DRW Securities, LLC Hedge Fund

CIK: 0001481986 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $1,826,704 (100.0% shares, 0.0% debt)

Holdings (47)

SPY SPDR S&P 500 ETF TR 83.5%

Value ($000) $1,525,843 Shares 5,248,497 Est. Cost $265.73 Unrealized —

GLD SPDR GOLD TRUST GOLD 6.8%

Value ($000) $124,036 Shares 1,100,000 Est. Cost $119.17 Unrealized —

SPY SPDR S&P 500 ETF TR 2.5%

Value ($000) $45,788 Shares 157,500 Est. Cost $265.73 Unrealized —

GLD SPDR GOLD TRUST GOLD 2.3%

Value ($000) $41,688 Shares 369,705 Est. Cost $119.17 Unrealized —

SPY SPDR S&P 500 ETF TR 2.0%

Value ($000) $36,485 Shares 125,500 Est. Cost $265.73 Unrealized —

DIA SPDR DOW JONES INDL AVRG ETF 0.6%

Value ($000) $11,216 Shares 42,422 Est. Cost $247.00 Unrealized —

SLV ISHARES SILVER TRUST 0.3%

Value ($000) $5,981 Shares 435,630 Est. Cost $13.73 Unrealized —

TLT ISHARES TR 0.3%

Value ($000) $4,714 Shares 40,195 Est. Cost $121.73 Unrealized —

IWM ISHARES TR 0.2%

Value ($000) $4,131 Shares 24,510 Est. Cost $162.34 Unrealized —

— GARRISON CAP INC 0.2%

Value ($000) $3,596 Shares 434,262 Est. Cost $15.20 Unrealized —

UPRO PROSHARES TR 0.1%

Value ($000) $2,025 Shares 35,361 Est. Cost $57.27 Unrealized —

QQQ INVESCO QQQ TR 0.1%

Value ($000) $2,017 Shares 10,857 Est. Cost $171.64 Unrealized —

— VANECK VECTORS ETF TR 0.1%

Value ($000) $1,785 Shares 82,800 Est. Cost $21.21 Unrealized —

— PROSHARES TR 0.1%

Value ($000) $1,730 Shares 63,325 Est. Cost $29.33 Unrealized —

TQQQ PROSHARES TR 0.1%

Value ($000) $1,526 Shares 21,446 Est. Cost $71.16 Unrealized —

QLD PROSHARES TR 0.1%

Value ($000) $1,269 Shares 12,605 Est. Cost $93.21 Unrealized —

— PROSHARES TR 0.1%

Value ($000) $1,067 Shares 33,116 Est. Cost $33.90 Unrealized —

— INTERPUBLIC GROUP COS INC 0.0%

Value ($000) $892 Shares 39,000 Est. Cost $16.83 Unrealized 0.0%

PRU PRUDENTIAL FINL INC 0.0%

Value ($000) $851 Shares 8,400 Est. Cost — Unrealized —

BUD ANHEUSER BUSCH INBEV SA/NV 0.0%

Value ($000) $744 Shares 8,500 Est. Cost $87.53 Unrealized —

BUD ANHEUSER BUSCH INBEV SA/NV 0.0%

Value ($000) $744 Shares 8,500 Est. Cost $87.53 Unrealized —

— BARRICK GOLD CORP 0.0%

Value ($000) $670 Shares 60,500 Est. Cost — Unrealized —

— APTOSE BIOSCIENCES INC 0.0%

Value ($000) $573 Shares 220,235 Est. Cost $3.20 Unrealized —

— INTERPUBLIC GROUP COS INC 0.0%

Value ($000) $562 Shares 24,552 Est. Cost $16.83 Unrealized 0.0%

ALDX ALDEYRA THERAPEUTICS INC 0.0%

Value ($000) $561 Shares 40,681 Est. Cost $7.24 Unrealized +12.0%

— SESEN BIO INC 0.0%

Value ($000) $538 Shares 250,100 Est. Cost $2.03 Unrealized —

— BOJANGLES INC 0.0%

Value ($000) $535 Shares 34,100 Est. Cost — Unrealized —

— PROSHARES TR 0.0%

Value ($000) $503 Shares 15,185 Est. Cost $33.12 Unrealized —

— JELD-WEN HLDG INC 0.0%

Value ($000) $466 Shares 18,900 Est. Cost — Unrealized —

— PIERIS PHARMACEUTICALS INC 0.0%

Value ($000) $448 Shares 80,000 Est. Cost $6.17 Unrealized —

— LEAP THERAPEUTICS INC 0.0%

Value ($000) $378 Shares 48,500 Est. Cost $8.76 Unrealized —

— DIREXION SHS ETF TR 0.0%

Value ($000) $373 Shares 44,371 Est. Cost $8.41 Unrealized —

— GENOCEA BIOSCIENCES INC 0.0%

Value ($000) $366 Shares 469,343 Est. Cost $0.82 Unrealized —

— IMMUNE DESIGN CORP 0.0%

Value ($000) $276 Shares 80,000 Est. Cost $3.80 Unrealized —

NGD NEW GOLD INC CDA 0.0%

Value ($000) $262 Shares 344,700 Est. Cost — Unrealized —

— MOLECULAR TEMPLATES INC 0.0%

Value ($000) $239 Shares 44,262 Est. Cost $5.40 Unrealized —

MSFT MICROSOFT CORP 0.0%

Value ($000) $229 Shares 2,000 Est. Cost $100.81 Unrealized 0.0%

— TRONOX LTD SHS 0.0%

Value ($000) $221 Shares 18,500 Est. Cost $11.95 Unrealized —

— TRONOX LTD SHS 0.0%

Value ($000) $221 Shares 18,500 Est. Cost $11.95 Unrealized —

— ONCOSEC MED INC 0.0%

Value ($000) $210 Shares 150,300 Est. Cost $1.58 Unrealized —

— ALPINE IMMUNE SCIENCES INC 0.0%

Value ($000) $182 Shares 28,700 Est. Cost $7.54 Unrealized —

CUE CUE BIOPHARMA INC 0.0%

Value ($000) $181 Shares 20,000 Est. Cost $9.63 Unrealized 0.0%

— EIGER BIOPHARMACEUTICALS INC 0.0%

Value ($000) $177 Shares 14,752 Est. Cost $10.25 Unrealized —

— CONTRAFECT CORP 0.0%

Value ($000) $150 Shares 72,600 Est. Cost $1.18 Unrealized —

— AFFIMED N V 0.0%

Value ($000) $119 Shares 27,400 Est. Cost $1.84 Unrealized —

— MDC PARTNERS INC 0.0%

Value ($000) $88 Shares 21,302 Est. Cost $4.13 Unrealized —

— PROTEON THERAPEUTICS INC 0.0%

Value ($000) $48 Shares 24,867 Est. Cost $2.18 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	5,248,497	$1,525,843	83.5%	$265.73	—	TR UNIT	78462F103
GLD	SPDR GOLD TRUST GOLD	1,100,000	$124,036	6.8%	$119.17	—	Call	78463V107
SPY	SPDR S&P 500 ETF TR	157,500	$45,788	2.5%	$265.73	—	Call	78462F103
GLD	SPDR GOLD TRUST GOLD	369,705	$41,688	2.3%	$119.17	—	SHS	78463V107
SPY	SPDR S&P 500 ETF TR	125,500	$36,485	2.0%	$265.73	—	Put	78462F103
DIA	SPDR DOW JONES INDL AVRG ETF	42,422	$11,216	0.6%	$247.00	—	UT SER 1	78467X109
SLV	ISHARES SILVER TRUST	435,630	$5,981	0.3%	$13.73	—	ISHARES	46428Q109
TLT	ISHARES TR	40,195	$4,714	0.3%	$121.73	—	20 YR TR BD ETF	464287432
IWM	ISHARES TR	24,510	$4,131	0.2%	$162.34	—	RUSSELL 2000 ETF	464287655
—	GARRISON CAP INC	434,262	$3,596	0.2%	$15.20	—	COM	366554103
UPRO	PROSHARES TR	35,361	$2,025	0.1%	$57.27	—	ULTRPRO S&P500	74347X864
QQQ	INVESCO QQQ TR	10,857	$2,017	0.1%	$171.64	—	UNIT SER 1	46090E103
—	VANECK VECTORS ETF TR	82,800	$1,785	0.1%	$21.21	—	Call	92189F403
—	PROSHARES TR	63,325	$1,730	0.1%	$29.33	—	SHORT S&P 500 NE	74347B425
TQQQ	PROSHARES TR	21,446	$1,526	0.1%	$71.16	—	ULTRAPRO QQQ	74347X831
QLD	PROSHARES TR	12,605	$1,269	0.1%	$93.21	—	PSHS ULTRA QQQ	74347R206
—	PROSHARES TR	33,116	$1,067	0.1%	$33.90	—	ULTRAPRO SHORT S	74347B268
—	INTERPUBLIC GROUP COS INC	39,000	$892	0.0%	$16.83	0.0%	Put	460690100
PRU	PRUDENTIAL FINL INC	8,400	$851	0.0%	—	—	Call	744320102
BUD	ANHEUSER BUSCH INBEV SA/NV	8,500	$744	0.0%	$87.53	—	Put	03524A108
BUD	ANHEUSER BUSCH INBEV SA/NV	8,500	$744	0.0%	$87.53	—	SPONSORED ADR	03524A108
—	BARRICK GOLD CORP	60,500	$670	0.0%	—	—	Call	067901108
—	APTOSE BIOSCIENCES INC	220,235	$573	0.0%	$3.20	—	COM NEW	03835T200
—	INTERPUBLIC GROUP COS INC	24,552	$562	0.0%	$16.83	0.0%	COM	460690100
ALDX	ALDEYRA THERAPEUTICS INC	40,681	$561	0.0%	$7.24	+12.0%	COM	01438T106
—	SESEN BIO INC	250,100	$538	0.0%	$2.03	—	COM	817763105
—	BOJANGLES INC	34,100	$535	0.0%	—	—	Call	097488100
—	PROSHARES TR	15,185	$503	0.0%	$33.12	—	ULTRASHRT S&P500	74347B383
—	JELD-WEN HLDG INC	18,900	$466	0.0%	—	—	Call	47580P903
—	PIERIS PHARMACEUTICALS INC	80,000	$448	0.0%	$6.17	—	COM	720795103
—	LEAP THERAPEUTICS INC	48,500	$378	0.0%	$8.76	—	COM	52187K101
—	DIREXION SHS ETF TR	44,371	$373	0.0%	$8.41	—	DAILY SM CAP BEA	25490K521
—	GENOCEA BIOSCIENCES INC	469,343	$366	0.0%	$0.82	—	COM	372427104
—	IMMUNE DESIGN CORP	80,000	$276	0.0%	$3.80	—	COM	45252L103
NGD	NEW GOLD INC CDA	344,700	$262	0.0%	—	—	Call	644535106
—	MOLECULAR TEMPLATES INC	44,262	$239	0.0%	$5.40	—	COM	608550109
MSFT	MICROSOFT CORP	2,000	$229	0.0%	$100.81	0.0%	COM	594918104
—	TRONOX LTD SHS	18,500	$221	0.0%	$11.95	—	CL A	Q9235V101
—	TRONOX LTD SHS	18,500	$221	0.0%	$11.95	—	Put	Q9235V101
—	ONCOSEC MED INC	150,300	$210	0.0%	$1.58	—	COM NEW	68234L207
—	ALPINE IMMUNE SCIENCES INC	28,700	$182	0.0%	$7.54	—	COM	02083G100
CUE	CUE BIOPHARMA INC	20,000	$181	0.0%	$9.63	0.0%	COM	22978P106
—	EIGER BIOPHARMACEUTICALS INC	14,752	$177	0.0%	$10.25	—	COM	28249U105
—	CONTRAFECT CORP	72,600	$150	0.0%	$1.18	—	COM	212326102
—	AFFIMED N V	27,400	$119	0.0%	$1.84	—	COM	N01045108
—	MDC PARTNERS INC	21,302	$88	0.0%	$4.13	—	CL A SUB VTG	552697104
—	PROTEON THERAPEUTICS INC	24,867	$48	0.0%	$2.18	—	COM	74371L109