DG Capital Management, LLC Hedge Fund

CIK: 0001512716 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 9, 2016

Total Value ($000): $81,116 (100.0% shares, 0.0% debt)

Holdings (15)

HYG ISHARES IBOXX H/Y CORP BOND 25.2%

Value ($000) $20,423 Shares 250,000 Est. Cost — Unrealized —

— BLUEKNIGHT ENERGY PARTNERS LLC 16.1%

Value ($000) $13,089 Shares 2,732,569 Est. Cost $6.53 Unrealized —

AWRE AWARE INC/MASS 8.9%

Value ($000) $7,221 Shares 1,935,851 Est. Cost $4.07 Unrealized -16.1%

— WESTMORELAND COAL CO 7.1%

Value ($000) $5,742 Shares 796,401 Est. Cost $19.52 Unrealized —

CHCT COMMUNITY HEALTHCARE TRUST I 6.4%

Value ($000) $5,212 Shares 281,892 Est. Cost $19.11 Unrealized —

KOP KOPPERS HOLDINGS INC 6.3%

Value ($000) $5,146 Shares 228,995 Est. Cost $20.43 Unrealized -15.4%

— KOHLBERG CAPITAL CORP 5.6%

Value ($000) $4,512 Shares 1,253,258 Est. Cost $5.77 Unrealized —

— LUMOS NETWORKS CORP 5.2%

Value ($000) $4,198 Shares 326,911 Est. Cost $12.22 Unrealized —

— MVC CAPITAL INC 5.0%

Value ($000) $4,038 Shares 541,282 Est. Cost $9.42 Unrealized —

GPRE GREEN PLAINS INC 3.7%

Value ($000) $3,032 Shares 190,000 Est. Cost — Unrealized —

— SIX FLAGS ENTERTAINMENT CORP 3.4%

Value ($000) $2,775 Shares 50,000 Est. Cost — Unrealized —

— SPARTON CORP 2.7%

Value ($000) $2,206 Shares 122,648 Est. Cost $17.99 Unrealized —

— HC2 HOLDINGS INC 2.2%

Value ($000) $1,797 Shares 470,509 Est. Cost $8.43 Unrealized —

— NUVECTRA CORP 1.8%

Value ($000) $1,464 Shares 270,593 Est. Cost $5.41 Unrealized —

— CATALYST BIOSCIENCES INC 0.3%

Value ($000) $261 Shares 155,352 Est. Cost $4.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HYG	ISHARES IBOXX H/Y CORP BOND	250,000	$20,423	25.2%	—	—	Put	464288513
—	BLUEKNIGHT ENERGY PARTNERS LLC	2,732,569	$13,089	16.1%	$6.53	—	LTDP	09625U109
AWRE	AWARE INC/MASS	1,935,851	$7,221	8.9%	$4.07	-16.1%	COMM	05453N100
—	WESTMORELAND COAL CO	796,401	$5,742	7.1%	$19.52	—	COMM	960878106
CHCT	COMMUNITY HEALTHCARE TRUST I	281,892	$5,212	6.4%	$19.11	—	REIT	20369C106
KOP	KOPPERS HOLDINGS INC	228,995	$5,146	6.3%	$20.43	-15.4%	COMM	50060P106
—	KOHLBERG CAPITAL CORP	1,253,258	$4,512	5.6%	$5.77	—	COMM	48668E101
—	LUMOS NETWORKS CORP	326,911	$4,198	5.2%	$12.22	—	COMM	550283105
—	MVC CAPITAL INC	541,282	$4,038	5.0%	$9.42	—	COMM	553829102
GPRE	GREEN PLAINS INC	190,000	$3,032	3.7%	—	—	Put	393222104
—	SIX FLAGS ENTERTAINMENT CORP	50,000	$2,775	3.4%	—	—	Put	83001A102
—	SPARTON CORP	122,648	$2,206	2.7%	$17.99	—	COMM	847235108
—	HC2 HOLDINGS INC	470,509	$1,797	2.2%	$8.43	—	COMM	404139107
—	NUVECTRA CORP	270,593	$1,464	1.8%	$5.41	—	COMM	67075N108
—	CATALYST BIOSCIENCES INC	155,352	$261	0.3%	$4.66	—	COMM	14888D109