DRW Securities, LLC Hedge Fund

Location: Chicago, IL

CIK: 0001481986 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value: $1.827B (100.0% shares, 0.0% debt)

Holdings (47)

SPY SPDR S&P 500 ETF TR 83.5%

Value $1.526B Shares 5,248,497 Est. Cost $265.73 Unrealized —

GLD SPDR GOLD TRUST GOLD 6.8%

Value $124M Shares 1,100,000 Est. Cost $119.17 Unrealized —

SPY SPDR S&P 500 ETF TR 2.5%

Value $45.79M Shares 157,500 Est. Cost $265.73 Unrealized —

GLD SPDR GOLD TRUST GOLD 2.3%

Value $41.69M Shares 369,705 Est. Cost $119.17 Unrealized —

SPY SPDR S&P 500 ETF TR 2.0%

Value $36.48M Shares 125,500 Est. Cost $265.73 Unrealized —

DIA SPDR DOW JONES INDL AVRG ETF 0.6%

Value $11.22M Shares 42,422 Est. Cost $247.00 Unrealized —

SLV ISHARES SILVER TRUST 0.3%

Value $5.981M Shares 435,630 Est. Cost $13.73 Unrealized —

TLT ISHARES TR 0.3%

Value $4.714M Shares 40,195 Est. Cost $121.73 Unrealized —

IWM ISHARES TR 0.2%

Value $4.131M Shares 24,510 Est. Cost $162.34 Unrealized —

— GARRISON CAP INC 0.2%

Value $3.596M Shares 434,262 Est. Cost $15.20 Unrealized —

UPRO PROSHARES TR 0.1%

Value $2.025M Shares 35,361 Est. Cost $57.27 Unrealized —

QQQ INVESCO QQQ TR 0.1%

Value $2.017M Shares 10,857 Est. Cost $171.64 Unrealized —

— VANECK VECTORS ETF TR 0.1%

Value $1.785M Shares 82,800 Est. Cost $21.21 Unrealized —

— PROSHARES TR 0.1%

Value $1.73M Shares 63,325 Est. Cost $29.33 Unrealized —

TQQQ PROSHARES TR 0.1%

Value $1.526M Shares 21,446 Est. Cost $71.16 Unrealized —

QLD PROSHARES TR 0.1%

Value $1.269M Shares 12,605 Est. Cost $93.21 Unrealized —

— PROSHARES TR 0.1%

Value $1.067M Shares 33,116 Est. Cost $33.90 Unrealized —

— INTERPUBLIC GROUP COS INC 0.0%

Value $892K Shares 39,000 Est. Cost $16.83 Unrealized 0.0%

PRU PRUDENTIAL FINL INC 0.0%

Value $851K Shares 8,400 Est. Cost — Unrealized —

BUD ANHEUSER BUSCH INBEV SA/NV 0.0%

Value $744K Shares 8,500 Est. Cost $87.53 Unrealized —

BUD ANHEUSER BUSCH INBEV SA/NV 0.0%

Value $744K Shares 8,500 Est. Cost $87.53 Unrealized —

— BARRICK GOLD CORP 0.0%

Value $670K Shares 60,500 Est. Cost — Unrealized —

— APTOSE BIOSCIENCES INC 0.0%

Value $573K Shares 220,235 Est. Cost $3.20 Unrealized —

— INTERPUBLIC GROUP COS INC 0.0%

Value $562K Shares 24,552 Est. Cost $16.83 Unrealized 0.0%

ALDX ALDEYRA THERAPEUTICS INC 0.0%

Value $561K Shares 40,681 Est. Cost $7.24 Unrealized +12.0%

— SESEN BIO INC 0.0%

Value $538K Shares 250,100 Est. Cost $2.03 Unrealized —

— BOJANGLES INC 0.0%

Value $535K Shares 34,100 Est. Cost — Unrealized —

— PROSHARES TR 0.0%

Value $503K Shares 15,185 Est. Cost $33.12 Unrealized —

— JELD-WEN HLDG INC 0.0%

Value $466K Shares 18,900 Est. Cost — Unrealized —

— PIERIS PHARMACEUTICALS INC 0.0%

Value $448K Shares 80,000 Est. Cost $6.17 Unrealized —

— LEAP THERAPEUTICS INC 0.0%

Value $378K Shares 48,500 Est. Cost $8.76 Unrealized —

— DIREXION SHS ETF TR 0.0%

Value $373K Shares 44,371 Est. Cost $8.41 Unrealized —

— GENOCEA BIOSCIENCES INC 0.0%

Value $366K Shares 469,343 Est. Cost $0.82 Unrealized —

— IMMUNE DESIGN CORP 0.0%

Value $276K Shares 80,000 Est. Cost $3.80 Unrealized —

NGD NEW GOLD INC CDA 0.0%

Value $262K Shares 344,700 Est. Cost — Unrealized —

— MOLECULAR TEMPLATES INC 0.0%

Value $239K Shares 44,262 Est. Cost $5.40 Unrealized —

MSFT MICROSOFT CORP 0.0%

Value $229K Shares 2,000 Est. Cost $100.81 Unrealized 0.0%

— TRONOX LTD SHS 0.0%

Value $221K Shares 18,500 Est. Cost $11.95 Unrealized —

— TRONOX LTD SHS 0.0%

Value $221K Shares 18,500 Est. Cost $11.95 Unrealized —

— ONCOSEC MED INC 0.0%

Value $210K Shares 150,300 Est. Cost $1.58 Unrealized —

— ALPINE IMMUNE SCIENCES INC 0.0%

Value $182K Shares 28,700 Est. Cost $7.54 Unrealized —

CUE CUE BIOPHARMA INC 0.0%

Value $181K Shares 20,000 Est. Cost $9.63 Unrealized 0.0%

— EIGER BIOPHARMACEUTICALS INC 0.0%

Value $177K Shares 14,752 Est. Cost $10.25 Unrealized —

— CONTRAFECT CORP 0.0%

Value $150K Shares 72,600 Est. Cost $1.18 Unrealized —

— AFFIMED N V 0.0%

Value $119K Shares 27,400 Est. Cost $1.84 Unrealized —

— MDC PARTNERS INC 0.0%

Value $88,000 Shares 21,302 Est. Cost $4.13 Unrealized —

— PROTEON THERAPEUTICS INC 0.0%

Value $48,000 Shares 24,867 Est. Cost $2.18 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	5,248,497	$1.526B	83.5%	$265.73	—	TR UNIT	78462F103
GLD	SPDR GOLD TRUST GOLD	1,100,000	$124M	6.8%	$119.17	—	Call	78463V107
SPY	SPDR S&P 500 ETF TR	157,500	$45.79M	2.5%	$265.73	—	Call	78462F103
GLD	SPDR GOLD TRUST GOLD	369,705	$41.69M	2.3%	$119.17	—	SHS	78463V107
SPY	SPDR S&P 500 ETF TR	125,500	$36.48M	2.0%	$265.73	—	Put	78462F103
DIA	SPDR DOW JONES INDL AVRG ETF	42,422	$11.22M	0.6%	$247.00	—	UT SER 1	78467X109
SLV	ISHARES SILVER TRUST	435,630	$5.981M	0.3%	$13.73	—	ISHARES	46428Q109
TLT	ISHARES TR	40,195	$4.714M	0.3%	$121.73	—	20 YR TR BD ETF	464287432
IWM	ISHARES TR	24,510	$4.131M	0.2%	$162.34	—	RUSSELL 2000 ETF	464287655
—	GARRISON CAP INC	434,262	$3.596M	0.2%	$15.20	—	COM	366554103
UPRO	PROSHARES TR	35,361	$2.025M	0.1%	$57.27	—	ULTRPRO S&P500	74347X864
QQQ	INVESCO QQQ TR	10,857	$2.017M	0.1%	$171.64	—	UNIT SER 1	46090E103
—	VANECK VECTORS ETF TR	82,800	$1.785M	0.1%	$21.21	—	Call	92189F403
—	PROSHARES TR	63,325	$1.73M	0.1%	$29.33	—	SHORT S&P 500 NE	74347B425
TQQQ	PROSHARES TR	21,446	$1.526M	0.1%	$71.16	—	ULTRAPRO QQQ	74347X831
QLD	PROSHARES TR	12,605	$1.269M	0.1%	$93.21	—	PSHS ULTRA QQQ	74347R206
—	PROSHARES TR	33,116	$1.067M	0.1%	$33.90	—	ULTRAPRO SHORT S	74347B268
—	INTERPUBLIC GROUP COS INC	39,000	$892K	0.0%	$16.83	0.0%	Put	460690100
PRU	PRUDENTIAL FINL INC	8,400	$851K	0.0%	—	—	Call	744320102
BUD	ANHEUSER BUSCH INBEV SA/NV	8,500	$744K	0.0%	$87.53	—	Put	03524A108
BUD	ANHEUSER BUSCH INBEV SA/NV	8,500	$744K	0.0%	$87.53	—	SPONSORED ADR	03524A108
—	BARRICK GOLD CORP	60,500	$670K	0.0%	—	—	Call	067901108
—	APTOSE BIOSCIENCES INC	220,235	$573K	0.0%	$3.20	—	COM NEW	03835T200
—	INTERPUBLIC GROUP COS INC	24,552	$562K	0.0%	$16.83	0.0%	COM	460690100
ALDX	ALDEYRA THERAPEUTICS INC	40,681	$561K	0.0%	$7.24	+12.0%	COM	01438T106
—	SESEN BIO INC	250,100	$538K	0.0%	$2.03	—	COM	817763105
—	BOJANGLES INC	34,100	$535K	0.0%	—	—	Call	097488100
—	PROSHARES TR	15,185	$503K	0.0%	$33.12	—	ULTRASHRT S&P500	74347B383
—	JELD-WEN HLDG INC	18,900	$466K	0.0%	—	—	Call	47580P903
—	PIERIS PHARMACEUTICALS INC	80,000	$448K	0.0%	$6.17	—	COM	720795103
—	LEAP THERAPEUTICS INC	48,500	$378K	0.0%	$8.76	—	COM	52187K101
—	DIREXION SHS ETF TR	44,371	$373K	0.0%	$8.41	—	DAILY SM CAP BEA	25490K521
—	GENOCEA BIOSCIENCES INC	469,343	$366K	0.0%	$0.82	—	COM	372427104
—	IMMUNE DESIGN CORP	80,000	$276K	0.0%	$3.80	—	COM	45252L103
NGD	NEW GOLD INC CDA	344,700	$262K	0.0%	—	—	Call	644535106
—	MOLECULAR TEMPLATES INC	44,262	$239K	0.0%	$5.40	—	COM	608550109
MSFT	MICROSOFT CORP	2,000	$229K	0.0%	$100.81	0.0%	COM	594918104
—	TRONOX LTD SHS	18,500	$221K	0.0%	$11.95	—	CL A	Q9235V101
—	TRONOX LTD SHS	18,500	$221K	0.0%	$11.95	—	Put	Q9235V101
—	ONCOSEC MED INC	150,300	$210K	0.0%	$1.58	—	COM NEW	68234L207
—	ALPINE IMMUNE SCIENCES INC	28,700	$182K	0.0%	$7.54	—	COM	02083G100
CUE	CUE BIOPHARMA INC	20,000	$181K	0.0%	$9.63	0.0%	COM	22978P106
—	EIGER BIOPHARMACEUTICALS INC	14,752	$177K	0.0%	$10.25	—	COM	28249U105
—	CONTRAFECT CORP	72,600	$150K	0.0%	$1.18	—	COM	212326102
—	AFFIMED N V	27,400	$119K	0.0%	$1.84	—	COM	N01045108
—	MDC PARTNERS INC	21,302	$88,000	0.0%	$4.13	—	CL A SUB VTG	552697104
—	PROTEON THERAPEUTICS INC	24,867	$48,000	0.0%	$2.18	—	COM	74371L109