DG Capital Management, LLC Hedge Fund

Location: New York, NY

CIK: 0001512716 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 9, 2016

Total Value: $81.12M (100.0% shares, 0.0% debt)

Holdings (15)

HYG ISHARES IBOXX H/Y CORP BOND 25.2%

Value $20.42M Shares 250,000 Est. Cost — Unrealized —

— BLUEKNIGHT ENERGY PARTNERS LLC 16.1%

Value $13.09M Shares 2,732,569 Est. Cost $6.53 Unrealized —

AWRE AWARE INC/MASS 8.9%

Value $7.221M Shares 1,935,851 Est. Cost $4.07 Unrealized -16.1%

— WESTMORELAND COAL CO 7.1%

Value $5.742M Shares 796,401 Est. Cost $19.52 Unrealized —

CHCT COMMUNITY HEALTHCARE TRUST I 6.4%

Value $5.212M Shares 281,892 Est. Cost $19.11 Unrealized —

KOP KOPPERS HOLDINGS INC 6.3%

Value $5.146M Shares 228,995 Est. Cost $20.43 Unrealized -15.4%

— KOHLBERG CAPITAL CORP 5.6%

Value $4.512M Shares 1,253,258 Est. Cost $5.77 Unrealized —

— LUMOS NETWORKS CORP 5.2%

Value $4.198M Shares 326,911 Est. Cost $12.22 Unrealized —

— MVC CAPITAL INC 5.0%

Value $4.038M Shares 541,282 Est. Cost $9.42 Unrealized —

GPRE GREEN PLAINS INC 3.7%

Value $3.032M Shares 190,000 Est. Cost — Unrealized —

— SIX FLAGS ENTERTAINMENT CORP 3.4%

Value $2.775M Shares 50,000 Est. Cost — Unrealized —

— SPARTON CORP 2.7%

Value $2.206M Shares 122,648 Est. Cost $17.99 Unrealized —

— HC2 HOLDINGS INC 2.2%

Value $1.797M Shares 470,509 Est. Cost $8.43 Unrealized —

— NUVECTRA CORP 1.8%

Value $1.464M Shares 270,593 Est. Cost $5.41 Unrealized —

— CATALYST BIOSCIENCES INC 0.3%

Value $261K Shares 155,352 Est. Cost $4.66 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
HYG	ISHARES IBOXX H/Y CORP BOND	250,000	$20.42M	25.2%	—	—	Put	464288513
—	BLUEKNIGHT ENERGY PARTNERS LLC	2,732,569	$13.09M	16.1%	$6.53	—	LTDP	09625U109
AWRE	AWARE INC/MASS	1,935,851	$7.221M	8.9%	$4.07	-16.1%	COMM	05453N100
—	WESTMORELAND COAL CO	796,401	$5.742M	7.1%	$19.52	—	COMM	960878106
CHCT	COMMUNITY HEALTHCARE TRUST I	281,892	$5.212M	6.4%	$19.11	—	REIT	20369C106
KOP	KOPPERS HOLDINGS INC	228,995	$5.146M	6.3%	$20.43	-15.4%	COMM	50060P106
—	KOHLBERG CAPITAL CORP	1,253,258	$4.512M	5.6%	$5.77	—	COMM	48668E101
—	LUMOS NETWORKS CORP	326,911	$4.198M	5.2%	$12.22	—	COMM	550283105
—	MVC CAPITAL INC	541,282	$4.038M	5.0%	$9.42	—	COMM	553829102
GPRE	GREEN PLAINS INC	190,000	$3.032M	3.7%	—	—	Put	393222104
—	SIX FLAGS ENTERTAINMENT CORP	50,000	$2.775M	3.4%	—	—	Put	83001A102
—	SPARTON CORP	122,648	$2.206M	2.7%	$17.99	—	COMM	847235108
—	HC2 HOLDINGS INC	470,509	$1.797M	2.2%	$8.43	—	COMM	404139107
—	NUVECTRA CORP	270,593	$1.464M	1.8%	$5.41	—	COMM	67075N108
—	CATALYST BIOSCIENCES INC	155,352	$261K	0.3%	$4.66	—	COMM	14888D109