Asset Allocation & Management Company, LLC Diversified Active

CIK: 0001498383 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 16, 2021

Total Value ($000): $216,585 (90.3% shares, 9.7% debt)

Holdings (46)

IGSB ISHARES TR 23.0%

Value ($000) $49,877 Shares 910,000 Est. Cost $53.63 Unrealized —

VTI VANGUARD INDEX FDS 16.8%

Value ($000) $36,388 Shares 163,308 Est. Cost $164.01 Unrealized —

— HOPE BANCORP INC 9.7%

Value ($000) $21,078 Shares 21,345,000 Est. Cost $0.99 Unrealized —

VYM VANGUARD WHITEHALL F 9.6%

Value ($000) $20,798 Shares 198,507 Est. Cost $93.83 Unrealized —

IVV ISHARES TR 6.9%

Value ($000) $15,015 Shares 34,926 Est. Cost $364.64 Unrealized —

VOO VANGUARD INDEX FDS 5.4%

Value ($000) $11,707 Shares 29,750 Est. Cost $296.71 Unrealized —

VEA VANGUARD TAX-MANAGED 2.7%

Value ($000) $5,911 Shares 114,738 Est. Cost $45.64 Unrealized —

VWO VANGUARD INTL EQUITY 2.4%

Value ($000) $5,173 Shares 95,254 Est. Cost $44.81 Unrealized —

SPY SPDR S&P 500 ETF TR 1.8%

Value ($000) $3,925 Shares 8,519 Est. Cost $369.26 Unrealized —

VCSH VANGUARD SCOTTSDALE 1.8%

Value ($000) $3,912 Shares 47,300 Est. Cost $82.71 Unrealized —

IEMG ISHARES INC 1.7%

Value ($000) $3,675 Shares 54,862 Est. Cost $63.88 Unrealized —

VUG VANGUARD INDEX FDS 1.6%

Value ($000) $3,431 Shares 11,963 Est. Cost $182.18 Unrealized —

VO VANGUARD INDEX FDS 1.5%

Value ($000) $3,211 Shares 13,529 Est. Cost $188.12 Unrealized —

ESGV VANGUARD WORLD FD 1.4%

Value ($000) $3,083 Shares 38,545 Est. Cost $73.76 Unrealized —

HYG ISHARES TR 1.1%

Value ($000) $2,451 Shares 27,845 Est. Cost $86.01 Unrealized —

VB VANGUARD INDEX FDS 1.1%

Value ($000) $2,355 Shares 10,453 Est. Cost $192.91 Unrealized —

EFA ISHARES TR 1.0%

Value ($000) $2,243 Shares 28,430 Est. Cost $69.43 Unrealized —

VEU VANGUARD INTL EQUITY 0.9%

Value ($000) $1,945 Shares 30,678 Est. Cost $52.99 Unrealized —

IEFA ISHARES TR 0.8%

Value ($000) $1,776 Shares 23,723 Est. Cost $68.73 Unrealized —

VOT VANGUARD INDEX FDS 0.8%

Value ($000) $1,700 Shares 7,191 Est. Cost $158.72 Unrealized —

QQQ INVESCO QQQ TR 0.7%

Value ($000) $1,607 Shares 4,535 Est. Cost $212.57 Unrealized —

IWV ISHARES TR 0.7%

Value ($000) $1,541 Shares 6,021 Est. Cost $255.94 Unrealized —

BRK/A BERKSHIRE HATHAWAY I 0.6%

Value ($000) $1,256 Shares 3 Est. Cost $325723.70 Unrealized +29.0%

DVY ISHARES TR 0.6%

Value ($000) $1,198 Shares 10,273 Est. Cost $105.62 Unrealized —

IJH ISHARES TR 0.5%

Value ($000) $1,111 Shares 4,134 Est. Cost $204.14 Unrealized —

BSV VANGUARD BD INDEX FD 0.5%

Value ($000) $1,074 Shares 13,072 Est. Cost $82.17 Unrealized —

GM GENERAL MTRS CO 0.4%

Value ($000) $962 Shares 16,250 Est. Cost $56.71 Unrealized 0.0%

GOOGL ALPHABET INC 0.4%

Value ($000) $828 Shares 339 Est. Cost $64.05 Unrealized +81.0%

BIV VANGUARD BD INDEX FD 0.4%

Value ($000) $824 Shares 9,160 Est. Cost $88.35 Unrealized —

VLO VALERO ENERGY CORP 0.4%

Value ($000) $781 Shares 10,000 Est. Cost $65.99 Unrealized 0.0%

IJR ISHARES TR 0.3%

Value ($000) $753 Shares 6,663 Est. Cost $113.01 Unrealized —

SDY SPDR SER TR 0.3%

Value ($000) $654 Shares 5,348 Est. Cost $107.58 Unrealized —

OHI OMEGA HEALTHCARE INV 0.2%

Value ($000) $510 Shares 14,052 Est. Cost $36.29 Unrealized —

NODK NI HLDGS INC 0.2%

Value ($000) $481 Shares 25,278 Est. Cost $19.27 Unrealized 0.0%

T AT&T INC 0.2%

Value ($000) $416 Shares 14,441 Est. Cost $16.99 Unrealized 0.0%

ITOT ISHARES TR 0.2%

Value ($000) $409 Shares 4,143 Est. Cost $72.70 Unrealized —

BLV VANGUARD BD INDEX FD 0.2%

Value ($000) $408 Shares 3,960 Est. Cost $100.25 Unrealized —

TGT TARGET CORP 0.2%

Value ($000) $346 Shares 1,430 Est. Cost $118.66 Unrealized +61.4%

Value ($000) $317 Shares 12,000 Est. Cost $37.75 Unrealized —

SO SOUTHERN CO 0.1%

Value ($000) $284 Shares 4,700 Est. Cost $53.77 Unrealized 0.0%

ENB ENBRIDGE INC 0.1%

Value ($000) $245 Shares 6,110 Est. Cost $28.64 Unrealized 0.0%

AVGO BROADCOM INC 0.1%

Value ($000) $218 Shares 457 Est. Cost $25.13 Unrealized +67.4%

REM ISHARES TR 0.1%

Value ($000) $213 Shares 5,747 Est. Cost $352.01 Unrealized —

— EATON VANCE FLTING R 0.1%

Value ($000) $190 Shares 13,000 Est. Cost $13.69 Unrealized —

— PIMCO INCOME STRATEG 0.1%

Value ($000) $165 Shares 17,500 Est. Cost $10.57 Unrealized —

— INVESCO SR INCOME TR 0.1%

Value ($000) $140 Shares 30,000 Est. Cost $4.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IGSB	ISHARES TR	910,000	$49,877	23.0%	$53.63	—	ISHS 1-5YR INVS	464288646
VTI	VANGUARD INDEX FDS	163,308	$36,388	16.8%	$164.01	—	TOTAL STK MKT	922908769
—	HOPE BANCORP INC	21,345,000	$21,078	9.7%	$0.99	—	NOTE 2.000% 5/1	43940TAB5
VYM	VANGUARD WHITEHALL F	198,507	$20,798	9.6%	$93.83	—	HIGH DIV YLD	921946406
IVV	ISHARES TR	34,926	$15,015	6.9%	$364.64	—	CORE S&P500 ETF	464287200
VOO	VANGUARD INDEX FDS	29,750	$11,707	5.4%	$296.71	—	S&P 500 ETF SHS	922908363
VEA	VANGUARD TAX-MANAGED	114,738	$5,911	2.7%	$45.64	—	FTSE DEV MKT ETF	921943858
VWO	VANGUARD INTL EQUITY	95,254	$5,173	2.4%	$44.81	—	FTSE EMR MKT ETF	922042858
SPY	SPDR S&P 500 ETF TR	8,519	$3,925	1.8%	$369.26	—	TR UNIT	78462F103
VCSH	VANGUARD SCOTTSDALE	47,300	$3,912	1.8%	$82.71	—	SHRT TRM CORP BD	92206C409
IEMG	ISHARES INC	54,862	$3,675	1.7%	$63.88	—	CORE MSCI EMKT	46434G103
VUG	VANGUARD INDEX FDS	11,963	$3,431	1.6%	$182.18	—	GROWTH ETF	922908736
VO	VANGUARD INDEX FDS	13,529	$3,211	1.5%	$188.12	—	MID CAP ETF	922908629
ESGV	VANGUARD WORLD FD	38,545	$3,083	1.4%	$73.76	—	ESG US STK ETF	921910733
HYG	ISHARES TR	27,845	$2,451	1.1%	$86.01	—	IBOXX HI YD ETF	464288513
VB	VANGUARD INDEX FDS	10,453	$2,355	1.1%	$192.91	—	SMALL CP ETF	922908751
EFA	ISHARES TR	28,430	$2,243	1.0%	$69.43	—	MSCI EAFE ETF	464287465
VEU	VANGUARD INTL EQUITY	30,678	$1,945	0.9%	$52.99	—	ALLWRLD EX US	922042775
IEFA	ISHARES TR	23,723	$1,776	0.8%	$68.73	—	CORE MSCI EAFE	46432F842
VOT	VANGUARD INDEX FDS	7,191	$1,700	0.8%	$158.72	—	MCAP GR IDXVIP	922908538
QQQ	INVESCO QQQ TR	4,535	$1,607	0.7%	$212.57	—	UNIT SER 1	46090E103
IWV	ISHARES TR	6,021	$1,541	0.7%	$255.94	—	RUSSELL 3000 ETF	464287689
BRK/A	BERKSHIRE HATHAWAY I	3	$1,256	0.6%	$325723.70	+29.0%	CL A	084670108
DVY	ISHARES TR	10,273	$1,198	0.6%	$105.62	—	SELECT DIVID ETF	464287168
IJH	ISHARES TR	4,134	$1,111	0.5%	$204.14	—	CORE S&P MCP ETF	464287507
BSV	VANGUARD BD INDEX FD	13,072	$1,074	0.5%	$82.17	—	SHORT TRM BOND	921937827
GM	GENERAL MTRS CO	16,250	$962	0.4%	$56.71	0.0%	COM	37045V100
GOOGL	ALPHABET INC	339	$828	0.4%	$64.05	+81.0%	CAP STK CL A	02079K305
BIV	VANGUARD BD INDEX FD	9,160	$824	0.4%	$88.35	—	INTERMED TERM	921937819
VLO	VALERO ENERGY CORP	10,000	$781	0.4%	$65.99	0.0%	COM	91913Y100
IJR	ISHARES TR	6,663	$753	0.3%	$113.01	—	CORE S&P SCP ETF	464287804
SDY	SPDR SER TR	5,348	$654	0.3%	$107.58	—	S&P DIVID ETF	78464A763
OHI	OMEGA HEALTHCARE INV	14,052	$510	0.2%	$36.29	—	COM	681936100
NODK	NI HLDGS INC	25,278	$481	0.2%	$19.27	0.0%	COM	65342T106
T	AT&T INC	14,441	$416	0.2%	$16.99	0.0%	COM	00206R102
ITOT	ISHARES TR	4,143	$409	0.2%	$72.70	—	CORE S&P TTL STK	464287150
BLV	VANGUARD BD INDEX FD	3,960	$408	0.2%	$100.25	—	LONG TERM BOND	921937793
TGT	TARGET CORP	1,430	$346	0.2%	$118.66	+61.4%	COM	87612E106
BP	BP PLC	12,000	$317	0.1%	$37.75	—	SPONSORED ADR	055622104
SO	SOUTHERN CO	4,700	$284	0.1%	$53.77	0.0%	COM	842587107
ENB	ENBRIDGE INC	6,110	$245	0.1%	$28.64	0.0%	COM	29250N105
AVGO	BROADCOM INC	457	$218	0.1%	$25.13	+67.4%	COM	11135F101
REM	ISHARES TR	5,747	$213	0.1%	$352.01	—	MORTGE REL ETF	46435G342
—	EATON VANCE FLTING R	13,000	$190	0.1%	$13.69	—	COM	278279104
—	PIMCO INCOME STRATEG	17,500	$165	0.1%	$10.57	—	COM	72201J104
—	INVESCO SR INCOME TR	30,000	$140	0.1%	$4.30	—	COM	46131H107