Location: Chicago, IL
CIK: 0001481986 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $324M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 516,200 | $130M | 40.0% | $232.95 | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 231,784 | $58.23M | 17.9% | $232.95 | — | TR UNIT | 78462F103 |
| GLD | SPDR GOLD TRUST GOLD | 204,800 | $24.9M | 7.7% | $118.55 | — | Call | 78463V107 |
| TQQQ | PROSHARES TR | 115,356 | $13.18M | 4.1% | $114.25 | — | ULTRAPRO QQQ | 74347X831 |
| — | BARCLAYS BK PLC | 303,300 | $11.89M | 3.7% | — | — | Put | 06746L422 |
| — | BARCLAYS BK PLC | 293,200 | $11.49M | 3.5% | — | — | Call | 06746L422 |
| — | POWERSHARES QQQ TRUST | 73,503 | $10.69M | 3.3% | $145.45 | — | UNIT SER 1 | 73935A104 |
| SPY | SPDR S&P 500 ETF TR | 39,600 | $9.949M | 3.1% | $232.95 | — | Call | 78462F103 |
| QLD | PROSHARES TR | 141,783 | $9.105M | 2.8% | $66.25 | — | PSHS ULTRA QQQ | 74347R206 |
| GLD | SPDR GOLD TRUST GOLD | 65,300 | $7.939M | 2.4% | $118.55 | — | Put | 78463V107 |
| LQD | ISHARES TR | 34,339 | $4.163M | 1.3% | $121.23 | — | IBOXX INV CP ETF | 464287242 |
| — | GARRISON CAP INC | 434,262 | $3.661M | 1.1% | $15.20 | — | COM | 366554103 |
| UPRO | PROSHARES TR | 28,247 | $3.29M | 1.0% | $113.40 | — | ULTRPRO S&P500 | 74347X864 |
| SLV | ISHARES SILVER TRUST | 134,422 | $2.116M | 0.7% | $15.41 | — | ISHARES | 46428Q109 |
| TNA | DIREXION SHS ETF TR | 31,360 | $2.035M | 0.6% | $64.89 | — | DLY SMCAP BULL3X | 25459W847 |
| — | PROSHARES TR | 61,174 | $1.968M | 0.6% | $33.50 | — | SHORT S&P 500 NE | 74347B425 |
| XBI | SPDR SERIES TRUST | 20,000 | $1.731M | 0.5% | — | — | Put | 78464A870 |
| SPXL | DIREXION SHS ETF TR | 44,612 | $1.706M | 0.5% | $38.24 | — | DRX S&P500BULL | 25459W862 |
| — | DIREXION SHS ETF TR | 42,841 | $1.556M | 0.5% | $41.27 | — | DLY S&P500 BR 3X | 25460E885 |
| — | PROSHARES TR | 103,939 | $1.433M | 0.4% | $14.85 | — | ULTRAPRO SHORT S | 74348A442 |
| SSO | PROSHARES TR | 9,923 | $960K | 0.3% | $96.74 | — | PSHS ULT S&P 500 | 74347R107 |
| TLT | ISHARES TR | 7,524 | $939K | 0.3% | $124.80 | — | 20 YR TR BD ETF | 464287432 |
| MINT | PIMCO ETF TR | 9,015 | $918K | 0.3% | $100.74 | — | ENHAN SHRT MA AC | 72201R833 |
| UST | PROSHARES TR | 11,329 | $658K | 0.2% | $56.04 | — | ULTR 7-10 TREA | 74347R180 |
| SLV | ISHARES SILVER TRUST | 41,700 | $656K | 0.2% | $15.41 | — | Call | 46428Q109 |
| UBT | PROSHARES TR | 7,208 | $579K | 0.2% | $80.89 | — | ULTRA 20YR TRE | 74347R172 |
| RNG | RINGCENTRAL INC | 13,400 | $559K | 0.2% | — | — | Call | 76680R206 |
| — | HORIZON PHARMA PLC | 43,000 | $545K | 0.2% | $12.67 | — | SHS | G4617B105 |
| GLD | SPDR GOLD TRUST GOLD | 4,031 | $490K | 0.2% | $118.55 | — | SHS | 78463V107 |
| — | SPDR SERIES TRUST | 10,433 | $477K | 0.1% | $45.73 | — | BLMBRG BR 1 3 MT | 78464A680 |
| — | ZOGENIX INC | 13,000 | $456K | 0.1% | $35.08 | — | COM NEW | 98978L204 |
| — | SEATTLE GENETICS INC | 8,000 | $435K | 0.1% | $53.06 | — | COM | 812578102 |
| — | BEMIS INC | 9,000 | $410K | 0.1% | $45.56 | — | COM | 081437105 |
| — | ALEXION PHARMACEUTICALS INC | 2,700 | $379K | 0.1% | $127.90 | — | COM | 015351109 |
| SPTI | SPDR SERIES TRUST | 5,988 | $359K | 0.1% | $60.63 | — | BLMBRG BRC INTRM | 78464A672 |
| — | PRUDENTIAL SHT DURATION HG Y | 23,305 | $356K | 0.1% | $16.32 | — | COM | 74442F107 |
| — | PROSHARES TR II | 3,780 | $354K | 0.1% | $117.46 | — | SHT VIX ST TRM | 74347W627 |
| CBOE | CBOE HLDGS INC | 2,931 | $315K | 0.1% | $41.65 | +112.3% | COM | 12503M108 |
| VCLT | VANGUARD SCOTTSDALE FDS | 3,102 | $292K | 0.1% | $94.13 | — | LG-TERM COR BD | 92206C813 |
| BHP | BHP BILLITON LTD | 6,900 | $280K | 0.1% | — | — | Call | 088606108 |
| — | NATIONAL CINEMEDIA INC | 35,900 | $251K | 0.1% | $7.21 | — | COM | 635309107 |
| INSM | INSMED INC | 8,000 | $250K | 0.1% | $19.05 | 0.0% | COM PAR $.01 | 457669307 |
| VYGR | VOYAGER THERAPEUTICS INC | 12,000 | $247K | 0.1% | $20.58 | — | COM | 92915B106 |
| — | ARRAY BIOPHARMA INC | 20,000 | $246K | 0.1% | $12.30 | — | COM | 04269X105 |
| — | BLACKSTONE GSO STRATEGIC CR | 13,700 | $219K | 0.1% | $15.40 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN CR STRATEGIES INCM FD COM | 25,000 | $212K | 0.1% | $8.81 | — | SHS | 67073D102 |
| — | DELL TECHNOLOGIES INC | 2,600 | $201K | 0.1% | $63.94 | — | COM CL V | 24703L103 |
| — | IGNYTA INC | 16,000 | $198K | 0.1% | $12.38 | — | COM | 451731103 |
| — | AMARIN CORP PLC | 55,400 | $194K | 0.1% | $3.50 | — | SPONS ADR NEW | 023111206 |
| — | CYMABAY THERAPEUTICS INC | 20,000 | $161K | 0.0% | $8.05 | — | COM | 23257D103 |
| SGMO | SANGAMO THERAPEUTICS INC | 10,000 | $150K | 0.0% | $11.05 | 0.0% | COM | 800677106 |
| — | HORIZON PHARMA PLC | 11,700 | $148K | 0.0% | $12.67 | — | Put | G4617B105 |
| — | PLATFORM SPECIALTY PRODS COR | 10,700 | $119K | 0.0% | $11.13 | — | Put | 72766Q105 |
| — | PLATFORM SPECIALTY PRODS COR | 10,600 | $118K | 0.0% | $11.13 | — | COM | 72766Q105 |
| — | ICAD INC | 26,500 | $117K | 0.0% | $3.82 | — | COM NEW | 44934S206 |
| — | ADURO BIOTECH INC | 10,000 | $107K | 0.0% | $10.70 | — | COM | 00739L101 |
| ALDX | ALDEYRA THERAPEUTICS INC | 12,000 | $86,000 | 0.0% | $5.22 | 0.0% | COM | 01438T106 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 15,558 | $72,000 | 0.0% | $4.63 | — | CL A | 18451C109 |
| — | CTI BIOPHARMA CORP | 16,561 | $53,000 | 0.0% | $3.20 | — | COM NEW | 12648L601 |
| — | SIERRA ONCOLOGY INC | 25,000 | $39,000 | 0.0% | $1.16 | — | COM | 82640U107 |
| — | ZAFGEN INC | 10,000 | $35,000 | 0.0% | $3.50 | — | COM | 98885E103 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 45,600 | $30,000 | 0.0% | $1.07 | -10.3% | COM | 76129W105 |
| GERN | GERON CORP | 10,000 | $22,000 | 0.0% | $2.66 | -11.2% | COM | 374163103 |
| — | ENDOCYTE INC | 11,000 | $16,000 | 0.0% | $2.55 | — | COM | 29269A102 |