Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: May 15, 2024

Total Value ($000): $502,031 (98.9% shares, 1.1% debt)

Holdings (40)

IAC IAC INC 15.1%

Value ($000) $75,903 Shares 1,423,000 Est. Cost $48.71 Unrealized -11.4%

PAR PAR TECHNOLOGY CORP 11.3%

Value ($000) $56,559 Shares 1,246,885 Est. Cost $39.29 Unrealized +12.5%

CNNE CANNAE HLDGS INC 9.4%

Value ($000) $47,038 Shares 2,115,000 Est. Cost $18.86 Unrealized +6.6%

VTOL BRISTOW GROUP INC 5.8%

Value ($000) $29,213 Shares 1,074,000 Est. Cost $22.14 Unrealized +20.4%

— MERRIMACK PHARMACEUTICALS IN 5.5%

Value ($000) $27,674 Shares 1,873,694 Est. Cost $6.58 Unrealized —

AIV APARTMENT INVT & MGMT CO 4.9%

Value ($000) $24,570 Shares 3,000,000 Est. Cost $7.91 Unrealized —

CCOI COGENT COMMUNICATIONS HLDGS 4.9%

Value ($000) $24,499 Shares 375,000 Est. Cost $64.78 Unrealized 0.0%

SPB SPECTRUM BRANDS HLDGS INC NE 4.4%

Value ($000) $22,247 Shares 249,937 Est. Cost $84.61 Unrealized -3.5%

— CITY OFFICE REIT INC 4.0%

Value ($000) $19,996 Shares 3,838,000 Est. Cost $9.11 Unrealized —

OFIX ORTHOFIX MED INC 3.7%

Value ($000) $18,462 Shares 1,271,473 Est. Cost $12.11 Unrealized +14.2%

MITK MITEK SYS INC 3.3%

Value ($000) $16,336 Shares 1,158,563 Est. Cost $11.30 Unrealized +8.4%

TBPH THERAVANCE BIOPHARMA INC 2.9%

Value ($000) $14,746 Shares 1,643,930 Est. Cost $9.46 Unrealized -2.1%

MBI MBIA INC 2.5%

Value ($000) $12,675 Shares 1,875,000 Est. Cost $4.30 Unrealized +47.2%

CLFD CLEARFIELD INC 2.5%

Value ($000) $12,336 Shares 400,000 Est. Cost $28.65 Unrealized 0.0%

GLPG GALAPAGOS NV 2.3%

Value ($000) $11,785 Shares 366,000 Est. Cost $44.92 Unrealized —

— AVID BIOSERVICES INC 2.0%

Value ($000) $10,050 Shares 1,500,000 Est. Cost $6.70 Unrealized —

NODK NI HLDGS INC 1.8%

Value ($000) $9,167 Shares 605,108 Est. Cost $14.47 Unrealized -4.6%

BVFL BV FINL INC 1.8%

Value ($000) $9,002 Shares 871,445 Est. Cost $10.46 Unrealized +22.1%

STHO STAR HLDGS 1.2%

Value ($000) $6,169 Shares 477,472 Est. Cost $17.23 Unrealized -27.4%

— FORUM ENERGY TECHNOLOGIES IN 1.1%

Value ($000) $5,483 Shares 5,483,872 Est. Cost $0.62 Unrealized —

FBTC FIDELITY WISE ORIGIN BITCOIN 1.1%

Value ($000) $5,399 Shares 87,000 Est. Cost $62.06 Unrealized —

KOD KODIAK SCIENCES INC 1.0%

Value ($000) $5,260 Shares 1,000,000 Est. Cost $5.32 Unrealized -7.9%

ASTL ALGOMA STL GROUP INC 1.0%

Value ($000) $5,017 Shares 590,899 Est. Cost $9.52 Unrealized -14.5%

PCG PG&E CORP 0.9%

Value ($000) $4,507 Shares 268,921 Est. Cost $15.30 Unrealized +8.3%

FET FORUM ENERGY TECHNOLOGIES IN 0.8%

Value ($000) $3,882 Shares 194,300 Est. Cost $28.78 Unrealized -31.5%

WVE WAVE LIFE SCIENCES LTD 0.6%

Value ($000) $3,085 Shares 500,000 Est. Cost $2.42 Unrealized +106.9%

— 89BIO INC 0.6%

Value ($000) $2,910 Shares 250,000 Est. Cost $5.32 Unrealized —

— MURAL ONCOLOGY PUB LTD CO 0.5%

Value ($000) $2,445 Shares 500,000 Est. Cost $5.81 Unrealized —

— BOLT BIOTHERAPEUTICS INC 0.5%

Value ($000) $2,380 Shares 1,700,000 Est. Cost $1.48 Unrealized —

ADPT ADAPTIVE BIOTECHNOLOGIES COR 0.4%

Value ($000) $2,002 Shares 623,690 Est. Cost $4.23 Unrealized -8.5%

PHAT PHATHOM PHARMACEUTICALS INC 0.3%

Value ($000) $1,752 Shares 165,000 Est. Cost $9.52 Unrealized -10.8%

OLMA OLEMA PHARMACEUTICALS INC 0.3%

Value ($000) $1,698 Shares 150,000 Est. Cost $3.21 Unrealized +302.2%

AVIR ATEA PHARMACEUTICALS INC 0.3%

Value ($000) $1,616 Shares 400,000 Est. Cost $3.38 Unrealized +15.7%

— AVROBIO INC 0.3%

Value ($000) $1,432 Shares 1,118,892 Est. Cost $1.49 Unrealized —

VNDA VANDA PHARMACEUTICALS INC 0.3%

Value ($000) $1,278 Shares 311,000 Est. Cost $4.03 Unrealized -0.7%

— ALIGOS THERAPEUTICS INC 0.2%

Value ($000) $1,176 Shares 1,200,000 Est. Cost $0.99 Unrealized —

— SENSEI BIOTHERAPEUTICS INC 0.2%

Value ($000) $977 Shares 930,230 Est. Cost $1.61 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 0.1%

Value ($000) $653 Shares 46,189 Est. Cost $14.14 Unrealized —

BDTX BLACK DIAMOND THERAPEUTICS I 0.1%

Value ($000) $634 Shares 125,000 Est. Cost $2.35 Unrealized +71.2%

LFLYW LEAFLY HOLDINGS INC 0.0%

Value ($000) $19 Shares 634,640 Est. Cost $0.17 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IAC	IAC INC	1,423,000	$75,903	15.1%	$48.71	-11.4%	COM NEW	44891N208
PAR	PAR TECHNOLOGY CORP	1,246,885	$56,559	11.3%	$39.29	+12.5%	COM	698884103
CNNE	CANNAE HLDGS INC	2,115,000	$47,038	9.4%	$18.86	+6.6%	COM	13765N107
VTOL	BRISTOW GROUP INC	1,074,000	$29,213	5.8%	$22.14	+20.4%	COM	11040G103
—	MERRIMACK PHARMACEUTICALS IN	1,873,694	$27,674	5.5%	$6.58	—	COM NEW	590328209
AIV	APARTMENT INVT & MGMT CO	3,000,000	$24,570	4.9%	$7.91	—	CL A	03748R747
CCOI	COGENT COMMUNICATIONS HLDGS	375,000	$24,499	4.9%	$64.78	0.0%	COM NEW	19239V302
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$22,247	4.4%	$84.61	-3.5%	COM	84790A105
—	CITY OFFICE REIT INC	3,838,000	$19,996	4.0%	$9.11	—	COM	178587101
OFIX	ORTHOFIX MED INC	1,271,473	$18,462	3.7%	$12.11	+14.2%	COM	68752M108
MITK	MITEK SYS INC	1,158,563	$16,336	3.3%	$11.30	+8.4%	COM NEW	606710200
TBPH	THERAVANCE BIOPHARMA INC	1,643,930	$14,746	2.9%	$9.46	-2.1%	COM	G8807B106
MBI	MBIA INC	1,875,000	$12,675	2.5%	$4.30	+47.2%	COM	55262C100
CLFD	CLEARFIELD INC	400,000	$12,336	2.5%	$28.65	0.0%	COM	18482P103
GLPG	GALAPAGOS NV	366,000	$11,785	2.3%	$44.92	—	SPON ADR	36315X101
—	AVID BIOSERVICES INC	1,500,000	$10,050	2.0%	$6.70	—	COM	05368M106
NODK	NI HLDGS INC	605,108	$9,167	1.8%	$14.47	-4.6%	COM	65342T106
BVFL	BV FINL INC	871,445	$9,002	1.8%	$10.46	+22.1%	COM NEW	05603E208
STHO	STAR HLDGS	477,472	$6,169	1.2%	$17.23	-27.4%	SHS BEN INT	85512G106
—	FORUM ENERGY TECHNOLOGIES IN	5,483,872	$5,483	1.1%	$0.62	—	NOTE 9.000% 8/0	34984VAC4
FBTC	FIDELITY WISE ORIGIN BITCOIN	87,000	$5,399	1.1%	$62.06	—	SHS	315948109
KOD	KODIAK SCIENCES INC	1,000,000	$5,260	1.0%	$5.32	-7.9%	COM	50015M109
ASTL	ALGOMA STL GROUP INC	590,899	$5,017	1.0%	$9.52	-14.5%	COM	015658107
PCG	PG&E CORP	268,921	$4,507	0.9%	$15.30	+8.3%	COM	69331C108
FET	FORUM ENERGY TECHNOLOGIES IN	194,300	$3,882	0.8%	$28.78	-31.5%	COM	34984V209
WVE	WAVE LIFE SCIENCES LTD	500,000	$3,085	0.6%	$2.42	+106.9%	SHS	Y95308105
—	89BIO INC	250,000	$2,910	0.6%	$5.32	—	COM	282559103
—	MURAL ONCOLOGY PUB LTD CO	500,000	$2,445	0.5%	$5.81	—	ORD SHS	G63365103
—	BOLT BIOTHERAPEUTICS INC	1,700,000	$2,380	0.5%	$1.48	—	COM	097702104
ADPT	ADAPTIVE BIOTECHNOLOGIES COR	623,690	$2,002	0.4%	$4.23	-8.5%	COM	00650F109
PHAT	PHATHOM PHARMACEUTICALS INC	165,000	$1,752	0.3%	$9.52	-10.8%	COM	71722W107
OLMA	OLEMA PHARMACEUTICALS INC	150,000	$1,698	0.3%	$3.21	+302.2%	COM	68062P106
AVIR	ATEA PHARMACEUTICALS INC	400,000	$1,616	0.3%	$3.38	+15.7%	COM	04683R106
—	AVROBIO INC	1,118,892	$1,432	0.3%	$1.49	—	COM	05455M100
VNDA	VANDA PHARMACEUTICALS INC	311,000	$1,278	0.3%	$4.03	-0.7%	COM	921659108
—	ALIGOS THERAPEUTICS INC	1,200,000	$1,176	0.2%	$0.99	—	COM	01626L105
—	SENSEI BIOTHERAPEUTICS INC	930,230	$977	0.2%	$1.61	—	COM	81728A108
—	ADVERUM BIOTECHNOLOGIES INC	46,189	$653	0.1%	$14.14	—	COM NEW	00773U207
BDTX	BLACK DIAMOND THERAPEUTICS I	125,000	$634	0.1%	$2.35	+71.2%	COM	09203E105
LFLYW	LEAFLY HOLDINGS INC	634,640	$19	0.0%	$0.17	—	*W EXP 02/04/202	52178J113