Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	CAESARS ENTMT CORP	1,610,000	$21.9M	6.4%	$13.60	—	COM	127686103
—	ALLERGAN PLC	96,345	$18.42M	5.4%	$170.42	—	SHS	G0177J108
—	CORNERSTONE STRATEGIC VALUE	1,200,989	$13.46M	3.9%	$13.95	—	COM	21924B302
—	ZAYO GROUP HLDGS INC	388,439	$13.46M	3.9%	$33.70	—	COM	98919V105
—	ADVANCED DISP SVCS INC DEL	391,168	$12.86M	3.8%	$32.73	—	COM	00790X101
—	WABCO HLDGS INC	87,036	$11.79M	3.5%	$133.25	—	COM	92927K102
—	NII HLDGS INC	5,054,152	$10.97M	3.2%	$2.12	—	COM PAR	62913F508
—	EL PASO ELEC CO	160,848	$10.92M	3.2%	$67.48	—	COM NEW	283677854
—	MELLANOX TECHNOLOGIES LTD	92,900	$10.89M	3.2%	$113.65	—	SHS	M51363113
—	KALEYRA INC	1,128,081	$9.589M	2.8%	$8.50	—	COM	483379103
—	SAFEGUARD SCIENTIFICS INC	848,972	$9.322M	2.7%	$14.44	—	COM NEW	786449207
—	IAC INTERACTIVECORP	34,350	$8.557M	2.5%	$180.24	—	COM	44919P508
—	DISCOVERY INC	274,803	$8.379M	2.5%	$24.92	—	COM SER C	25470F302
—	CORNERSTONE TOTAL RTRN FD IN	752,417	$8.269M	2.4%	$13.88	—	COM	21924U300
—	PURE ACQUISITION CORP	699,998	$7.259M	2.1%	$10.25	—	CL A	74621Q106
NXDT	NEXPOINT STRATEGIC OPORTUNT	363,218	$6.433M	1.9%	$19.25	—	COM NEW	65340G205
—	NETFIN ACQUISITION CORP	500,000	$5.123M	1.5%	$10.09	—	UNIT 08/01/2024	G6455A123
DD	DUPONT DE NEMOURS INC	76,400	$4.905M	1.4%	$24.51	0.0%	COM	26614N102
YTRA	YATRA ONLINE INC	1,502,235	$4.732M	1.4%	$4.12	-10.4%	ORD SHS	G98338109
—	CYPRESS SEMICONDUCTOR CORP	193,263	$4.509M	1.3%	$23.16	—	COM	232806109
—	LIBERTY GLOBAL PLC	206,662	$4.504M	1.3%	$23.02	—	SHS CL C	G5480U120
—	GALILEO ACQUISITION CORP	423,000	$4.346M	1.3%	$10.27	—	UNIT 99/99/9999	G3770A128
—	GIGCAPITAL2 INC	411,315	$4.298M	1.3%	$10.04	—	UNIT 02/28/2026	375036209
—	MONOCLE ACQUISITION CORP	400,000	$4.072M	1.2%	$10.18	—	COM	609754106
—	TKK SYMPHONY ACQUISITION COR	372,000	$3.817M	1.1%	$10.18	—	ORD SHS	G88950103
—	MERIDA MERGER CORP I	325,000	$3.166M	0.9%	$9.74	—	COM	58953M106
—	LEGACY ACQUISITION CORP	300,000	$3.081M	0.9%	$10.27	—	COM CL A	524643103
—	CONDOR HOSPITALITY TR INC	275,500	$3.042M	0.9%	$11.04	—	COM NEW	20676Y403
—	PROFICIENT ALPHA ACQUSTN COR	275,000	$2.833M	0.8%	$10.05	—	UNIT 04/30/2026	74317H204
—	LF CAP ACQUISITION CORP	250,000	$2.734M	0.8%	$10.07	—	UNIT 06/19/2025	50200K207
—	KBL MERGER CORP IV	250,000	$2.673M	0.8%	$9.72	—	COM	48242A104
—	TALLGRASS ENERGY LP	119,374	$2.641M	0.8%	$22.12	—	CLASS A SHS	874696107
—	GRAF INDL CORP	240,000	$2.556M	0.7%	$10.01	—	UNIT 12/31/2025	384278206
—	TUSCAN HLDGS CORP II	247,080	$2.494M	0.7%	$10.05	—	UNIT 04/01/2026	90070A202
OXY	OCCIDENTAL PETE CORP	59,999	$2.473M	0.7%	$41.72	-13.7%	COM	674599105
—	TUSCAN HOLDINGS CORP	225,000	$2.392M	0.7%	$10.43	—	UNIT 99/99/9999	90069K203
—	LEISURE ACQUISITION CORP	222,000	$2.313M	0.7%	$9.41	—	COM	52539T107
—	WRIGHT MED GROUP N V	75,300	$2.295M	0.7%	$30.48	—	ORD SHS	N96617118
—	SCHULTZE SPL PURP ACQUSTN CO	213,333	$2.249M	0.7%	$9.96	—	UNIT 12/31/2023	80821R208
—	GORDON POINTE ACQUISITION CO	200,000	$2.118M	0.6%	$10.47	—	COM CLASS A	382788107
—	TIBERIUS ACQUISITION CORP	200,000	$2.095M	0.6%	$10.47	—	COM	88633A107
—	JUNIPER INDL HLDGS INC	201,000	$2.053M	0.6%	$10.21	—	UNIT 11/13/2026	48205G205
—	ALLEGRO MERGER CORP	200,000	$2.046M	0.6%	$10.23	—	COM	01749N103
—	UNION ACQUISITION CORP II	200,000	$2.044M	0.6%	$10.22	—	UNIT 99/99/9999	G9402Q118
L	LOEWS CORP	38,398	$2.016M	0.6%	$45.06	+9.1%	COM	540424108
—	GX ACQUISITION CORP	187,000	$1.945M	0.6%	$10.05	—	UNIT 05/24/2026	36251A206
—	REAVES UTIL INCOME FD	48,027	$1.78M	0.5%	$30.94	—	COM SH BEN INT	756158101
—	WELLCARE HEALTH PLANS INC	5,347	$1.766M	0.5%	$330.28	—	COM	94946T106
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$1.749M	0.5%	$9.72	—	COM	089482103
—	FINTECH ACQUISITION CORP III	160,000	$1.728M	0.5%	$10.00	—	UNIT 12/01/2023	31811A309
—	TRINE ACQUISITION CORP	160,000	$1.641M	0.5%	$10.02	—	UNIT 03/31/2021	89628U207
—	MUDRICK CAP ACQUISITION CORP	150,000	$1.601M	0.5%	$10.22	—	UNIT 02/01/2023	624745204
—	BANCORP NEW JERSEY INC NEW	81,665	$1.576M	0.5%	$19.30	—	COM	059915108
—	THUNDER BRDG ACQUISTION II L	150,000	$1.568M	0.5%	$10.18	—	UNIT 99/99/9999	G8857S124
—	PROPTECH ACQUISITION CORPORA	150,000	$1.551M	0.5%	$10.34	—	UNIT 10/01/2026	74349F200
—	SOFTWARE ACQUISITION GROUP I	150,000	$1.524M	0.4%	$10.16	—	UNIT 10/01/2026	83406B200
—	HL ACQUISITIONS CORP	144,000	$1.488M	0.4%	$10.33	—	SHS	G4603R106
AXTA	AXALTA COATING SYS LTD	48,095	$1.462M	0.4%	$29.48	0.0%	COM	G0750C108
—	TORTOISE MIDSTRM ENERGY FD I	126,997	$1.392M	0.4%	$16.63	—	COM	89148B101
ALUS/U	ALUSSA ENERGY ACQUISITION CO	137,200	$1.383M	0.4%	$10.08	—	UNIT 10/31/2026	G0232J127
T	AT&T INC	35,129	$1.373M	0.4%	$14.48	+30.3%	COM	00206R102
—	CUSHING RENAISSANCE FD	98,505	$1.334M	0.4%	$13.72	—	COM	231647108
—	FORUM MERGER II CORP	120,000	$1.288M	0.4%	$10.11	—	UNIT 09/30/2025	34986F202
—	OPES ACQUISITION CORP	120,730	$1.271M	0.4%	$10.36	—	COM	68373P100
—	MORGAN STANLEY INDIA INVS FD	62,977	$1.253M	0.4%	$23.45	—	COM	61745C105
—	NIELSEN HLDGS PLC	60,000	$1.218M	0.4%	$22.23	—	SHS EUR	G6518L108
—	LIV CAP ACQUISITION CORP	120,000	$1.207M	0.4%	$10.06	—	UNIT 99/99/9999	G5510C124
—	ENTEGRA FINL CORP	39,976	$1.206M	0.4%	$30.11	—	COM	29363J108
—	HEALTH INS INNOVATIONS INC	59,989	$1.157M	0.3%	$24.71	—	COM CL A	42225K106
STC	STEWART INFORMATION SVCS COR	27,722	$1.131M	0.3%	$42.83	-4.3%	COM	860372101
—	RIVERNORTH DOUBLELINE STRATE	68,299	$1.122M	0.3%	$16.43	—	COM	76882G107
—	BROOKFIELD GLOBL LISTED INFR	76,640	$1.069M	0.3%	$13.95	—	COM SHS	11273Q109
BABA	ALIBABA GROUP HLDG LTD	4,975	$1.055M	0.3%	$167.20	—	SPONSORED ADS	01609W102
RRGB	RED ROBIN GOURMET BURGERS IN	31,733	$1.048M	0.3%	$30.76	-4.0%	COM	75689M101
—	AMCI ACQUISITION CORP	100,000	$1.045M	0.3%	$9.95	—	UNIT 01/07/2019	00165R200
—	ACHILLION PHARMACEUTICALS IN	172,471	$1.04M	0.3%	$6.03	—	COM	00448Q201
—	STABLE RD ACQUISITION CORP	100,000	$1.029M	0.3%	$10.29	—	UNIT 05/15/2026	85236Q208
—	PIVOTAL INVT CORP II	100,000	$1.02M	0.3%	$10.18	—	UNIT 06/01/2025	72582K209
—	ACT II GLOBAL ACQUISITION CO	100,000	$1.012M	0.3%	$10.12	—	CL A SHS	G0080J104
—	B RILEY PRINCIPAL MERGER COR	100,500	$1.006M	0.3%	$10.01	—	CL A	05586Y106
—	GABELLI DIVD & INCOME TR	45,450	$998K	0.3%	$21.52	—	COM	36242H104
—	CHASERG TECHNLGY ACQUISITN C	91,060	$988K	0.3%	$10.85	—	CLASS A	16166A103
—	FRANKLIN LTD DURATION INC TR	97,720	$937K	0.3%	$9.02	—	COM	35472T101
BKD	BROOKDALE SR LIVING INC	127,900	$930K	0.3%	$12.96	-42.7%	COM	112463104
—	NEW PROVIDENCE ACQUISITIN CO	90,100	$925K	0.3%	$10.09	—	UNIT 09/01/2024	64822P205
—	CENTRAL EUROPEAN MEDIA ENTRP	189,165	$857K	0.3%	$4.53	—	CL A NEW	G20045202
—	SPIRIT MTA REIT	1,099,330	$844K	0.2%	$1.15	—	COM SHS BEN IN	84861U105
—	INSURANCE ACQUISITION CORP	75,000	$798K	0.2%	$10.11	—	CL A	457867307
PFLT	PENNANTPARK FLOATING RATE CA	54,334	$662K	0.2%	$5.05	+17.7%	COM	70806A106
—	ABERDEEN EMRG MRKTS EQT INM	86,041	$656K	0.2%	$7.27	—	COM	00301W105
—	RIVERNORTH OPPRTUNITIES FD I	39,379	$643K	0.2%	$16.86	—	COM	76881Y109
ELAN	ELANCO ANIMAL HEALTH INC	20,157	$594K	0.2%	$30.46	-10.8%	COM	28414H103
—	RIVERNORTH MARKETPLACE LENDI	31,974	$583K	0.2%	$19.58	—	COM	76882B108
SVVC	FIRSTHAND TECH VALUE FD INC	90,343	$581K	0.2%	$12.89	-48.7%	COM	33766Y100
—	WESCO AIRCRAFT HLDGS INC	51,890	$572K	0.2%	$11.02	—	COM	950814103
—	LONGEVITY ACQUISITION CORP	50,000	$545K	0.2%	$10.24	—	UNIT 08/29/2024	G56372108
—	HAYMAKER ACQUISITION CORP II	50,000	$528K	0.2%	$10.22	—	UNIT 10/31/2026	42087L200
BMY	BRISTOL MYERS SQUIBB CO	8,000	$514K	0.2%	—	—	Put	110122108
—	HIGHLAND INCOME FUND	38,896	$483K	0.1%	$13.01	—	HIGHLAND INCOME	43010E404
—	ROYCE VALUE TR INC	31,232	$461K	0.1%	$15.72	—	COM	780910105
—	ANIXTER INTL INC	5,000	$461K	0.1%	$92.20	—	COM	035290105
BBCP	CONCRETE PUMPING HLDGS INC	80,246	$439K	0.1%	$5.05	-28.5%	COM	206704108
ACM	AECOM	10,100	$436K	0.1%	$39.85	0.0%	COM	00766T100
—	TIFFANY & CO NEW	3,100	$414K	0.1%	$133.55	—	COM	886547108
—	BRISTOL MYERS SQUIBB CO	136,820	$412K	0.1%	$3.01	—	COM	110122157
—	AVAYA HLDGS CORP	28,151	$380K	0.1%	$11.91	—	COM	05351X101
—	STARS GROUP INC	14,000	$365K	0.1%	$26.07	—	COM	85570W100
LILA	LIBERTY LATIN AMERICA LTD	18,599	$359K	0.1%	$20.73	-17.5%	COM CL A	G9001E102
—	PURE ACQUISITION CORP	349,999	$345K	0.1%	$1.05	—	*W EXP 04/17/202	74621Q114
—	AIRCASTLE LTD	10,000	$320K	0.1%	$32.00	—	COM	G0129K104
—	MONOCLE ACQUISITION CORP	400,000	$300K	0.1%	$0.75	—	*W EXP 12/06/202	609754114
—	KALEYRA INC	238,474	$269K	0.1%	$1.13	—	*W EXP 12/12/202	483379111
—	TIBERIUS ACQUISITION CORP	200,000	$228K	0.1%	$1.14	—	*W EXP 02/28/202	88633A115
—	CLOUGH GLOBAL DIVND AND INC	20,609	$226K	0.1%	$10.84	—	COM	18913Y103
—	HERTZ GLOBAL HLDGS INC	13,567	$214K	0.1%	$13.84	—	COM	42806J106
—	MERRIMACK PHARMACEUTICALS IN	66,934	$211K	0.1%	$11.04	—	COM NEW	590328209
—	BROOGE HLDGS LTD	270,000	$200K	0.1%	$0.21	—	*W EXP 12/20/202	G9145A115
—	PENSARE ACQUISITION CORP	600,000	$174K	0.1%	$0.40	—	RIGHT 99/99/9999	70957E121
—	AKAZOO SA	28,861	$152K	0.0%	$6.33	—	SHS	L0164E108
BROGF	BROOGE HLDGS LTD	16,999	$150K	0.0%	$8.82	—	SHS	G1611B107
—	SANOFI	155,177	$133K	0.0%	$0.34	—	RIGHT 12/31/2020	80105N113
—	BROADMARK RLTY CAP INC	341,868	$130K	0.0%	$0.38	—	*W EXP 11/15/202	11135B118
—	LIBERTY ALL-STAR GROWTH FD I	19,160	$125K	0.0%	$4.39	—	COM	529900102
—	LEISURE ACQUISITION CORP	111,000	$115K	0.0%	$0.99	—	*W EXP 12/05/201	52539T115
AGAE	ALLIED ESPORTS ENTMT INC	39,600	$103K	0.0%	$6.90	-45.3%	COM	019170109
—	CHASERG TECHNLGY ACQUISITN C	45,530	$100K	0.0%	$2.20	—	*W EXP 04/10/202	16166A111
—	PENSARE ACQUISITION CORP	300,000	$99,000	0.0%	$0.50	—	*W EXP 07/27/202	70957E113
—	TKK SYMPHONY ACQUISITION COR	372,000	$93,000	0.0%	$0.24	—	RIGHT 02/20/2020	G88950137
—	AKAZOO SA	180,000	$90,000	0.0%	$0.77	—	*W EXP 09/11/202	L0164E116
—	MERIDA MERGER CORP I	162,499	$81,000	0.0%	$0.50	—	*W EXP 11/07/202	58953M114
—	STEEL CONNECT INC	54,804	$80,000	0.0%	$2.12	—	COM	858098106
—	GORDON POINTE ACQUISITION CO	200,000	$72,000	0.0%	$0.40	—	*W EXP 07/30/202	382788115
ORGO	ORGANOGENESIS HLDGS INC	14,250	$69,000	0.0%	$5.56	+13.9%	COM	68621F102
—	KBL MERGER CORP IV	400,000	$64,000	0.0%	$0.29	—	RIGHT 04/09/2020	48242A120
—	ALLEGRO MERGER CORP	200,000	$64,000	0.0%	$0.32	—	RIGHT 12/31/2023	01749N129
—	MEDLEY MGMT INC	18,508	$55,000	0.0%	$5.24	—	CL A COM	58503T106
—	HL ACQUISITIONS CORP	144,000	$50,000	0.0%	$0.35	—	*W EXP 06/21/202	G4603R122
—	ACT II GLOBAL ACQUISITION CO	50,000	$50,000	0.0%	$1.00	—	*W EXP 04/30/202	G0080J120
—	BIG ROCK PARTNERS ACQUISI CO	165,000	$46,000	0.0%	$0.41	—	RIGHT 12/01/2022	089482129
—	B RILEY PRINCIPAL MERGER COR	50,250	$41,000	0.0%	$0.82	—	*W EXP 04/08/202	05586Y114
—	BIOCERES CROP SOLUTIONS CORP	251,200	$40,000	0.0%	$0.27	—	*W EXP 03/14/202	G1117K106
—	ALLEGRO MERGER CORP	200,000	$36,000	0.0%	$0.18	—	*W EXP 01/06/202	01749N111
—	HL ACQUISITIONS CORP	144,000	$36,000	0.0%	$0.25	—	RIGHT 07/17/2023	G4603R130
—	KBL MERGER CORP IV	400,000	$32,000	0.0%	$0.17	—	*W EXP 01/15/202	48242A112
—	REALNETWORKS INC	26,522	$32,000	0.0%	$7.55	—	COM NEW	75605L708
—	OPES ACQUISITION CORP	120,730	$22,000	0.0%	$0.18	—	*W EXP 03/13/202	68373P118
—	TKK SYMPHONY ACQUISITION COR	372,000	$22,000	0.0%	$0.09	—	*W EXP 02/20/202	G88950129
—	BIG ROCK PARTNERS ACQUISI CO	82,500	$15,000	0.0%	$0.46	—	*W EXP 12/01/202	089482111
—	ESTRE AMBIENTAL INC	124,450	$1,000	0.0%	$0.75	—	*W EXP 12/21/202	G3206V118