VestGen Investment Management Diversified Active

CIK: 0001511739 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 23, 2013

Total Value ($000): $198,557 (100.0% shares, 0.0% debt)

Holdings (31)

— SPDR SERIES TRUST 37.2%

Value ($000) $73,879 Shares 1,854,389 Est. Cost $39.84 Unrealized —

HYG ISHARES TR 32.4%

Value ($000) $64,305 Shares 702,302 Est. Cost $91.56 Unrealized —

CWB SPDR SERIES TRUST 9.2%

Value ($000) $18,211 Shares 402,893 Est. Cost $42.68 Unrealized —

SJNK SPDR SER TR 5.6%

Value ($000) $11,085 Shares 362,962 Est. Cost $30.54 Unrealized —

HYS PIMCO ETF TR 5.6%

Value ($000) $11,038 Shares 105,228 Est. Cost $104.90 Unrealized —

— POWERSHARES GOLBAL ETF TRUST 2.9%

Value ($000) $5,675 Shares 301,701 Est. Cost $18.81 Unrealized —

PENN PENN NATL GAMING INC 2.5%

Value ($000) $4,977 Shares 89,905 Est. Cost $12.65 Unrealized -4.8%

— CAPE BANCORP INC 0.6%

Value ($000) $1,228 Shares 134,126 Est. Cost $9.50 Unrealized —

— PIMCO HIGH INCOME FD 0.4%

Value ($000) $836 Shares 70,000 Est. Cost $11.71 Unrealized —

— FIRST TR ISE REVERE NAT GAS 0.3%

Value ($000) $616 Shares 32,933 Est. Cost $18.70 Unrealized —

— ISHARES 0.3%

Value ($000) $613 Shares 31,268 Est. Cost $19.60 Unrealized —

— MARKET VECTORS ETF TR 0.3%

Value ($000) $605 Shares 21,468 Est. Cost $28.18 Unrealized —

— ISHARES 0.3%

Value ($000) $602 Shares 27,860 Est. Cost $21.61 Unrealized —

CVX CHEVRON CORP NEW 0.3%

Value ($000) $560 Shares 4,611 Est. Cost $71.30 Unrealized +2.5%

— ANNALY CAP MGMT INC 0.2%

Value ($000) $347 Shares 30,000 Est. Cost $12.57 Unrealized —

XLY SELECT SECTOR SPDR TR 0.2%

Value ($000) $309 Shares 5,104 Est. Cost $60.54 Unrealized —

XLV SELECT SECTOR SPDR TR 0.2%

Value ($000) $308 Shares 6,087 Est. Cost $50.60 Unrealized —

XLB SELECT SECTOR SPDR TR 0.2%

Value ($000) $306 Shares 7,284 Est. Cost $42.01 Unrealized —

XLF SELECT SECTOR SPDR TR 0.2%

Value ($000) $306 Shares 15,370 Est. Cost $19.91 Unrealized —

XLK SELECT SECTOR SPDR TR 0.2%

Value ($000) $306 Shares 9,537 Est. Cost $32.09 Unrealized —

XLE SELECT SECTOR SPDR TR 0.2%

Value ($000) $305 Shares 3,675 Est. Cost $82.99 Unrealized —

XLI SELECT SECTOR SPDR TR 0.2%

Value ($000) $305 Shares 6,574 Est. Cost $46.39 Unrealized —

XLP SELECT SECTOR SPDR TR 0.2%

Value ($000) $304 Shares 7,631 Est. Cost $39.84 Unrealized —

GLD SPDR GOLD TRUST 0.2%

Value ($000) $301 Shares 2,350 Est. Cost $119.32 Unrealized —

XOM EXXON MOBIL CORP 0.1%

Value ($000) $281 Shares 3,264 Est. Cost $53.69 Unrealized +0.9%

— GENERAL ELECTRIC CO 0.1%

Value ($000) $243 Shares 10,187 Est. Cost $23.19 Unrealized —

PFE PFIZER INC 0.1%

Value ($000) $208 Shares 7,258 Est. Cost $16.46 Unrealized -0.6%

XPMAX PIONEER MUN HIGH INCOME ADV 0.1%

Value ($000) $174 Shares 12,963 Est. Cost $14.70 Unrealized —

— RAIT FINANCIAL TRUST 0.1%

Value ($000) $118 Shares 16,666 Est. Cost $7.50 Unrealized —

— DREYFUS STRATEGIC MUNICIPALS INC 0.1%

Value ($000) $111 Shares 13,900 Est. Cost $8.60 Unrealized —

— GASTAR EXPL LTD 0.0%

Value ($000) $95 Shares 24,000 Est. Cost $2.67 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SPDR SERIES TRUST	1,854,389	$73,879	37.2%	$39.84	—	BRCLYS YLD ETF	78464A417
HYG	ISHARES TR	702,302	$64,305	32.4%	$91.56	—	HIGH YLD CORP	464288513
CWB	SPDR SERIES TRUST	402,893	$18,211	9.2%	$42.68	—	BRC CNV SECS ETF	78464A359
SJNK	SPDR SER TR	362,962	$11,085	5.6%	$30.54	—	SHT TRM HGH YLD	78468R408
HYS	PIMCO ETF TR	105,228	$11,038	5.6%	$104.90	—	0-5 HIGH YIELD	72201R783
—	POWERSHARES GOLBAL ETF TRUST	301,701	$5,675	2.9%	$18.81	—	FDM HG YLD RAFI	73936T557
PENN	PENN NATL GAMING INC	89,905	$4,977	2.5%	$12.65	-4.8%	COM	707569109
—	CAPE BANCORP INC	134,126	$1,228	0.6%	$9.50	—	COM	139209100
—	PIMCO HIGH INCOME FD	70,000	$836	0.4%	$11.71	—	COM SHS	722014107
—	FIRST TR ISE REVERE NAT GAS	32,933	$616	0.3%	$18.70	—	COM	33734J102
—	ISHARES	31,268	$613	0.3%	$19.60	—	MSCI UK ETF	464286699
—	MARKET VECTORS ETF TR	21,468	$605	0.3%	$28.18	—	RUSSIA ETF	57060U506
—	ISHARES	27,860	$602	0.3%	$21.61	—	MSCI RUSSIA CAP	46429B705
CVX	CHEVRON CORP NEW	4,611	$560	0.3%	$71.30	+2.5%	COM	166764100
—	ANNALY CAP MGMT INC	30,000	$347	0.2%	$12.57	—	COM	035710409
XLY	SELECT SECTOR SPDR TR	5,104	$309	0.2%	$60.54	—	SBI CONS DISCR	81369Y407
XLV	SELECT SECTOR SPDR TR	6,087	$308	0.2%	$50.60	—	SBI HEALTHCARE	81369Y209
XLB	SELECT SECTOR SPDR TR	7,284	$306	0.2%	$42.01	—	SBI MATERIALS	81369Y100
XLF	SELECT SECTOR SPDR TR	15,370	$306	0.2%	$19.91	—	SBI INT-FINL	81369Y605
XLK	SELECT SECTOR SPDR TR	9,537	$306	0.2%	$32.09	—	TECHNOLOGY	81369Y803
XLE	SELECT SECTOR SPDR TR	3,675	$305	0.2%	$82.99	—	SBI INT-ENERGY	81369Y506
XLI	SELECT SECTOR SPDR TR	6,574	$305	0.2%	$46.39	—	SBI INT-INDS	81369Y704
XLP	SELECT SECTOR SPDR TR	7,631	$304	0.2%	$39.84	—	SBI CONS STPLS	81369Y308
GLD	SPDR GOLD TRUST	2,350	$301	0.2%	$119.32	—	GOLD SHS	78463V107
XOM	EXXON MOBIL CORP	3,264	$281	0.1%	$53.69	+0.9%	COM	30231G102
—	GENERAL ELECTRIC CO	10,187	$243	0.1%	$23.19	—	COM	369604103
PFE	PFIZER INC	7,258	$208	0.1%	$16.46	-0.6%	COM	717081103
XPMAX	PIONEER MUN HIGH INCOME ADV	12,963	$174	0.1%	$14.70	—	COM	723762100
—	RAIT FINANCIAL TRUST	16,666	$118	0.1%	$7.50	—	COM NEW	749227609
—	DREYFUS STRATEGIC MUNICIPALS INC	13,900	$111	0.1%	$8.60	—	COM	261932107
—	GASTAR EXPL LTD	24,000	$95	0.0%	$2.67	—	COM NEW	367299203