Location: Chicago, IL
CIK: 0001498383 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 11, 2022
Total Value: $295M (87.1% shares, 12.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IGSB | ISHARES TR | 910,000 | $49.03M | 16.6% | $53.88 | $53.63 | +0.5% | ISHS 1-5YR INVS | 464288646 |
| VTI | VANGUARD INDEX FDS | 169,902 | $41.02M | 13.9% | $241.44 | $160.87 | +50.1% | TOTAL STK MKT | 922908769 |
| VYM | VANGUARD WHITEHALL FDS | 240,813 | $27M | 9.1% | $112.11 | $94.45 | +18.7% | HIGH DIV YLD | 921946406 |
| — | HOPE BANCORP INC | 21,950,000 | $21.41M | 7.2% | $0.98 | $0.99 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| — | TORONTO DOMINION BK ONT | 13,770,000 | $14.79M | 5.0% | $1.07 | $1.07 | — | NOTE 3.625% 9/1 | 891160MJ9 |
| VOO | VANGUARD INDEX FDS | 22,675 | $9.899M | 3.4% | $436.56 | $301.70 | +44.7% | S&P 500 ETF SHS | 922908363 |
| IVV | ISHARES TR | 18,132 | $8.649M | 2.9% | $477.00 | $372.94 | +27.9% | CORE S&P500 ETF | 464287200 |
| ESGV | VANGUARD WORLD FD | 77,945 | $6.851M | 2.3% | $87.90 | $78.99 | +11.3% | ESG US STK ETF | 921910733 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 118,430 | $6.047M | 2.0% | $51.06 | $45.19 | +13.0% | FTSE DEV MKT ETF | 921943858 |
| SRLN | SSGA ACTIVE ETF TR | 99,356 | $4.534M | 1.5% | $45.63 | $45.73 | -0.2% | BLACKSTONE SENR | 78467V608 |
| VWO | VANGUARD INTL EQUITY INDEX F | 89,630 | $4.433M | 1.5% | $49.46 | $43.71 | +13.2% | FTSE EMR MKT ETF | 922042858 |
| VUG | VANGUARD INDEX FDS | 12,189 | $3.911M | 1.3% | $320.86 * | $29.27 | +82.8% | GROWTH ETF | 922908736 |
| VCSH | VANGUARD SCOTTSDALE FDS | 47,300 | $3.844M | 1.3% | $81.27 | $82.68 | -1.7% | SHRT TRM CORP BD | 92206C409 |
| SPY | SPDR S&P 500 ETF TR | 7,700 | $3.657M | 1.2% | $474.94 | $376.16 | +26.3% | TR UNIT | 78462F103 |
| HYG | ISHARES TR | 33,575 | $2.921M | 1.0% | $87.00 | $85.35 | +1.9% | IBOXX HI YD ETF | 464288513 |
| EFA | ISHARES TR | 28,430 | $2.237M | 0.8% | $78.68 | $67.54 | +16.5% | MSCI EAFE ETF | 464287465 |
| VO | VANGUARD INDEX FDS | 7,915 | $2.017M | 0.7% | $254.83 * | $46.84 | +36.0% | MID CAP ETF | 922908629 |
| VEU | VANGUARD INTL EQUITY INDEX F | 31,059 | $1.903M | 0.6% | $61.27 | $51.90 | +18.1% | ALLWRLD EX US | 922042775 |
| IJH | ISHARES TR | 6,649 | $1.882M | 0.6% | $283.05 * | $45.65 | +24.0% | CORE S&P MCP ETF | 464287507 |
| HD | HOME DEPOT INC | 4,527 | $1.879M | 0.6% | $415.07 * | $343.18 | +9.3% | COM | 437076102 |
| VOT | VANGUARD INDEX FDS | 7,329 | $1.866M | 0.6% | $254.60 | $154.26 | +65.1% | MCAP GR IDXVIP | 922908538 |
| — | BANK OF NOVA SCOTIA | 1,665,000 | $1.828M | 0.6% | $1.10 | $1.10 | — | NOTE 4.500%12/1 | 064159HB5 |
| QQQ | INVESCO QQQ TR | 4,535 | $1.804M | 0.6% | $397.79 | $200.22 | +98.7% | UNIT SER 1 | 46090E103 |
| QCOM | QUALCOMM INC | 9,309 | $1.702M | 0.6% | $182.83 * | $146.06 | +14.5% | COM | 747525103 |
| PG | PROCTER AND GAMBLE CO | 10,306 | $1.686M | 0.6% | $163.59 * | $134.13 | +10.3% | COM | 742718109 |
| MCD | MCDONALDS CORP | 6,140 | $1.646M | 0.6% | $268.08 * | $229.60 | +6.5% | COM | 580135101 |
| AVGO | BROADCOM INC | 2,376 | $1.581M | 0.5% | $665.40 * | $46.66 | +32.1% | COM | 11135F101 |
| APD | AIR PRODS & CHEMS INC | 4,907 | $1.493M | 0.5% | $304.26 * | $263.65 | +4.1% | COM | 009158106 |
| JNJ | JOHNSON & JOHNSON | 8,392 | $1.436M | 0.5% | $171.12 * | $145.09 | +4.9% | COM | 478160104 |
| PFE | PFIZER INC | 23,499 | $1.388M | 0.5% | $59.07 * | $40.23 | +19.5% | COM | 717081103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 3 | $1.352M | 0.5% | $450666.67 | $325723.70 | +38.4% | CL A | 084670108 |
| PEP | PEPSICO INC | 7,755 | $1.347M | 0.5% | $173.69 * | $143.45 | +6.8% | COM | 713448108 |
| CSCO | CISCO SYS INC | 20,885 | $1.323M | 0.4% | $63.35 * | $50.47 | +10.9% | COM | 17275R102 |
| JAAA | JANUS DETROIT STR TR | 26,000 | $1.31M | 0.4% | $50.38 | $50.46 | -0.2% | HENDRSON AAA CL | 47103U845 |
| DVY | ISHARES TR | 10,273 | $1.259M | 0.4% | $122.55 | $103.00 | +19.0% | SELECT DIVID ETF | 464287168 |
| COP | CONOCOPHILLIPS | 17,196 | $1.241M | 0.4% | $72.17 * | $62.64 | -0.5% | COM | 20825C104 |
| HPQ | HP INC | 32,109 | $1.21M | 0.4% | $37.68 * | $28.19 | +15.7% | COM | 40434L105 |
| MMM | 3M CO | 6,603 | $1.173M | 0.4% | $177.65 * | $127.29 | +0.1% | COM | 88579Y101 |
| LMT | LOCKHEED MARTIN CORP | 3,272 | $1.163M | 0.4% | $355.44 * | $308.96 | +3.3% | COM | 539830109 |
| KO | COCA COLA CO | 19,299 | $1.143M | 0.4% | $59.23 * | $49.18 | +6.9% | COM | 191216100 |
| JPM | JPMORGAN CHASE & CO | 7,129 | $1.129M | 0.4% | $158.37 * | $147.83 | -3.6% | COM | 46625H100 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,567 | $1.126M | 0.4% | $246.55 * | $207.28 | +9.3% | COM | 053015103 |
| KMB | KIMBERLY-CLARK CORP | 7,827 | $1.119M | 0.4% | $142.97 * | $115.26 | +6.8% | COM | 494368103 |
| TXN | TEXAS INSTRS INC | 5,911 | $1.114M | 0.4% | $188.46 * | $170.14 | -1.6% | COM | 882508104 |
| UNP | UNION PAC CORP | 4,403 | $1.109M | 0.4% | $251.87 * | $214.98 | +6.8% | COM | 907818108 |
| GPC | GENUINE PARTS CO | 7,821 | $1.097M | 0.4% | $140.26 * | $118.01 | +6.4% | COM | 372460105 |
| ABT | ABBOTT LABS | 7,555 | $1.063M | 0.4% | $140.70 * | $118.69 | +10.0% | COM | 002824100 |
| VB | VANGUARD INDEX FDS | 4,701 | $1.062M | 0.4% | $225.91 | $201.21 | +12.3% | SMALL CP ETF | 922908751 |
| TSN | TYSON FOODS INC | 12,161 | $1.06M | 0.4% | $87.16 * | $72.11 | +6.4% | CL A | 902494103 |
| TRV | TRAVELERS COMPANIES INC | 6,768 | $1.059M | 0.4% | $156.47 * | $143.90 | +0.5% | COM | 89417E109 |
| AMP | AMERIPRISE FINL INC | 3,499 | $1.056M | 0.4% | $301.80 * | $278.30 | +2.1% | COM | 03076C106 |
| CMI | CUMMINS INC | 4,808 | $1.049M | 0.4% | $218.18 * | $205.83 | -3.9% | COM | 231021106 |
| MTB | M & T BK CORP | 6,819 | $1.047M | 0.4% | $153.54 * | $134.29 | +0.5% | COM | 55261F104 |
| UPS | UNITED PARCEL SERVICE INC | 4,880 | $1.046M | 0.4% | $214.34 * | $168.57 | +5.7% | CL B | 911312106 |
| CL | COLGATE PALMOLIVE CO | 12,249 | $1.045M | 0.4% | $85.31 * | $70.92 | +9.4% | COM | 194162103 |
| INTC | INTEL CORP | 20,276 | $1.044M | 0.4% | $51.49 * | $47.29 | +1.0% | COM | 458140100 |
| LLY | LILLY ELI & CO | 3,696 | $1.021M | 0.3% | $276.24 * | $243.85 | +9.1% | COM | 532457108 |
| MDLZ | MONDELEZ INTL INC | 15,384 | $1.02M | 0.3% | $66.30 * | $55.31 | +8.0% | CL A | 609207105 |
| BAC | BK OF AMERICA CORP | 22,872 | $1.018M | 0.3% | $44.51 * | $41.02 | -2.0% | COM | 060505104 |
| ITW | ILLINOIS TOOL WKS INC | 4,099 | $1.012M | 0.3% | $246.89 * | $210.30 | +6.7% | COM | 452308109 |
| PNC | PNC FINL SVCS GROUP INC | 4,996 | $1.002M | 0.3% | $200.56 * | $174.29 | -1.4% | COM | 693475105 |
| GD | GENERAL DYNAMICS CORP | 4,766 | $994K | 0.3% | $208.56 * | $185.25 | +3.3% | COM | 369550108 |
| GOOGL | ALPHABET INC | 339 | $982K | 0.3% | $2896.76 * | $64.05 | +124.5% | CAP STK CL A | 02079K305 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 11,265 | $969K | 0.3% | $86.02 * | $79.32 | -0.9% | COM | 75513E101 |
| GILD | GILEAD SCIENCES INC | 13,120 | $953K | 0.3% | $72.64 * | $58.80 | +6.3% | COM | 375558103 |
| AMGN | AMGEN INC | 4,233 | $952K | 0.3% | $224.90 * | $185.15 | +7.0% | COM | 031162100 |
| CAH | CARDINAL HEALTH INC | 18,192 | $937K | 0.3% | $51.51 * | $44.62 | +6.0% | COM | 14149Y108 |
| CAT | CATERPILLAR INC | 4,527 | $936K | 0.3% | $206.76 * | $186.69 | +2.8% | COM | 149123101 |
| — | BLACKROCK INC | 1,012 | $927K | 0.3% | $916.01 | $916.01 | — | COM | 09247X101 |
| VFC | V F CORP | 12,487 | $914K | 0.3% | $73.20 | $73.05 | +0.2% | COM | 918204108 |
| BMY | BRISTOL-MYERS SQUIBB CO | 14,282 | $890K | 0.3% | $62.32 * | $49.23 | +6.3% | COM | 110122108 |
| PM | PHILIP MORRIS INTL INC | 9,270 | $881K | 0.3% | $95.04 * | $76.31 | +2.9% | COM | 718172109 |
| TGT | TARGET CORP | 3,430 | $794K | 0.3% | $231.49 * | $174.36 | +17.1% | COM | 87612E106 |
| AAPL | APPLE INC | 4,000 | $710K | 0.2% | $177.50 * | $154.71 | +12.4% | COM | 037833100 |
| — | CANADIAN PAC RY LTD | 8,075 | $581K | 0.2% | $71.95 | $71.95 | — | COM | 13645T100 |
| — | ARISTA NETWORKS INC | 4,000 | $575K | 0.2% | $143.75 | $143.75 | — | COM | 040413106 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 6,580 | $573K | 0.2% | $87.08 * | $73.87 | +7.8% | COM | 595017104 |
| EMXC | ISHARES INC | 8,971 | $544K | 0.2% | $60.64 | $61.25 | -1.0% | MSCI EMRG CHN | 46434G764 |
| MSFT | MICROSOFT CORP | 1,500 | $504K | 0.2% | $336.00 * | $313.41 | +3.8% | COM | 594918104 |
| KLAC | KLA CORP | 1,150 | $495K | 0.2% | $430.43 * | $369.50 | +11.6% | COM NEW | 482480100 |
| — | II-VI INC | 7,100 | $485K | 0.2% | $68.31 | $68.31 | — | COM | 902104108 |
| FDX | FEDEX CORP | 1,800 | $466K | 0.2% | $258.89 * | $219.91 | +8.0% | COM | 31428X106 |
| FFIV | F5 INC | 1,900 | $465K | 0.2% | $244.74 | $221.99 | +10.2% | COM | 315616102 |
| UNH | UNITEDHEALTH GROUP INC | 900 | $452K | 0.2% | $502.22 * | $422.19 | +11.2% | COM | 91324P102 |
| ITOT | ISHARES TR | 4,143 | $443K | 0.2% | $106.93 | $69.58 | +53.7% | CORE S&P TTL STK | 464287150 |
| CVS | CVS HEALTH CORP | 4,000 | $413K | 0.1% | $103.25 * | $80.49 | +11.8% | COM | 126650100 |
| MET | METLIFE INC | 6,600 | $412K | 0.1% | $62.42 * | $55.38 | -0.1% | COM | 59156R108 |
| MRK | MERCK & CO INC | 5,253 | $403K | 0.1% | $76.72 * | $69.89 | -3.0% | COM | 58933Y105 |
| ALB | ALBEMARLE CORP | 1,685 | $394K | 0.1% | $233.83 * | $234.79 | -5.4% | COM | 012653101 |
| GLD | SPDR GOLD TR | 2,125 | $363K | 0.1% | $170.82 | $167.88 | +1.8% | GOLD SHS | 78463V107 |
| SBUX | STARBUCKS CORP | 3,000 | $351K | 0.1% | $117.00 * | $102.21 | +3.9% | COM | 855244109 |
| FITB | FIFTH THIRD BANCORP | 7,915 | $345K | 0.1% | $43.59 * | $37.13 | +0.2% | COM | 316773100 |
| CVX | CHEVRON CORP NEW | 2,900 | $340K | 0.1% | $117.24 * | $96.10 | +3.9% | COM | 166764100 |
| LULU | LULULEMON ATHLETICA INC | 850 | $333K | 0.1% | $391.76 | $427.35 | -8.4% | COM | 550021109 |
| SYK | STRYKER CORPORATION | 1,200 | $321K | 0.1% | $267.50 * | $251.12 | +2.1% | COM | 863667101 |
| BP | BP PLC | 12,000 | $320K | 0.1% | $26.67 | $37.97 | -29.9% | SPONSORED ADR | 055622104 |
| TJX | TJX COS INC NEW | 4,000 | $304K | 0.1% | $76.00 * | $65.27 | +9.6% | COM | 872540109 |
| MRSH | MARSH & MCLENNAN COS INC | 1,700 | $295K | 0.1% | $173.53 * | $156.21 | +4.4% | COM | 571748102 |
| BKR | BAKER HUGHES COMPANY | 12,000 | $289K | 0.1% | $24.08 * | $22.36 | -2.3% | CL A | 05722G100 |
| REM | ISHARES TR | 8,198 | $283K | 0.1% | $34.52 | $34.39 | +0.4% | MORTGE REL ETF | 46435G342 |
| VZ | VERIZON COMMUNICATIONS INC | 5,417 | $281K | 0.1% | $51.87 * | $40.39 | -0.3% | COM | 92343V104 |
| KNX | KNIGHT-SWIFT TRANSN HLDGS IN | 4,545 | $277K | 0.1% | $60.95 * | $53.96 | +7.8% | CL A | 499049104 |
| — | INTERPUBLIC GROUP COS INC | 7,205 | $270K | 0.1% | $37.47 * | $31.06 | +3.5% | COM | 460690100 |
| LHX | L3HARRIS TECHNOLOGIES INC | 1,250 | $267K | 0.1% | $213.60 * | $203.52 | -3.5% | COM | 502431109 |
| MS | MORGAN STANLEY | 2,660 | $261K | 0.1% | $98.12 * | $86.77 | -1.3% | COM NEW | 617446448 |
| BSV | VANGUARD BD INDEX FDS | 3,142 | $254K | 0.1% | $80.84 | $82.24 | -1.7% | SHORT TRM BOND | 921937827 |
| V | VISA INC | 1,150 | $249K | 0.1% | $216.52 * | $208.13 | +1.0% | COM CL A | 92826C839 |
| CRM | SALESFORCE COM INC | 975 | $248K | 0.1% | $254.36 | $277.61 | -9.6% | COM | 79466L302 |
| SDY | SPDR SER TR | 1,902 | $246K | 0.1% | $129.34 | $104.97 | +23.0% | S&P DIVID ETF | 78464A763 |
| IWM | ISHARES TR | 1,038 | $231K | 0.1% | $222.54 | $225.96 | -1.6% | RUSSELL 2000 ETF | 464287655 |
| GRMN | GARMIN LTD | 1,565 | $213K | 0.1% | $136.10 * | $131.47 | -5.3% | SHS | H2906T109 |
| VEEV | VEEVA SYS INC | 800 | $204K | 0.1% | $255.00 | $290.73 | -12.1% | CL A COM | 922475108 |
| — | EATON VANCE FLTING RATE INC | 13,000 | $188K | 0.1% | $14.46 | $13.69 | — | COM | 278279104 |
| — | PIMCO INCOME STRATEGY FD II | 17,500 | $160K | 0.1% | $9.14 | $10.57 | — | COM | 72201J104 |
| — | INVESCO SR INCOME TR | 30,000 | $139K | 0.0% | $4.63 | $4.30 | — | COM | 46131H107 |
| — | PORTMARNOCK LEASING LLC | 80,815 | $82,000 | 0.0% | $1.01 | $1.01 | — | NOTE 1.741%10/2 | 736879AA5 |