Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	ALLERGAN PLC	169,766	$30.07M	10.4%	$173.31	—	SHS	G0177J108
—	WABCO HLDGS INC	112,036	$15.13M	5.3%	$133.65	—	COM	92927K102
—	ADVANCED DISP SVCS INC DEL	314,060	$10.3M	3.6%	$32.73	—	COM	00790X101
—	CORNERSTONE STRATEGIC VALUE	1,124,500	$9.131M	3.2%	$13.95	—	COM	21924B302
—	EL PASO ELEC CO	133,908	$9.1M	3.2%	$67.48	—	COM NEW	283677854
—	KALEYRA INC	1,128,081	$8.235M	2.9%	$8.50	—	COM	483379103
—	MELLANOX TECHNOLOGIES LTD	62,700	$7.607M	2.6%	$113.65	—	SHS	M51363113
—	PURE ACQUISITION CORP	699,998	$7.273M	2.5%	$10.25	—	CL A	74621Q106
—	IAC INTERACTIVECORP	39,548	$7.088M	2.5%	$180.11	—	COM	44919P508
—	CAESARS ENTMT CORP	1,014,831	$6.86M	2.4%	$13.60	—	COM	127686103
—	COHEN & STEERS QUALITY INCOM	703,535	$6.36M	2.2%	$9.04	—	COM	19247L106
—	CORNERSTONE TOTAL RETURN FD	704,531	$5.608M	1.9%	$13.88	—	COM	21924U300
—	SAFEGUARD SCIENTIFICS INC	953,901	$5.294M	1.8%	$13.47	—	COM NEW	786449207
—	CYPRESS SEMICONDUCTOR CORP	223,863	$5.22M	1.8%	$23.18	—	COM	232806109
—	NETFIN ACQUISITION CORP	500,000	$5.035M	1.7%	$10.09	—	UNIT 08/01/2024	G6455A123
—	TIFFANY & CO NEW	33,431	$4.329M	1.5%	$129.87	—	COM	886547108
—	CAROLINA FINL CORP NEW	164,707	$4.261M	1.5%	$25.87	—	COM	143873107
—	TALLGRASS ENERGY LP	257,408	$4.237M	1.5%	$19.09	—	CLASS A SHS	874696107
—	GIGCAPITAL2 INC	411,315	$4.204M	1.5%	$10.04	—	UNIT 02/28/2026	375036209
—	GALILEO ACQUISITION CORP	423,000	$4.145M	1.4%	$10.27	—	UNIT 99/99/9999	G3770A128
—	WRIGHT MED GROUP N V	144,600	$4.143M	1.4%	$29.60	—	ORD SHS	N96617118
—	MONOCLE ACQUISITION CORP	400,000	$4.02M	1.4%	$10.18	—	COM	609754106
—	INTERPRIVATE ACQUISITION COR	395,484	$3.911M	1.4%	$9.89	—	UNIT 10/29/2024	46064A202
—	VERSO CORP	345,235	$3.894M	1.4%	$11.28	—	CL A	92531L207
—	IBERIABANK CORP	100,678	$3.641M	1.3%	$36.16	—	COM	450828108
—	ANIXTER INTL INC	40,700	$3.576M	1.2%	$88.40	—	COM	035290105
—	MERIDA MERGER CORP I	325,000	$3.149M	1.1%	$9.74	—	COM	58953M106
—	PROGENICS PHARMACEUTICALS IN	825,438	$3.137M	1.1%	$3.80	—	COM	743187106
—	LEGACY ACQUISITION CORP	300,000	$3.111M	1.1%	$10.27	—	COM CL A	524643103
NXDT	NEXPOINT STRATEGIC OPORTUNT	363,218	$3M	1.0%	$19.25	—	COM NEW	65340G205
—	LIBERTY GLOBAL PLC	190,746	$2.997M	1.0%	$23.02	—	SHS CL C	G5480U120
—	UNITED TECHNOLOGIES CORP	31,471	$2.969M	1.0%	$94.34	—	COM	913017109
—	PROFICIENT ALPHA ACQUSTN COR	275,000	$2.772M	1.0%	$10.08	—	COM	74317H105
—	LF CAP ACQUISITION CORP	250,000	$2.693M	0.9%	$10.07	—	UNIT 06/19/2025	50200K207
—	UNION ACQUISITION CORP II	275,000	$2.684M	0.9%	$10.09	—	UNIT 99/99/9999	G9402Q118
—	KBL MERGER CORP IV	250,000	$2.644M	0.9%	$9.72	—	COM	48242A104
—	GRAF INDL CORP	240,000	$2.508M	0.9%	$10.01	—	UNIT 12/31/2025	384278206
—	TUSCAN HLDGS CORP II	247,080	$2.471M	0.9%	$10.05	—	UNIT 04/01/2026	90070A202
—	LEISURE ACQUISITION CORP	222,000	$2.422M	0.8%	$9.41	—	COM	52539T107
—	TUSCAN HOLDINGS CORP	225,000	$2.275M	0.8%	$10.43	—	UNIT 99/99/9999	90069K203
—	SCHULTZE SPL PURP ACQUSTN CO	213,333	$2.261M	0.8%	$9.96	—	UNIT 12/31/2023	80821R208
—	DISCOVERY INC	125,587	$2.203M	0.8%	$24.92	—	COM SER C	25470F302
—	GORDON POINTE ACQUISITION CO	200,000	$2.135M	0.7%	$10.47	—	COM CLASS A	382788107
—	ALLEGRO MERGER CORP	200,000	$2.066M	0.7%	$10.23	—	COM	01749N103
—	JUNIPER INDL HLDGS INC	201,000	$1.976M	0.7%	$10.21	—	UNIT 11/13/2026	48205G205
—	LOGMEIN INC	23,107	$1.924M	0.7%	$83.26	—	COM	54142L109
DD	DUPONT DE NEMOURS INC	56,400	$1.923M	0.7%	$24.51	-25.9%	COM	26614N102
—	GX ACQUISITION CORP	187,000	$1.889M	0.7%	$10.05	—	UNIT 05/24/2026	36251A206
TCBI	TEXAS CAPITAL BANCSHARES INC	78,558	$1.742M	0.6%	$46.38	0.0%	COM	88224Q107
—	FINTECH ACQUISITION CORP III	160,000	$1.637M	0.6%	$10.00	—	UNIT 12/01/2023	31811A309
—	TRINE ACQUISITION CORP	160,000	$1.619M	0.6%	$10.02	—	UNIT 03/31/2021	89628U207
YTRA	YATRA ONLINE INC	1,515,368	$1.561M	0.5%	$4.12	-31.6%	ORD SHS	G98338109
—	HL ACQUISITIONS CORP	144,000	$1.537M	0.5%	$10.33	—	SHS	G4603R106
—	THUNDER BRDG ACQUISTION II L	150,000	$1.529M	0.5%	$10.18	—	UNIT 99/99/9999	G8857S124
—	SOFTWARE ACQUISITION GROUP I	150,000	$1.522M	0.5%	$10.16	—	UNIT 10/01/2026	83406B200
—	LGL SYS ACQUISITION CORP	150,000	$1.511M	0.5%	$10.07	—	UNIT 10/24/2024	50201G205
—	CHURCHILL CAP CORP III	150,000	$1.5M	0.5%	$10.00	—	UNIT 03/01/2027	17144C203
—	PROPTECH ACQUISITION CORP	150,000	$1.491M	0.5%	$10.34	—	UNIT 10/01/2026	74349F200
—	CONDOR HOSPITALITY TR INC	345,749	$1.421M	0.5%	$9.63	—	COM NEW	20676Y403
—	STARS GROUP INC	68,196	$1.393M	0.5%	$21.59	—	COM	85570W100
ALUS/U	ALUSSA ENERGY ACQUISITION CO	137,200	$1.358M	0.5%	$10.08	—	UNIT 10/31/2026	G0232J127
L	LOEWS CORP	38,398	$1.337M	0.5%	$45.06	+2.1%	COM	540424108
—	CRAFT BREW ALLIANCE INC	85,601	$1.275M	0.4%	$14.89	—	COM	224122101
—	LIV CAP ACQUISITION CORP	120,000	$1.176M	0.4%	$10.06	—	UNIT 99/99/9999	G5510C124
ACM	AECOM	39,100	$1.167M	0.4%	$40.81	+0.8%	COM	00766T100
—	TECH DATA CORP	8,297	$1.086M	0.4%	$130.89	—	COM	878237106
—	AMCI ACQUISITION CORP	100,000	$1.049M	0.4%	$9.95	—	UNIT 01/07/2019	00165R200
—	STABLE RD ACQUISITION CORP	100,000	$1.005M	0.3%	$10.29	—	UNIT 05/15/2026	85236Q208
—	PIVOTAL INVT CORP II	100,000	$996K	0.3%	$10.18	—	UNIT 06/01/2025	72582K209
—	ACT II GLOBAL ACQUISITION CO	100,000	$987K	0.3%	$10.12	—	CL A SHS	G0080J104
—	FRANKLIN LTD DURATION INCOME	125,713	$987K	0.3%	$8.76	—	COM	35472T101
BABA	ALIBABA GROUP HLDG LTD	4,975	$968K	0.3%	$167.20	—	SPONSORED ADS	01609W102
—	NEW PROVIDENCE ACQUISITION	90,100	$926K	0.3%	$10.09	—	UNIT 09/01/2024	64822P205
—	PACIFIC PREMIER BANCORP	48,425	$912K	0.3%	$18.83	—	COM	69478X105
—	AMPLITUDE HLTHCRE AQUSTIN CO	83,333	$833K	0.3%	$10.00	—	UNIT 12/01/2026	03212A204
—	CENTRAL EUROPEAN MEDIA ENTRP	263,022	$823K	0.3%	$4.14	—	CL A NEW	G20045202
—	INSURANCE ACQUISITION CORP	75,000	$779K	0.3%	$10.11	—	UNIT 03/31/2024	457867307
AXTA	AXALTA COATING SYS LTD	43,270	$747K	0.3%	$29.48	-13.2%	COM	G0750C108
—	CUSHING RENAISSANCE FD	109,805	$664K	0.2%	$12.93	—	COM	231647108
OXY	OCCIDENTAL PETE CORP	54,999	$637K	0.2%	$41.72	-27.9%	COM	674599105
—	GABELLI DIVID & INCOME TR	42,950	$636K	0.2%	$21.52	—	COM	36242H104
—	FORUM MERGER II CORP	60,000	$617K	0.2%	$10.28	—	CL A	34986F103
—	LONGEVITY ACQUISITION CORP	50,000	$542K	0.2%	$10.24	—	UNIT 08/29/2024	G56372108
—	HAYMAKER ACQUISITION CORP II	50,000	$505K	0.2%	$10.22	—	UNIT 10/31/2026	42087L200
—	SB ONE BANCORP	26,513	$451K	0.2%	$17.01	—	COM	78413T103
—	RIVERNORTH MARKETPLACE LENDI	25,839	$418K	0.1%	$19.58	—	COM	76882B108
—	FRONT YD RESIDENTIAL CORP	34,405	$411K	0.1%	$11.95	—	COM	35904G107
—	SUTTER ROCK CAP CORP	68,322	$400K	0.1%	$5.85	—	COM	86944Q100
BKD	BROOKDALE SR LIVING INC	117,400	$366K	0.1%	$12.96	-55.0%	COM	112463104
—	MORGAN STANLEY INDIA INVS FD	27,638	$354K	0.1%	$23.45	—	COM	61745C105
—	CENTERSTATE BK CORP	20,000	$345K	0.1%	$17.25	—	COM	15201P109
—	BRISTOL-MYERS SQUIBB CO	89,720	$341K	0.1%	$3.01	—	RIGHT 99/99/9999	110122157
SVVC	FIRSTHAND TECH VALUE FD INC	89,909	$334K	0.1%	$12.89	-55.7%	COM	33766Y100
STC	STEWART INFORMATION SVCS COR	12,280	$328K	0.1%	$42.83	-14.2%	COM	860372101
—	TEKLA HEALTHCARE INVS	18,383	$327K	0.1%	$17.79	—	SH BEN INT	87911J103
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$264K	0.1%	$5.05	+6.2%	COM	70806A106
—	NUVEEN S&P 500 BUY-WRITE INC	24,886	$251K	0.1%	$10.09	—	COM	6706ER101
GDYN	GRID DYNAMICS HLDGS INC	31,060	$248K	0.1%	$10.50	0.0%	COM CL A	39813G109
ALTG	ALTA EQUIPMENT GROUP INC	57,327	$245K	0.1%	$8.01	0.0%	COMMON STOCK	02128L106
BBCP	CONCRETE PUMPING HLDGS INC	76,822	$220K	0.1%	$5.05	-15.1%	COM	206704108
—	BROOGE HLDGS LTD	270,000	$216K	0.1%	$0.21	—	*W EXP 12/20/202	G9145A115
—	RIVERNORTH / DOUBLELINE STRA	16,501	$211K	0.1%	$16.43	—	COM	76882G107
GNRUQ	GREENROSE ACQUISITION CORP	21,415	$208K	0.1%	$9.71	—	UNIT 02/28/2024	395392202
—	HIGHLAND INCOME FD	24,196	$206K	0.1%	$13.01	—	HIGHLAND INCOME	43010E404
—	ABERDEEN EMRG MRKTS EQT INM	39,815	$206K	0.1%	$7.27	—	COM	00301W105
—	NIELSEN HLDGS PLC	15,000	$188K	0.1%	$22.23	—	SHS EUR	G6518L108
—	TEKLA LIFE SCIENCES INVS	12,500	$187K	0.1%	$14.96	—	SH BEN INT	87911K100
—	PB BANCORP INC	12,339	$184K	0.1%	$14.91	—	COM	70454T100
MGM	MGM RESORTS INTERNATIONAL	15,000	$177K	0.1%	$25.54	0.0%	COM	552953101
—	BIG ROCK PARTNERS ACQUISI CO	16,410	$177K	0.1%	$9.72	—	COM	089482103
BROGF	BROOGE HLDGS LTD	13,195	$162K	0.1%	$8.82	—	SHS	G1611B107
CHR	GLRY STR NW MDIA GRUP HLDG L	37,200	$153K	0.1%	$3245.40	0.0%	SHS	G39973105
—	MERRIMACK PHARMACEUTICALS IN	66,934	$144K	0.1%	$11.04	—	COM NEW	590328209
KRNY	KEARNY FINL CORP MD	14,300	$123K	0.0%	$11.52	0.0%	COM	48716P108
—	TENNECO INC	34,200	$123K	0.0%	$3.60	—	CL A VTG COM STK	880349105
—	MONOCLE ACQUISITION CORP	400,000	$120K	0.0%	$0.75	—	*W EXP 12/06/202	609754114
—	NUVEEN S&P 500 DYNAMIC OVERW	10,148	$118K	0.0%	$11.63	—	COM	6706EW100
—	KALEYRA INC	121,174	$103K	0.0%	$1.13	—	*W EXP 12/12/202	483379111
—	GRID DYNAMICS HLDGS INC	45,530	$87,000	0.0%	$1.91	—	*W EXP 03/05/202	39813G117
—	INTL GNRL INSURANCE HLDNGS L	200,000	$84,000	0.0%	$0.42	—	*W EXP 03/17/202	G4809J114
—	PENSARE ACQUISITION CORP	600,000	$84,000	0.0%	$0.40	—	RIGHT 99/99/9999	70957E121
—	AKAZOO SA	28,861	$81,000	0.0%	$6.33	—	SHS	L0164E108
—	MERIDA MERGER CORP I	162,499	$81,000	0.0%	$0.50	—	*W EXP 11/07/202	58953M114
—	BROADMARK RLTY CAP INC	341,868	$75,000	0.0%	$0.38	—	*W EXP 11/15/202	11135B118
AGAE	ALLIED ESPORTS ENTMT INC	39,600	$62,000	0.0%	$6.90	-65.9%	COM	019170109
—	TORTOISE MIDSTRM ENERGY FD I	71,258	$61,000	0.0%	$16.63	—	COM	89148B101
—	AKAZOO SA	180,000	$56,000	0.0%	$0.77	—	*W EXP 09/11/202	L0164E116
—	PROFICIENT ALPHA ACQUSTN COR	275,000	$55,000	0.0%	$0.20	—	RIGHT 04/30/2026	74317H121
—	KBL MERGER CORP IV	400,000	$55,000	0.0%	$0.29	—	RIGHT 04/09/2020	48242A120
—	MUDRICK CAP ACQUISITION CORP	150,000	$53,000	0.0%	$0.35	—	*W EXP 02/12/202	624745113
ORGO	ORGANOGENESIS HLDGS INC	14,250	$46,000	0.0%	$5.56	-23.1%	COM	68621F102
—	STEEL CONNECT INC	54,804	$41,000	0.0%	$2.12	—	COM	858098106
—	ALTA EQUIPMENT GROUP INC	50,250	$41,000	0.0%	$0.82	—	*W EXP 02/14/202	02128L114
—	BIOCERES CROP SOLUTIONS CORP	251,200	$35,000	0.0%	$0.27	—	*W EXP 03/14/202	G1117K106
—	ACT II GLOBAL ACQUISITION CO	50,000	$33,000	0.0%	$1.00	—	*W EXP 04/30/202	G0080J120
—	FORUM MERGER II CORP	120,000	$32,000	0.0%	$0.27	—	*W EXP 09/30/202	34986F111
—	GORDON POINTE ACQUISITION CO	200,000	$32,000	0.0%	$0.40	—	*W EXP 07/30/202	382788115
—	GLRY STR NW MDIA GRUP HLDG L	372,000	$30,000	0.0%	$0.08	—	*W EXP 02/13/202	G39973113
—	KBL MERGER CORP IV	400,000	$25,000	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$21,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	REALNETWORKS INC	26,522	$19,000	0.0%	$7.55	—	COM NEW	75605L708
—	ALLEGRO MERGER CORP	200,000	$18,000	0.0%	$0.32	—	RIGHT 12/31/2023	01749N129
—	LEISURE ACQUISITION CORP	111,000	$17,000	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
—	PENSARE ACQUISITION CORP	300,000	$15,000	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	PROFICIENT ALPHA ACQUSTN COR	275,000	$14,000	0.0%	$0.05	—	*W EXP 04/30/202	74317H113
—	MEDLEY MGMT INC	18,508	$13,000	0.0%	$5.24	—	CL A COM	58503T106
—	HL ACQUISITIONS CORP	144,000	$12,000	0.0%	$0.25	—	RIGHT 07/17/2023	G4603R130
—	ALLEGRO MERGER CORP	200,000	$10,000	0.0%	$0.18	—	*W EXP 01/06/202	01749N111
—	HL ACQUISITIONS CORP	144,000	$7,000	0.0%	$0.35	—	*W EXP 06/21/202	G4603R122
—	OPES ACQUISITION CORP	120,730	$6,000	0.0%	$0.18	—	*W EXP 03/13/202	68373P118
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$5,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111