CIK: 0001584639 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 13, 2020
Total Value ($000): $341,177 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CAESARS ENTMT CORP | 1,610,000 | $21,896 | 6.4% | $13.60 | — | COM | 127686103 |
| — | ALLERGAN PLC | 96,345 | $18,418 | 5.4% | $170.42 | — | SHS | G0177J108 |
| — | CORNERSTONE STRATEGIC VALUE | 1,200,989 | $13,463 | 3.9% | $13.95 | — | COM | 21924B302 |
| — | ZAYO GROUP HLDGS INC | 388,439 | $13,459 | 3.9% | $33.70 | — | COM | 98919V105 |
| — | ADVANCED DISP SVCS INC DEL | 391,168 | $12,858 | 3.8% | $32.73 | — | COM | 00790X101 |
| — | WABCO HLDGS INC | 87,036 | $11,793 | 3.5% | $133.25 | — | COM | 92927K102 |
| — | NII HLDGS INC | 5,054,152 | $10,968 | 3.2% | $2.12 | — | COM PAR | 62913F508 |
| — | EL PASO ELEC CO | 160,848 | $10,920 | 3.2% | $67.48 | — | COM NEW | 283677854 |
| — | MELLANOX TECHNOLOGIES LTD | 92,900 | $10,886 | 3.2% | $113.65 | — | SHS | M51363113 |
| — | KALEYRA INC | 1,128,081 | $9,589 | 2.8% | $8.50 | — | COM | 483379103 |
| — | SAFEGUARD SCIENTIFICS INC | 848,972 | $9,322 | 2.7% | $14.44 | — | COM NEW | 786449207 |
| — | IAC INTERACTIVECORP | 34,350 | $8,557 | 2.5% | $180.24 | — | COM | 44919P508 |
| — | DISCOVERY INC | 274,803 | $8,379 | 2.5% | $24.92 | — | COM SER C | 25470F302 |
| — | CORNERSTONE TOTAL RTRN FD IN | 752,417 | $8,269 | 2.4% | $13.88 | — | COM | 21924U300 |
| — | PURE ACQUISITION CORP | 699,998 | $7,259 | 2.1% | $10.25 | — | CL A | 74621Q106 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 363,218 | $6,433 | 1.9% | $19.25 | — | COM NEW | 65340G205 |
| — | NETFIN ACQUISITION CORP | 500,000 | $5,123 | 1.5% | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| DD | DUPONT DE NEMOURS INC | 76,400 | $4,905 | 1.4% | $24.51 | 0.0% | COM | 26614N102 |
| YTRA | YATRA ONLINE INC | 1,502,235 | $4,732 | 1.4% | $4.12 | -10.4% | ORD SHS | G98338109 |
| — | CYPRESS SEMICONDUCTOR CORP | 193,263 | $4,509 | 1.3% | $23.16 | — | COM | 232806109 |
| — | LIBERTY GLOBAL PLC | 206,662 | $4,504 | 1.3% | $23.02 | — | SHS CL C | G5480U120 |
| — | GALILEO ACQUISITION CORP | 423,000 | $4,346 | 1.3% | $10.27 | — | UNIT 99/99/9999 | G3770A128 |
| — | GIGCAPITAL2 INC | 411,315 | $4,298 | 1.3% | $10.04 | — | UNIT 02/28/2026 | 375036209 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $4,072 | 1.2% | $10.18 | — | COM | 609754106 |
| — | TKK SYMPHONY ACQUISITION COR | 372,000 | $3,817 | 1.1% | $10.18 | — | ORD SHS | G88950103 |
| — | MERIDA MERGER CORP I | 325,000 | $3,166 | 0.9% | $9.74 | — | COM | 58953M106 |
| — | LEGACY ACQUISITION CORP | 300,000 | $3,081 | 0.9% | $10.27 | — | COM CL A | 524643103 |
| — | CONDOR HOSPITALITY TR INC | 275,500 | $3,042 | 0.9% | $11.04 | — | COM NEW | 20676Y403 |
| — | PROFICIENT ALPHA ACQUSTN COR | 275,000 | $2,833 | 0.8% | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | LF CAP ACQUISITION CORP | 250,000 | $2,734 | 0.8% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | KBL MERGER CORP IV | 250,000 | $2,673 | 0.8% | $9.72 | — | COM | 48242A104 |
| — | TALLGRASS ENERGY LP | 119,374 | $2,641 | 0.8% | $22.12 | — | CLASS A SHS | 874696107 |
| — | GRAF INDL CORP | 240,000 | $2,556 | 0.7% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | TUSCAN HLDGS CORP II | 247,080 | $2,494 | 0.7% | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| OXY | OCCIDENTAL PETE CORP | 59,999 | $2,473 | 0.7% | $41.72 | -13.7% | COM | 674599105 |
| — | TUSCAN HOLDINGS CORP | 225,000 | $2,392 | 0.7% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | LEISURE ACQUISITION CORP | 222,000 | $2,313 | 0.7% | $9.41 | — | COM | 52539T107 |
| — | WRIGHT MED GROUP N V | 75,300 | $2,295 | 0.7% | $30.48 | — | ORD SHS | N96617118 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 213,333 | $2,249 | 0.7% | $9.96 | — | UNIT 12/31/2023 | 80821R208 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $2,118 | 0.6% | $10.47 | — | COM CLASS A | 382788107 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $2,095 | 0.6% | $10.47 | — | COM | 88633A107 |
| — | JUNIPER INDL HLDGS INC | 201,000 | $2,053 | 0.6% | $10.21 | — | UNIT 11/13/2026 | 48205G205 |
| — | ALLEGRO MERGER CORP | 200,000 | $2,046 | 0.6% | $10.23 | — | COM | 01749N103 |
| — | UNION ACQUISITION CORP II | 200,000 | $2,044 | 0.6% | $10.22 | — | UNIT 99/99/9999 | G9402Q118 |
| L | LOEWS CORP | 38,398 | $2,016 | 0.6% | $45.06 | +9.1% | COM | 540424108 |
| — | GX ACQUISITION CORP | 187,000 | $1,945 | 0.6% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | REAVES UTIL INCOME FD | 48,027 | $1,780 | 0.5% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | WELLCARE HEALTH PLANS INC | 5,347 | $1,766 | 0.5% | $330.28 | — | COM | 94946T106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1,749 | 0.5% | $9.72 | — | COM | 089482103 |
| — | FINTECH ACQUISITION CORP III | 160,000 | $1,728 | 0.5% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | TRINE ACQUISITION CORP | 160,000 | $1,641 | 0.5% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1,601 | 0.5% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | BANCORP NEW JERSEY INC NEW | 81,665 | $1,576 | 0.5% | $19.30 | — | COM | 059915108 |
| — | THUNDER BRDG ACQUISTION II L | 150,000 | $1,568 | 0.5% | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | PROPTECH ACQUISITION CORPORA | 150,000 | $1,551 | 0.5% | $10.34 | — | UNIT 10/01/2026 | 74349F200 |
| — | SOFTWARE ACQUISITION GROUP I | 150,000 | $1,524 | 0.4% | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | HL ACQUISITIONS CORP | 144,000 | $1,488 | 0.4% | $10.33 | — | SHS | G4603R106 |
| AXTA | AXALTA COATING SYS LTD | 48,095 | $1,462 | 0.4% | $29.48 | 0.0% | COM | G0750C108 |
| — | TORTOISE MIDSTRM ENERGY FD I | 126,997 | $1,392 | 0.4% | $16.63 | — | COM | 89148B101 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 137,200 | $1,383 | 0.4% | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| T | AT&T INC | 35,129 | $1,373 | 0.4% | $14.48 | +30.3% | COM | 00206R102 |
| — | CUSHING RENAISSANCE FD | 98,505 | $1,334 | 0.4% | $13.72 | — | COM | 231647108 |
| — | FORUM MERGER II CORP | 120,000 | $1,288 | 0.4% | $10.11 | — | UNIT 09/30/2025 | 34986F202 |
| — | OPES ACQUISITION CORP | 120,730 | $1,271 | 0.4% | $10.36 | — | COM | 68373P100 |
| — | MORGAN STANLEY INDIA INVS FD | 62,977 | $1,253 | 0.4% | $23.45 | — | COM | 61745C105 |
| — | NIELSEN HLDGS PLC | 60,000 | $1,218 | 0.4% | $22.23 | — | SHS EUR | G6518L108 |
| — | LIV CAP ACQUISITION CORP | 120,000 | $1,207 | 0.4% | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | ENTEGRA FINL CORP | 39,976 | $1,206 | 0.4% | $30.11 | — | COM | 29363J108 |
| — | HEALTH INS INNOVATIONS INC | 59,989 | $1,157 | 0.3% | $24.71 | — | COM CL A | 42225K106 |
| STC | STEWART INFORMATION SVCS COR | 27,722 | $1,131 | 0.3% | $42.83 | -4.3% | COM | 860372101 |
| — | RIVERNORTH DOUBLELINE STRATE | 68,299 | $1,122 | 0.3% | $16.43 | — | COM | 76882G107 |
| — | BROOKFIELD GLOBL LISTED INFR | 76,640 | $1,069 | 0.3% | $13.95 | — | COM SHS | 11273Q109 |
| BABA | ALIBABA GROUP HLDG LTD | 4,975 | $1,055 | 0.3% | $167.20 | — | SPONSORED ADS | 01609W102 |
| RRGB | RED ROBIN GOURMET BURGERS IN | 31,733 | $1,048 | 0.3% | $30.76 | -4.0% | COM | 75689M101 |
| — | AMCI ACQUISITION CORP | 100,000 | $1,045 | 0.3% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | ACHILLION PHARMACEUTICALS IN | 172,471 | $1,040 | 0.3% | $6.03 | — | COM | 00448Q201 |
| — | STABLE RD ACQUISITION CORP | 100,000 | $1,029 | 0.3% | $10.29 | — | UNIT 05/15/2026 | 85236Q208 |
| — | PIVOTAL INVT CORP II | 100,000 | $1,020 | 0.3% | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1,012 | 0.3% | $10.12 | — | CL A SHS | G0080J104 |
| — | B RILEY PRINCIPAL MERGER COR | 100,500 | $1,006 | 0.3% | $10.01 | — | CL A | 05586Y106 |
| — | GABELLI DIVD & INCOME TR | 45,450 | $998 | 0.3% | $21.52 | — | COM | 36242H104 |
| — | CHASERG TECHNLGY ACQUISITN C | 91,060 | $988 | 0.3% | $10.85 | — | CLASS A | 16166A103 |
| — | FRANKLIN LTD DURATION INC TR | 97,720 | $937 | 0.3% | $9.02 | — | COM | 35472T101 |
| BKD | BROOKDALE SR LIVING INC | 127,900 | $930 | 0.3% | $12.96 | -42.7% | COM | 112463104 |
| — | NEW PROVIDENCE ACQUISITIN CO | 90,100 | $925 | 0.3% | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | CENTRAL EUROPEAN MEDIA ENTRP | 189,165 | $857 | 0.3% | $4.53 | — | CL A NEW | G20045202 |
| — | SPIRIT MTA REIT | 1,099,330 | $844 | 0.2% | $1.15 | — | COM SHS BEN IN | 84861U105 |
| — | INSURANCE ACQUISITION CORP | 75,000 | $798 | 0.2% | $10.11 | — | CL A | 457867307 |
| PFLT | PENNANTPARK FLOATING RATE CA | 54,334 | $662 | 0.2% | $5.05 | +17.7% | COM | 70806A106 |
| — | ABERDEEN EMRG MRKTS EQT INM | 86,041 | $656 | 0.2% | $7.27 | — | COM | 00301W105 |
| — | RIVERNORTH OPPRTUNITIES FD I | 39,379 | $643 | 0.2% | $16.86 | — | COM | 76881Y109 |
| ELAN | ELANCO ANIMAL HEALTH INC | 20,157 | $594 | 0.2% | $30.46 | -10.8% | COM | 28414H103 |
| — | RIVERNORTH MARKETPLACE LENDI | 31,974 | $583 | 0.2% | $19.58 | — | COM | 76882B108 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 90,343 | $581 | 0.2% | $12.89 | -48.7% | COM | 33766Y100 |
| — | WESCO AIRCRAFT HLDGS INC | 51,890 | $572 | 0.2% | $11.02 | — | COM | 950814103 |
| — | LONGEVITY ACQUISITION CORP | 50,000 | $545 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | HAYMAKER ACQUISITION CORP II | 50,000 | $528 | 0.2% | $10.22 | — | UNIT 10/31/2026 | 42087L200 |
| BMY | BRISTOL MYERS SQUIBB CO | 8,000 | $514 | 0.2% | — | — | Put | 110122108 |
| — | HIGHLAND INCOME FUND | 38,896 | $483 | 0.1% | $13.01 | — | HIGHLAND INCOME | 43010E404 |
| — | ROYCE VALUE TR INC | 31,232 | $461 | 0.1% | $15.72 | — | COM | 780910105 |
| — | ANIXTER INTL INC | 5,000 | $461 | 0.1% | $92.20 | — | COM | 035290105 |
| BBCP | CONCRETE PUMPING HLDGS INC | 80,246 | $439 | 0.1% | $5.05 | -28.5% | COM | 206704108 |
| ACM | AECOM | 10,100 | $436 | 0.1% | $39.85 | 0.0% | COM | 00766T100 |
| — | TIFFANY & CO NEW | 3,100 | $414 | 0.1% | $133.55 | — | COM | 886547108 |
| — | BRISTOL MYERS SQUIBB CO | 136,820 | $412 | 0.1% | $3.01 | — | COM | 110122157 |
| — | AVAYA HLDGS CORP | 28,151 | $380 | 0.1% | $11.91 | — | COM | 05351X101 |
| — | STARS GROUP INC | 14,000 | $365 | 0.1% | $26.07 | — | COM | 85570W100 |
| LILA | LIBERTY LATIN AMERICA LTD | 18,599 | $359 | 0.1% | $20.73 | -17.5% | COM CL A | G9001E102 |
| — | PURE ACQUISITION CORP | 349,999 | $345 | 0.1% | $1.05 | — | *W EXP 04/17/202 | 74621Q114 |
| — | AIRCASTLE LTD | 10,000 | $320 | 0.1% | $32.00 | — | COM | G0129K104 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $300 | 0.1% | $0.75 | — | *W EXP 12/06/202 | 609754114 |
| — | KALEYRA INC | 238,474 | $269 | 0.1% | $1.13 | — | *W EXP 12/12/202 | 483379111 |
| — | TIBERIUS ACQUISITION CORP | 200,000 | $228 | 0.1% | $1.14 | — | *W EXP 02/28/202 | 88633A115 |
| — | CLOUGH GLOBAL DIVND AND INC | 20,609 | $226 | 0.1% | $10.84 | — | COM | 18913Y103 |
| — | HERTZ GLOBAL HLDGS INC | 13,567 | $214 | 0.1% | $13.84 | — | COM | 42806J106 |
| — | MERRIMACK PHARMACEUTICALS IN | 66,934 | $211 | 0.1% | $11.04 | — | COM NEW | 590328209 |
| — | BROOGE HLDGS LTD | 270,000 | $200 | 0.1% | $0.21 | — | *W EXP 12/20/202 | G9145A115 |
| — | PENSARE ACQUISITION CORP | 600,000 | $174 | 0.1% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | AKAZOO SA | 28,861 | $152 | 0.0% | $6.33 | — | SHS | L0164E108 |
| BROGF | BROOGE HLDGS LTD | 16,999 | $150 | 0.0% | $8.82 | — | SHS | G1611B107 |
| — | SANOFI | 155,177 | $133 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | BROADMARK RLTY CAP INC | 341,868 | $130 | 0.0% | $0.38 | — | *W EXP 11/15/202 | 11135B118 |
| — | LIBERTY ALL-STAR GROWTH FD I | 19,160 | $125 | 0.0% | $4.39 | — | COM | 529900102 |
| — | LEISURE ACQUISITION CORP | 111,000 | $115 | 0.0% | $0.99 | — | *W EXP 12/05/201 | 52539T115 |
| AGAE | ALLIED ESPORTS ENTMT INC | 39,600 | $103 | 0.0% | $6.90 | -45.3% | COM | 019170109 |
| — | CHASERG TECHNLGY ACQUISITN C | 45,530 | $100 | 0.0% | $2.20 | — | *W EXP 04/10/202 | 16166A111 |
| — | PENSARE ACQUISITION CORP | 300,000 | $99 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | TKK SYMPHONY ACQUISITION COR | 372,000 | $93 | 0.0% | $0.24 | — | RIGHT 02/20/2020 | G88950137 |
| — | AKAZOO SA | 180,000 | $90 | 0.0% | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| — | MERIDA MERGER CORP I | 162,499 | $81 | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | STEEL CONNECT INC | 54,804 | $80 | 0.0% | $2.12 | — | COM | 858098106 |
| — | GORDON POINTE ACQUISITION CO | 200,000 | $72 | 0.0% | $0.40 | — | *W EXP 07/30/202 | 382788115 |
| ORGO | ORGANOGENESIS HLDGS INC | 14,250 | $69 | 0.0% | $5.56 | +13.9% | COM | 68621F102 |
| — | KBL MERGER CORP IV | 400,000 | $64 | 0.0% | $0.29 | — | RIGHT 04/09/2020 | 48242A120 |
| — | ALLEGRO MERGER CORP | 200,000 | $64 | 0.0% | $0.32 | — | RIGHT 12/31/2023 | 01749N129 |
| — | MEDLEY MGMT INC | 18,508 | $55 | 0.0% | $5.24 | — | CL A COM | 58503T106 |
| — | ACT II GLOBAL ACQUISITION CO | 50,000 | $50 | 0.0% | $1.00 | — | *W EXP 04/30/202 | G0080J120 |
| — | HL ACQUISITIONS CORP | 144,000 | $50 | 0.0% | $0.35 | — | *W EXP 06/21/202 | G4603R122 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $46 | 0.0% | $0.41 | — | RIGHT 12/01/2022 | 089482129 |
| — | B RILEY PRINCIPAL MERGER COR | 50,250 | $41 | 0.0% | $0.82 | — | *W EXP 04/08/202 | 05586Y114 |
| — | BIOCERES CROP SOLUTIONS CORP | 251,200 | $40 | 0.0% | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | ALLEGRO MERGER CORP | 200,000 | $36 | 0.0% | $0.18 | — | *W EXP 01/06/202 | 01749N111 |
| — | HL ACQUISITIONS CORP | 144,000 | $36 | 0.0% | $0.25 | — | RIGHT 07/17/2023 | G4603R130 |
| — | KBL MERGER CORP IV | 400,000 | $32 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | REALNETWORKS INC | 26,522 | $32 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| — | OPES ACQUISITION CORP | 120,730 | $22 | 0.0% | $0.18 | — | *W EXP 03/13/202 | 68373P118 |
| — | TKK SYMPHONY ACQUISITION COR | 372,000 | $22 | 0.0% | $0.09 | — | *W EXP 02/20/202 | G88950129 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $15 | 0.0% | $0.46 | — | *W EXP 12/01/202 | 089482111 |
| — | ESTRE AMBIENTAL INC | 124,450 | $1 | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |