Catherine Avery Investment Management LLC Diversified Active

CIK: 0002103454 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Jan 5, 2026

Total Value ($000): $155,249 (100.0% shares, 0.0% debt)

Holdings (162)

STX SEAGATE TECHNOLOGY HLDNGS PL 3.8%
Value ($000) $5,910 Shares 25,036 Est. Cost $102.30 Unrealized +65.9%
IBM INTERNATIONAL BUSINESS MACHS 3.6%
Value ($000) $5,517 Shares 19,552 Est. Cost $223.89 Unrealized +15.9%
JPM JPMORGAN CHASE & CO. 3.4%
Value ($000) $5,239 Shares 16,608 Est. Cost $236.54 Unrealized +25.1%
AVGO BROADCOM INC 3.3%
Value ($000) $5,169 Shares 15,667 Est. Cost $185.28 Unrealized +65.0%
ORCL ORACLE CORP 3.3%
Value ($000) $5,130 Shares 18,239 Est. Cost $175.05 Unrealized +45.2%
RTX RTX CORPORATION 3.3%
Value ($000) $5,065 Shares 30,269 Est. Cost $118.78 Unrealized +29.9%
C CITIGROUP INC 3.2%
Value ($000) $4,969 Shares 48,955 Est. Cost $65.90 Unrealized +42.8%
LHX L3HARRIS TECHNOLOGIES INC 3.1%
Value ($000) $4,865 Shares 15,931 Est. Cost $234.24 Unrealized +15.8%
CVX CHEVRON CORP NEW 3.0%
Value ($000) $4,661 Shares 30,014 Est. Cost $147.71 Unrealized +3.1%
CSCO CISCO SYS INC 3.0%
Value ($000) $4,660 Shares 68,115 Est. Cost $56.69 Unrealized +18.9%
BKR BAKER HUGHES COMPANY 2.9%
Value ($000) $4,461 Shares 91,561 Est. Cost $39.36 Unrealized +11.4%
KO COCA COLA CO 2.9%
Value ($000) $4,433 Shares 66,842 Est. Cost $64.28 Unrealized +5.7%
NEE NEXTERA ENERGY INC 2.8%
Value ($000) $4,392 Shares 58,179 Est. Cost $73.28 Unrealized -1.5%
VZ VERIZON COMMUNICATIONS INC 2.8%
Value ($000) $4,361 Shares 99,234 Est. Cost $40.19 Unrealized +5.7%
BAC BANK AMERICA CORP 2.8%
Value ($000) $4,358 Shares 84,480 Est. Cost $42.82 Unrealized +12.9%
MCD MCDONALDS CORP 2.8%
Value ($000) $4,304 Shares 14,164 Est. Cost $292.77 Unrealized +2.9%
OKE ONEOK INC NEW 2.8%
Value ($000) $4,270 Shares 58,521 Est. Cost $75.11 Unrealized -0.1%
QCOM QUALCOMM INC 2.7%
Value ($000) $4,232 Shares 25,440 Est. Cost $147.63 Unrealized +6.5%
HPE HEWLETT PACKARD ENTERPRISE C 2.7%
Value ($000) $4,202 Shares 171,108 Est. Cost $19.45 Unrealized +12.5%
BMY BRISTOL-MYERS SQUIBB CO 2.7%
Value ($000) $4,179 Shares 92,656 Est. Cost $50.88 Unrealized -10.6%
MRK MERCK & CO INC 2.7%
Value ($000) $4,160 Shares 49,562 Est. Cost $92.20 Unrealized -12.1%
TGT TARGET CORP 2.6%
Value ($000) $4,093 Shares 45,628 Est. Cost $94.40 Unrealized +2.5%
BBY BEST BUY INC 2.6%
Value ($000) $4,051 Shares 53,572 Est. Cost $77.60 Unrealized -9.8%
AMGN AMGEN INC 2.5%
Value ($000) $3,838 Shares 13,600 Est. Cost $280.07 Unrealized +2.3%
PFE PFIZER INC 2.4%
Value ($000) $3,752 Shares 147,234 Est. Cost $24.87 Unrealized -2.9%
MSFT MICROSOFT CORP 2.4%
Value ($000) $3,702 Shares 7,147 Est. Cost $422.35 Unrealized +20.4%
TFC TRUIST FINL CORP 2.3%
Value ($000) $3,564 Shares 77,943 Est. Cost $41.70 Unrealized +6.3%
UPS UNITED PARCEL SERVICE INC 2.3%
Value ($000) $3,539 Shares 42,371 Est. Cost $106.11 Unrealized -16.9%
LEN LENNAR CORP 2.3%
Value ($000) $3,509 Shares 27,843 Est. Cost $123.58 Unrealized 0.0%
FCX FREEPORT-MCMORAN INC 2.2%
Value ($000) $3,455 Shares 88,088 Est. Cost $37.70 Unrealized +14.6%
SWK STANLEY BLACK & DECKER INC 2.2%
Value ($000) $3,435 Shares 46,212 Est. Cost $71.94 Unrealized 0.0%
PKG PACKAGING CORP AMER 2.2%
Value ($000) $3,395 Shares 15,577 Est. Cost $204.01 Unrealized 0.0%
PSX PHILLIPS 66 2.0%
Value ($000) $3,110 Shares 22,863 Est. Cost $117.63 Unrealized +7.4%
CL COLGATE PALMOLIVE CO 0.9%
Value ($000) $1,360 Shares 17,012 Est. Cost $93.07 Unrealized -9.1%
VLO VALERO ENERGY CORP 0.9%
Value ($000) $1,336 Shares 7,847 Est. Cost $129.14 Unrealized +14.5%
EVRG EVERGY INC 0.8%
Value ($000) $1,236 Shares 16,258 Est. Cost $59.40 Unrealized +18.3%
JCI JOHNSON CTLS INTL PLC 0.8%
Value ($000) $1,220 Shares 11,095 Est. Cost $79.25 Unrealized +34.8%
CMI CUMMINS INC 0.7%
Value ($000) $1,073 Shares 2,540 Est. Cost $343.44 Unrealized +10.8%
MS MORGAN STANLEY 0.4%
Value ($000) $673 Shares 4,232 Est. Cost $119.51 Unrealized +22.5%
XOM EXXON MOBIL CORP 0.4%
Value ($000) $635 Shares 5,633 Est. Cost $112.36 Unrealized -2.4%
APD AIR PRODS & CHEMS INC 0.4%
Value ($000) $598 Shares 2,193 Est. Cost $304.00 Unrealized -6.1%
SUSA ISHARES TR 0.2%
Value ($000) $338 Shares 2,493 Est. Cost $121.59 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $325 Shares 1,278 Est. Cost $234.51 Unrealized -3.8%
MDT MEDTRONIC PLC 0.2%
Value ($000) $292 Shares 3,069 Est. Cost $84.08 Unrealized +8.6%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $287 Shares 1,547 Est. Cost $149.59 Unrealized +13.3%
NVDA NVIDIA CORPORATION 0.2%
Value ($000) $263 Shares 1,412 Est. Cost $137.79 Unrealized +26.5%
RDVI FIRST TR EXCHANGE-TRADED FD 0.2%
Value ($000) $241 Shares 9,324 Est. Cost $23.72 Unrealized
WMB WILLIAMS COS INC 0.1%
Value ($000) $215 Shares 3,400 Est. Cost $51.72 Unrealized +11.8%
INTU INTUIT 0.1%
Value ($000) $205 Shares 300 Est. Cost $634.69 Unrealized +13.4%
BEN FRANKLIN RESOURCES INC 0.1%
Value ($000) $201 Shares 8,695 Est. Cost $19.55 Unrealized +23.1%
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $183 Shares 550 Est. Cost $283.58 Unrealized +11.6%
WM WASTE MGMT INC DEL 0.1%
Value ($000) $155 Shares 700 Est. Cost $211.11 Unrealized +6.0%
PLTR PALANTIR TECHNOLOGIES INC 0.1%
Value ($000) $150 Shares 824 Est. Cost $67.68 Unrealized +139.4%
ABT ABBOTT LABS 0.1%
Value ($000) $150 Shares 1,120 Est. Cost $113.33 Unrealized +15.2%
CAT CATERPILLAR INC 0.1%
Value ($000) $135 Shares 283 Est. Cost $381.74 Unrealized +11.4%
IWD ISHARES TR 0.1%
Value ($000) $121 Shares 592 Est. Cost $185.13 Unrealized
EMR EMERSON ELEC CO 0.1%
Value ($000) $101 Shares 769 Est. Cost $119.66 Unrealized +13.2%
AWK AMERICAN WTR WKS CO INC NEW 0.1%
Value ($000) $92 Shares 660 Est. Cost $131.37 Unrealized +6.6%
GOOGL ALPHABET INC 0.1%
Value ($000) $90 Shares 371 Est. Cost $174.14 Unrealized +20.1%
CINF CINCINNATI FINL CORP 0.1%
Value ($000) $79 Shares 500 Est. Cost $142.02 Unrealized +5.8%
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $78 Shares 157 Est. Cost $488.81 Unrealized -8.3%
V VISA INC 0.0%
Value ($000) $70 Shares 204 Est. Cost $298.33 Unrealized +15.7%
ITW ILLINOIS TOOL WKS INC 0.0%
Value ($000) $68 Shares 261 Est. Cost $257.33 Unrealized -0.0%
IHI ISHARES TR 0.0%
Value ($000) $67 Shares 1,112 Est. Cost $58.35 Unrealized
AGI ALAMOS GOLD INC NEW 0.0%
Value ($000) $66 Shares 1,902 Est. Cost $19.28 Unrealized +48.3%
PM PHILIP MORRIS INTL INC 0.0%
Value ($000) $61 Shares 379 Est. Cost $120.77 Unrealized +36.8%
ABBV ABBVIE INC 0.0%
Value ($000) $61 Shares 262 Est. Cost $177.41 Unrealized +13.8%
SCHD SCHWAB STRATEGIC TR 0.0%
Value ($000) $49 Shares 1,806 Est. Cost $27.88 Unrealized
BIL SPDR SERIES TRUST 0.0%
Value ($000) $48 Shares 518 Est. Cost $91.74 Unrealized
MU MICRON TECHNOLOGY INC 0.0%
Value ($000) $47 Shares 282 Est. Cost $101.25 Unrealized +26.2%
SDVD FIRST TR EXCH TRADED FD III 0.0%
Value ($000) $47 Shares 2,163 Est. Cost $19.97 Unrealized
F FORD MTR CO 0.0%
Value ($000) $41 Shares 3,393 Est. Cost $9.87 Unrealized +14.7%
HD HOME DEPOT INC 0.0%
Value ($000) $36 Shares 90 Est. Cost $397.26 Unrealized -2.0%
LYB LYONDELLBASELL INDUSTRIES N 0.0%
Value ($000) $35 Shares 706 Est. Cost $67.69 Unrealized -20.2%
OMC OMNICOM GROUP INC 0.0%
Value ($000) $33 Shares 403 Est. Cost $93.79 Unrealized -20.7%
KMB KIMBERLY-CLARK CORP 0.0%
Value ($000) $32 Shares 260 Est. Cost $129.98 Unrealized -2.4%
META META PLATFORMS INC 0.0%
Value ($000) $31 Shares 42 Est. Cost $584.74 Unrealized +27.1%
DIS DISNEY WALT CO 0.0%
Value ($000) $30 Shares 262 Est. Cost $103.52 Unrealized +13.0%
BLK BLACKROCK INC 0.0%
Value ($000) $29 Shares 25 Est. Cost $961.85 Unrealized +15.3%
LOW LOWES COS INC 0.0%
Value ($000) $28 Shares 112 Est. Cost $245.79 Unrealized -0.6%
NFLX NETFLIX INC 0.0%
Value ($000) $28 Shares 23 Est. Cost $93.43 Unrealized +30.6%
STZ CONSTELLATION BRANDS INC 0.0%
Value ($000) $27 Shares 200 Est. Cost $231.32 Unrealized -31.9%
ICE INTERCONTINENTAL EXCHANGE IN 0.0%
Value ($000) $26 Shares 152 Est. Cost $162.09 Unrealized +9.7%
JEPQ J P MORGAN EXCHANGE TRADED F 0.0%
Value ($000) $23 Shares 405 Est. Cost $54.40 Unrealized
NEM NEWMONT CORP 0.0%
Value ($000) $23 Shares 273 Est. Cost $44.64 Unrealized +55.4%
COST COSTCO WHSL CORP NEW 0.0%
Value ($000) $21 Shares 23 Est. Cost $922.64 Unrealized +3.7%
DVY ISHARES TR 0.0%
Value ($000) $21 Shares 149 Est. Cost $131.29 Unrealized
AMZN AMAZON COM INC 0.0%
Value ($000) $20 Shares 89 Est. Cost $204.58 Unrealized +10.6%
CAG CONAGRA BRANDS INC 0.0%
Value ($000) $17 Shares 949 Est. Cost $24.09 Unrealized -22.5%
PG PROCTER AND GAMBLE CO 0.0%
Value ($000) $17 Shares 109 Est. Cost $165.73 Unrealized -6.5%
GM GENERAL MTRS CO 0.0%
Value ($000) $15 Shares 250 Est. Cost $51.75 Unrealized +7.3%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $15 Shares 30 Est. Cost $467.77 Unrealized +3.5%
ADP AUTOMATIC DATA PROCESSING IN 0.0%
Value ($000) $15 Shares 50 Est. Cost $287.90 Unrealized +3.4%
ETR ENTERGY CORP NEW 0.0%
Value ($000) $14 Shares 154 Est. Cost $69.96 Unrealized +24.5%
USFR WISDOMTREE TR 0.0%
Value ($000) $13 Shares 256 Est. Cost $50.35 Unrealized
MO ALTRIA GROUP INC 0.0%
Value ($000) $11 Shares 170 Est. Cost $48.82 Unrealized +25.8%
MDLZ MONDELEZ INTL INC 0.0%
Value ($000) $10 Shares 167 Est. Cost $63.61 Unrealized -0.3%
IJH ISHARES TR 0.0%
Value ($000) $10 Shares 155 Est. Cost $62.31 Unrealized
SOUN SOUNDHOUND AI INC 0.0%
Value ($000) $10 Shares 629 Est. Cost $9.63 Unrealized +37.8%
NDAQ NASDAQ INC 0.0%
Value ($000) $10 Shares 112 Est. Cost $76.22 Unrealized +20.9%
ETN EATON CORP PLC 0.0%
Value ($000) $9 Shares 25 Est. Cost $347.11 Unrealized +4.7%
WMT WALMART INC 0.0%
Value ($000) $8 Shares 82 Est. Cost $85.80 Unrealized +15.7%
RS RELIANCE INC 0.0%
Value ($000) $8 Shares 30 Est. Cost $296.62 Unrealized +1.1%
PRU PRUDENTIAL FINL INC 0.0%
Value ($000) $8 Shares 80 Est. Cost $108.96 Unrealized -5.3%
DOV DOVER CORP 0.0%
Value ($000) $8 Shares 45 Est. Cost $193.06 Unrealized -7.5%
KGC KINROSS GOLD CORP 0.0%
Value ($000) $7 Shares 300 Est. Cost $9.86 Unrealized +95.2%
SPY SPDR S&P 500 ETF TR 0.0%
Value ($000) $7 Shares 11 Est. Cost $571.98 Unrealized
NOC NORTHROP GRUMMAN CORP 0.0%
Value ($000) $7 Shares 12 Est. Cost $492.97 Unrealized +14.3%
TTD THE TRADE DESK INC 0.0%
Value ($000) $7 Shares 136 Est. Cost $63.45 Unrealized 0.0%
KVUE KENVUE INC 0.0%
Value ($000) $6 Shares 398 Est. Cost $22.15 Unrealized -9.4%
CI THE CIGNA GROUP 0.0%
Value ($000) $6 Shares 22 Est. Cost $311.40 Unrealized -5.8%
WELLS FARGO CO NEW 0.0%
Value ($000) $6 Shares 5 Est. Cost $1194.40 Unrealized
GEV GE VERNOVA INC 0.0%
Value ($000) $6 Shares 10 Est. Cost $415.97 Unrealized +45.6%
HON HONEYWELL INTL INC 0.0%
Value ($000) $6 Shares 29 Est. Cost $203.59 Unrealized +1.7%
INTC INTEL CORP 0.0%
Value ($000) $6 Shares 181 Est. Cost $22.50 Unrealized +7.7%
TMO THERMO FISHER SCIENTIFIC INC 0.0%
Value ($000) $6 Shares 12 Est. Cost $547.53 Unrealized -15.1%
SBET SHARPLINK GAMING INC 0.0%
Value ($000) $6 Shares 333 Est. Cost $19.64 Unrealized 0.0%
CF CF INDS HLDGS INC 0.0%
Value ($000) $5 Shares 61 Est. Cost $84.24 Unrealized +4.9%
HPQ HP INC 0.0%
Value ($000) $5 Shares 191 Est. Cost $34.20 Unrealized -23.6%
DGRW WISDOMTREE TR 0.0%
Value ($000) $5 Shares 55 Est. Cost $80.93 Unrealized
CALM CAL MAINE FOODS INC 0.0%
Value ($000) $5 Shares 50 Est. Cost $103.42 Unrealized 0.0%
UNH UNITEDHEALTH GROUP INC 0.0%
Value ($000) $4 Shares 13 Est. Cost $552.89 Unrealized -45.9%
NKE NIKE INC 0.0%
Value ($000) $4 Shares 64 Est. Cost $75.38 Unrealized -2.1%
UHS UNIVERSAL HLTH SVCS INC 0.0%
Value ($000) $4 Shares 21 Est. Cost $202.68 Unrealized -11.4%
ELV ELEVANCE HEALTH INC FORMERLY 0.0%
Value ($000) $4 Shares 13 Est. Cost $409.27 Unrealized -24.7%
BP BP PLC 0.0%
Value ($000) $4 Shares 112 Est. Cost $29.59 Unrealized
VIG VANGUARD SPECIALIZED FUNDS 0.0%
Value ($000) $4 Shares 17 Est. Cost $195.82 Unrealized
CMCSA COMCAST CORP NEW 0.0%
Value ($000) $4 Shares 115 Est. Cost $39.99 Unrealized -17.1%
RCL ROYAL CARIBBEAN GROUP 0.0%
Value ($000) $3 Shares 10 Est. Cost $218.15 Unrealized +52.2%
DHS WISDOMTREE TR 0.0%
Value ($000) $3 Shares 32 Est. Cost $93.38 Unrealized
CVS CVS HEALTH CORP 0.0%
Value ($000) $3 Shares 41 Est. Cost $53.65 Unrealized +26.4%
MA MASTERCARD INCORPORATED 0.0%
Value ($000) $3 Shares 5 Est. Cost $514.68 Unrealized +11.4%
STLA STELLANTIS N.V 0.0%
Value ($000) $3 Shares 300 Est. Cost $10.25 Unrealized
T AT&T INC 0.0%
Value ($000) $2 Shares 85 Est. Cost $22.73 Unrealized +23.5%
NOK NOKIA CORP 0.0%
Value ($000) $2 Shares 400 Est. Cost $5.02 Unrealized
AFL AFLAC INC 0.0%
Value ($000) $2 Shares 17 Est. Cost $106.42 Unrealized -2.1%
LQD ISHARES TR 0.0%
Value ($000) $2 Shares 17 Est. Cost $106.82 Unrealized
NOW SERVICENOW INC 0.0%
Value ($000) $2 Shares 2 Est. Cost $202.58 Unrealized -7.8%
DIA SPDR DOW JONES INDL AVERAGE 0.0%
Value ($000) $1 Shares 3 Est. Cost $425.67 Unrealized
UBER UBER TECHNOLOGIES INC 0.0%
Value ($000) $1 Shares 14 Est. Cost $82.32 Unrealized +13.6%
GIS GENERAL MLS INC 0.0%
Value ($000) $1 Shares 25 Est. Cost $49.46 Unrealized 0.0%
GOOG ALPHABET INC 0.0%
Value ($000) $1 Shares 5 Est. Cost $164.85 Unrealized +27.3%
QQQ INVESCO QQQ TR 0.0%
Value ($000) $1 Shares 2 Est. Cost $551.50 Unrealized
AMLX AMYLYX PHARMACEUTICALS INC 0.0%
Value ($000) $1 Shares 87 Est. Cost $4.71 Unrealized +100.0%
TLT ISHARES TR 0.0%
Value ($000) $1 Shares 12 Est. Cost $87.33 Unrealized
LUNR INTUITIVE MACHINES INC 0.0%
Value ($000) $1 Shares 100 Est. Cost $11.77 Unrealized -13.9%
BMNR BITMINE IMMERSION TECNOLOGIE 0.0%
Value ($000) $1 Shares 20 Est. Cost $50.65 Unrealized 0.0%
BNS BANK NOVA SCOTIA HALIFAX 0.0%
Value ($000) $1 Shares 15 Est. Cost $58.93 Unrealized 0.0%
WPP WPP PLC NEW 0.0%
Value ($000) $1 Shares 35 Est. Cost $25.06 Unrealized
UPXI UPEXI INC 0.0%
Value ($000) $1 Shares 150 Est. Cost $6.08 Unrealized 0.0%
SWAG STRAN & COMPANY INC 0.0%
Value ($000) $1 Shares 500 Est. Cost $1.06 Unrealized +51.6%
CARR CARRIER GLOBAL CORPORATION 0.0%
Value ($000) $1 Shares 13 Est. Cost $74.39 Unrealized -9.1%
LULU LULULEMON ATHLETICA INC 0.0%
Value ($000) $1 Shares 4 Est. Cost $275.46 Unrealized -27.3%
CHRD CHORD ENERGY CORPORATION 0.0%
Value ($000) $1 Shares 7 Est. Cost $114.85 Unrealized -10.4%
SHY ISHARES TR 0.0%
Value ($000) $1 Shares 8 Est. Cost $82.00 Unrealized
TARS TARSUS PHARMACEUTICALS INC 0.0%
Value ($000) $1 Shares 10 Est. Cost $45.27 Unrealized +8.7%
WU WESTERN UN CO 0.0%
Value ($000) $0 Shares 50 Est. Cost $8.00 Unrealized
DXC DXC TECHNOLOGY CO 0.0%
Value ($000) $0 Shares 16 Est. Cost $21.09 Unrealized -32.7%
BHVN BIOHAVEN LTD 0.0%
Value ($000) $0 Shares 12 Est. Cost $46.66 Unrealized -68.8%
MRNA MODERNA INC 0.0%
Value ($000) $0 Shares 6 Est. Cost $47.80 Unrealized -41.6%
VFC V F CORP 0.0%
Value ($000) $0 Shares 2 Est. Cost $20.37 Unrealized -34.0%
ACB AURORA CANNABIS INC 0.0%
Value ($000) $0 Shares 3 Est. Cost $4.91 Unrealized -0.5%