Location: Brooklyn, NY
CIK: 0001860998 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 10, 2022
Total Value: $291M (74.1% shares, 25.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| OXY/WS | OCCIDENTAL PETE CORP | 2,582,398 | $102M | 35.2% | $39.62 | $33.23 | — | *W EXP 08/03/202 | 674599162 |
| — | GFL ENVIRONMENTAL INC | 483,043 | $27.92M | 9.6% | $57.80 | $60.06 | — | UNIT 03/15/2023 | 36168Q120 |
| — | SPIRIT AIRLS INC | 7,592,000 | $13.2M | 4.5% | $1.74 | $1.96 | — | NOTE 4.750% 5/1 | 848577AA0 |
| — | UNITED STATES STL CORP | 7,901,000 | $12.1M | 4.2% | $1.53 | $2.41 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | NEXTERA ENERGY INC | 207,754 | $10.09M | 3.5% | $48.56 | $49.39 | — | UNIT 09/01/2023 | 65339F739 |
| — | EPR PPTYS | 569,249 | $9.837M | 3.4% | $17.28 | $24.60 | — | PFD C CV 5.75% | 26884U208 |
| — | NEXTERA ENERGY INC | 141,828 | $7.06M | 2.4% | $49.78 | $54.30 | — | UNIT 03/01/2023 | 65339F770 |
| — | AMERICAN AIRLINES GROUP INC | 7,000,000 | $7.06M | 2.4% | $1.01 | $1.24 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | GARRETT MOTION INC | 928,863 | $6.604M | 2.3% | $7.11 | $8.36 | — | PFD CONV SER A | 366505204 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 80,936 | $6.192M | 2.1% | $76.50 | $44.83 | — | *W EXP 02/09/202 | 165167172 |
| — | NIO INC | 3,000,000 | $5.428M | 1.9% | $1.81 | $1.81 | — | NOTE 4.500% 2/0 | 62914VAB2 |
| — | ALGONQUIN PWR UTILS CORP | 139,905 | $5.298M | 1.8% | $37.87 | $47.24 | — | UNIT 06/15/2024 | 015857873 |
| — | ENCORE CAP GROUP INC | 4,000,000 | $5.004M | 1.7% | $1.25 | $1.55 | — | NOTE 3.250%10/0 | 292554AM4 |
| — | SABRE CORP | 69,020 | $4.927M | 1.7% | $71.39 | $127.99 | — | 6.50% CONV PFD A | 78573M203 |
| — | LIVE NATION ENTERTAINMENT IN | 3,891,000 | $4.599M | 1.6% | $1.18 | $1.22 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | MERCADOLIBRE INC | 2,300,000 | $4.528M | 1.6% | $1.97 | $1.97 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | COHERENT CORP | 28,672 | $4.486M | 1.5% | $156.46 | $156.46 | — | 6% CONV PFD A | 19247G206 |
| — | NCL CORP LTD | 4,008,000 | $4.453M | 1.5% | $1.11 | $1.75 | — | NOTE 6.000% 5/1 | 62886HAT8 |
| — | RBC BEARINGS INC | 41,361 | $4.301M | 1.5% | $103.99 | $104.67 | — | 5% CNV PFD SR A | 75524B203 |
| — | CARNIVAL CORP | 4,000,000 | $4.044M | 1.4% | $1.01 | $1.01 | — | NOTE 5.750%10/0 | 143658BT8 |
| — | PG&E CORP | 34,525 | $3.944M | 1.4% | $114.24 | $115.68 | — | UNIT 08/16/2023 | 69331C140 |
| — | DICKS SPORTING GOODS INC | 1,000,000 | $3.264M | 1.1% | $3.26 | $2.38 | — | NOTE 3.250% 4/1 | 253393AD4 |
| — | KKR & CO INC | 52,629 | $2.864M | 1.0% | $54.42 | $54.42 | — | 6% MCONV PFD C | 48251W401 |
| — | AST SPACEMOBILE INC | 1,003,826 | $2.861M | 1.0% | $2.85 | $3.07 | — | *W EXP 04/06/202 | 00217D118 |
| APTV 5.5 06/15/23 A | APTIV PLC | 26,944 | $2.565M | 0.9% | $95.20 | $166.88 | — | 5.5% CNV PFD A | G6095L117 |
| — | RPT REALTY | 54,959 | $2.408M | 0.8% | $43.81 | $57.41 | — | 7.25 PFD D CONV | 74971D200 |
| — | CINEMARK HLDGS INC | 2,000,000 | $2.243M | 0.8% | $1.12 | $1.12 | — | NOTE 4.500% 8/1 | 17243VAB8 |
| — | READY CAPITAL CORP | 89,342 | $2.232M | 0.8% | $24.98 | $25.11 | — | 7% CN SR NT 2023 | 75574U200 |
| — | MICROSTRATEGY INC | 2,920,000 | $2.171M | 0.7% | $0.74 | $1.52 | — | NOTE 0.750%12/1 | 594972AC5 |
| ASCBF | A SPAC II ACQUISITION CORP | 199,565 | $1.986M | 0.7% | $9.95 | $9.84 | +0.8% | ORD SHS CL A | G0543H109 |
| — | DYNAVAX TECHNOLOGIES CORP | 1,400,000 | $1.765M | 0.6% | $1.26 | $1.45 | — | NOTE 2.500% 5/1 | 268158AD4 |
| — | SUNNOVA ENERGY INTL INC. | 2,000,000 | $1.679M | 0.6% | $0.84 | $0.84 | — | NOTE 0.250%12/0 | 86745KAF1 |
| — | Q2 HLDGS INC | 2,113,000 | $1.561M | 0.5% | $0.74 | $1.45 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| — | AMERICAN EAGLE OUTFITTERS IN | 1,000,000 | $1.359M | 0.5% | $1.36 | $1.49 | — | NOTE 3.750% 4/1 | 02553EAB2 |
| — | PROSPECT CAP CORP | 1,000,000 | $1.016M | 0.3% | $1.02 | $1.02 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | FREYR BATTERY | 139,415 | $779K | 0.3% | $5.59 | $5.59 | — | *W EXP 10/31/202 | L4135L118 |
| — | ALTUS POWER INC | 242,126 | $736K | 0.3% | $3.04 | $3.04 | — | *W EXP 12/09/202 | 02217A110 |
| — | SHUAA PARTNERS ACQUISTN CORP | 67,227 | $681K | 0.2% | $10.13 | $9.97 | — | CLASS A ORD SHS | G81173109 |
| SOFI | SOFI TECHNOLOGIES INC | 129,300 | $631K | 0.2% | $4.88 * | $18.35 | -65.5% | COM | 83406F102 |
| CLVT 5.25 06/01/24 A | CLARIVATE PLC | 12,722 | $542K | 0.2% | $42.60 | $77.53 | — | 5.25% PFD CONV A | G21810208 |
| — | TARGET HOSPITALITY CORP | 112,378 | $436K | 0.1% | $3.88 | $3.88 | — | *W EXP 03/15/202 | 87615L115 |
| FFAIW | FARADAY FUTRE INTLGT ELCTR I | 2,600,113 | $385K | 0.1% | $0.15 | $0.70 | — | *W EXP 03/20/202 | 307359117 |
| — | BLINK CHARGING CO | 23,545 | $330K | 0.1% | $14.02 | $22.31 | — | *W EXP 01/31/202 | 09354A118 |
| RCL | ROYAL CARIBBEAN GROUP | 8,700 | $330K | 0.1% | $37.93 * | $39.81 | 0.0% | COM | V7780T103 |
| — | GSR II METEORA ACQUISITN COR | 21,595 | $215K | 0.1% | $9.96 | $9.96 | — | CLASS A COM | 36263W105 |
| — | FAZE HOLDINGS INC | 388,635 | $214K | 0.1% | $0.55 | $0.55 | — | *W EXP 03/01/202 | 31423J110 |
| AR | ANTERO RESOURCES CORP | 7,000 | $214K | 0.1% | $30.57 * | $22.45 | +64.4% | COM | 03674X106 |
| RENEF | CARTESIAN GROWTH CORP II | 19,900 | $199K | 0.1% | $10.00 | $9.88 | +1.4% | CLASS A ORD | G19305112 |
| CLRCF | CLIMATEROCK | 19,600 | $196K | 0.1% | $10.00 | $9.89 | +0.7% | CLASS A ORD | G2311X100 |
| — | INTERCEPT PHARMACEUTICALS IN | 12,954 | $181K | 0.1% | $13.97 | $13.97 | — | COM | 45845P108 |
| — | INTL GNRL INSURANCE HLDNGS L | 293,440 | $167K | 0.1% | $0.57 | $0.58 | — | *W EXP 03/17/202 | G4809J114 |
| — | CHENGHE ACQUISITION CO | 15,991 | $161K | 0.1% | $10.07 | $10.00 | — | CLASS A ORD | G2086M107 |
| ASTS | AST SPACEMOBILE INC | 20,689 | $149K | 0.1% | $7.20 * | $7.34 | +19.9% | COM CL A | 00217D100 |
| — | INDIE SEMICONDUCTOR INC | 66,526 | $119K | 0.0% | $1.79 | $3.49 | — | *W EXP 06/10/202 | 45569U119 |
| — | CANO HEALTH INC | 13,493 | $117K | 0.0% | $8.67 | $5.74 | — | COM CL A | 13781Y103 |
| — | BOA ACQUISITION CORP | 10,011 | $100K | 0.0% | $9.99 | $9.79 | — | COM CL A | 05601A109 |
| DNABW | GINKGO BIOWORKS HOLDINGS INC | 131,526 | $95,000 | 0.0% | $0.72 | $2.24 | — | *W EXP 09/16/202 | 37611X118 |
| — | LIGHTNING EMOTORS INC | 401,951 | $80,000 | 0.0% | $0.20 | $1.21 | — | *W EXP 05/18/202 | 53228T119 |
| SRTAW | BLADE AIR MOBILITY INC | 96,667 | $62,000 | 0.0% | $0.64 | $2.21 | — | *W EXP 09/01/202 | 092667112 |
| CLOV | CLOVER HEALTH INVESTMENTS CO | 32,079 | $55,000 | 0.0% | $1.71 * | $6.13 | -57.3% | COM CL A | 18914F103 |
| — | LIGHTNING EMOTORS INC | 25,566 | $40,000 | 0.0% | $1.56 | $1.56 | — | COM | 53228T101 |
| — | IRONNET INC | 292,283 | $38,000 | 0.0% | $0.13 | $1.07 | — | *W EXP 08/26/202 | 46323Q113 |
| — | SPIRE GLOBAL INC | 242,378 | $28,000 | 0.0% | $0.12 | $0.44 | — | *W EXP 08/16/202 | 848560116 |
| — | ASTRA SPACE INC | 38,474 | $24,000 | 0.0% | $0.62 | $6.93 | — | COM CL A | 04634X103 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 315,052 | $22,000 | 0.0% | $0.07 | $0.45 | — | *W EXP 12/18/202 | 186760112 |
| AGLWQ | AGILETHOUGHT INC | 46,807 | $18,000 | 0.0% | $0.38 | $0.66 | — | *W EXP 08/23/202 | 00857F118 |
| — | APEXIGEN INC | 73,130 | $16,000 | 0.0% | $0.22 | $0.22 | — | *W EXP 07/29/202 | 03759B110 |
| LFLYW | LEAFLY HOLDINGS INC | 91,004 | $15,000 | 0.0% | $0.16 | $0.73 | — | *W EXP 02/04/202 | 52178J113 |
| — | BRILLIANT ACQUISITION CORP | 100,000 | $14,000 | 0.0% | $0.14 | $0.16 | — | RIGHT 99/99/9999 | G1643W137 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 87,618 | $13,000 | 0.0% | $0.15 | $0.37 | — | *W EXP 12/08/202 | 08975B117 |
| KPLTW | KATAPULT HOLDINGS INC | 100,371 | $12,000 | 0.0% | $0.12 | $0.57 | — | *W EXP 06/09/202 | 485859110 |
| — | SPIRE GLOBAL INC | 10,809 | $12,000 | 0.0% | $1.11 | $3.35 | — | COM CL A | 848560108 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 30,879 | $10,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 09/14/202 | 03214Q116 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 156,418 | $10,000 | 0.0% | $0.06 | $0.06 | — | *W EXP 10/22/202 | 16842Q134 |
| EVTWF | VERTICAL AEROSPACE LTD | 10,881 | $8,000 | 0.0% | $0.74 | $0.74 | — | *W EXP 09/15/202 | G9471C115 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 155,696 | $7,000 | 0.0% | $0.04 | $0.48 | — | *W EXP 09/29/202 | 81947T110 |
| — | MEDIGUS LTD | 70,200 | $7,000 | 0.0% | $0.10 | $0.21 | — | *W EXP 07/23/202 | 58471G128 |
| — | CLEVER LEAVES HOLDINGS INC | 11,900 | $7,000 | 0.0% | $0.59 | $0.59 | — | COM | 186760104 |
| ASCRF | A SPAC II ACQUISITION CORP | 100,000 | $7,000 | 0.0% | $0.07 | $0.12 | — | RIGHT 10/15/2026 | G0543H133 |
| — | EDOC ACQUISITION CORP | 100,000 | $7,000 | 0.0% | $0.07 | $0.41 | — | RIGHT 11/30/2027 | G4000A136 |
| AFRIW | FORAFRIC GLOBAL PLC | 16,300 | $6,000 | 0.0% | $0.37 | $0.31 | — | *W EXP 06/09/202 | X3R81D110 |
| — | EAST STONE ACQUISITION CORP | 61,000 | $5,000 | 0.0% | $0.08 | $0.32 | — | *W EXP 12/31/202 | G2911D116 |
| — | VIVEON HEALTH ACQUISITION CO | 60,777 | $5,000 | 0.0% | $0.08 | $0.21 | — | *W EXP 99/99/999 | 92853V114 |
| — | BENESSERE CAPITAL ACQUSTN CO | 35,510 | $5,000 | 0.0% | $0.14 | $0.40 | — | RIGHT 99/99/9999 | 08179B129 |
| — | APPHARVEST INC | 14,683 | $5,000 | 0.0% | $0.34 | $0.75 | — | *W EXP 01/30/202 | 03783T111 |
| GOEWQ | CANOO INC | 10,960 | $4,000 | 0.0% | $0.36 | $2.06 | — | *W EXP 12/21/202 | 13803R110 |
| — | GSR II METEORA ACQUISITN COR | 25,000 | $4,000 | 0.0% | $0.16 | $0.16 | — | *W EXP 02/24/202 | 36263W121 |
| UPHLW | UPHEALTH INC | 61,593 | $4,000 | 0.0% | $0.06 | $0.29 | — | *W EXP 06/08/202 | 91532B119 |
| — | WHOLE EARTH BRANDS INC | 17,587 | $3,000 | 0.0% | $0.17 | $1.17 | — | *W EXP 06/25/202 | 96684W126 |
| OPFI/WS | OPPFI INC | 12,049 | $3,000 | 0.0% | $0.25 | $0.69 | — | *W EXP 07/20/202 | 68386H111 |
| — | UCOMMUNE INTERNATIONAL LTD | 48,592 | $3,000 | 0.0% | $0.06 | $0.08 | — | *W EXP 11/17/202 | G9449A118 |
| — | ARIES I ACQUISITION CORP | 25,000 | $3,000 | 0.0% | $0.12 | $0.76 | — | *W EXP 03/18/202 | G0542N123 |
| — | FG MERGER CORP | 16,750 | $3,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 06/17/202 | 30324Y119 |
| — | GLOBALINK INVT INC | 50,000 | $3,000 | 0.0% | $0.06 | $0.06 | — | *W EXP 12/03/202 | 37892F125 |
| CLRRF | CLIMATEROCK | 19,600 | $2,000 | 0.0% | $0.10 | $0.10 | — | RIGHT 10/31/2028 | G2311X134 |
| — | EAST RES ACQUISITION CO | 16,261 | $2,000 | 0.0% | $0.12 | $0.55 | — | *W EXP 07/01/202 | 274681113 |
| — | IG ACQUISITION CORP | 15,116 | $2,000 | 0.0% | $0.13 | $0.79 | — | *W EXP 10/05/202 | 449534114 |
| ASCWF | A SPAC II ACQUISITION CORP | 37,996 | $2,000 | 0.0% | $0.05 | $0.08 | — | *W EXP 10/15/202 | G0543H117 |
| — | BRIDGETOWN HOLDINGS LTD | 19,785 | $2,000 | 0.0% | $0.10 | $0.78 | — | *W EXP 09/30/202 | G1355U121 |
| — | CHENGHE ACQUISITION CO | 26,250 | $2,000 | 0.0% | $0.08 | $0.11 | — | *W EXP 04/22/202 | G2086M123 |
| ANGHW | ANGHAMI INC | 20,000 | $2,000 | 0.0% | $0.10 | $0.42 | — | *W EXP 02/03/202 | G0369L119 |
| — | AGBA ACQUISITION LTD | 46,220 | $2,000 | 0.0% | $0.04 | $0.22 | — | *W EXP 05/10/202 | G0120M117 |
| — | AKERNA CORP | 10,899 | $1,000 | 0.0% | $0.09 | $1.10 | — | COM | 00973W102 |
| DFNSW | BRILLIANT ACQUISITION CORP | 18,650 | $1,000 | 0.0% | $0.05 | $0.21 | — | *W EXP 03/31/202 | G1643W129 |
| — | BULL HORN HLDGS CORP | 29,180 | $1,000 | 0.0% | $0.03 | $0.32 | — | *W EXP 10/31/202 | G1686P122 |
| — | CURIOSITYSTREAM INC | 10,000 | $1,000 | 0.0% | $0.10 | $1.20 | — | *W EXP 10/14/202 | 23130Q115 |
| — | EDOC ACQUISITION CORP | 20,200 | $1,000 | 0.0% | $0.05 | $0.20 | — | *W EXP 11/30/202 | G4000A110 |
| — | EDIFY ACQUISITION CORP | 22,620 | $1,000 | 0.0% | $0.04 | $0.53 | — | *W EXP 11/25/202 | 28059Q111 |
| — | EMPOWERMENT & INCLUSION CAPI | 25,000 | $1,000 | 0.0% | $0.04 | $0.52 | — | *W EXP 01/12/202 | 29248N118 |
| — | GREENCITY ACQUISITION CORP | 53,560 | $1,000 | 0.0% | $0.02 | $0.21 | — | *W EXP 04/28/202 | G4086B123 |
| — | MDH ACQUISITION CORP | 42,650 | $1,000 | 0.0% | $0.02 | $0.47 | — | *W EXP 02/02/202 | 55283P114 |
| PRSTW | PRESTO AUTOMATION INC | 13,352 | $1,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 09/21/202 | 74113T113 |
| — | SHUAA PARTNERS ACQUISTN CORP | 33,285 | $0 | 0.0% | $0.00 | $0.12 | — | *W EXP 02/24/202 | G81173117 |