Asset Allocation & Management Company, LLC Diversified Active

CIK: 0001498383 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 15, 2021

Total Value ($000): $184,609 (88.7% shares, 11.3% debt)

Holdings (34)

IGSB ISHARES TR 26.9%

Value ($000) $49,722 Shares 910,000 Est. Cost $53.63 Unrealized —

VTI VANGUARD INDEX FDS 19.4%

Value ($000) $35,882 Shares 161,586 Est. Cost $164.01 Unrealized —

VYM VANGUARD WHITEHALL F 11.7%

Value ($000) $21,657 Shares 209,548 Est. Cost $94.33 Unrealized —

— HOPE BANCORP INC 11.3%

Value ($000) $20,879 Shares 21,090,000 Est. Cost $0.99 Unrealized —

VOO VANGUARD INDEX FDS 4.4%

Value ($000) $8,214 Shares 20,826 Est. Cost $296.71 Unrealized —

IVV ISHARES TR 3.5%

Value ($000) $6,448 Shares 14,967 Est. Cost $364.64 Unrealized —

VEA VANGUARD TAX-MANAGED 3.0%

Value ($000) $5,512 Shares 109,176 Est. Cost $45.64 Unrealized —

VWO VANGUARD INTL EQUITY 2.1%

Value ($000) $3,921 Shares 78,403 Est. Cost $44.81 Unrealized —

VCSH VANGUARD SCOTTSDALE 2.1%

Value ($000) $3,898 Shares 47,300 Est. Cost $82.71 Unrealized —

VUG VANGUARD INDEX FDS 1.9%

Value ($000) $3,537 Shares 12,189 Est. Cost $184.18 Unrealized —

ESGV VANGUARD WORLD FD 1.7%

Value ($000) $3,086 Shares 38,545 Est. Cost $73.76 Unrealized —

HYG ISHARES TR 1.3%

Value ($000) $2,436 Shares 27,845 Est. Cost $86.01 Unrealized —

SPY SPDR S&P 500 ETF TR 1.3%

Value ($000) $2,408 Shares 5,611 Est. Cost $369.26 Unrealized —

EFA ISHARES TR 1.2%

Value ($000) $2,218 Shares 28,430 Est. Cost $69.43 Unrealized —

VEU VANGUARD INTL EQUITY 1.0%

Value ($000) $1,870 Shares 30,678 Est. Cost $52.99 Unrealized —

VOT VANGUARD INDEX FDS 0.9%

Value ($000) $1,732 Shares 7,329 Est. Cost $160.18 Unrealized —

VO VANGUARD INDEX FDS 0.9%

Value ($000) $1,726 Shares 7,291 Est. Cost $188.12 Unrealized —

QQQ INVESCO QQQ TR 0.9%

Value ($000) $1,623 Shares 4,535 Est. Cost $212.57 Unrealized —

BRK/A BERKSHIRE HATHAWAY I 0.7%

Value ($000) $1,234 Shares 3 Est. Cost $325723.70 Unrealized +29.8%

DVY ISHARES TR 0.6%

Value ($000) $1,179 Shares 10,273 Est. Cost $105.62 Unrealized —

IJH ISHARES TR 0.6%

Value ($000) $1,088 Shares 4,134 Est. Cost $204.14 Unrealized —

GOOGL ALPHABET INC 0.5%

Value ($000) $906 Shares 339 Est. Cost $64.05 Unrealized +110.8%

VB VANGUARD INDEX FDS 0.4%

Value ($000) $684 Shares 3,128 Est. Cost $192.91 Unrealized —

ITOT ISHARES TR 0.2%

Value ($000) $408 Shares 4,143 Est. Cost $72.70 Unrealized —

Value ($000) $328 Shares 12,000 Est. Cost $37.75 Unrealized —

TGT TARGET CORP 0.2%

Value ($000) $327 Shares 1,430 Est. Cost $118.66 Unrealized +85.3%

EMXC ISHARES INC 0.2%

Value ($000) $281 Shares 4,634 Est. Cost $60.64 Unrealized —

BSV VANGUARD BD INDEX FD 0.1%

Value ($000) $257 Shares 3,142 Est. Cost $82.17 Unrealized —

SDY SPDR SER TR 0.1%

Value ($000) $224 Shares 1,902 Est. Cost $107.58 Unrealized —

AVGO BROADCOM INC 0.1%

Value ($000) $222 Shares 457 Est. Cost $25.13 Unrealized +77.0%

REM ISHARES TR 0.1%

Value ($000) $208 Shares 5,747 Est. Cost $352.01 Unrealized —

— EATON VANCE FLTING R 0.1%

Value ($000) $190 Shares 13,000 Est. Cost $13.69 Unrealized —

— PIMCO INCOME STRATEG 0.1%

Value ($000) $163 Shares 17,500 Est. Cost $10.57 Unrealized —

— INVESCO SR INCOME TR 0.1%

Value ($000) $141 Shares 30,000 Est. Cost $4.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IGSB	ISHARES TR	910,000	$49,722	26.9%	$53.63	—	ISHS 1-5YR INVS	464288646
VTI	VANGUARD INDEX FDS	161,586	$35,882	19.4%	$164.01	—	TOTAL STK MKT	922908769
VYM	VANGUARD WHITEHALL F	209,548	$21,657	11.7%	$94.33	—	HIGH DIV YLD	921946406
—	HOPE BANCORP INC	21,090,000	$20,879	11.3%	$0.99	—	NOTE 2.000% 5/1	43940TAB5
VOO	VANGUARD INDEX FDS	20,826	$8,214	4.4%	$296.71	—	S&P 500 ETF SHS	922908363
IVV	ISHARES TR	14,967	$6,448	3.5%	$364.64	—	CORE S&P500 ETF	464287200
VEA	VANGUARD TAX-MANAGED	109,176	$5,512	3.0%	$45.64	—	FTSE DEV MKT ETF	921943858
VWO	VANGUARD INTL EQUITY	78,403	$3,921	2.1%	$44.81	—	FTSE EMR MKT ETF	922042858
VCSH	VANGUARD SCOTTSDALE	47,300	$3,898	2.1%	$82.71	—	SHRT TRM CORP BD	92206C409
VUG	VANGUARD INDEX FDS	12,189	$3,537	1.9%	$184.18	—	GROWTH ETF	922908736
ESGV	VANGUARD WORLD FD	38,545	$3,086	1.7%	$73.76	—	ESG US STK ETF	921910733
HYG	ISHARES TR	27,845	$2,436	1.3%	$86.01	—	IBOXX HI YD ETF	464288513
SPY	SPDR S&P 500 ETF TR	5,611	$2,408	1.3%	$369.26	—	TR UNIT	78462F103
EFA	ISHARES TR	28,430	$2,218	1.2%	$69.43	—	MSCI EAFE ETF	464287465
VEU	VANGUARD INTL EQUITY	30,678	$1,870	1.0%	$52.99	—	ALLWRLD EX US	922042775
VOT	VANGUARD INDEX FDS	7,329	$1,732	0.9%	$160.18	—	MCAP GR IDXVIP	922908538
VO	VANGUARD INDEX FDS	7,291	$1,726	0.9%	$188.12	—	MID CAP ETF	922908629
QQQ	INVESCO QQQ TR	4,535	$1,623	0.9%	$212.57	—	UNIT SER 1	46090E103
BRK/A	BERKSHIRE HATHAWAY I	3	$1,234	0.7%	$325723.70	+29.8%	CL A	084670108
DVY	ISHARES TR	10,273	$1,179	0.6%	$105.62	—	SELECT DIVID ETF	464287168
IJH	ISHARES TR	4,134	$1,088	0.6%	$204.14	—	CORE S&P MCP ETF	464287507
GOOGL	ALPHABET INC	339	$906	0.5%	$64.05	+110.8%	CAP STK CL A	02079K305
VB	VANGUARD INDEX FDS	3,128	$684	0.4%	$192.91	—	SMALL CP ETF	922908751
ITOT	ISHARES TR	4,143	$408	0.2%	$72.70	—	CORE S&P TTL STK	464287150
BP	BP PLC	12,000	$328	0.2%	$37.75	—	SPONSORED ADR	055622104
TGT	TARGET CORP	1,430	$327	0.2%	$118.66	+85.3%	COM	87612E106
EMXC	ISHARES INC	4,634	$281	0.2%	$60.64	—	MSCI EMRG CHN	46434G764
BSV	VANGUARD BD INDEX FD	3,142	$257	0.1%	$82.17	—	SHORT TRM BOND	921937827
SDY	SPDR SER TR	1,902	$224	0.1%	$107.58	—	S&P DIVID ETF	78464A763
AVGO	BROADCOM INC	457	$222	0.1%	$25.13	+77.0%	COM	11135F101
REM	ISHARES TR	5,747	$208	0.1%	$352.01	—	MORTGE REL ETF	46435G342
—	EATON VANCE FLTING R	13,000	$190	0.1%	$13.69	—	COM	278279104
—	PIMCO INCOME STRATEG	17,500	$163	0.1%	$10.57	—	COM	72201J104
—	INVESCO SR INCOME TR	30,000	$141	0.1%	$4.30	—	COM	46131H107