%
Value ($000) $524 Shares 43,095 Est. Cost $12.32 Unrealized
XMIOX Pioneer Mun High Income Oppo 0.2%
Value ($000) $508 Shares 42,844 Est. Cost $12.33 Unrealized
XMVTX BlackRock MuniIvest FD II Inc. 0.1%
Value ($000) $455 Shares 43,122 Est. Cost $10.88 Unrealized
Nuveen Amt- Free Mun Value Fd 0.1%
Value ($000) $452 Shares 33,256 Est. Cost $13.58 Unrealized
Nuveen CA Qualty Mun Income 0.1%
Value ($000) $432 Shares 38,256 Est. Cost $11.20 Unrealized
Invesco Tr Invt Grade Muns 0.1%
Value ($000) $392 Shares 38,798 Est. Cost $10.28 Unrealized
Flaherty & Crumrine Pfd Inco 0.1%
Value ($000) $360 Shares 39,919 Est. Cost $9.24 Unrealized
CEFS Exchange Listed FDS Tr 0.1%
Value ($000) $352 Shares 16,448 Est. Cost $18.53 Unrealized
GLD SPDR Gold Tr 0.1%
Value ($000) $338 Shares 1,398 Est. Cost $178.11 Unrealized
SEB Seaboard Corp 0.1%
Value ($000) $333 Shares 137 Est. Cost $3214.42 Unrealized -14.8%
BNY Mellon Strategic Muns In 0.1%
Value ($000) $297 Shares 49,145 Est. Cost $6.38 Unrealized
XPMAX Pioneer Municipal High Income Advantage Trust 0.1%
Value ($000) $295 Shares 34,950 Est. Cost $8.78 Unrealized
MFS High Income Mun Tr 0.1%
Value ($000) $280 Shares 76,036 Est. Cost $3.93 Unrealized
Putnam Managed Mun Income Tr 0.1%
Value ($000) $259 Shares 43,341 Est. Cost $6.42 Unrealized
ASA Gold and Precious Metals Ltd 0.1%
Value ($000) $255 Shares 12,602 Est. Cost $20.22 Unrealized
Delaware Invts Natl Mun Inco 0.1%
Value ($000) $254 Shares 25,115 Est. Cost $10.13 Unrealized
Invesco Tr Invt Grade New Yo 0.1%
Value ($000) $253 Shares 24,132 Est. Cost $10.85 Unrealized
SPY SPDR S&P 500 ETF Tr 0.1%
Value ($000) $229 Shares 390 Est. Cost $305.33 Unrealized
SRH Total Return Fund Inc 0.1%
Value ($000) $198 Shares 12,341 Est. Cost $10.13 Unrealized
CWCO Consolidated Water Co Ltd 0.1%
Value ($000) $158 Shares 6,092 Est. Cost $9.42 Unrealized +164.6%
QQQ Invesco QQQ Tr 0.0%
Value ($000) $138 Shares 270 Est. Cost $155.56 Unrealized
Columbia Seligman Premium Technology Growth Fund 0.0%
Value ($000) $128 Shares 3,997 Est. Cost $31.81 Unrealized
NPWR/WS Net Power Inc. 0.0%
Value ($000) $118 Shares 32,771 Est. Cost $3.26 Unrealized
TFLO iShares Tr 0.0%
Value ($000) $109 Shares 2,168 Est. Cost $50.72 Unrealized
BlackRock Health Sciences Trust II 0.0%
Value ($000) $99 Shares 6,862 Est. Cost $15.36 Unrealized
NFLX Netflix, Inc. 0.0%
Value ($000) $89 Shares 100 Est. Cost $26.34 Unrealized +212.5%
MDY SPDR S&P MidCap 400 ETF Tr 0.0%
Value ($000) $85 Shares 150 Est. Cost $300.00 Unrealized
META Meta Platforms Inc 0.0%
Value ($000) $59 Shares 100 Est. Cost $169.97 Unrealized +244.0%
TPZ Tortoise Pwr & Energy Infras 0.0%
Value ($000) $48 Shares 2,370 Est. Cost $20.06 Unrealized
FXY Investco CurrencyShares Japan 0.0%
Value ($000) $35 Shares 600 Est. Cost $63.45 Unrealized
Adams Natural Resources Fund Inc 0.0%
Value ($000) $35 Shares 1,594 Est. Cost $20.87 Unrealized
OPFI Oppfi Inc Com 0.0%
Value ($000) $30 Shares 3,898 Est. Cost $3.22 Unrealized +95.9%
First Tr Inter Dur Pfd & In 0.0%
Value ($000) $19 Shares 1,055 Est. Cost $18.00 Unrealized
PCTTW Purecycle Technologies Inc 0.0%
Value ($000) $19 Shares 5,457 Est. Cost $7.97 Unrealized
BlackRock Enhanced International Dividend Trust 0.0%
Value ($000) $17 Shares 3,231 Est. Cost $5.39 Unrealized
AIRJW Montana Technologies Corp 0.0%
Value ($000) $17 Shares 15,307 Est. Cost $1.24 Unrealized
Morgan Stanley India Investment Fund Inc 0.0%
Value ($000) $15 Shares 576 Est. Cost $22.64 Unrealized
Aberdeen Global Dynamic Dividend Fund 0.0%
Value ($000) $14 Shares 1,448 Est. Cost $9.90 Unrealized
Japan Smaller Capitalization Fund Inc 0.0%
Value ($000) $12 Shares 1,557 Est. Cost $7.58 Unrealized
PGIM Global Short Duration High Yield Fund, Inc. 0.0%
Value ($000) $12 Shares 962 Est. Cost $13.10 Unrealized
The New Germany Fund Inc 0.0%
Value ($000) $11 Shares 1,460 Est. Cost $11.97 Unrealized
SVXY ProShares Short VIX Short-Term Futures ETF 0.0%
Value ($000) $11 Shares 220 Est. Cost $59.38 Unrealized
TMC TMC The Metals Company Inc 0.0%
Value ($000) $10 Shares 8,959 Est. Cost $1.70 Unrealized -44.6%
XXCHNXX China Fd Inc 0.0%
Value ($000) $10 Shares 824 Est. Cost $12.66 Unrealized
TCW Strategic Income Fund Inc 0.0%
Value ($000) $10 Shares 2,000 Est. Cost $5.40 Unrealized
XAWPX Aberdeen Global Premier Properties Fund 0.0%
Value ($000) $9 Shares 2,461 Est. Cost $3.87 Unrealized
Templeton Dragon Fd Inc. 0.0%
Value ($000) $9 Shares 1,095 Est. Cost $9.09 Unrealized
The Mexico Fund, Inc. 0.0%
Value ($000) $9 Shares 694 Est. Cost $13.87 Unrealized
Mexico Equity & Income Fd 0.0%
Value ($000) $9 Shares 1,125 Est. Cost $9.92 Unrealized
Aberdeen Total Dynamic Dividend Fund 0.0%
Value ($000) $9 Shares 1,058 Est. Cost $8.61 Unrealized
XJEQX Aberdeen Japan Equity Fund Inc 0.0%
Value ($000) $8 Shares 1,462 Est. Cost $6.20 Unrealized
Aberdeen Emerging Markets Equity Inc. 0.0%
Value ($000) $8 Shares 1,545 Est. Cost $6.32 Unrealized
Aberdeen Std Global Infrastructure 0.0%
Value ($000) $8 Shares 446 Est. Cost $18.49 Unrealized
BlackRock ESG Cap Allc Tr 0.0%
Value ($000) $8 Shares 460 Est. Cost $17.36 Unrealized
Virtus Stone HBR Emrg Mkts I 0.0%
Value ($000) $7 Shares 1,546 Est. Cost $5.36 Unrealized
The European Equity Fund Inc 0.0%
Value ($000) $6 Shares 744 Est. Cost $9.24 Unrealized
Morgan Stanley Emerging Mkts 0.0%
Value ($000) $6 Shares 1,300 Est. Cost $4.59 Unrealized
The Korea Fund Inc 0.0%
Value ($000) $6 Shares 313 Est. Cost $24.80 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $6 Shares 362 Est. Cost $14.97 Unrealized
Royce Value Trust Inc 0.0%
Value ($000) $6 Shares 361 Est. Cost $14.95 Unrealized
General American Investors Co Inc 0.0%
Value ($000) $6 Shares 111 Est. Cost $38.34 Unrealized
Liberty All Star Growth Fund Inc 0.0%
Value ($000) $6 Shares 991 Est. Cost $5.83 Unrealized
Tri-Continental Corp 0.0%
Value ($000) $5 Shares 172 Est. Cost $25.09 Unrealized
The Gabelli Dividend & Income Trust 0.0%
Value ($000) $5 Shares 225 Est. Cost $20.77 Unrealized
Virtus Total Return Fund Inc. 0.0%
Value ($000) $5 Shares 925 Est. Cost $8.64 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $5 Shares 636 Est. Cost $8.65 Unrealized
Gabelli Equity Trust Inc 0.0%
Value ($000) $5 Shares 968 Est. Cost $6.11 Unrealized
Liberty All Star Equity Fund 0.0%
Value ($000) $5 Shares 746 Est. Cost $6.28 Unrealized
Matterport Inc 0.0%
Value ($000) $3 Shares 731 Est. Cost $14.58 Unrealized
BlackRock Innovation and Grw 0.0%
Value ($000) $2 Shares 240 Est. Cost $6.94 Unrealized
NXDT Nexpoint Diversified Rel Et 0.0%
Value ($000) $2 Shares 249 Est. Cost $13.38 Unrealized